Evolution, Eysenck, Gray, and Others Biological Theories Biological theories describe individual differences as a result of hereditary predispositions as they interact with environment. Some biological factors, such as neuroticism set some people up for anxiety and adjustment/ relational problems. Levels of responsivness to reinforcement can set people up for addictions, depression. Evolutionary psychology suggests that traits commonly seen in people today are there because they had adaptive (survival) value for our early ancestors. Therefore we see gender differences in role behaviors, sexual jealousy, mate selection, & altruism. Natural selection, as Darwin explained it, results in human characteristics that are genetically based. These characteristics allow for greater reproductive success, therefore allowing our species to survive and overcome other species. One problem, however, is that our environment has shifted more quickly than our evolutionary adaptation. So we still have a starvation-based physiology that leads us today, in our abundant society, to develop obesity and associated illnesses, rather than adapting by changing our cravings in response to the foods we have developed. Emotions are protective to us, as they communicate risks and threats, and teach the young sources of threat. We are prepared to learn biologically based fears- such things as fear of snakes, high places, and strangers. Emotions allow us to form more functional social groups that protect the young, manage male aggression, & take care of young who are orphaned. So emotional expressions are universalrecognizable and decipherable between many cultures. David Buss says that emotions we feel today link to fitness failures in our distant past- not having children to pass on our genes to. So personal rejections, failures of love affairs tap into deep-seated survival issues of a millennium past. Social ties are still valued because they produce stable societies that help one another, share the fruits of labor, protect the weak and young, and enhance immune function with calm support. Altruism o Inclusive fitness is the idea that evolution will select for genes that increase the survival of the person and his/her offspring. These include such things as more involved parenting & sharing, altruistic behavior. Kin altruism is helping relatives in ways to aid their survival, and by definition, one’s own genetic makeup. Reciprocal altruism is the idea of helping non-relatives in the group. There is believed to be support for one’s survival if all members of the group are helped to survive. Even so, there is some risk of injury to the helper, but overall chance of greater survival. “Cheaters” are those who gain the benefit of others’ help, but refuse to help others themselves. Free-riders are shamed and rejected by the group, and heroes are acclaimed by the group, so as to control the tendency to cheat. Altruism develops from an unlearned psychological process, empathy. Babies come into the world with a tendency to cry in response to another baby’s cry. OF course, this tendency can be shut down if the child is not consistently responded to in love and nurture when s/he cries. Evolved psychological mechanisms are psychological processes that evolved because they solve an adaptive problem- either survival or reproductive. Sexual jealousy evolved in males because they could not be certain that they were truly the father of the offspring they were helping a mother to raise. Female preference for males who had greater economic resources was a survival technique that allowed a greater chance of a child growing to adulthood. Male preferences for females showing signs of youth and fertility gave males a greater chance of producing offspring, but if they did not bond and support the female, the chances of their offspring surviving to adulthood were much lower. Sexual behavior is for the evolutionary purpose of procreation. So sexual attraction is based on markers of fertility. Symmetry of body and face indicates greater health and genetic quality. Men prefer women with a low waist-to-hip ratio (.7), which is also an indicator of maximum fertility. Women prefer men with markers of testosteronejutting jaw, strong chin, thicker hair, greater upper body musculature. (And this preference is intensified when women are in ovulation, the most fertile time of the month.) o Parental investment has to do with males and females commitment to raising offspring. Females traditionally have held all the nurture responsibility for children, which is lengthy. There is the 9 months of gestation, and years of children’s dependency, as well as women’s diminished fertility while pregnant and nursing. So females will be more selective in choosing mates to give her the best chance of producing a healthy child who will grow into adulthood, carrying on her genes to the next generation. So females are traditionally pickier in choosing a mate than males. Males have maximum opportunities to produce offspring, as they produce sperm in copious amounts daily. This relates to male penchant toward more partners, and more promiscuous sexual behavior. (Buss & Schmitt study shows that women would wait 3 months before being willing to have sex with a hypothetical person of the opposite sex they had just met, while men would be ready after only one day. After 