ISEAL Membership Application Form & Checklist for Standard-Setting Organisations Version 2 – October 2015 Introduction Joining the ISEAL membership is a very positive step towards strengthening your standards system. Becoming a member of the ISEAL Alliance means that you are committing to improve your organisation’s practices and to collaborate with others to increase the impact of your standard(s). You’re almost there and we’re excited to receive your application! All sections in this document must be completed to make a complete membership application. This includes providing general information, signing ISEAL’s terms and agreement and completing a checklist to ensure that all relevant supporting evidence is submitted. Evidence is required to demonstrate that your organisation meets ISEAL’s eligibility requirements and code compliance requirements. For further details on how to make an application, please read the ISEAL Membership Application Procedure for Standard-Setting Organisations. You will also need to consult the ISEAL Member Requirements and ISEAL Code Compliance Requirements for Standard-Setting Members for more information about members’ commitment to implementing ISEAL’s Codes of Good Practice. One electronic copy of this completed form and all supporting documentation should be submitted to the Dropbox folder that has been made available to you. You must notify the ISEAL Secretariat that the submission is complete by sending an email to membership@isealalliance.org. Application Form General Information and Program Scope Name of Your Organisation: Postal Address (Head Office): Telephone (Include International Access): Organisation Website: Name of ISEAL Main Contact: Position: Main contact email: Main contact Skype: ISEAL Membership Application Form & Checklist for Standard-Setting Organisations Version 2 – October 2015 1 Approximate number of FTEs* e.g. less than 5, 5-10, 11-20, 21-50, 50+ (include total for all offices, and breakdown per office – insert additional rows as necessary): *Full-time equivalent staff Office and location Number of staff e.g. Total offices 50+ e.g. Head office in Shanghai 11-20 List of Activities that your organisation undertakes (e.g. Standard-Setting, Certification, Accreditation): List of Sectors in which your organisation is involved (e.g. Forestry, Agriculture, Mining, Carbon Credits, etc.): Geographical scope of your program: Turnover from most recent financial year: Terms and Agreement I/we hereby understand and agree to the following terms, which will come into effect upon our approval as an Associate Member: 1. Our organisation agrees to be guided by the ISEAL Credibility Principles in our approach to creating and maintaining a credible and robust standards system. Furthermore, we affirm that none of the activities of our organisation or the activities of subsidiaries or parent companies may be construed as running counter to the ISEAL Credibility Principles. 2. Our organisation commits to abide by the ISEAL Alliance Code of Ethics, particularly in our interactions with ISEAL and with ISEAL members. 3. Our organisation will strive to meet the requirements for Full Member status within one year from the date of approval as an Associate Member of the ISEAL Alliance, and to fully comply with the ISEAL Codes within three years in accordance with the ISEAL Code Compliance Requirements for Standard-Setting Members. This also includes a commitment to report annually regarding Code compliance. 4. Our organisation will only make claims about ISEAL Associate and Full Membership in accordance with the ISEAL Member Claims Policy. We are entitled to state that we are an ISEAL Associate Member and can make aspirational statements about seeking to be compliant with applicable ISEAL Codes, with language approved by the ISEAL Secretariat prior to use. We are not entitled to use the ISEAL logo. 5. Our organisation will submit timely and complete responses (within 1 month) to reasonable requests for information solicited by the ISEAL Secretariat, such as in the form of annual surveys that are aimed at furthering ISEAL’s Strategic Plan. 6. Our organisation will make annual reports, operating procedures including decision-making structures, and standards (including drafts), where applicable, publicly available at least through our organisation’s website. 7. Our organisation will participate regularly in the ISEAL Community, to improve accessibility and effectiveness of our program and of the voluntary standards movement, and to reduce overlaps and duplications among programs. This could include participation in the online community, and delivery or participation in webinars, workshops and conferences. ISEAL Membership Application Form & Checklist for Standard-Setting Organisations Version 2 – October 2015 2 8. Our organisation is willing and able to provide advice and support to other ISEAL members, as appropriate, on challenges that they face. 9. We shall appoint an ‘ISEAL Main Contact’ who will inform our staff of developments within ISEAL. Where requested, the ISEAL Main Contact shall consult actively with our staff on issues and report back the results of these consultations. 