MASSACHUSETTS MNBTlVUTE OF TECHNOLOGY OCT Pro-Forma for City Form By Akanksha Raina LIBRARIES B.Arch, 2010 School of Planning and Architecture Submitted to the Department of Urban Studies and Planning in partial fulfillment of the requirements for the degree of Master in City Planning and Master of Science in Real Estate Development at the MASSACHUSETTS INSTITUTE OF TECHNOLOGY September 2014 0 2014 Akanksha Raina. All Rights Reserved The author here by grants to MIT the permission to reproduce and to distribute publicly paper and electronic copies of the thesis document in whole or in part in any medium now known or hereafter created. Signature redacted Author Dyartment of Urban Studies and Planning redacted_ Cetiid ySignature Certified by _____ Daniel Rose Associat Professor Albert Saiz an Economics and Real Estate. Department of Urban Studies and Center for Real Estate Signature redacted Accepted byVI Accepted Daniel Rose As Professor Dennis Frenchman Chair, MCP Committee Department of Urban Studies and Planning ySignature redacted Professor Albert Saiz or of Urban Economics and Real Estate. Department of Urban Studies and Center for Real Estate This page left blank intentionally PRO-FORMA for CITV-=FORM Financial Planning and Resultant Physical Urban Forin New city Projects in India: Private vs Public investment perspective Akanksha Raina Master in City Planning Master in Science in Real Estate Development 00013 00 conoconco0013o 00000oooooo 000 Or-oo uo a * 0rahc r b * 00ieTa0 Asm eres00 ou00e0an iu0Ro0sDrnDvdHrey desadRjet uto rkSyneow nNo0br0Ur0iaio.p agi 5 ae.(21 .ra ABSTRACT Pro-Forma for City Form by Akanksha Raina Submitted to the Department of Urban Studies and Planning and the Program in Real Estate Development on August 19, 2014 in partial fulfillment of the requirement for the degrees of Master in City Planning and Master in Real Estate Development This thesis aims to examine impact of financial decisions on the city morphology, specifically on the current crop of new city projects undertaken in India. While there has been some existing research on impact of capital market, institutional framework, on the existing cities and their struggles, there is littl that tis spoken about the motivations of development agencies, their manifestos and aspirations, for the new cities that are being planned. My research explores green field projects in an attempt to distill, through comparison and contrast, cities developed as a private or public goods. The physical design of the urban fabric of a city is a result of many forces. These could be the economic, social, cultural, political or the aspiration aspects that dictate the physical form of the city With the inflow of capital in the developing world new cities are being built from scratch in many parts of the developing world. Visualized as products in the real estate industry as investments and assured long term returns, these regions are conceived as places of enhanced productivity Cities are now considered the drivers of consumption and accelerateors of economic growth. India, with an increasingly open economy and history of social ideals, poses a unique dichotomy of resultant new city building processes. As the state edges towards more open markets prourbanization policies, disparate methods of developing and financing new city projects wIl emerge. The unique presence of two polar development strategies within the same macro context shall enrich this study and let me draw parallels to distill the parameters. The thesis shall explore the cases thorgh the lens of finance specifically and the implications of financial strategies on the resultant urban form. A narrative format weaves in the socio political and cultural aspects along with specific market conditions, of the two cases -Naya Raipur and Jaypee Sports City, and provides detailed accounts of the policies and agency practices, what landlords and realtors are responding to, and how ultimately these plans in place today evole into future cities. Ultimately, these findings indicate how deeply embedded both social and fianncial scenarios are in the development of cities and the need to question the adequacy of just one model instead of the other. Thesis Advisor Albert Saiz Daniel Rose Associate Professor of Urban Economics and Real Estate, Department of Urban Studies and Center for Real Estate Thesis Reader Michael Dennis Professor of Architecture Department of Architecture ACKNOWLEDGMENTS To Peter Ellis and Ferhat Zerin with the PENC Team for an experience of a lifetime in building a new city in India To Mr. Rohit Khandelwal DGM planning and Mr. Panigrahi, Chief Engineer at NRDA along with Ms. Raina Dora- Vice Fresident Architecture, Jaypee Associates Ltd, for making themselves available to answer questions an provide guidance regarding their expeirences in building these projects. My thesis research would have been incomplete without your generosity. To professor Albert Saiz, for your continued positivity, guidance and passion on this project, and for bringing in the love of economics in my formative years here at MIT To professor Michael Dennis for your kind words and encouragement. To professor Tunney Lee for your humour and paitience and unwavering support. To professor John D. Macomber for engaging conversations and valuable thoughts on setting up the initial direction of this research. To my classmates in the MSRED Program and DUSP for the great conversations and friendships, and MISTI India for the travel support. To my parents for their love, and to my rock Apoorv Goyal for this labour of love. 5 CONTENTS 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 6 METHODOLOGY INTRODUCTION 2.1. Trends of urbanization in India: the crisis 2.2. The Indian cities CASE FOR CITIES THE NEW CITY PHENOMENON 4.1. Evolution of the new city motivation 4.2. Understanding of 'Indian urbanism' 4.3. Morphology of Indian cities CONCEPTUAL FRAMEWORK THE CASES 6.1. Introduction 6.2. Challenges with the case method: JAYPEE SPORTS CITY 7.1. Narrative 7.2. Regional Trends 7.3. Project Drivers 7.4. Development Strategy 7.5. City form narrative 7.6. Evolution of the plan 7.7. Financial narrative 7.8. Conclusions for the case 7.9. Sports appendix NAYA RAIPUR 8.1. Narrative 8.2. Regional Trends 8.3. Project Drivers 8.4. Development Strategy 8.5. City form narrative 8.6. Financial Narrative 8.7. Case conclusions COMPARATIVE ANALYSIS 9.1. The Grid 9.2. The land use mix 9.3. The product typology mix 9.4. Phasing 9.5. Sensitivity analysis PRELIMINARY CONCLUSIONS AND RECOMMENDATIONS 10.1. Recommendations 10 11 12 14 15 19 19 20 21 25 31 31 31 35 35 37 39 40 42 48 53 56 57 59 59 61 64 64 66 76 79 80 81 84 86 90 90 92 93 TABLES Table 1. Noida 40 Table 2. Greater Noida 40 Table 3. Regulatory Masterplan 45 Table 4. Sports City Districts 45 Table 5. Changes in the master plan from 2010 to 2011 53 53 Table 6. Sports city built up area comparison (Gross Site area) 54 Table 7. 2010 Product Mix 54 Table 8. 2014 Product Mix Table 9. Proposed masterplan phases 55 Table 10. Capital flows 56 Table 11. Demonstrative product pricing 57 Table 12. Population and trends of Raipur and anticipated trends for Naya Raipur 63 64 Table 14. Recent Developments in Raipur Property Market Table 13. Expected Demand of Residential Units 64 Table 15. Historical Land Rates in Raipur 65 Table 17. Distribution of Plotted and Apartment Housing 71 Table 18. Suggested plot sizes and development control guidelines 72 Table 20. Suggested (indicative) percentage of dwelling unit size based on number of rooms 73 Table 19. Suggested land utilization pattern at sector level 73 Table 21. Contribution by various housing sub-systems to the total housing stock of Naya Raipur 75 Table 22. Population Phasing 78 84 Table 23. Case comparative data Table 24. Goals and planning manifestations 92 Table 25. Naya Raipur Population in 2031 116 Table 26. Projected Land Rates in Naya Raipur 116 7 ABBREVIATIONS * SEZ: Special Economic Zone * SDZ: Special Development Zone * BUA: Built up area * FAR: Floor Area Ratio * CBD: Central Business District * JAL: Jaiprakash Associates Ltd. * JPSI: Jaypee sports international Ltd. " NRDA: Naya Raipur Development Authority " JNNURM: Jawaharlal Nehru National Urban Renewal Mission 8 * HUDCO:Housing and Urban development corporation limited * PENC: Peter Ellis New Cities * YEIDA: Yamuna Expressway Industrial Development Authority FIGURES Figure 1. SEZ in India Figure 2. Chandigarh: the development of the sector model Figure 3. Lavasa: Landscape Figure 4. Lavasa: The Resort Figure 5. Bid- Rent Curve Figure 6. elasticity of demand and supply Figure 7. Options in development stage Figure 8. Benefits of option Figure 10. Location wr.t Delhi Figure 11. Layers Figure 12. Market Trends Figure 14. FAR Strategy Figure 13. Masterplan grid comparison Figure 15. Districts Figure 17. Keyplan Figure 16. 