3 mo. men would be as ready as women would be after 2 years!) So if males want to have a child to pass on his genes, they must bond for awhile with the woman carrying their child. Otherwise this child is more likely to be killed or neglected without a protective father. o Paternal uncertainty is the question that men consider about whether the child they are raising is their biological offspring. Women always know they child they brought into the world is theirs- men can’t have the same certainty. So sexual jealousy is greater in males. (So men are more disturbed to think their partner is having sex with another man, and women are more disturbed to think of their man having an emotional relationship with another woman.) Today there is less gender-based difference in sexual behavior, since women are more active in the world and in work, and contraceptives are so available. Sex no longer demands commitment. Sexual strategies males and females use are different depending on what the goal is- longterm commitment or short-term sexual satisfaction. Male status/ dominance behaviors are more evident in short-term goals, but dominance is not as important as loyalty when contemplating long-term commitments. Once bonded, there are different strategies for keeping the spouse- appearance enhancement (women), threatening competitors (men). Wives’ attractiveness and husband’s earning growth predict longer-lasting marriages. IN more equal status cultures, these stereotypes of attraction diminish in power. o Attachment and mating theory suggests that mating behavior is a throw-back to early attachment processes in infancy. Both parents caring for children offers children the best chance of survival and health. Parents’ bonding also provides the most stable environment for children to grow up. Oxytocin is a hormone that is released in the mother’s body when nursing and during sex. It stimulates cuddling in both cases. It rises in men upon the birth of their children, as well, stimulating fidelity and bonding with the child. Tend-and-befriend is the female model of attachment and caregiving which oxytocin stimulates; fight-or-flight is the model of stress response that has been traditionally studied, but it is especially a male response. The downside of the tend-and-befriend response is that the tribe depends chiefly on females to care for children, and dependent adults, aging members of the group. This response protects the stability of the group- but often at the expense of the woman’s health and energy. Parental behavior- those parents who nurture their young enhance the survival of their genes. The greater number of relatives involved in raising the child, the greater the chance of survival. This is important to the relatives, as they have a genetic investment in the survival of this child, too. Stepchildren, not being a biological link in the family are more often abused or neglected and receive less financial support in their education (!) Other links to parental behavior include the child’s exposure to a parent’s mental illness, depression, results in greater sensitivity to cortisol and stress hormones later in life. (They will have enhanced responses to stress and lower tolerance of it.) There are also conditions where restricting parenting of a child with a life-threatening illness or defect could be seen as necessary to insure the survival of other children. Aggression and dominance serves several functions from an evolutionary perspective: taking resources from others for survival, negotiating power, diminishing the power of same-sex rivals, deterring rivals from confrontation, deterring mates from infidelity. Social dominance, dominance hierarchies are specifically male behavior in order to assure reproductive opportunities and select only the finest males for mating. Testosterone levels are generally higher in more aggressive males, although the display of aggression may be very socially acceptable (criminal defense lawyers vs. their defendants.) Men compete over more than females today, as aggression is also linked to status and respect from other males. Culture is the transmission of ideas from one generation to another, including language, religion, rituals. This ability to pass on shared culture is adaptive, too. Culture is passed on through imitation of adults even before language is in place. o Cultural evolution shapes personality in a common way within each culture. Interesting cultural taboos have included eating beef in cultures that needed cows for plowing fields and keeping another source of food available, taboos against eating pork in times when pork was often tainted, and a common taboo against having sex with close relatives (preventing chances of inherited diseases killing an entire blood line.) Language and thought is important in passing on culture, as narratives of myths and values can be passed on from generation to generation. Humans have developed a “theory of mind” which aids us in divining the intentions of others. Even chimps respond differently to a researcher who fails to give them a treat due to an “accident” as opposed to intentionally pouring the treat on the ground. Children are even more accurate in divining others’ intentions and determining trustworthiness from that intent. (Autistic children lack this trait of developing a theory of mind and understanding