10. Our organisation will report on annual turnover in a timely manner and make timely payment of annual member fees. 11. Our organisation will notify ISEAL of any criminal or civil proceedings made against us or any other significant change in activities or circumstance that could affect the credibility of us as a member or of the ISEAL membership as a whole. I further confirm that the information provided in and with this Form is accurate and truthful. Signed: On Behalf of (Name of Individual or Organisation): Date: ISEAL Membership Application Form & Checklist for Standard-Setting Organisations Version 2 – October 2015 3 Checklist Demonstrating your organisation meets ISEAL’s Eligibility Requirements Requirement Suggested evidence Location of evidence Please confirm location of evidence (clearly listing the name and number of your files as provided in the Dropbox) Submitted via Dropbox? ☒ e.g. Be a registered legal entity Proof that your organisation is registered as a legal entity 1. Be registered as a legal entity. Proof that your organisation is registered as a legal entity. ☐ 2. Have, or accredit to, at least one operational practice and/or performance-based standard that: Your mission statement, vision or equivalent guiding document. ☐ Certification of registration a. Was set using a multistakeholder approach; b. Focuses on social and/or environmental issues; c. Applies at the international, regional, national or sub-national level; d. Is voluntary1 in nature; and e. Takes into account the ecological, cultural, and economic realities of the parts of the world in which it operates. 1 And therefore is not a mandatory requirement for market access ISEAL Membership Application Form & Checklist for Standard-Setting Organisations Version 2 – October 2015 4 3. Have a governance structure that safeguards impartiality and, for standard-setting activities, enables meaningful participation of directly affected stakeholder groups. An overview of your governance structure, such as terms of reference and organisational structure. May include web links. ☐ 4. Have a standards system that has commitment from key civil society stakeholders. Evidence that relevant civil society stakeholders have been mapped and an indication of their commitment to the program. ☐ 5. Have an operational assurance system. This means at least one entity has already been assessed using the defined assurance requirements and procedures, or the applicant can demonstrate that at least one entity will have been assessed using the defined assurance requirements and procedures within one year of joining membership. Web link to list of certified / approved entities; ☐ 6. Demonstrate its long-term viability (e.g. projected income and plan for financial resilience). Evidence of current and planned income and that the financial model has been published and endorsed by governance body. Or Written explanation of plans regarding pipeline for assessment of clients/entities. ☐ ISEAL Membership Application Form & Checklist for Standard-Setting Organisations Version 2 – October 2015 5 Demonstrating compliance with ISEAL’s Codes of Good Practice Requirement Required Evidence Submitted via Dropbox? Demonstrate compliance with the baseline criteria of the StandardSetting Code and have no significant barriers to meeting the improvement criteria within the given timeframe. Completed Standard-Setting Scorecard & Evidence Checklist (two sheets in the workbook) and provided supporting evidence ☐ Completed Standard-Setting Public System Report ☐ Demonstrate compliance with the baseline criteria of the Assurance Code and have no significant barriers to meeting the improvement criteria within the given timeframe. Completed Assurance Compliance Scorecard & Evidence Checklist (two sheets in the workbook) and provided supporting evidence ☐ Completed Assurance Public System Report ☐ Demonstrate compliance with the baseline criteria of the Impacts Code and have no significant barriers to meeting the improvement criteria within the given timeframe. Completed Impacts Compliance Scorecard & Evidence Checklist (two sheets in the workbook) and provided supporting evidence ☐ Completed Impacts Public System Report ☐ Notes Before you submit your Scorecard and Checklist, Public System Report and supporting evidence via Dropbox, for each Code have you: 1. Completed a Public System Report which is concise and can be clearly understood? StandardSetting Assurance Impacts ☐ ☐ ☐ 2. Coloured in your level in Scorecard self-assessment. Excel worksheet 1, Rows F-I? ☐ ☐ ☐ 3. Selected status against Code criteria (e.g. ‘fully meets criterion’) in Checklist dropdown list for all criteria (Excel worksheet 2, Column I)? ☐ ☐ ☐ 4. Supported ALL your statements with evidence (reference to webpage and/or file in Dropbox) in Excel worksheet 2, column H (e.g. evaluation reports, relevant clauses from procedures, evidence from stakeholder consultations, specific web links, etc.)? ☐ ☐ ☐ 5. Included reference to page and/or paragraph numbers when evidence is a large document? 6. Clearly named and numbered your evidence files in Dropbox? ☐ ☐ ☐ ☐ ☐ ☐ 7. Cross checked the correct file numbers are referenced in Checklist Location of Evidence column H? ☐ ☐ ☐ 8. Presented the most relevant and representative evidence (Less evidence but more focused information saves time for the reviewer. You may list that there is additional evidence available on request)? ☐ ☐ ☐ ISEAL Membership Application Form & Checklist for Standard-Setting Organisations Version 2 – October 2015 6