2012 Downtown district plans Figure 18. Evolution of YIEDA masterplan Figure 19. Sports City masterplan evolution Figure 20. Grid Evolution Figure 21. Change in typology of planned projects Figure 22. Phasing Figure 23. Population growth by individual uses Figure 24. Population growth by phases (combined uses) Figure 26. Location Figure 27. Boundaries of administration Figure 28. Land rates in Raipur Figure 29. Regional plan Figure 30. Structure Figure 31. Green structure Figure 32. Urban form and land use mix Figure 33. Sector Layout Figure 34. Typology Mix Figure 36. Block Comparision Figure 35. Neighborhood massing Figure 37. Rivate vs Rivate development Figure 38. Housing developed by private developer Figure 39. Housing developed by Chattisgrah Housing Board Figure 40. Phases of development Figure 41. Grid compartive Figure 42. Degree of gatedness Figure 43. Greens: Public or private Figure 44. Planning models Figure 45. Neighborhood or district planning Figure 46. NRDA inverted neighborhoods Figure 47. Gated private enclaves of sports city Figure 48. Risks undertaken in the two development models Figure 49. The density and rent profile Figure 50. Leasable area as per development plan for Naya raipur Figure 51. Leasable area as per development plan for Sports City Figure 52. Jaypee Sports City - 2014 Roject Typologies Figure 53. Project Anchors Figure 54. Project Status 15 24 25 26 27 27 29 30 37 37 39 47 47 48 49 49 52 52 52 53 55 55 55 61 62 65 69 69 69 70 72 72 73 73 74 75 78 78 85 86 86 87 88 88 88 90 91 92 92 107 116 116 9 1. METHODOLOGY " Narrative, built through development plans issued, marleting data, interviews, - Cases, as a stand in for these disparate development models in the country - Mixed methods, with incorporates quantitative pro- forma analysis and qualitative masterplanning analysis the combination of all these resulted in " Parameters for transforming strategy decisions for the development process, morphology " Pro-forma comparative for the two cases " Trend evaluation for new cities in the chaging sociopolitical climate would generate implications for " Rigourous analysis of impact of finance " Morphological Impact of these strategies " Bridging the divide in these two practice fields 10 2. INTRODUCTION There once was a time when designing new cities was one of the most ambitious and urgent tasks for any urban designer and planner. The second half of the twentieth century saw a plethora of new models, ideas, and designs specifically geared towards the design of the ultimate 'City of the Future' The construction of entirely new integrated urban systems and the writing of technocratic and ideological books on how to build new cities culminated in the building of hundreds of New Towns in Western Europe, the US, and the new nation states of post-colonial Africa ' and Asia. The time is back here again. New cities are being built from scratch all around the world. Fast emerging markets of South America, Asia and Africa are key contributors in this trend. While these glossy images remind us of the earlier era, the key distinguishing factor between the earlier utopian visions and now lies in the rapid advancement of technology We can now invest and construct these visions of the future. Global capital is everywhere and development is no longer bound by geographic boundaries. There is also an ambition to display this rapid growth through tangible beacons that would re-brand the pre-conceived notions about states and countries. Building cities is therefore much more than just an activity of economic development, but also a very self-conscious move to display the "growth" in the economy. These are therefore politically loaded schemes, as sometimes seen in the projects in China, and sometimes as brainchild's of megalomaniacal power-brokers from both private and public sectors. We see new developments in China, Angola, Saudi Arabia, which stem less from the demand of the rapidly growing urban populations, but more as displays of opulence. While this may mean that we see our visions being translated into reality quickly, such instant cities are also most vulnerable to market fluctuations and speculation. The accelerated development within a fixed plan and time frame, with a finite vision, makes these instant cities inherently prone to obsolescence. Without a negative feedback mechanism to the system, we could anticipate an investment and development overdrive. These two contrasting scenarios make the city of the near future uncertain. How would the long term aspirations be embedded into the finite structure of a city plan? What would such a city look like? 11 These megaprojects are also real estate development projects and are governed by the models of delivery and financial flows. The city, therefore in this transformed perception, is also now a product in the market. There is therefore an urgent need to assess the impact of financial decisions on the design of new cities, and find solutions informed by different models. 12 2.1. Trends of urbanization in India: the crisis Innovation is a response to an impending crisis. In the case of India, as is the case with a lot of countries in the developing world, the exploding urban population poses this crisis. Standing at 400 million which is approximately a third of the total population, it has increased by 5 times as compared to the population growth of 2.5 times during last 5 decades. It was estimated that about 410 million Indians will be living in the cities by 2011 and 800 million by 2045.The number of metropolitan areas in India grew from 5 in 1951 to 23 in 1991 and is estimated to grow to 52 by 2011. This rapid growth is combined result of migration and growth of the middle class due to the overall economic development of the country The cities absorbing this growth however have to mitigate the ever increasing stress on its infrastructure which threatens to crumble anytime. Existing cities battle with pollution increase; transportation system disorder; decrepit and failing water and sewage systems. Despite this staggering need, India is yet tojoin the urban century with a mosaic of 500,000 villages with sixty percent of the population dependent on agriculture. Fewer than 30 percent of Indians are presently urbanized. This leads to a massive potential for growth and development of urban centers. Urbanization is both, the cause and effect of economic growth. Yet urbanization in India has progressed at a far slower rate than the overall economic growth rate generally This stems from the country's severe problems in both management and financing of cities. The service industry IT industry and manufacturing industry were leading reasons to economic growth. The reasons for slow urban development include policy biases against: replacement of labor with industrialization, location of industries in urban areas, and urban concentrations. Key issues that have acted as roadblocks for urbanization in India have been: Urban Infrastructure Investment: The high cost in moving to urban areas with poor infrastructure facilities like water and sanitation facilities, lack of affordable urban transport, and expensive land development is a possible reason for slow urbanization.2 Rigidities in Urban Land Policy: The urban land cost grew high because of the policy introduced in mid-1 970's Urban Land Ceiling Act. The act made it difficult for people to change the use of land, reducing the availability of land and increasing the prices in urban 13 areas. To summarize, many policies formed by the government in the 1970's led to slow urbanization even during a period of rapid economic growth. Incompetent policy and administrative support for development: There is lack of systems of redressal towards complex problems of land rights and weak policy development and implementation. Such vulnerabilities enable exploitation of system for individual gains and further encourage red-tape and corruption within the system. Thus we see the great need as well as the great inadequacy in existing city policies that disable existing cities in absorbing the increasing urban population. Lack of resources for making such heavy infrastructural investments further undermines the city building process within existing urban centers. These inadequacies expose the residents to unregulated encroachments, artificially regulated land values, privatization of public infrastructure and thus finally into a city splintering into fragmented enclaves of stark disparities. 2.2. The Indian cities The Mega polis: aging giants Some of the oldest, biggest and the economically most mature cities of India, these large urban agglomerations have displayed a sustained growth of population and jobs. 