differences of knowing in other people.) Because we have evolved symbolic thought we are freed from concrete limitations of the here and now. Even though we can think abstractly, our thought processes are still embedded in evolutionary contexts. Genetics and personality Heritability- With the completion of the Human Genome Project, it has been found that certain genes relate to certain personality traits. Twin studies- especially those raised apart- have shown that it is the genetic substrate that produces the trait, not the factor of parenting or environmental similarity. Coping styles, ego development, happiness or subjective wellbeing, likelihood of divorce, authoritarian attitudes all show significant genetic direction. Emergenic traits are phenotypic traits that are caused by a constellation of many genes, so they may not appear to run in families. So genes are not merely additive in their effects, they actually combine in ways as to produce very different traits from other family members. Temperament is the biological foundation of personality, based on characteristic patterns of emotionality, activity, and sociability. This concept goes all the way back to the Greeks, as 4 personality styles were described as being the result of certain biological differences. Temperament is observable early in life and has a lot to do with inherited tendencies toward selfregulation. Some children can more easily distract and soothe themselves; other children are more overcome by change in their environment. This is a result of their limbic system and its reactivity to novelty. Temperament is fairly stable over time, but sensitive parenting can bring a child closer to the median in reactivity. Temperament has a strong heritability, as it relates to how the brain functions. Easy, difficult, slow-to-warm up children are the 3 categories of children’s temperaments defined by the New York Longitudinal Study. Easy babies (40%) are generally happy, open to new experiences. 15% were slow to warm up- meaning they were more easily distressed & resistant to novelty, but could be cajoled to accept novelty with some support. 10% were difficult- they withdrew from the unfamiliar, were irritable and at high risk for psychiatric symptoms in childhood. Some didn’t fit any category (Thomas and Chess) EASI model proposed 4 dimensions of personality: emotionality, activity, sociability, impulsivity. Big Five personality factors have also been described as genetically based. The Strange Room task was developed by Kagan to test temperament within a specific environment. He defined 2 types of temperaments: inhibited type and uninhibited type. One key behavior that marks these two types is children’s talkativeness with people they don’t know. o Inhibited type cried and clung to the mothers during novel experiences, interacted less with the experimenter & stranger (Similar to the slow to warm up type.) They are more likely to watch other children play than initiate encounters with other children. o Uninhibited type interacted more with others, and were more likely to approach the toy robot. They used the caregiver as a safe base from with to explore the environment, but also showed happiness when the mother returned. (Like the easy type) They were more likely to initiate interactions with other children. o Neurotransmitters, the amygdale, sympathetic nervous system activity all combine to produce different temperaments. Inhibited children are more retiring because their brain produces high levels of stress hormones that stimulate the amygdale and other areas of the brain related to fear. There is greater sympathetic nervous system stimulation- rapid heart rate, rise in blood pressure, norepinephrine, and so greater emotional discomfort. Uninhibited children have less neurotransmitter activity, are lower in CNS reactivity, and so less fearful in general. They are also less affected by punishment, so are more difficult to discipline. Without sensitive parenting, these children are more likely to become aggressive and antisocial. Inhibited children, while more easily disciplined, are also more likely to become passive, easily depressed adults. Another determiner of outcome is how the parent warns their children about danger. Mothers who don’t call out many warnings to inhibited children risk making them risk averse, extremely inhibited and fearful. Allowing an inhibited child to explore with some informative warnings can moderate their inhibitions. (As Adler said, parents who pamper their children risk producing children with weak initiative and resilience.) Other emotional experiences can influence temperament, though, as well. Trauma particularly can produce fears and phobias and increased inhibition. Temperament is produced by a combination of genetic predisposition and the reactions the child gets from others. It is an interactive cycle of influence. The easy child is expected to get along well with others, so gets more positive reactions from others, producing greater confidence in his/her social skills. The difficult or impulsive child is expected to be antagonistic, so is disciplined more negatively and often, setting up expectations of problems in relationships. So the genotype can produce different characteristics, the phenotype, based on environmental interactions. This influence can actually produce different