Development of Germano-silicate Optical Fiber Incorporated with Germanium Nanoparticles and Its Optical Characteristics Seongmook Jeonga, Seongmin Jua, Youngwoong Kima, Hyejeong Jeongb, Seongjae Boob and Won-Taek Hana,* a School of Information and Communications/Department of Physics and Photon Science, Gwangju Institute of Science and Technology(GIST), 123 Chemdangwagi-ro, Buk-gu, Gwangju, 500-712, South Korea b Solar City Center, Korea Institute of Industrial Technology (KITECH), 208 Chemdangwagi-ro, Buk-gu, Gwangju, 500-480, South Korea *Corresponding author Email: wthan@gist.ac.kr The germano-silicate optical fiber incorporated with Ge nanoparticles with enhanced optical nonlinearity was developed by using modified chemical vapor deposition and drawing processes. A broad photoluminescence band obtained by pumping with the 404 nm superluminescent diode was found to appear from 540 nm to 1,000 nm. The non-resonant nonlinear refractive index, n2, of the fiber measured by the continuous wave self-phase modulation method was 4.95×10-20 m2/W due to the incorporated Ge nanoparticles in the fiber core. The enhancement of the nonresonant optical nonlinearity may be due to the creation of the NBOs and other defects from the incorporated Ge-NPs in the fiber core. Keywords: Optical fiber, Germanium nanoparticles, Photoluminescence, Optical nonlinearity 1. Introduction Recently, the optical fibers incorporated with semiconductor nanoparticles in the fiber core have attracted much attention due to its optoelectronic and photonic applications [1-3]. Especially, group IV semiconductor nanoparticles are being studied for applications in optical fiber amplifiers and nonlinear optical devices for wavelength converting, all-optical switching, optical tunable filtering, ultra-short pulse generation, and supercontinuum generation, etc [4,5]. Si and Ge nanoparticles are known to induce an efficient photoluminescence (PL) in visible and near infrared wavelength ranges due to their quantum confinement effect or recombination of excitons confined in the nanoparticles [6-8]. The enhancement of PL emission from Er-ions by incorporating Si nanoparticles in the Er- doped optical fiber was demonstrated [9]. The photon energy absorbed by Si nanoparticles in the fiber core in visible band was found to transfer to Erions by a radiative carrier recombination process [9,10]. Moreover the Si nanoparticles doped optical fiber showed a large optical nonlinearity due to the creation of non-bridging oxygens (NBOs) and defects of Si nanoparticles [5,11,12]. 1 On the other hand, Ge nanoparticles are also known to be a good candidate as a sensitizer because Ge nanoparticles showed stronger quantum confinement and larger PL intensity than Si nanoparticles resulting from its direct-gap semiconductor nature and a smaller band-gap, respectively [13-15]. In this paper, a novel germano-silicate optical fiber incorporated with Ge nanoparticles (Ge-NPs doped fiber) was fabricated by using the modified chemical vapor deposition (MCVD) and drawing processes and its broad PL and highly nonlinear optical properties were investigated. 2. Experimental Details 2.1 Fabrication of the Ge-NPs doped fiber The Ge-NPs doped fiber preform was fabricated by using the MCVD process and solution doping technique [16]. The partially sintered porous germano-silicate core layers were deposited onto the inner surface of a silica glass tube at 1650 oC by using vaporized SiCl4 and GeCl4. The porous core layers were soaked with a doping solution to incorporate Ge-NPs for 2 hours at room temperature. The doping solution was prepared by mixing high purity Ge powders (45 μm under, Kojundo, GEE05PB) in deionized water. After the doping process, the tube was dried by flowing a helium gas, and sintered and sealed to obtain a fiber preform at 2100~2300 oC. Finally, the preform incorporated with Ge-NPs was drawn into an optical fiber of 125 μm diameter by using the drawing process at 2,000 oC. The refractive index difference between the core and cladding of the fiber was 0.006. The core diameter and cut-off wavelength of the Ge-NPs doped fiber were 11 μm and 11.8 μm, respectively. 