CUSTOMER_CODE
SMUDE
DIVISION_CODE
SMUDE
EVENT_CODE
JAN2016
ASSESSMENT_CODE MA0046_JAN2016
QUESTION_TYPE
DESCRIPTIVE_QUESTION
QUESTION_ID
16272
QUESTION_TEXT
Describe the non-fund services offered by Merchant bankers.
(2 Marks each for any 5 services)
Credit rating
Portfolio Management
SCHEME OF EVALUATION Loan Syndication
Mergers and Acquisitions
Merchant banking and issue Management
Investment advisory and management services
QUESTION_TYPE
DESCRIPTIVE_QUESTION
QUESTION_ID
73555
QUESTION_TEXT
Who are the participants in the money market?
1.
2.
3
SCHEME OF EVALUATION
4.
5.
6.
RBI
Banks and financial institutions
DFHIL
Mutual funds
Primary dealers
Corporate hours
QUESTION_TYPE
DESCRIPTIVE_QUESTION
QUESTION_ID
73556
QUESTION_TEXT
What are the advantages of securitization? Which are the steps
involved in the securitization process?
SCHEME OF
EVALUATION
Advantages:
1. Matching of assets and liabilities
2. Less cost
3 Increased Capital Adequacy Ratios(CAR)
4. Improved Balance Sheet ratio
5. Investment
6. Cash flow
Steps:
1.
2.
3
4.
Packages
Offer
PTC
Final issue
QUESTION_TYPE
DESCRIPTIVE_QUESTION
QUESTION_ID
73565
QUESTION_TEXT
Explain the different types of leasing
1.
2.
SCHEME OF EVALUATION
3.
4.
Financial and operating lease
Sales and base back and direct lease
Single investor base and levered lease
Domestic base and international lease
2.5 marks
2.5 marks
2.5 marks
2.5 marks
QUESTION_TYPE
DESCRIPTIVE_QUESTION
QUESTION_ID
73568
QUESTION_TEXT
What is meant by mutual fund? Explain the structure of mutual fund
schemes.
SCHEME OF
EVALUATION
Meaning ----------1 mark
Is a company which pools funds from investors into various schemes
having a common objective s?
Structure: - --------3*3=9
Open ended schemes
Close ended schemes
Interval schemes
QUESTION_TYPE
DESCRIPTIVE_QUESTION
QUESTION_ID
73569
QUESTION_TEXT
Explain the distribution channels used in bancassurance.
1.
2.
3.
SCHEME OF EVALUATION
4.
5.
6.
Carrier agents and salaried agents
Bank employees
Special advisors
Direct response
Corporate agents or brokerage firms
Internet and e-brokerage