'Aspiration cities' for the non-urban population who would also like to benefit from the exposure to opportunities, the thrill of city life and be a part of the urban India phenomenon. These centers see high migration from the rest of the country As a result, they are already choked for land and buckling under the infrastructure. While these mega cities form the home for many private sector players that can be leveraged for the development, the high amount of competition, existing planning caps, and prevailing state of infrastructure do not position them attractive investment areas. These could include, Delhi, Mumbai, Kolkata, Ahmedabad, Bangalore, Hyderabad etc. Figure 1. SEZ in India 15 The Tier Two: the promise of the future A large portion of urbanized space continues to be described by small and medium sized cities residing in between the rural hinterland and hyper urbanism described above. These cities are characterized by an intermediate and decentralized form of urbanism, often haphazard and contrasting substantially with their larger counterparts and smaller villages. Because of their size and location, such interstellar urban nodes form a vital link within the hierarchy of settlements and allow for the diffusion of development, technology, knowledge and migration between the rural and the urban. The Tier two cities also houses the growing middle class, who are turning out to be the big spenders in the country while the manageable scale of the city allows for better regulation an d less challenges in development. These cities would include Jaipur, Nagpur, Bhopal, Chandigarh, Coimbatore, Ludhiana, Mangalore, Indore and Kochi New Cities Being a relatively new democracy, India has experienced the phenomenon of city building in the recent past since independence. These new cities have been a result of creation of new states (New Delhi, Chandigarh) &townships created to house residential development around newly developed manufacturing centers (Bhilai, Bhubaneshwar), as well as satellite towns as subsidiaries in easing of the pressure of exiting cities (Navi Mumbai, Greater Noida) and lie in the close proximity to the megapolis to feeds off the positive externalities of the strategic location. Usually not developed as independent self-sustaining cities, such peri-urban enclaves, similar t the dormitory cities in Europe, support the exiting city's overflowing population giving them the character of a denser suburb. These sub-center compete for attention within the market and develop the surrounding region to look like a poly-centric. 16 3. CASE FOR CITIES There is a growing sentiment that India is going to urbanize at an incredible pace and its future lies in a steady increase in the number of its cities. 3 This comes cloaked in possibilities and aspirations, which not only appear manifold, but in doing so, transcend political, financial and economic ideologies with ease. Realizing the need to create a level playing field for domestic enterprises and manufacturers to be competitive globally the government had in 2000 announced the introduction of Special Economic Zones policy in the country, which would help delineate new urban areas to enhance foreign investment, becoming hubs to promote exports from the country. These enclaves provide space away from the cobweb of existing city policies and archaic procedures, creating safe havens for the purposes of trade operations, duties and tariffs. According to vide ress Note 2 (2005) dated March 3, 2005 the Government of India has decided to permit Foreign Direct Investment (FDI) up to 100 per cent under the automatic route, in townships, housing, built-up infrastructure and construction development projects which is expected to attract foreign companies to invest in India. Quite bent on the agenda for urban development, the Government of India is taking financial as well as technical help from International Institutions like Asian Development Bank, Overseas Rogram for Economic Co-operation (OPEC) and others. Remaining thresholds were crossed via invitation to private companies in major projects as well and adopting policies like Public rivate Partnerships (PPP's) and Public rivate Funds for urban development. We also see the development of a stronger mortgage market, FDI in real estate as a percentage of total FDI inflows increased from 4.5% in 2003-04 to 26.5% in 2006-07. The Central government used to spend Rs.15 4-5 billion annually for city development. Now with programs like Jawaharlal Nehru National Urban Renewal Mission, the budgeted amount is Rs. 500 billion. Thus the focus of the government is also towards city building and they are keen to help cities grow and develop. The new government elected by the Indian democracy has found leadership in Narendra Modi, who comes with a clear mandate for urbanization. His prior work in the state of Gujarat has been 17 a testament to pro-development policies and bullish approach towards economic development. The State of Gujarat enacted the Special Investment Region (SIR) Act in 2009, which according to the Gujarat Infrastructure Development Board "shows the commitment of the Government to set up world class hubs of economic activity on the lines of fastest growing (sic) countries of the world" Such policies have simplified and smoothened the procedure for setting up special investment nodes (which include SEZs) by creating an Apex Authority empowered to be the "single window system and the first contact for setting up any economic activity or amenity in the SIR" While the proposed projects range from 250 "smart" cities to DMIDC, (a direct result of the SIR Act) providing a swift avenue for foreign invest in the urban development along a freight corridor, there have been some other traditional, as well as nontraditional models that co-exist. These policy precedents show a continued commitment to urban development, and while many cities do have the vehicles to acquire the land, they lack the investments to be made for the development of such large scale Greenfield developments. This "open doors" policy for private investors to participate in city building, who are also willing to invest finance in an otherwise red-tape free context. Many countries like the Emirates, China and Korea use these new developments as a tool to manipulate and control an otherwise unwieldy urbanization process. With pro-development policies at the national level and the and eagerness of the state to allow FDI there is a new model for new cities that is starting to emerge.4 There has been a consistent attempt to internalize the bureaucratic red tape, and streamline processes for ease of investment. While, the state may or maynot (which is the majority case) have the capacity to undertake this, PPP models have become the new norm. These trends lead to a new development model of a new city as a financially self-sustaining unit, which is in dramatic contrast to the earlier developments with socialist goals. While the first phase will be developed in the same peri-urban fashion, these areas gradually hold on their own through their future planning and investment strategy Initiated by the conviction that the new city will not only lead to an economic boom in the region, but also increase land value, these urban utopias aim ape a densified suburbia and create a controlled urbanity It thus is a great investment and development idea for both the public and private developer India's 18 unique position as a social democracy lends both the public and private developers to re-create these and allow the two patterns to co-exist. The following changes in the definition of the "city" happen along with this theme: City as a product: The system of the city, along with all its processes is packaged and interpreted as a product, to be developed, invested in, and managed. The system loses its amorphous form, and becomes a finite structure. Cities as economic drives: Other than being the direct creators of primary employment (by attracting firms who would like to re-locate for multiple reasons), the agglomeration will spin off secondary employment and service industries (many a times, informal I in the case of India). This active intervention changes the economic base for the region and driving up consumption and accelerating economic flow in and out in the region. City as vision driver: It provides the opportunities to re-envision the future of a region. It provides a quick and sure route to escape from the existing shortcomings, and try to refocus by starting from scratch with the hope the focus will shift eventually and regional aspirations will be met. City as a test bed: While the new cities are almost vehicles for facilitation of the flow of global investment and capital, they also act as experiment ground for new planning models (Transit oriented development, smart city, Eco-City) While these terms may lack clarity in the final vision, there is however hint at the motivations of the developers and showcase attempts to incorporate newer models in their planning process. While these new policy decisions may come with positive aspirations, there are some repercussions of such models of development. It would be best to be cognizant of these while moving forward with the analysis and acknowledge that this particular topic has many lenses that lend color to these developments. 