2.2 Measurements The existence of Ge-NPs in the core of the fabricated optical fiber preform was verified by using a transmission electron microscope (TEM; Technai, G2 S-Twin 300 KeV). The optical absorption of the Ge-NPs doped fiber preform was also measured to confirm the formation of Ge-NPs using the UV-VIS spectrometer (Varian, Cary 5000). The absorption of the Ge-NPs fiber was measured by the cut-back method with the white light source (WLS; ANDO, AQ 4303B) and the optical spectrum analyzer (OSA; Ando, AQ-6315B), and it was compared with that of the fiber without Ge-NPs. The PL characteristics of the fibers with and without Ge-NPs of 3 meter length were measured upon pumping with the 404 nm superluminescent diode (SLD; Sony, SLD3239VF-51). The non-resonant nonlinear coefficient of the Ge-NPs doped fiber was estimated by using the continuous wave self-phase modulation (cw-SPM) method as shown in Figure 1. The nonlinear phase shift, φSPM, and the corresponding average power of light signal, PAVG, were measured. The φSPM, which is caused by SPM, was calculated from the ratio of measured intensity of fundamental signal to first-order harmonic signal by using Eq. (1): 2 I 0 J 02 ( SPM ) J 12 ( SPM ) I 1 J 12 ( SPM ) J 22 ( SPM ) (1) where Jn is the nth order Bessel function. The non-resonant nonlinear refractive index, n2, and the effective nonlinear parameter, γ, were then obtained by using Eqs. (2) and (3): Aeff SPM Aeff ac , 4Leff PAVG 4Leff (2) 2 n2 1 SPM a c Aeff 2 Leff PAVG 2 Leff (3) n2 where λ = (λ1+ λ2)/2 is the center wavelength of the two pumps, κac is the slope coefficient determined from the linear region of the function φSPM/PAVG, and Leff and Aeff are the effective length and the effective area at 1550 nm, respectively [17-20]. 3. Results and Discussion 3.1 TEM morphology Figure 2 shows the TEM micrograph of the fabricated optical fiber preform indicating the existence of the Ge-NPs in the core. The roughly spherical crystalline Ge-NPs with the diameters around 3.5 nm were found to disperse homogeneously without agglomeration. 3.2 Optical absorption The optical absorptions of the fiber preform and the fiber measured by using the UV-VIS spectrometer and the cut-back method are shown in Figure 3. A broad and strong absorption band with absorption peaks at 243 nm, 328 nm and 485 nm appeared in the Ge-NPs doped fiber preform as shown in Figure 3(a) due to the incorporated Ge-NPs [21-23]. In the case of the GeNPs doped fiber, on the other hand, the broad and strong absorption band peaking at 485 nm appeared in the preform was found to red-shift to 494 nm (Figure 3(a)), indicating that Ge-NPs were successfully preserved in the fiber core but a little grown in size after the high temperature drawing process at 2,000 oC [22]. 3.3 Photoluminescence characteristics To evaluate the effect of Ge-NPs on emission property, the PL characteristics of the 3 meter long fibers with and without Ge-NPs was measured by increasing pumping power of the 404 nm SLD from 0.01 mW to 5.30 mW at room temperature. As shown in Figure 4(a), a broad PL band from 540 nm to 1,000 nm peaking at 690 nm was found to appear in the fiber with Ge-NPs and it was due to the quantum confinement effect of Ge-NPs or recombination of excitons [6,7]. The PL intensity at 690 nm increased with the increase of the pumping power from 0.01 mW to 5.30 mW. However, the fiber without Ge-NPs also showed a broad and weak PL spectrum in visible range which was not expected and it may be due to a small amount of Ge particles formed during 3 the MCVD process even without incorporation of Ge-NPs (Figure 4(b)). Note that the emission peaks at 404 nm and 808 nm were from