Market Participant Guide: Markets Go-Live Approach Updated: January 22, 2014 Southwest Power Pool, Inc. Revision History Date or Version Number Author 1.0 Readiness Workstream Initial Approach Markets Go-Live Approach Change Description Comments 1 Southwest Power Pool, Inc. Table of Contents Revision History ...........................................................................................................................................1 Overview .......................................................................................................................................................3 Objectives ........................................................................................................................................3 Market Participant Go-Live Checklist ......................................................................................................4 Go-Live Schedule .........................................................................................................................................5 Key Dates .........................................................................................................................................5 OD-30 ..............................................................................................................................................5 OD-14 to OD-2 ................................................................................................................................5 Markets Test Data vs. Production Level Data.......................................................................................... 5 MP Required Action for Market Trials Test Data.................................................................................... 5 OD-1 to OD+1 .................................................................................................................................6 OD+2 to OD+30 ..............................................................................................................................6 OD+30 onward ................................................................................................................................6 Communications ..........................................................................................................................................7 General Information and Inquiries ...................................................................................................7 Issue Reporting ................................................................................................................................7 Markets Go-Live Approach 2 Southwest Power Pool, Inc. Overview Objectives This document is intended for Southwest Power Pool Market Participants and provides information such as timing, communication, and outage dates in preparation of the Integrated Marketplace Markets GoLive. Markets Go-Live Approach 3 Southwest Power Pool, Inc. Market Participant Go-Live Checklist This document was designed to assist MPs in confirming functionality and/or data validation after the February Extended Maintenance Window (February 22, 2014) and prior to Go-Live. Tasks are applicable based on participant type, and the tasks are broken down into several categories including: User Interfaces, Day-Ahead/Real Time Markets, Settlements, Credit, and Notifications. This checklist is designed to serve as a participant aid, and is NOT to be submitted back to SPP. Any issues discovered while confirming the checklist may be addressed via the Request Management System (RMS). DIRECTIONS: 1. Start by selecting the checkbox for which market participant type applies to you. Please check all that apply. 2. Select all of the asset types that you own (if applicable). Please check all that apply. 3. The 'Applicable' column will automatically populate an ‘x’ next all tasks that are applicable for you to complete based on your participant type and assets owned. 4. Please keep this checklist for your own reference. Example: A Market Virtual Participant will check the appropriate box in the Checklist tab, and ‘Verify Access to SPP Marketplace Portal’ will be marked as Applicable. Attached Document: MP_Go_Live_Validati on_Checklist_v4.xlsx Markets Go-Live Approach 4 Southwest Power Pool, Inc. Go-Live Schedule The current calendar is available at SPP.org here. Key Dates January 31, 2014 – Parallel Operations Ends February 5-21, 2014 – Extended Maintenance Window February 22, 2014 – Bids/Offer Window Opens for 3/1/14 Market Start March 1, 2014 – Day 1 of Integrated Marketplace March 2, 2014 – Meter Data Submission Begins March 8, 2014 – First Initial Settlement Statement Posted Go-Live is a transition, not a point-in-time. There are roughly 6 transition points referenced from the first Operating Day (OD): OD-30 Dual Scheduling (began Dec 16) RMS becomes a system of record (currently in production) Systems deployed and tested Reserve Zone studies posted daily (currently in production) OD-14 to OD-2 Market systems are deemed in production for bids and offers input from OD on (including any data that rolls) RUC process for longer lead units begins COP True up process continues until final IDT last week of February; Final IDT is scheduled February 25, 9:30-11:30 CPT Markets Test Data vs. Production Level Data Market offer data will NOT be purged from the Markets systems prior to 3/1/14. o This includes all existing offer data submitted since the June 2013 Market Trials start, even MP data that was seeded by SPP for testing purposes. All Markets offer data that exists in the Markets Systems on 3/1/14 can be settled on. Market Participant test offer data MAY become financially binding if preventative measures aren’t taken before 2/22/14. MP Required Action for Market Trials Test Data To avoid any test data becoming financially binding, please update all offer and parameter data related to: o DA Resource Offers o RTBM Resource Offers o Mitigated Offers Markets Go-Live Approach 5 Southwest Power Pool, Inc. Update these data items prior to 2/22 to ensure you have good, production-ready data for GoLive. An acknowledgement request will be distributed via RMS to ensure all Market Participants are aware of this risk and perform any necessary mitigation. OD-1 to OD+1 Integrated Marketplace Network, Generation, SCADA, and Historians (PI/EADS) Applications become production Transition to new Reserve Sharing Group Transition IDT Start Following Integrated Marketplace Set-points OD+2 to OD+30 Back office Integrated Marketplace systems become production (Settlements, Credit, …) Current BAs have EIS systems available and ready to revert. This includes systems, processes and staff Daylight Savings Time change OD+30 onward SPP retires legacy EIS systems Existing BAs and MPs may retire systems used to maintain reversion period Markets Go-Live Approach 6 Southwest Power Pool, Inc. Communications General Inf ormation and Inquiries SPP will distribute information and general announcements related to the Market Participants through email. An optional Message 911 service will be utilized for emergency notifications. Issue Reporting Any issues that are discovered should be reported via RMS. SPP staff will investigate the reported issue and respond with a resolution. Market Participant Customer Relations representatives are available to assist via phone or email. Markets Go-Live Approach 7