UMnyango WezeMfundo Department of Education Lefapha la Thuto Departement van Onderwys Circular 38/2006 Date: Topic The Grading of Institutions Enclosures Annexure A: School grading norms Annexure B: Management plan Distribution Enquiries 31 July 2006 Chief Directors and Directors at Head and District Offices Principals of all Public and Independent Schools Principals of all Public Schools with Learners with Special Education Needs Members of School Governing Bodies Teacher Unions and Organisations HRPP: Districts On request, this circular will be made available in Afrikaans, isiZulu or Sepedi within 21 days Also available on the GDE website at: www.education.gpg.gov.za Office of the Head of Department Room 1009, 111 Commissioner Street, Johannesburg, 2001 PO Box 7710, Johannesburg, 2000 Tel: (011) 355 1511 Fax: (011) 333 5546 E-mail: ceogde@gpg.gov.za OR mallelep@gpg.gov.za THE GRADING OF INSTITUTIONS 1. INTRODUCTION 1.1 In line with GDE Circular 57/2001, the re-grading of institutions was done for the year 2001 and 2002. The re-grading of institutions for the years 2003 and 2004 has also been finalised in line with policy as per Circular 57/2001. 1.2 The results of this backdated re-grading (2003-2004) of qualifying institutions based on existing policy will be communicated to the affected institutions and school principals via the District Offices. This individual communication to the affected principals will include details such as the effective dates, payments, etc. 1.3 The implementation of the new policy on grading of institutions (refer to ELRC Collective Agreement No. 3 of 2006) will be backdated with effect from 1 July 2005. Either the 2005 or 2006 post establishments that were already implemented (whichever is more favourable for an individual institution) will be used to grade the institutions. 2. LEGISLATIVE FRAMEWORK 2.1 Education Labour Relations Council (ELRC) Collective Agreement No. 3 of 2006 makes provision for a new system in terms of which principals’ posts are graded on the various salary levels. The grading of a school also implies the grading and salary level of the principal of the school. In terms of Collective Agreement No. 3 of 2006, norms had to be developed in terms of which schools are to be graded. The new norms will come into effect on 1 July 2005 based on the 2005/2006 post allocations to institutions. 2.2 The Employment of Educators Act, Act 76 of 1998, Section 5(1)(b) and 5(3)(a) states that the Member of the Executive Council for Education or his/her delegate shall create the posts for the educator establishment of a provincial department of education and also grade, re-grade and abolish such posts. 3. NORMS The existing norms as set out in PAM, as well as GDE Circular 57/2001 in terms of which schools are graded and re-graded must be replaced by the following norms: 3.1 Grading of Schools 3.1.1 The salary level of a principal of a school is determined by the grading of the school, which is done in accordance with the number of educator posts allocated to a school in terms of national norms (excluding growth, redress, aid posts). English: Page 2 of 6 3.2 Grading of Schools 3.2.1 A school is upgraded to a higher grading level, if for two consecutive years, the educator post allocation to the school reaches or exceeds the number of posts required for the upgrading of the school as indicated in the table (Annexure A). 3.2.2 A school is downgraded to a lower grading level if, for two consecutive years, the educator post allocation to the school drops to or below the number of posts that will affect such downgrading as indicated in the table (Annexure A). 3.2.3 Where the enrolment of a school increases or decreases to such an extent that the post allocation to the school is affected substantially, and sufficient evidence exists that the new enrolment and accompanying post allocation will be maintained for a reasonable period, the Head of the Department may immediately re-grade the school in accordance with the relevant post allocation. 3.2.4 The Head of Department may grade a new school in accordance with the enrolment and accompanying post allocation that the school is expected to maintain for a reasonable period. 4. GRADING OF INSTITUTIONS 4.1 It was decided that institutions and principals’ posts of in the Gauteng Department of Education will be upgraded or downgraded in line with the new school grading norms set out in this circular (Annexure A) and ELRC Collective Agreement No. 3 of 2006. This will be effective from 1 July 2005. 4.2 Statistical information submitted to the Department during 2005 and 2006 will be used to determine the post establishment for a school. This information will also be used to re-grade institutions with effect from 1 July 2005. 4.3 The first subsequent re-grading of institutions based on the post establishment for 2007 will be implemented on 1 January 2007. This regrading will be done in advance in July 2006, but will only become effective on 1 January 2007 as is the case with the post establishments on which it is based. 