1. Privatization / commercialization of basic services through public private partnership with an introduction of user fees; 19 2. Liberalization of land and real estate market through repeal of Urban Land Ceiling Acts and change in Rent Control Acts; 3. Valorization of private sector and private credit rating agencies over elected civic bodies; Bringing the urban poor in the orbit of pay-and-use framework, for example, user fee for basic services, etc.(CASUMM, 2006). The sweeping transformation of urban governance is meant to create a functional impotence of democratically elected bodies at various levels. Despite these concerns and misgivings, the increased emphasis on the role of the private sector development has proposed new models that create synergies between the two project managers. 20 4. THE NEW CITY PHENOMENON 4.1. Evolution of the new city motivation While new cities have changed forms over years, the main drivers have been the ideological and historical contexts in which these were developed. There has been a dramatic change in context for new cities being built today, vs the new city building movement that took place in Europe with the new towns.' Social Democratic Cities These have mainly been cities developed in the past, with an exceptionally large reliance on the part of governments in all segments of planning, architecture, urbanization, and infrastructure. The central role of the state lies in creating a new society and its ideals. The construction of completely new cities was therefore the most ambitious assignment of urban planners and architects, and the devising of new urban futures was the main obsession that occupied the theoreticians. Historically New Towns sprung up around the world in London between the 1940s and 1960s; with the Dutch groeikernen such as Zoetermeer, Spjkenisse, Capelle aan de lJssel, and New Towns like Hoogvliet and Lelystad; the German New Towns and large-scale expansion districts on either side of the Iron Curtain, such as Gropiusstadt in West Berlin and Marzahn in East Berlin. There are also the Scandinavian New Towns, which are praised for their excellent design, but are now subject to social corrosion, such as Gellerup near Aarhus, Albertslund near Copenhagen, and Vtllingby and Rinkeby near Stockholm. And there are the utopian icons, such as the Bjlmermeer near Amsterdam, Cumbernauld in Scotland, Le Mirail near Toulouse, and Louvain la Neuve in Wallonia, where the architectural avant-garde was given a mandate otherwise inconceivable today's context of building cities entirely in accordance with architectural concepts, with on an complete faith in the ability of design to determine the a new urbanity and society Market Cities The new towns in Asia have a strong connection with the accelerating prosperity in the region. These new towns house the rising middle class of these developing nations . The new migrants, who we also attribute this increase in urbanity to, usually 21 find a cheap room or apartment in older urban areas, in China for instance in the 'urban villages Such overcrowded high-density areas provide the affordable access to housing, restaurants, shops, and jobs to the new city immigrants. The inner city neighborhoods provide room for the immigrants through the migrating middle and upper classes who witness an exponential rise in living standards and move to New Towns. Their demographic make-up would probably showcase the most decisive difference with the historically described European New Towns. While the former were initiated, organized, and financed by (national) governments to contain the growth of the metropolis and to provide housing for all layers of the population, in the present generation of market cities their role has, to a large degree, been taken over by large multinational enterprises, who work with different principles. The exchange of knowledge, the competition in global listings, and the ultimate authority over the plan now no longer rests with national government, but with separate cities and multinational corporations. The City as Commercial Product Economic motives are the dominant factor behind most New Town initiatives today. On a governmental level, they are usually part of a strategy to stimulate, diversify, and accelerate the regional or national economy. On the level of the developers, the new phenomenon is that the design, planning, and construction of a whole new city can be a profitable business. There are stark differences though. Instead of a community center, there is a clubhouse next to the golf links. The present New Towns are populated by the middle and upper classes, while the lower income groups live in the old city or in self-organized cities, slums. By default of their mortgage prices, these New Towns become a sort of resort for expats and the (upper) middle class. Made possible by its reduced demographic program, for the first time in history the city can be considered a commercial product. While this social segregation is not optimal, it also relives pressure from the inner city markets, and does not completely displace. It is essentially this dramatic change in the last decades in the huge diversification of actors who are responsible for these New Towns, the way the cities are programmed economically and the way they are financed, maintained, operated, and built. 22 4.2. Understanding of 'Indian urbanism' City planning tradition in India is quite rich with historic examples from Jaipur to the more recent industrial towns of Bhilai, Bhubaneshwar, to the new Nano city, Lavasa etc. The new cities rely a lot on image building and lend themselves to marketing concepts, changing the perception of city living as a right to a good traded in the free market. The new cities hire international consultants who incorporate the planning traditions into the plans that emerge and the urban form many a times stems from international traditions than national ones. A quick analysis of the new city plans of the past in India would help provide a context in assessing the resultant city form is a new phenomenon. Every human settlement consists of certain elements. Interactions of these elements form a pattern - the urban pattern. The urban pattern is a result of the relationships between people and their social, economic and physical environments. Buildings and spaces are created by people and quite often characterize them (Kostof, 1991). If the residents build the buildings themselves, then they reflect their lifestyles. Factors Influencingthe Urban Form Many factors influence the form of cities. Traditional settlements were shaped by (Lozano, 1990): the way in which nature and manmade features satisfy needs for protection and defense, the way in which physical and economic landscape allows for communication with other regions, the way in which the topography of a site suggests the construction of a human settlement, the way in which climate leads to building solutions. These factors influence the cultural and spiritual form of the cities as well. Traditional cities have used physical forms to interpret cultural and religious beliefs (Lozano, 1990). The Evolutionof the Urban Form of Indian Cities For thousands of years, cities were very simple although they rarely served single purposes. Tracing the evolution of Indian Cities in this context, we now look closely at Chandigarh and Lavasa. 