brain chemistry and structure over time. (Lack of nurture or abuse & neglect can contribute to atrophy of the hippocampus, the site of short-term learning. This relates to producing an antisocial child with a severe lack of empathy, allowing greater freedom to abuse others. Serial murderers have been found to have almost total disintegration of this important structure in the brain.) Biological contributors to personality- the connection between brain function and personality was first noted in the case of Phineas Gage, who suffered a brain injury at work, and although he recovered, was changed forever by the insult to the brain. The brain is implicated in a number of personality quirks- people with antisocial personality disorder have less gray matter in their frontal cortex than other people. Brain changes show up on brain imaging scans when people pray or meditate. o Structural differences can be pinpointed in people who have different functioning. Damage to the amygdale relates to problems judging faces that are unapproachable or showing signs of untrustworthiness. They recognize differences in faces, but don’t put those combinations of features together to recognize an emotional signal. As a result they act unreasonably trusting of others. Specific areas of the cortex link to attributing emotional states to others, or thinking about our own emotional states. Obviously, minor damage to these areas could limit a person’s ability to factor in consequences for their behavior. Because the brain functions through separate modules and structures, sometimes the input from different areas does not get integrated in a meaningful way. The amygdale may produce the experience of fear, but we may not have conscious awareness of what is producing the fear, or even that we are feeling fear. It can be associated with things that are not related to the experience, producing irrational phobias. If our brain function becomes too linked to aversion to fear, it can become very inflexible, not learning from more positive experiences. Adaptability is what allowed our species to triumph over the environment. o Neurotransmitter differences also produce different personality traits. We have 150 different neurotransmitters that combine in various ways to allow maximum efficiency in reaction. Neurotransmitters also produce changes in brain structure, by sensitizing some neural pathways to be more efficient, and letting others decline. When there is more of a neurotransmitter produced, the neurons adapt by producing more receptor sites to take this in. That is the process of tolerance and addiction to external drugs & substances. Dopamine must function in a delicate balance, as too much dopamine produces severe mental disturbance in the form of schizophrenia. Low levels produce symptoms of Parkinson’s disease. Dopamine produces rewarding experiences, so low levels are associated with sensation seeking behavior. It also produces greater vulnerability to tobacco addiction. Emotional arousal is linked to personality traits. Some people try to avoid strong emotions, and others find great reward in emotionality. We generally try to expand what is rewarding to us and control what is distasteful. People differ in how much they are drawn to emotional experiences. People with antisocial personality disorder show signs of abnormal brain function in this area. They show less response to stressful situations, threat of shock, and a weaker startle reflex to loud noise, pictures of dead bodies or guns pointed at them. Their EEGs don’t register as much response to emotionally loaded words. They show less empathy than normal people. They have lower than normal levels of serotonin, which produces feelings of satisfaction. o Brain dominance makes a difference in emotional reactivity. The left hemisphere is more active during pleasant emotional experiences, and the right side during unpleasant experiences. The left side is more active when people approach, and the right when they are motivated to avoid. Anger activates the left side, so anger may be designed to help us overcome fears (moderated by the right side of the brain.) Anger keeps us from being immobilized by fear, so it could be a survival mechanism. Cortical arousal is stimulation through thinking. How rapidly we can become aroused from a relaxed state, and how intensely we react are also differences in personality. Pavlov actually studied this in his dog studies of classical conditioning. He found that when the stimulus was too intense, the nervous system protected itself by a sort of inhibition to counter the excitatory process of the stimulation. o Strong nervous system – these dogs increased their conditioning before the inhibitory process kicked in. o Weak nervous system- these dogs were not as readily conditioned as their inhibition to intense stimuli kicked in earlier and prevented the learning/ association process. o Sensation seeking- people also vary in how they react to stimuli- overreacting or underreacting. Sensation seeking is a coping style of dealing with their emotional reactivity. Sensation seeking is the desire for novel, intense sensations, even risk-taking for the sake of these intense experiences. It seems to relate to MAO levels (Monoamine oxidase enzymes) which are low in sensation seekers, as well as the neurotransmitters that MAO regulates: