Virginia Health Alert Network (HAN) Response Manager Standard Operating Guidelines HAN Use Policy Document Version: 1.1 Revision Date: October 30, 2007 Copyright © 2007 by Global Secure Systems Corp. All Rights Reserved 5112 Arnold Ave., Bldg 21 McClellan, CA 95652 Purpose The purpose of this document is to outline the use policies and guidelines associated with the Virginia Department of Health’s Health Alert Network (HAN). This policy is executed on the date prescribed and is subject to regular revisions. Authority The Commonwealth of Virginia, Department of Health, Office of Emergency Preparedness and Response through Public Health Preparedness Cooperative Agreement funds administered by the Centers for Disease Control and Prevention. Background The Health Alert Network (HAN) is a nationwide program which strives to establish communications, information sharing, and organizational infrastructure in order to prepare for and respond to health threats, including the possibility of bioterrorism. The HAN links critical health care officials and first responders from varying organizations and jurisdictions. The Centers for Disease Control and Prevention (CDC) initiated the development of the HAN, in partnership with the National Association of County and City Health Officials, the Association of State and Territorial Health Officials, and other health related organizations. The Virginia Department of Health’s Health Alert Network (HAN) utilizes Global Secure System’s Response Manager solution package as the engine for the HAN system. Response Manager is a secure web based system that allows for rapid communication with first responders and essential health officials throughout the state via email, telephone, fax, alphanumeric pagers, Blackberrys, and sharing of information on the Response Manager web portal. Designated personnel throughout the state have access to the Response Manager site, where they can view and confirm receipt of alert-related information, read news/announcements, access links to other relevant web sites, etc. Response Manager also provides a collaborative work environment where sensitive or confidential information may be securely shared and access restricted to certain users if necessary. The document library can also include a variety of resources related to health, preparedness, and response such as; the results of current research/studies, best practices guidelines, response plans, disease reports, etc. Response Manager is an internet-based, license COTS software application. The level of access granted to the Response Manager portal, and therefore the functionality available is determined by a user’s license level. There are three types of Response Manager licenses: Administrator, Collaborator, and Alert level. Administrators have the most Response Manager functionality available, typically they are responsible for managing users, portal content, and access to portal content. Collaborators have access to the document library, can view the entire content of the Response Manager home page, and can both send and receive alert messages. Alert level license users can view most of the Response Manager home page content and receive/confirm alert messages. Each Health District will initially receive two administrator, ten collaborator and unlimited altering licenses. 2 © 2007 Global Secure Systems Corp. HAN STANDARD OPERATING GUIDELINES Key Guidelines for Response Manager Users Maintaining profile information Using the Directory Accessing content in the Document Library Alerting: sending, receiving, and confirming Response Manager Coordinator Responsibilities, account and portal management Maintaining Profile Information Ensuring accurate profile information is crucial to the success of the overall system. Users should strive to have complete, accurate, and up to date contact information in the system. Profile information should be examined when logging into the system. This will also enable you to see any updated news or announcements on the Response Manager home page and receive any alert information from CDC, VDH, your local health department, or any other entity with information relevant to the state of public health in Virginia. POLICY: Profile information management is accomplished in three ways: User self-confirmations through frequent access into the system Jurisdictional, departmental or divisional mandatory requirements to confirm information on the first of every month Quarterly usage checks by HAN local administrators and subsequent advisements to those that are delinquent. The Directory The Response Manager Directory is an extendable role-based database. This directory contains the profile information (contact information) of all HAN users. The directory is organized into a series of state standardized, real-world roles which make up a set of responsibilities or potentially a geographic region. This role-based directory makes it possible to look up the contact information for individuals who are responsible for certain duties, regardless of whether they are the primary or back up for that role, position or set of responsibilities. The name of an individual is not necessary in order to find contact information in the directory. Moreover, within the directory is a search function, which allows for creating customized lists of individuals or further refinement of a search for contact information that may need to be more specific than the role level. POLICY: HAN has implemented a series of state-standard roles for use by each jurisdiction, department or agency. All health agencies at the local and state level will begin using the PHIN Public Health roles, published in the PHIN “Partner Communication and Alerting Functional © 2007 Global Secure Systems Corp. 3 Requirements” (4/26/05). Utilizing the standard PHIN roles will help ensure that interjurisdictional alerts will have common roles to send and receive to and from. The standardized roles are listed below. Local administrators will place persons within their purview into the appropriate standardized, primary role. Appropriate persons will be placed in back up standardized roles. The