The Wenlock Centre 50-52 Wharf Road London, N1 7EU United Kingdom Tel +44 (0)20 3246 0066 info@isealalliance.org www.isealalliance.org 07 February 2016 Associate Member Application Form Version 2 – September, 2013 A. General Information and Program Scope Name of Your Organisation: Name of Contact Person: Position: Postal Address (Head Office): Telephone (Include International Access): Email: Skype: Website: Legal Status of Organisation (where applicable): In addition to head office, name all other locations. Number of Staff (total for all offices, and breakdown per office): List of Activities that your organisation undertakes (e.g., Standard-Setting, Certification, Accreditation): List of Sectors in which your organisation is involved (e.g. Forestry, Agriculture, mining, carbon credits, etc.): Geographical scope of your program: Does your standard focus on social and/or environmental issues? Standard-setting (Note: This section does not apply to accreditation bodies.) Applicants shall complete a Standard-Setting Compliance Scorecard & Checklist to demonstrate compliance with baseline criteria, and attach or provide links to any supporting documentation as required Applicants shall also prepare a Standard-setting Public System Report against selected baseline criteria (determined in the System Report Outline) to be published within Online Community1 Applicants shall provide a copy of their standard-setting procedures and shall indicate the status of the procedures. Assurance Applicants shall complete an Assurance Code Compliance Scorecard & Checklist to demonstrate compliance with baseline criteria, and attach or provide links to any supporting documentation as required Applicants shall also prepare an Assurance Code Public System Report against selected baseline criteria (determined in the System Report Outline) to be published within Online Community2 Applicants shall provide a copy of their assurance structure and procedures or information about the status of their assurance procedures. Applicants shall report on the status of compliance of their assurance procedures with relevant ISO standards (e.g. ISO/IEC 17011, 17021, or 17065). Impacts (Note: This section does not apply to accreditation bodies.) Applicants shall complete an Impacts Compliance Scorecard & Checklist to demonstrate compliance with baseline criteria, and attach or provide links to any supporting documentation as required 1 Visible to ISEAL members only 2 Visible to ISEAL members only 2 Applicants shall also prepare an Impacts Code Public System Report against selected baseline criteria (determined in the System Report Outline) to be published within Online Community3 E. Governance Please provide the following documentation (direct attachment or website link): Mission statement, vision or equivalent guiding document that aligns with the ISEAL Alliance Credibility Principles (no explanation required) An overview of your governance structure, such as terms of reference and organisational structure; Your mission statement, vision or equivalent guiding document; Evidence of commitment to your program by key civil society stakeholders; and Proof that your organisation is registered as a legal entity. F. Terms and Agreement I/we hereby understand and agree to the following terms, which will come into effect upon our approval as an Associate Member: 3 1. Our organisation agrees to be guided by the ISEAL Credibility Principles in our approach to creating and maintaining a credible and robust standards system. Furthermore, we affirm that none of the activities of our organisation or the activities of subsidiaries or parent companies may be construed as running counter to the ISEAL Credibility Principles 2. Our organisation commits to abide by the ISEAL Code of Ethics, particularly in our interactions with ISEAL and with ISEAL members 3. Our organisation will strive to meet the requirements for Full Member status within one year from the date of approval as an Associate Member of the ISEAL Alliance, and to fully comply with the ISEAL Codes within three years. 4. Our organisation is not entitled to make any claims about our practices or compliance with Codes of Good Practice as a result of our membership in ISEAL. We are entitled to state that we are an ISEAL Associate Member and can make aspirational statements about seeking to be compliant with applicable ISEAL Codes, with language approved by the ISEAL Secretariat prior to use. We are not entitled to use the ISEAL logo. 5. Our organisation will make annual reports, operating procedures including decision-making structures, and standards (including drafts), where applicable, publicly available at least through our organisation’s website. Visible to ISEAL members only 3 6. Our organisation will participate regularly in the ISEAL community, to improve accessibility and effectiveness of our program and of the voluntary standards movement, and to reduce overlaps and duplications among programs. This could include participation in the online community, and delivery or participation in webinars, workshops and conferences. 7. Our organisation is willing and able to provide advice and support to other ISEAL members, as appropriate, on challenges that they face. 8. Our organisation will submit timely and complete responses (within 1 month) to requests for information solicited by the ISEAL Secretariat, such as in the form of annual surveys that are aimed at furthering ISEAL’s Strategic Plan. 9. Our organisation will forward to the ISEAL Secretariat on an annual basis all new and revised procedures pertaining to the operation of our organisation and, specifically, our standard-setting or accreditation activities. Included with this information shall be a summary of changes related to compliance with the current normative reference documents. 