dopamine and serotonin. So high sensation seekers also are more likely to drink, smoke, use illegal drugs, gamble, and drive recklessly. They are more likely to have unsafe sex with many partners and put themselves at risk for AIDS. Biological factor theories: Eysenck, Gray, and Others Eysenck’s “PEN” Biological Model is built on Pavlov’s analysis of strong and weak nervous systems. Today brain scans can determine reactivity to stimuli according to the weak or strong nervous system. Those with the strong nervous system are extraverts, while those with greater inhibitory processing are introverts. Eysenck theorized that there were 3 factors of personality, based on biological differences between people: extraversion, neuroticism, & psychoticism. o Extraversion is moderated by a strong nervous system which is quick to inhibit stimuli, can tolerate intense stimuli without being overwhelmed, can tune out arousing inputs in social situations, and can tolerate having many people around them. They crave stimulation and seek it- sensation seeking. Introverts have a weak nervous system that is easily overwhelmed by intense stimuli, are overstimulated in the presence of many other people and easily overwhelmed by sensory stimulation. They cope by withdrawing from situations of too much stimulation from people, becoming introverts. He also theorized (& has been found correct) that these differences are due to different brain functionality. The Reticular Activating System in the brain senses arousal messages from the brainstem and sends them to higher, more rational brain levels. Extraverts were slower to react to auditory stimuli and needed more stimulation to become aroused. Their brains just naturally dampened incoming stimulation. So extraverts choose more noise than introverts, who perform better with fewer distractions. There is actually higher blood flow to the temporal lobes in introverts. There are other differences in the dopamine system between introverts and extraverts. o Neuroticism is about emotional arousal. Some people are more emotionally aroused in threat situations than others. They are high in Neuroticism. Those who are low on this factor are not so emotional in the same situation. So neurotics make more use of defense mechanisms to manage their anxieties. Those high in neuroticism are also more self-critical and less accepting of themselves than other, less neurotic people. o Psychoticism is a tendency toward nonconformity or social deviance, it’s not the marker of pathology, particularly. Creative people often have high psychoticism scores, but are very normal in other ways. High scorers do have characteristics that put them at risk for deviance: greater impulsivity, hostility, sadistic, and less empathic than those who score low. High scorers show more tolerance of violent videos and quicker desensitization to violence. o Implications: those who have weaker conditioned responses (the weaker nervous system) are at increased risk of criminality since they don’t make the connection between discipline, or threatened discipline and inhibition of impulses. Conscience develops as we make connections between our behavior, the consequences of our behavior, and our desired connections with others. So those who have a harder time making conditioned connections also are less inhibited about misbehavior. Conductdisordered children (and criminals) show weaker conditioned emotional responses. Another result of this could be greater risk of parents using increasingly punitive measures to enforce discipline- degenerating into physical abuse as the parent is increasingly frustrated by the failure of his/her training. o Clark and Watson’s theory proposes that combinations of various of Eysenck’s factors set up life directions that can be positive or negative. Neuroticism/ Negative Emotionality (N/NE) emphasizes negative emotions such as distress and threat, and instability of emotions. They report more negative moods in general. Extraversion/ Positive Emotionality (E/PE) have characteristics of the extraverts’ cheerfulness and confidence in approaching life. So they develop more interpersonal connections & support. These people report more positive moods and active social lives. Another factor focuses on impulse control and relates to life choices such as casual sex, more partners, substance abuse, & reckless driving. Gray’s Reinforcement Sensitivity Theory relates to how people vary in approach and avoidance- positive and negative reinforcement. Some people stress positive emotions and approach in life, others emphasize avoidance and negative emotions. It’s easier to induce positive mood in extraverts and negative moods in neurotics. Extraverts show greater brain reactivity to emotionally positive pictures, and neurotics show greater reactivity to emotionally negative pictures. o Behavioral Activation System (BAS) comes into play when rewarding things happen, so we approach. This relates to extraversion, sexual behavior, and aggressive behavior (and dopamine levels, which stimulates the reward center in the nucleus accumbens.) So people high in this system feel greater happiness in anticipation of reward. It is off balance in people suffering from bipolar disorder. Higher levels also associate with alcohol cravings- alcohol releases more dopamine and enhances pleasurable emotions in