4.3. Morphology of Indian cities Chandigarh, 'The City Beautiful' came into being as a brain child of India's first Prime Minister, Sh. Jawahar Lal Nehru, after the country's achievement of its independence in 1947. It started 23 Figure 2. Chandigarh: the development of the sector model from zero and it places itself in the line of modernist utopian city planning projects. As expressed by President Nehru, Chandigarh was to establish a vision of the future" unaffected by traditions of the past" It would be the capital that would serve as a model in city planning for the new nation with water, drainage and electricity would be available to even" the poorest poor" A modernist city, it was also formed as a grid plan allowing for distinctive hierarchy of movement as well as segregation of living spaces from congestion. The basic component of the urban form was a concept for living, the neighborhood unit, the sector. In its first phase Chandigarh was organized in 30 sectors. The sector was conceived as an autonomous unit including housing as well as all service needed for everyday life. An example of 24 a neighbourhood unit precedent is the superquadra of Brasilia, Brazil (1956-59) where the neighborhood unit was used as the structuring urban element. The programme for Government Housing allowed for a speedy construction of a range of houses for different categories of the government officials. Housing became the predominant element of the city's built mass and came to have a much larger impact on the city than the much slower private constructions. "The inhabitants were organized in the sectors according to existing social structures with the highest paid official and the largest houses near the capital. The greater the distance of a sector from the capital, the higher its density Densities came to vary between 7persons/acre to 1 00persons/acre. Critics such as Kevin Lynch and Christopher Alexander have criticized the concept of the neighborhood unit to be isolationist and segregating. They point at the aspect of self-sufficiency as an element of exclusion. Figure 3. Lavasa: Landscape "We live in a time of transition. An order is dying and the new is yet to completely replace it. Everything specially the socio-spatial order that gave a sense of continuity to the established form of life is changing, mutating and getting transformed In recent years, cities have come to increased onslaught ofprivate capital. ft has changed the ways city city life and politics was Imagined In India, also, revolutionary changes are taking place in social organization within cities spatial organization of cities, relationship of cities with non-city-dwellers/non-city spaces, between cities within the national territory and outside the national boundaries, and between cities and the State." -Prof. Abdul Shaban, Private Cities and Emerging Form of Urbanism in India, School of Development Studies, Tata Institute of Social Sciences, Deonar, Mumbai Lavasa is a hill town to be built in the Western Ghats to undertake a 25 Figure 4. Lavasa: The Resort large-scale lifestyle development promoted by Lavasa Corporation. Located 65 km from Pune in the Mose Valley and the backwaters of the calm Warasgaon dam area. The area has been developed as a pedestrian-friendly, upper- and middle-class alternative to neighbouring city Pne's bustling urbanism. Mediterranean facades and lake-front cafes give the development a resort-like atmosphere. The town boasts of an 18-hole golf course, a club house, shopping centers, a tourist destination around Lavasa. - The development of Lavasa is planned across three town centers Dasve, Dananhole and third unnamed. One of these town centers, Dasve is themed to have elegant housing, lakeside apartments and multiple arrays of villas. It would also include a country club, day school, hospital, hotels, resorts, spas and a center for excellence in education and research. Business Parks with commercial, institutional, IT and nonpolluting processing firms will be located in the second phase of the development and comuting modes will include personal cars, ferry transport, ropeway (skyway or ski lift-type) traffic and electric public buses. When Lavasa Corporation Ltdt urned public in 2003, Hindustan Construction Company (HCC), India's largest heavy civil engineering construction company joined the project, becoming the main investor with a 65% stake through its subsidiary HCC Realty The developer believes that Lavasa is answer to experts' claims that India will need to build at least 500 new cities to accommodate the country's mass internal migration from rural to urban centers.6 Real estate developed would be the major source of revenue for this greenfield city, contributing upto seventy per cent, through the available untouched land bank. The condominiums are priced to start at Rs 2.7 million, planning to attract the uppermiddle class from the 30 km away IT park of Pune ( Hinjewadi), as well as Mumbai. The Lavasa project meets a very real market demand. Middle class families are attracted to many aspects: safety, a picturesque setting, clean streets and a coherent architectural character give Lavasa an almost resort-like atmosphere. And much like a resort, the squalid homes of the urban poor are nowhere to be seen. 26 5. CONCEPTUAL FRAMEWORK The conceptual framework that will be applied in thesis analysis will operate at three levels. First is the urban economics approach, which will enable us theorize the spatial pattern of new cities. Second is the real estate development framework that would help understand the development model and process through which these megaprojects are executed. The last one would be the framework of urban form assessment using traditional parameters such as FAR, density, land use etc to assess the urban morphology The urban economics framework Neo-classical theories of economics can be applied within the context of the planning for new cities. While some might argue that the assumptions are fairly simplistic, it is this reduction of the complexity that provides an intriguing prospect of analyzing urban from I-Wr 2- umen &U* ". m Fa B Figure 5. Bid- Rent Curve KD PA.. Figure 6. elasticity of demand and supply 0 0' Bid-rent Curve: dictates the FAR distribution that should take place for a mono or multi centric city This would define the size and the rent gradient. It assumes rational behavior by all the people who as suggested as economic beings making the most rational decisions. While, in practice, zoning laws define these physical attributes, it is a great tool to assess some missed opportunities and deciphering how the city would function. Elasticity of demand and supply: One of the most crucial aspects of the development is to understand the audience and their indifference to volatility in the parameters of the product offered. As we know housing is a commodity we need to know the other options available to gauge the elasticity of demand. The elasticity of supply will also vary for the two projects due to the difference in project organization and delivery commitments. Highest best Use: Another key concept that should be used actively into city planning while working on projects of such scale. While some might suggest that this concept would work only when the plan proponents wanted to maximize the profit, it would also be a valid argument to state that these uses might be reverted to over time. As the planned city is not static and will evolve over time, it would be best to provide a land use layout that follows this principle. One could also say that such a decision would follow the 27 Coase theorem closely, and only aims to internalize profits from the get-go. Export Driven Economic Development: While many reports (such as the one referred to before by Mckinsey suggest that cities are drivers of growth), these fail to mention the need for export economic development. A zero cost city would be able to use its profits for the operations and make it a net zero profit. However, cities are points of agglomeration, where people flock in not only to benefit through the facilities, opportunities due to clustering, but they also aspire to be better off financially from their home town. Further, to ensure expansion and investments in the city, it has to become a profit-making system -or at least self-sustainable. Only the goods that are produced for outside demand will be able to create profits. Mobility of Labor: The success of the new city, while not only depends on its economic drivers, but also on the friction in the movement from one place to another In today's technologically advanced cities, with rapid transit systems and city clusters, there is high competitiveness within the cluster Contextual strategic anchors will provide competitive advantage to the mobile population and encourage investment that will surely result in the regional economic development through both primary and secondary sector of formal and informal development. Spatial pattern: The configuration of cities has been moving away from the mono-centric to a cluster idea, and more recently to idea of a regional urban corridor While the Naya Raipur model still stems from developing the regional cluster (through Bhilai, Raipur and now Naya Raipur) the Jaypee project has a stake in the corridor development and could probably be one of the biggest planned developments on the corridor This not only gives them the advantage of access to direct linkage corridor to two cities, but also gives a directionality to future development, removing ambiguity for future acquisition values. 