the pumping source of the SLD itself. Figure 5 compares the change in PL intensity at 690 nm with pumping power of the Ge-NPs doped fiber and the fiber without Ge-NP. The PL intensity at 690 nm of the Ge-NPs doped fiber increased from -75 dBm to -59 dBm with the pumping power from 0.10 mW to 5.30 mW. On the other hand, the fiber without Ge-NPs showed a small increase from -77 dBm to -75 dBm upon pumping from 2.95 mW to 5.30 mW. Note that the PL intensity pumping at 0.10 mW and 1.86 mW was not evaluated accurately due to the large noise level. The slope of the Ge-NPs doped fiber was 2.7 times larger than the fiber without Ge-NPs. From the PL results, the Ge-NPs incorporated in the fiber core were found to be beneficial to obtain an efficient PL intensity upon pumping. 3.4 Non-resonant nonlinear optical characteristics Figure 6(a) shows the cw-SPM spectra of the Ge-NPs doped fiber of 1 km length measured at different input powers. The fundamental signals appeared at 1549.74 nm and 1550.25 nm and the first-order harmonic signals appeared at 1549.23 nm and 1550.76 nm. The phase shift φSPM was calculated by comparing intensities between the fundamental signal and the first-order harmonic signal. Figure 6(b) shows the obtained phase shift φSPM of the Ge-NPs doped fiber at different input powers. The phase shift φSPM of the Ge-NPs doped fiber increased linearly with the increase of input power. Then the non-resonant nonlinear refractive index, n2, and the effective nonlinear parameter, γ, were calculated by using Eqs. (2) and (3). As summarized in Table 1, the non-resonant nonlinear refractive index, n2, and the effective nonlinear parameter, γ, of the GeNPs doped fiber were 4.95×10-20 m2/W and 1.62 W-1km-1, respectively. The n2 and γ of the GeNPs doped fiber were 4.30 times and 3.95 times larger than those of the fiber without Ge-NPs, respectively. The observed non-resonant optical nonlinearity of the fiber doped with Ge-NPs may originate from the hyperpolarizabilities of non-bridging oxygens (NBOs) formed by the incorporation of Ge-NPs. The NBOs are known to induce highly optical nonlinearity because NBOs have higher ionicity and are distorted easily by the applied optical field [12,19,20]. The n2 and γ of the Ge-NPs doped fiber were enhanced due to the creation of the NBOs and other defects (NBO hole centers, peroxy radicals, oxygen deficient centers) from the incorporated Ge-NPs in the fiber core [11,12]. 4. Conclusions We fabricated the Ge-NPs doped fiber by using the MCVD and drawing processes. The spherical Ge-NPs with the average size about 3.5 nm were identified to be embedded in the core of the fiber preform by TEM. The optical absorption bands of the Ge-NPs doped fiber preform measured by UV-VIS spectrometer were found to appear at 243 nm, 328 nm and 485 nm. On the 4 other hand, the absorption band of the Ge-NPs doped fiber appeared at longer wavelength of 494 nm due to the growth of Ge-NPs during the high temperature drawing process at 2,000 oC. Upon pumping the Ge-NPs doped fiber with the 404 nm SLD, a broad PL band appeared from 540 nm to 1,000 nm peaking at 690 nm, maybe due to the quantum confinement effect of Ge-NPs or recombination of excitons. The non-resonant nonlinear coefficient of the Ge-NPs doped fiber was also evaluated by using the continuous wave self-phase modulation (cw-SPM) method and the non-resonant nonlinear refractive index, n2, and the effective nonlinear parameter, γ, of the GeNPs doped fiber were found to be 4.95×10-20 m2/W and 1.62 W-1km-1, respectively. This enhancement of the non-resonant optical nonlinearity may be due to the creation of the NBOs and other defects from the incorporated Ge-NPs in the fiber core. Acknowledgments: This work was partially supported by the New Growth Engine Industry Project of the Ministry of Trade, Industry and Energy, Basic Science Research Program through the National Research Foundation of Korea (NRF) funded by the Ministry of Education (No. 2013R1A1A2063250), the Korea government (MSIP) (No. 2011-0031840), the Brain Korea-21 Plus Information Technology Project through a grant provided by the Gwangju Institute of Science and Technology, South Korea. 