these people. Lower sensitivity of this BAS system associates with depression. o Behavioral Inhibition System (BIS) comes into action when feared or aversive stimuli occur. This system arouses the person to be attentive, afraid, and often inhibits behavior. These people are particularly sensitive to punishment, somewhat anxietyprone, and less able to disengage from tasks that have aversive cues. The BIS system relates to norepinephrine and the hippocampus structure in the brain. When people don’t have a responsive BIS, they often act impulsively, putting themselves at risk through antisocial acts, & have trouble delaying gratification. It may be part of the ADHD constellation of impairments. Youth showing criminal behavior also have low norepinephrine levels & they seem less impacted by efforts to discipline them, less afraid in general. Too responsive a BIS system hampers people with anxiety. If people don’t know how they are compensating and find ways to move out of their most familiar response pattern, they are at risk of focusing on their fears, or anticipated rewards, and becoming more intensely inhibited, neurotic, or risk-taking. WE tend to watch for signs of what we fear and become even more focused on stimuli that enhance our natural dispositions. The filtering system enhances our natural disposition, and this isn’t always healthy. o Fight-Flight System (FFS) produces rage and panic. Extraverts are more influenced by reward, and introverts by punishment. So variable activation of the BAS and BIS systems guides learning. Rewards and punishers guide us as to what to approach and what to avoid. Dopamine seems to regulate the factor of agency: social dominance, achievement, activity. So people with higher levels of dopamine also show greater goaldirected behavior. People move more actively toward goalrelated positive incentives. Dopamine also facilitates learning, making associations between incentive stimuli and behavior and reward. The more these connections are stimulated, the better the reward pathways are connected in the brain. Structural change in the brain is produced by repeated experiences. Cloninger’s Tridimensional Model proposes 3 biologically based traits, each one resulting from a particular neurotransmitter. o Novelty seeking seems to be related to dopamine (low levels produce greater novelty seeking). People who are high in novelty seeking are more stimulated by novelty and explore their environments more. They seek excitement and even feel more positive responses to amphetamines. It can lead to impulsive behavior and substance abuse, however. It is seen as running in families. o Harm avoidance is related to higher levels of serotonin. This is the behavioral inhibition system. People high in this trait are sensitive to aversive stimuli and act to avoid pain or punishment. They report greater anxiety, worry, and tension. Low serotonin activity is associated with impulsive acts of aggression. In monkeys, dominance is associated with higher serotonin levels. Low serotonin is associated with aggression and higher levels relate to sociable behaviors. o Reward dependence results from low levels of norepinephrine. This is a maintenance system- it gets people to behave to get rewards, especially rewards through social attachments. People high in reward dependence report they are hard-working and keep working even when others give up. Persistence is another dimension- and can lead to perfectionism. Social learning builds on these biological predispositions. Different combinations of these 3 characteristics produce very different behavior patterns. Biological Mechanisms in Context All behavior is biological, but not all behavior can be understood at the biological level. Experience changes biology. Brain development is modulated by experience, stimulation, and consequences. Social reward can exaggerate biological differences or reduce them, as seen in gender differences. Some differences have dropped dramatically in response to greater flexibility of roles and opportunities for the genders since the women’s movement. The brain’s responses can be exaggerated in response to a single traumatic event. Early deprivation of nurture can produce longterm effects in sociability, trust, as well as dopamine production. Both nurture and biology can produce synaptic changes and even structural changes in the brain. Hormone levels can increase bonding (oxytocin in females, vasopressin in males) or prevent the ability to bond. This can have long-term consequences in sophisticated society that sets a person up for social rejection. Even the advances in medication to moderate depression, anxiety or schizophrenia require the brain to make response changes as a result of the changes from the medication. Medications facilitate behavior changes- hopefully so they are not required for a lifetime. But learning must be developed if any long-term improvement is seen. So therapy is necessary as an adjunct to medication therapy. Culture even makes a difference- the same reticence and shyness in a child in China would be seen as respectful and natural, whereas in the US, which encourages greater independence, this behavior would be seen as problematic, even a source of bullying by peers. To fully understand personality traits, one must factor in environmental factors with biological predispositions.