4.4 In future, institutions will be re-graded on an annual basis with effect from 1 January of the respective year, based on the school’s post establishments for the current year. 4.5 The GDE will automatically consider the re-grading of institutions and no specific inputs from institutions will be necessary, apart from submitting the normal statistics. 4.6 In instances where the grading level of an institution has changed, the GDE will issue a separate letter specifically informing the institution/principal of the re-grading. English: Page 3 of 6 5. CRITERIA FOR THE GRADING OF INSTITUTIONS 5.1 The salary level of a principal of a school is determined by the grading of the school, which is done in accordance with the number of educator posts allocated to a school in terms of post provisioning national norms. In LSEN schools the allocated posts will include both teaching posts and posts for therapists. 5.2 The grading norms are based on the salaries of fully qualified principals. The salary of a principal who is not fully qualified is one salary level lower than the applicable salary level in the table for each REQV lower than 13. 6. PROCESSES TO FILL THE NEWLY GRADED POST OF PRINCIPAL 6.1 An increase in a principal’s salary as a result of the implementation of the new grading norms is not regarded as an upgrading of the post and would therefore not require any procedure that applies to the filling of a new post or a waiting period, as is the case with the upgrading of a school. 6.2 The IQMS outcome will not be used to grade-progress school principals, but the post establishment of schools will be implemented annually on 1 January and this outcome will grade-progress the school principals with effect from 1 July, i.e. there will be no salary adjustment in January. The outcome of IQMS will be used only for salary progression after the completion of a period of 12 months after the grade progression. 6.3 Where, according to the new norms, the salary applicable to the post is lower than the salary of the incumbent principal as on 1 July 2005, such a principal will retain his/her salary level for as long as the school maintains the 1 July 2005 grading. A subsequent grading of the school to below the level on which it was graded on 1 July 2005, will affect the principal’s position in terms of the measures applicable to the re-grading of schools. 6.4 NB: The new norms in terms of which schools are to be graded and/or re-graded do not affect the current measures in terms of which the position of a principal is dealt with in the case where his/her post is downgraded. These measures, which are aimed at protecting the position of such a principal for a certain period, remain unchanged. _____________________ MALLELE PETJE HEAD OF DEPARTMENT English: Page 4 of 6 Annexure A SCHOOL GRADING NORM Educator Posts on the Establishment of the School 1 Note: Applicable Salary Level Salary levels 6, 7 & 8 (as for post level 1 educators plus the applicable allowance) Minimum Required for Upgrading to Next Level Number of Posts to which the establishment must drop before the institution will be Downgraded S1 2 - Grading 2–3 8–9 S8 4 1 4 –12 9 S9 13 2 13 – 24 10 S10 26 10 25 – 45 11 S11 47 22 46+ 12 S12 - 43 The above grading norms are based on the salaries of fully qualified principals (REQV13 or higher). The salary of a principal who is not fully qualified is one salary level lower than the applicable salary level in the table for each REQV lower than 13. A grading of 8 – 9 means that such a principal is appointed on salary level 8 but may progress to salary level 9 in terms of the measures applicable to salary and grade progression. English: Page 5 of 6 Annexure B IMPLEMENTATION MANAGEMENT PLAN FOR RE-GRADING OF INSTITUTIONS No Date Activity Responsibility 1. 30 June 2006 Draft Circular on the new school grading norms HROS: HRPP 2. 7 July 2006 Consultation with unions HO: HROS 3. 21 July 2006 Approval of the circular on new regrading norms HOD 4. 25 July 2006 Finalisation of re-grading for the period 1 July 2005 to 31 December 2006 (using 2005 or 2006 post establishments) HO: HRMIS 5. 26 July 2006 Communication of the results of the year HO: HRMIS 2005/2006 re-grading to schools 6. 27 - 31 July 2006 Implementation of the results on PERSAL for 2005/2006 (backdated 1 July 2005 to 31 December 2006) 7. 27 July 2006 New post establishments and re-grading HO: HRMIS for 2007 of institutions finalised 8. 28 July 2006 New post establishments and re-grading HO: HRMIS for 2007 distributed to districts 9. 28 July 2006 2 August 2006 Checking & verification of the 2007 post establishment & re-grading process D: HRPP & IDSO, PRINCIPALS Submission of verified documents to HRMIS DO: HRPP 10. 2 August 2006 Effect corrections on the checked & 11. 2-4 August 2006 verified documents and distribute corrected documents 12. 11 August 2006 13. 1 September 2006 HO: HRA HO: HRMIS Avail results to HO: HRA on grading and new post establishment to update HO: HRMIS PERSAL with effective date 1July 2007 Payment of backdated grading with effect form 1 July 2005 finalised HO: HRA 1 January of 14. subsequent years New post establishments and re-grading HO: HRMIS of institutions finalised and implemented 1 July of 15. subsequent year Grading of principals finalised and implemented HO: HRPP English: Page 6 of 6