standardized roles will be preceded by the jurisdiction, department or divisional identifier. (example; Health Officer - Chesterfield) Additional specialized roles may be added by the local jurisdiction, department or division HAN administrator. Each of these roles must be followed by the jurisdiction, department or divisional identifier. (example: Public Information Officer – Central Region) For exceptions to any portion of this policy, the HAN Exception Policy process must be followed. Please see Attachment A, HAN Exemption Waiver Request Form. Table 1 - Required Public Health Roles: # 1 4 PRIMARY ROLE Health Officer NATIONAL, STATE, TERRITORIAL COUNTY DEFINITION X X Responsible for the direction and administration of the jurisdiction’s Department of Health. X X Responsible for the administration of all Bioterrorism preparedness and responserelated activities within the jurisdiction. X X Responsible for the coordination, implementation, and maintenance of the public health alert and information network for the agency or jurisdiction. 2 Terrorism Coordinator 3 Health Alert Network Coordinator 4 Laboratory Director X X 5 Public Health Administrator X X 6 Emergency Management Coordinator X X 7 Chief Epidemiologist X X Responsible for the coordination of the laboratory testing and reporting for the agency or jurisdiction. Responsible for the management of the jurisdiction’s Department of Public Health. Responsible for the coordination of emergency response activities. Coordinates response activities with other agencies and jurisdictions. Responsible for the coordination of the public health surveillance, investigation and response activities within the jurisdiction. © 2007 Global Secure Systems Corp. HAN STANDARD OPERATING GUIDELINES 8 Public Information Officer X X Responsible for the coordination of public information and emergency risk communications for the jurisdiction. 9 Communicable/ X Infectious Disease Coordinator X Responsible for the coordination of all communicable and infectious disease surveillance and investigations and response within the jurisdiction. 10 Strategic National Stockpile Coordinator Environmental Health Director X X Responsible for the coordination of the pharmaceutical stockpile planning for the agency or jurisdiction. X X 12 Chief Veterinarian X 13 Behavioral Health Director X 14 Emergency X Medical Services Authority Public Health X Nursing Director Public Health Logistics Coordinator 11 15 16 Responsible for the coordination and direction of the jurisdiction’s Environmental Health department. X Responsible for the coordination of animal disease outbreak response activities for the agency. X Responsible for the coordination of the mental health services within the agency or jurisdiction. X Coordinates all medical response activities. Coordinates with other agencies and jurisdictions and respond to medical emergencies. X Responsible for coordinating the jurisdiction’s public health nursing activities. Responsible for transportation, facility setup, personnel protective equipment, supplies and other logistical requirements in an emergency response situation. Table 2 - Optional Public Health Roles: # PRIMARY ROLE 17 Immunization Director 18 Emergency Training Coordinator © 2007 Global Secure Systems Corp. NATIONAL, STATE, TERRITORIAL X X COUNTY DEFINITION X Responsible for management of immunization services within the jurisdiction. X Responsible for the coordination of the WMD and other emergency training, education, and distance learning activities for the agency. 5 19 Quarantine Officer X X 20 Laboratory BT X X 21 Medical Director X X Responsible for medical/health services in the jurisdiction X Responsible for performing autopsies in the jurisdiction 22 Medical Examiner/Coroner 6 Individual responsible for quarantine enactment and coordination at the local level to include international and travel issues for a region Responsible for the administration of BioTerrorism laboratory testing within the jurisdiction. 23 Poison Control Center X Office responsible for handling poison injury calls in a region 24 Border Health Director (Not Applicable to Virginia) X Responsible for cross-border health issues, coordination and communication 25 Microbiologist X X A laboratorian that specializes in performing microbial testing for the jurisdiction. 26 Epidemiologist X X Individual who performs analysis of communicable disease and/or BT information for their jurisdiction. 27 Technical Training Liaison X X Coordinates training on the use of technical systems including those for IT//communication 28 Emergency Operations Center Coordinator X X Responsible for managing the EOC and for brining together the Individuals who participate as a members of the Emergency Operations Center © 2007 Global Secure Systems Corp. HAN STANDARD OPERATING GUIDELINES 29 Medical Society X X 30 Infection Control Practitioner Organization responsible for maintaining directory information and communications with the physician community Responsible for nosocomial and infectious disease in a hospital 31 Emergency Room Director X Responsible for running the hospital emergency room 32 School District Nurse X Responsible for school health in a school district 33 FBI WMD/BT Agent X 34 Public Health Investigator/Contact Tracer X 35 Animal Control Director Responsible for FBI activities and response in a WMD/BT event X Individual skilled at tracking down contacts to TB, HIV or STD cases X Responsible for animal bites and quarantine The Document Library The HAN Document library contains web-enabled functionality for document management, discussions, creation/editing, and version control. The document library is capable of supporting word-processing, spreadsheet, presentation, and graphic/audio file types. Folder permissions allow for the customization of access to various areas and therefore materials within the document library. Workgroups may be created in any way desired to work on specific projects. The discussion section provides the possibility for real-time threaded discussions which are anchored on specific documents contained in the document library. The revision of documents