10. When we are a Full Member, representatives to ISEAL from our organisation will inform our staff of developments within ISEAL, and we shall consult actively with our staff on issues raised at the ISEAL Board level, bringing the results of these consultations forward to the ISEAL Board. 11. Our organisation will make timely payment of annual member fees. 12. Our organisation will notify ISEAL of any criminal or civil proceedings made against us. I further confirm that the information provided in and with this Form is accurate and truthful. Signed: On Behalf of (Name of Individual or Organisation): Date: 4 Annex 1: ISEAL Credibility Principles 1. Sustainability Standards scheme owners clearly define and communicate their sustainability objectives and approach to achieving them. They make decisions that best advance these objectives. 2. Improvement Standards scheme owners seek to understand their impacts and measure and demonstrate progress towards their intended outcomes. They regularly integrate learning and encourage innovation to increase benefits to people and the environment. 3. Relevance Standards are fi t for purpose. They address the most significant sustainability impacts of a product, process, business or service; only include requirements that contribute to their objectives; reflect best scientific understanding and relevant international norms; and are adapted where necessary to local conditions. 4. Rigour All components of a standards system are structured to deliver quality outcomes. In particular, standards are set at a performance level that results in measurable progress towards the scheme’s sustainability objectives, while assessments of compliance provide an accurate picture of whether an entity meets the standard’s requirements. 5. Engagement Standards-setters engage a balanced and representative group of stakeholders in standards development. Standards systems provide meaningful and accessible opportunities to participate in governance, assurance and monitoring and evaluation. They empower stakeholders with fair mechanisms to resolve complaints. 6. Impartiality Standards systems identify and mitigate conflicts of interest throughout their operations, particularly in the assurance process and in governance. Transparency, accessibility and balanced representation contribute to impartiality. 7. Transparency Standards systems make relevant information freely available about the development and content of the standard, how the system is governed, who is evaluated and under what process, impact information and the various ways in which stakeholders can engage. 5 8. Accessibility To reduce barriers to implementation, standards systems minimise costs and overly burdensome requirements. They facilitate access to information about meeting the standard, training, and financial resources to build capacity throughout supply chains and for actors within the standards system. 9. Truthfulness Claims and communications made by actors within standards systems and by certified entities about the benefits or impacts that derive from the system or from the purchase or use of a certified product or service are verifiable, not misleading, and enable an informed choice. 10. Efficiency Standards systems refer to or collaborate with other credible schemes to improve consistency and efficiency in standards content and operating practices. They improve their viability through the application of sound revenue models and organisational management strategies. 6 Annex 2: ISEAL Alliance Code of Ethics ISEAL Alliance Overall Aim To strengthen sustainability standards systems to benefit people and the environment Vision for Membership ISEAL Members work collectively to achieve common social and environmental goals and targets by increasing the effectiveness of sustainability standards systems and by creating the enabling conditions for the uptake of these systems. Members share a sense of common purpose, built on trust that leads to a high level of collaboration, learning and innovation. Members participate actively in sharing and exchange, resulting in a vibrant and engaged community. Code of Ethics ISEAL Members: Commit to work collectively within the ISEAL Alliance to achieve the Alliance’s Strategic Framework; Ensure that none of its activities or the activities of its subsidiaries or parent companies run counter to the ISEAL aims and vision. Share information about their programs and procedures with other ISEAL members; Integrate public transparency as a basic operating principle by making information about their operations publicly available through their respective websites; Seek opportunities to collaborate with other members at all levels of implementation of their standards system; Strive to improve access of producers to multiple standards systems by creating efficiencies between systems; Strive to reduce confusion in the market by clearly and accurately communicating the nature of their standards program; Develop agreements on how they will present their program and each other externally, and strive to follow those agreements in communications to external stakeholders; Refrain from making false or misleading statements about other ISEAL members; Strive to mitigate all potential conflicts of interest in their work, as they arise, including undue influence by companies; Actively engage with other ISEAL members to achieve the above mentioned goals; Do not engage in work elsewhere that contradicts this Code of Ethics; and Do not make false statements about the ISEAL Alliance or the nature of their membership in ISEAL. 7