28 Real Estate Development framework Real estate is a unique investment vehicle in that it serves both the financial and spatial markets. In the space market, real estate represents a physical product that is developed in order to meet market demand. These physical products, such as buildings are combined with financial and marketing resources to create an environment where people live, work, and play. A Understanding risks in the development process: More importantly, real estate development is a risky business and investor returns must match the level of risk undertaken and managed in a project. Thus it is important to understand the development process and risks associated at each stage. This will also showcase elements of the development process where they can have direct control over the outcomes.8 * Phase 1: Land optioning and assembly, permitting, development design * Phase 2: Construction * Phase 3: Lease-Up and Tenant Finishes * Phase 4: Stabilization and Operations Phase 1: Land optioning and assembly, permitting, development design. During this phase, the developer should conduct a highest and best use analysis for the site. Once this is determined, they will begin to option and assemble different land parcels, obtain permits, as well as further develop the site plan and design of the project. There is no set time frame for this phase of the development project to be completed. It can take anywhere from a couple of months to a couple of years. Because of this lack of certainty and predictability, this is the riskiest phase of the development process. The opportunity cost of capital (OCC) can be as high as 40%.9 Phase 2: During this phase, the development project is built. At this point, the land is irreversibly committed to the construction project, and it ceases to be a "land speculation" with real options characteristics" The opportunity cost of capital(OCC) is usually around 20%' 10 Figure 7. Options in development stage Phase 3: Lease-Up and Tenant Finishes This phase reflects the completion of the major core and shell of the development project. The space is now leased and occupied by its tenants. This phase of the development process involves 29 less capital and less risk than the other components, therefore the opportunity cost of capital falls around 10%." Phase 4: Stabilization and Operations During this phase, the project is completely or nearly leased up, and operating at its long-run steady state level of profitability. 1 Optionality in Development: Through the work done by Prof. David Geltner and Richard, we can analyze the decision to build as a real option. An option is defined as: The right without obligation to develop land at any time. When development is undertaken, this option is surrendered, the cost of construction incurred, and in return the value of the developed property is obtained. This option-like characteristic allows the owner/developer to profit from uncertainty during an upswing the market. 13 The flexibility to be able to hold the decision to build and modulate it as per the market demand lessens the probability of a negative outcome for the developer and he can time the launch as per the market cycle. This value goes higher in markets with greater uncertainty and would be quite useful in India's context. Cut downsie; Expand Upside Avoid downside ; Profit from Upside VaBp Figure 8. Benefits of option 30 The Urban Morphology Framework the form of the city and its spatial relationships can be understood in various measures. UG~jij7 ~o Z+ density measures http://densityatlas.org/ LKtvn Aow Ax IA use mix measures grid size measures http://densityatlas.org/ 75 dwellings per heetar Density: Most researchers such as Alexander and Forsyth claim that measured density and other physical factors are independent from each other (Alexander 1993, Forsyth 2003). We however try to distill this into four sub-parts that can help describe different dense conditions an their implications. Unwin used the number of dwellings per acre (or hectare). In Germany the term Weitraumigkeit (spaciousness) was introduced in relation to built up density Le Corbusier introduced high density in terms of high and spacious buildings to give sufficient open green spaces for recreations (Berghauser Pont and Haupt 2010).* Mix: Landuse and Typology: While mix in typology adds to variety in the urban form, create the base for a collage city that can be built upon over time, landus mix makes for ease of access, promoting sustainble developments. Seen on the left is the Function Mix model (MXI) as developed by Joost van de Hoek with the purpose to measure various degrees of multifunctionality (Berghauser Pont et.al 2011). The MXI model is dealing with the degree of mix of functions in a quantitative way in terms of the percentage of dwellings, work places and amenities, measured in square metres.** Grid Size: One of the key characteristics of recent studies on urban morphology is the use of networks to describe the built environment. In this perspective, the city is not seen as a collection of building blocks that may have geometric regularities, ultimately architectural styles, but a network of interconnected open spaces created by those blocks- the urban grid(Martin, 1967, Hilier and Hanson, 1984). Such studies unfolded cities in their underlying spatial organization, tracing a connection between space and society ad revealing that the urban grid itself contains an imprint of society (Holanda, 2002).*** 75 dwellings per hectare 75 dwellings per hectare resultant typologies 31 * Mashhoodi, Berghauser Pbnt, Van Nes , Combination of space syntax with spacematrix and the mixed use index, The rotterdam south test case , paper ref # 8003, proceedings: Eighth international space syntax symposium, Santiago, puc, 2012 **lbid *** Figueirdo, Lucas and Amorim, Luiz, Decoding the urban grid: or why cities are neithter trees nor perfect grids, Bartlett school of Graduation Studies,6th International Space syntax Symposium, 12-15 Jun 2007, Istanbul, turkey pg 2 Parameters extracted Derived from the above stated three theoretical lenses we can define the following parameters that would encapsulate the development decisions taken through the lens of urban economic, real estate development and urban form framework. The grid size would determine the parcel size and right of way, therefore describing the carrying capacity of the parcel in terms of built up area, and transportation The density parameter, classified into FAR, BUA would help assess the density of the built environment. The people and DU's per hectare, when combined with the earlier built intensity measure provide information on the built product typologies. The typology contributes to information about the mix of products, both in terms of marketable goods, but also for diversification and option strategy This mix in an urban environment also provides positive externalities to all residents and breaks monotony The phasing parameter would again quantify the strategic decisions to respond to market demands, elasticices, or to work in an artificially controlled environment. the former, though might create inefficiencies, it also hedges risk for the developer in adverse condititons. the landuse parameter, would not compare mix percentages, but also document the evolution in the evolving conditions. It would also be wis to understand co-relations in development and returns due to adjacences and quantify those opportunities. LANDUSE -PHASING TYPOLOGY] LDENSIT Y ] GRID SIZE PARCL -1Z PLANNED DEPENDENT RIGH! PRODUCT RANGE 32 FW 6. THE CASES 6.1. Introduction The case method presented a unique opportunity to compare and contrast two very similar projects that aim to build a new city in India. While the motivations both the projects make some strong structural changes in the way the project is developed, these can be observed when analyzed through the lens of a pro-forma. Urban form on the other hand, also embeds within itself parameters that impact the pro-forma for the two cases. These cases will provide test material to analyze the in and outflows between these two systems of understanding a city We can further deduce the most risk prone parameters and how their uncertainty would impact both the systems. Hypothesis: that the city with socialist motivations, vs a city developed as a product for profit making motivations should result in different urban forms. 