5 References and Notes 1. P. R. Watekar, S. Ju, A. Lin, M. J. Kim, B. H. Lee, and W.-T. Han, J. Non-Cryst. Solids 356, 2684 (2010). 2. S. Ju, P. R. Watekar, C. J. Kim, and W.-T. Han, J. Non-Cryst. Solids 356, 2273-2276 (2010). 3. P. R. Watekar, S. Ju, S.-A. Kim, S. Jeong, Y. Kim, and W.-T. Han, Opt. Express 18, 17096 (2010). 4. S. Moon, B. H. Kim, P. R. Watekar, and W.-T. Han, Electron. Lett. 43, 85 (2007). 5. S. Jeong, S. Ju, Y. Kim, P. R. Watekar, H. Jeong, H.-J. Lee, S. Boo, and W.-T. Han, J. Nanosci. 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Experimental parameters and measured optical properties of the fiber incorporated with and without Ge-NPs 7 Refractive Fiber index difference Effective Effective Slope length core area coefficient Nonlinear refractive index Effective nonlinearity Symbol Δ Leff Aeff κac n2 γ Unit % m μm2 rad/W m2/W W-1km-1 The fiber without GeNPs 0.5 170.03 113.0 0.84 1.15x10-20 0.41 The Ge-NPs doped fiber 0.6 70.05 123.63 0.23 4.95x10-20 1.62 8 Figure captions Figure 1. Schematic of the non-resonant optical nonlinearity measurement set-up using the cw-SPM method: TLS = tunable laser source, PC = polarization controller, BPF = band-pass filter, EDFA = erbium-doped fiber amplifier, FUT = fiber under test, VOA = variable optical attenuator, OSA = optical spectrum analyzer. Figure 2. TEM image of Ge-NPs in the core of the fiber preform. Figure 3. (a) Absorption spectra of the Ge-NPs doped fiber preform, (b) Absorption spectra of the fibers doped with and without Ge-NPs. Figure 4. PL spectra upon pumping with the SLD at 404 nm; (a) the Ge-NPs doped fiber pumping from 0.01 mW to 5.30 mW, (b) the fibers doped with and without Ge-NPs upon pumping at 5.30 mW. Figure 5. The change in PL intensity at 690 nm upon pumping from 0.10 mW to 5.30 mW. Figure 6. (a) The cw-SPM spectrum of the Ge-NPs doped fiber at different input powers, (b) The phase shift φSPM of the Ge-NPs doped fiber at different input powers. 9 Figure 1. S. Jeonget al. 10 Figure 2. S. Jeonget al. 11 Core of fiber preform (with Ge-NPs) Cladding of fiber preform (without Ge-NPs) 2.0 243 nm 0.080 Core of fiber preform(with Ge-NPs) -1 Absorption coefficient [cm ] -1 Absorpton coefficient [cm ] 2.5 1.5 1.0 328 nm 485 nm 0.076 0.072 0.068 420 0.5 440 460 480 500 520 540 560 Wavelength [nm] 0.0 200 300 400 500 600 700 800 Wavelength [nm] (a) The fiber with Ge-NPs The fiber without Ge-NPs -1 Absorption coefficient [cm ] 0.008 0.006 0.004 494 nm Cut off wavelength 0.002 0.000 400 OH absorption OH absorption 600 800 1000 1200 1400 Wavelength [nm] (b) Figure 3. S. Jeonget al. 12 0 Ge-NPs doped fiber : 3 meter length -10 PL intensity [dBm] -20 -30 5.30 mW 3.76 mW 2.95 mW 1.86 mW 0.10 mW 0.01 mW -40 690 nm -50 -60 -70 -80 -90 400 500 600 700 800 900 1000 1100 1200 Wavelength [nm] (a) 0 The fiber with Ge-NPs @ 5.30 mW The fiber without Ge-NPs @ 5.30 mW -10 PL intensity [dBm] -20 -30 -40 690 nm -50 -60 -70 -80 -90 400 500 600 700 800 900 1000 1100 1200 Wavelength [nm] (b) Figure 4. S. Jeonget al. 13 -55 The fiber with Ge-NPs The fiber without Ge-NPs Peak intensity [dBm] -60 -65 -70 Slope = 3.2 [dBm/mW] -75 -80 Slope = 1.2 [dBm/mW] 0 1 2 3 4 5 6 Pumping power [mW] Figure 5. S. Jeonget al. 14 Output power [dBm] 10 1549.74nm(w1) I0 630.96 mW 562.34 mW 467.74 mW 380.19 mW 275.42 mW 190.55 mW 112.20 mW 1550.25 nm(w2) 0 -10 -20 -30 I1 1550.76nm (-w1+2w2) 1549.23nm (2w1-w2) -40 -50 1549.0 1549.5 1550.0 1550.5 1551.0 Wavelength [nm] (a) 0.16 Phase shift [rad] 0.14 Ge-NPs doped fiber Linear fit of the points 0.12 0.10 0.08 0.06 Slope coefficient (ac) = 0.23[rad/W] 0.04 0.02 100 200 300 400 500 600 Input power [mW] (b) Figure 6. S. Jeonget al. 15