is further enhanced by the storing of a document’s version history, the document check in/check out, and publication procedure, which allows not only a dichotomy in authoring privileges but also ensures that users are not working on the same document © 2007 Global Secure Systems Corp. 7 simultaneously. The document library also has an approval routing process which can be instituted and has the capability to distribute content via fax. POLICY: The following are set-up and use policies associated with the HAN Document Library. Folders within the document library portal should not exceed more than three levels with two levels being the most preferred. The following folder structure example may be used as a guideline (first access the document library section of the portal) Two Deep Folder Example o Chesterfield (folder) Chesterfield CDC Cooperative Agreement Quarterly Reports (folder) Chesterfield Quarterly Report Jan-Mar 06 (document) Three Deep Folder Example o Lenowisco (folder) Lenowisco CDC Coop Agreement Vendor Contracts (folder) ACME Corp (Folder) o N-95 Mask Invoice May 06 Actual document library use has led to the recommendation that documents should always be placed within an appropriate folder according to functional and/or organizational folder access rights. Assigning a document to a proper category helps organize the document according to subject matter. Each individual folder should be limited to a maximum combination of 12-15 sub-folders and documents for optimal viewing in the document library. Local HAN administrators should continually assess the document library structure to ensure optimal usability. At the discretion of the Office of Emergency Preparedness and Response, copies of alerts may be posted in the News section of the document library and the Alerts, Advisories, Updates folder in the document library. If an alert, advisory or update originates from the Centers for Disease Control and Prevention (CDC), a PDF copy of the alert MUST be published in the Alerts, Advisories, Updates folder in the document library. For exceptions to any portion of this policy, the HAN Exception Policy process must be followed. Please see Attachment A, HAN Exemption Waiver Request Form. Alerting Through Response Manager, HAN has the ability to send out alerts via phone (including cell phones), email (including any device that receives email, such as a Blackberry), pager and fax. However, this is not just a one way push of information. Response Manager interacts with the recipient of the HAN message by allowing them to confirm receipt. Response Manager allows 8 © 2007 Global Secure Systems Corp. HAN STANDARD OPERATING GUIDELINES for message confirmation through several conduits including telephone, email, Blackberry, cell phone, and directly on the portal itself. Each Response Manager user may receive these alerts differently based on what contact devices they have available at any given point in time. Confirmation of alerts is a vital step because it serves as instant feedback on what resources/individuals are responding to the concern at hand. Maintaining a complete and accurate Response Manager profile is important because it will allow for more timely and efficient delivery of alerts across the state. Alerts can be sent out to specific users, or a combination of roles and/or role groups using Response Manager. Through simple management functions each Response Manager user can be assigned “alertable roles.” These alertable roles will enable that particular user to send HAN messages to only the individuals which they have been given permission for. POLICY: The following are policies associated with the use of the alerting component of the HAN system: Each jurisdiction, department and division may require a unique evaluation of alerting needs. HAN management will assist local administrators in developing an Alerting Matrix which indicates which roles have the ability to alert other roles. The following guidance is set forth to better accomplish this endeavor: The senior public health official, department or division chief or designee (generally the senior local HAN administrator) has the authority to approve and send alerts within that hierarchical tree. The senior public health official, departmental or division chief or designee (generally the senior local HAN administrator) has the authority to also notify the equivalent role across jurisdictions, departments and divisions. Further dissemination within the receiving organization is at the discretion of said senior receiving official. Additional alerting rights are at the discretion of the senior public health, departmental or divisional official, or designee (usually the senior HAN administrator). In general, roles should only be able to send alerts laterally and downward across jurisdictional, departmental, and divisional lines. This alerting principle is known as peer-to-peer alerting (i.e.: Epidemiologist role being able to alert within the Epidemiologist role). This is recommended as the maximum level of alert generated according to departmental hierarchy. Although actual alerts can be formulated any number of appropriate ways, general guidelines are recommended regarding specifics such as alert priority, alert duration and alert content. Please see Attachment B, HAN Alert Priority Definitions, Examples and Procedures. Consistent and frequent alerting training and exercises for users is highly recommended. A drill for all users at least once every month is recommended. The primary purpose of drilling is to help users get accustomed to the alerting process. Drilling also detects users’ training needs. Please see Attachment C, HAN Test Alert Scripts and Procedures. © 2007 Global Secure Systems Corp. 9 10 At the discretion of the Office of Emergency Preparedness and Response, copies of alerts may be posted in the News section of the document library and the Alerts, Advisories, Updates folder in the document library. For exceptions to any portion of this policy, the HAN Exception Policy process must be followed. Please see Attachment A, HAN Exemption Waiver Request Form. © 2007 Global Secure Systems Corp.