6.2. Challenges with the case method: The common denominators in the cases are undeniable, from the global flow of capital, to the growing belief that cities are economic drivers, to lofty political aspirations. It is this convergence that provides the common ground for analysis. However, there are also some limitations one should be cognizant of, before jumping headlong into this approach. First, while this study aims to isolate the two systems and read the decision making factors from the lens of a pro-forma and the city form characteristics, these lenses are by no means exhaustive and cannot claim to cover the spectrum of socio -political, geographic, cultural and other factors that govern the building of new cities. Second, building a city is an evolutionary phenomenon, with history narrative, and a common conscious at the core of the layering process of different flows. The system therefore performs as an open ended system, that is amorphous the cases therefore do not present a static projection of the city but a snapshot in the development process of city building of new cities. The images 33 associated with these are very telling, as these only act as baits and marketing strategies to kindle the consumer imagination and allows a play on perceptions. Third, a word of caution on the definition of a city as used in terms of these projects. There was a conscious decision to ensure the scale, mandate and proposed plan for the project try to at least be holistic in their nature and make an attempt to include all the necessary components (land use, critical mass, employment, and socio-economic mix). Many of such developments while these (and many others) might claim to be new cities, they are disguised housing developments via marketing and try to project the "live work play: system that is the popular catchphrase in the market these days. It is because of this obscurity in the definition of the products that the pitfalls of these mega projects lie. Ideated as just housing projects, they project of various amenities and proximities that they do not possess in real life. The vibrancy of the city that they promise is far from their sub-urban layouts and have no semblance of the next generation city. 34 --- Frrrr 'FrF -rr IrF__ mr oe Sports City I, / I I t7 \ *%JfY -- A Project area Projected population 2,021 hectares 1million peoplel Cost of completion Completion date I I I 20351a 7. JAYPEE SPORTS CITY "The GP is the first throw of dice that could wipe out the massive debts that the Jaypee Group has accrued over the years. As of date, the three listed Jaypee companies Jaiprakash Power Ventures, Jaypee Associates and Jaypee Infratech have a total debt of over Rs. 40,000 crore and revenues of around Rs. 16,000 crore. Jaypee has already spent around Rs. 2,500 crore on the GP There is little chance that they will recover this investment. However, the idea is not to make money off the circuit, but off the real estate around it--a cool Rs. 1,50,000 crore over the coming decades if everything goes according to plan' - "This is an image booster for them. F1 has a modern, tech-driven, blg-boys-ieague kind ofImage and that will rub off on the group as we//,"says Abraham Koshy, professor of marketing at the Indian Institute of Management, Ahmedabad. However, expansion has come at a price. The group's three listed entities -Jaiprakash Associates, Jaypee Infratech and Jaiprakash Power Ventures have a total debt of over Rs 45,000 crore currently 7.1. - (The Figure 10. Location wrt Delhi Narrative The Jaypee City is a new city for 1 million people located 40 kilometers south of New Delhi along the new toll road to Agra. city is owned in its entirety by the Jaypee Group, a private company, who will build the infrastructure, parks, buildings, and civic amenities. It will manage the city for a period of 100 years, without involvement of local government. It is truly a city created by private enterprise. Lying right outside 'National Capital Region' The Sports city lies in close proximity to Delhi as well as urban areas ringing it in neighboring states of Punjab, Haryana, Uttarakhand, Uttar Pradesh and Rajasthan. Figure 11. Layers Due to its density restrictions, and radial structure the urban development has splintered into feeder residential neighborhoods that sit adjunct to the city and allowed for travel to the core with compromising on the quality of life. The two key cities that witnessed the majority growth were Gurgaon (Haryana) and Noida (Uttar Pradesh). Over time, these too have matured and become urban employment centers that support the population 37 that resides within this region. The next tier of urban development started to ring these secondary towns. Conceived as planned "better "developments, they contested with the infrastructure of the now congested secondary cities. This trajectory of development manifested itself in all directions of the radial and diluted the demand, as we go farther in any one direction. Following this sequence, The Jaypee sports city would be a part of the fourth ring of development in the NCR. One would assume that this location dilution would be a great impediment towards a project of this scale and ambition, being landlocked, without any unique living environments than its counterparts, However, the sports city has cut through the succession hierarchy of development demand through a combination of a rapid access highway and the development of a star anchor attraction, which has changed the dynamics for this greenfield development. Controllingthe Access: Yamuna Expressway Project The YIEDA (Yamuna Expressway Industrial Development Authority) was created for the Yamuna Expressway Project between Greater Noida and Agra, the longest Access Controlled six lane (extendable to eight lanes) concrete pavement expressway was conceived by Government of Uttar Pradesh in the year 2001. To accomplish this project, Taj Expressway Authority (TEA), a statutory body of the Govt. of Uttar Pradesh (GOUP) was constituted in 2001. (TEA is now known as Yamuna Expressway Authority (YEA)) The main responsibilities of TEA, inter alia, included: Acquisition of land for construction of Expressway and area development and Preparation of Zonal plan/Master plan for planned development along the Expressway. They would also be responsible for infrastructure works such as development of drainage, feeder roads, electrification and other facilities in the area While the Yamuna Expressway was developed to provide a fast moving corridor that minimized the travel time from Delhi to Agra, it would also relieve traffic congestion on National Highway -2 (NH-2). Linking the industrial and urban development of the region (between Delhi and Agra), it would provide the base for convergence to tourism and other allied industries, connecting the main townships/commercial centers on the Eastern side of river Yamuna. It is therefore was a classic example of land boosting operation by the state, steered heavily under the aegis of the then 38 Chief Minister who particularly motivated in the development of Greater Noida and allied areas. The result was the 165 Km long expressway developed by the Jaypee Group under Public-Frivate - Partnership, at no cost to the government. However, as per the provision of Concession Agreement, Concessionaire were given rights for collecting tolls during the concession period of 36 years and also rights for land development of about 25 million square meters of land along the proposed Expressway. This land could be available for commercial, amusement, industrial, institutional and residential development would be offered on acquisition cost on lease for the period of 90 years. 7.2. Regional Trends Market trends Income groups that the project caters to (their brackets, regional trends, list of projects in this area) Sector S1 Sector 74, 75, 76, 77, 78 Sector 100 107 Nolda-Greater NoWd3 Expressway Greater Nods troholhuceure Markete, schooae) Rteuldnft Cost Proxholt to Orgaxsed Proxhmty to ConWAMrW Developmnd Fourem l,*asruckre Future Emplayient Generanon Explanatory Note: The greys/blues In Sectors 50, 51 depict well-developed infrastructure/social amenities and the red block Indicates high property prices in this segment. While blues in Greater Nolda Indicate good infrastructure in terms of road connectivity and affordable property price; greys suggest good future prospects in the long term. 50a 1 ith OWn Figure 12. Market Trends S==IOm eSwms Croaw Inventory The demand in Noida is maximum in the INR 40-80 lacs bracket (which marks the middle income segment of the city) and due to the severely crumbling infrastructure by the city, buyers as increasingly preferring apartments that provide amenities such as power backup. Therefore many projects that mainly appeal to this segment of inner city migrators, represented frequently by 39 the higher middle and upper income groups are being developed in the region. These owners are happy to pay a premium for the private well maintained infrastructure support typically entailing landscaped roads, uninterrupted power supply and well treated water, mainly packaged into the product delivered by developer. However, this opportunity has been open for quite a while in the region and resulted in many competing products all around the periphery of Delhi. The long list of these fresh stock options is still far from saturated and has led the market to a slow moving though not stagnant phase over the past six months making buyers apprehensive. Thus, even the otherwise bustling Noida market is not witnessing many soft launches, However, this micro-market continues to attract investor interest from other parts of Delhi who are second home buyers, looking to invest in the region for long term returns. Table 1. Noida Short Term 10-12 months Upside in capital value Long Term 5u-bu months 10-15% YoY appreciation in capitai vaiue with an upward bias on a conservative note Table 2. Greater Noida Short Term _.ong Term 10-12 months 50-60 monthfs Upside movement -10% an in capital value vY appreciation in capital value with on a conservative note upward bias While the area currently yields lower returns, it has plenty of options and shows is anticipated to grow quickly in the coming years. 40 7.3. Project Drivers "The project will be preferred by all class of people who have wished to lead a lifestyle different from common people. Cost starting just from Rs. 43.2 lacs onwards" Building on the existing market segment analysis and the execution of the expressway project, sports city provides these very convincing sell arguments: Proximity to Delhi and Noida: Greater Noida is situated approximately 55 minutes (52 km) from the IGI International Airport in Delhi, 45 minutes (42 km.) from Connaught Place, Delhi via Noida-Greater Noida Expressway. The region is located approximately 20-25 minutes away from Noida. Proposed Metro Connectivity: The 30 km metro rail extension from Noida to Greater Noida has been approved by the authorities. Funded by the Noida Authority and built by the DMRC (Delhi Metro Rail Corporation), the proposed 20 stations on the corridor would spur development along the corridor This low friction movement to and from an economic center redefines location for the project Upcoming InternationalAirport: The Jewar International Airport was proposed in 10 minute proximity to the project when the proposal for the Sport City was first made. The airport would be a prime anchor for the location and would create a strong service base industry in the region. Development of Excellent Civic Infrastructure: All the infrastructure in the city would be developed and managed by Jaypee who have made proposals to invest in sport related facilities, institutions and many others. Affordability in the regional context: While the prices have touched new highs in the Delhi, Gurgaon and Noida markets; Greater Noida and Noida Extension regions can still be considered 'affordable locations' with units priced at an average of INR 3,000 - 4,000/sq.ft. Approximately This discount provided in the location is usually traded off by the homebuyer on enhanced facilities that come as a parcel on these luxury products. Commercial and IndustrialDevelopment: Despite well zoned-out commercial and industrial regions, Greater Noida and its ancillaries have lagged behind their competitor satellite town of Gurgaon in terms of attracting corporate and MNCs into the region. While there 41 have been numerous factors, key reasons could be the need for a more proactive effort to attract companies and the region's greater distance from the international airport. 7.4. Development Strategy Organization within the JP group for the execution of the project. REGULATORS FINANCERS JAYPRAKASH ASSOCIATESand SUBSIDARIES YFJDA PRIVATE DEVELOPERS ELOPMENT PARTNERS JAYPRAKASH ASSOCIATESandSUBSIDARIES LOANS FROM VARIOUS BANKS "oADO MO ERCrs PRIVATE DEVELOPERS JPS 42 W @ SOM 43 7.5. City form narrative While the Sports city master plan was initially developed by SOM (Skidmore, Owings & Merrill LLP (SOM) is one of the largest and most influential architecture, interior design, engineering, and urban planning firms in the world) the plan was later developed by Peter Ellis New Cities in India. Many iterations and consultants for the project have changed since, and this study looks at the plan as a snapshot in time, studying the 2010 and 2011 master plans, and their evolution in to the present master plan for the project. Master plan The 2011 Master Plan for Sports City builds on the vision and overall framework laid out in the Original Master Plan developed in 201 0.While significant refinements were incorporated into the new plan, the plan stayed true to the spirit of the Original Plan, and continues to reflect the following guiding principles:14 - A Beautiful, World-Class Modern City - A Central Boulevard as the signature feature - A Vibrant City of great urban districts - A Rich variety of neighborhoods offering diverse housing choices - A Walkable and Bike Friendly City - A Connected City with modern roadways and transit - A Green City with a connected system of parks and open spaces - A city anchored by World Class Sporting Venues The city structure therefore hosts a continuous park, 16 kilometers long as its central feature. The project is then divided into districts that each is anchored by sports or product character. These districts, despite their varied cheated maintain a roadway network creating a block size of approximately 200m by 200m. The Institutional, commercial and residential typologies would form the three dominant land uses, and would be sprinkled within the districts, the scale, quantity and quality, would be determined by the character of the product they support. Thus we see that this development migrates away from the self-sustaining sector typology, but provides each income group and density, a different level of facility 44 This for example would result in the downtown commercial, Shop cum offices, neighborhood retail etc. as typologies that emerge, planned in proximity to the residential, but not embedded within each the district blocks. The density studies within the block focused on the carrying capacity of the built in terms of the FAR, its iconic character as a part of the storyline for the development, and much less emphasis on the equality of infrastructure access, divorcing the traditional social impacts. This distinction, however, is relatively fine grain, as all the homeowners would be already paying a premium for living in this mega gated community The overall project as divided into three portions (as separated by the major roadway connections) Jaypee greens sports city north this torms the SDZ portion ot the development, and then forms the core and non -core region of Jaypee greens sports city Jaypee greens sports city east Table 4. Sports City Districts Table 3. Regulatory Masterplan i b r core area core area 7roads and other circulation res Comm inst and amm non-core roads and other circulation open area -e l 351.12 ha 35.02 op a2.7 236.64 ha ha ha SPORTS CITY AREA SUMMARY CRICKET DISTRICT LAKE DISTRICT DOWNTOWN DISTRICT VILLA DISTRICT GOLF DISTRICT FORMULA 1 & STADIUM TOTAL SPORTS CITY SPORTS CITY CORE 50 85. .14.Li... 79.06 HA 87.68 HA 224.67 HA 146.54 HA 108.71 HA 356.45 HA 1003.12 HA E I AREA 351.12 HA SPORTS CITY NON-CORE AREA 652 HA I. haIL.. 45 It anticipated to house 1,000,000 people at an average family size of 4.5, which would mean that the Jaypee group would have to develop a minimum of 222,222 DU's, and make this one of the biggest development projects undertaken in the country Project Anchors True to its name, the F1 racing track is the flagship project of the sports city The project, developed independently by the developers without any support by the Indian government or the Sports Ministry was developed with the anticipation that it would catapult the group on the global map. It was a great marketing strategy showcasing the anchor and the real estate development that surrounds it. This would create the much needed location for the green field development, convert the adjacent land into a profit making assets. Secondly the execution of the expressway and the F1 would provide legitimacy and trust by the consumer who are apprehensive by developer built products. The JAL enterprise run by the Gaur family planned to build similar sports anchors such as a world class cricket stadium for 100,000 and a hockey stadium for 25,000. Along with these they plan to build a school district, health system, public transportation company and their own security group for the city Again, the capital costs here are huge, but the benefits outweigh the risks. Jaiprakash Gaur is counting on the growing middle class in India and their aspirations to fulfil his dream' 5 Other components of the project will include: a Financial Centre, Residential Diversity Civic Centre Entertainment Districts and an Educational Centre It comprises world class higher educational facilities, universities, medical centers, research and Development Park.16 Block comparison While the districts were divided on the nature of projects they would sustain, the blocks lay within them followed a similar sinuous grid of 200x200, which would cluster together to conceive projects, or individually develop into one project. While the higher FAR blocks could be developed individually by other developers of even by JP itself, the smaller FAR blocks would be clustered together to form more suburban characteristic homes. This block size was determined as the optimal grid for parceling out development that could vary from residential to commercial and a variety of housing types and residential development 46 MPA PEDC RAN )PSI OPTION N assma IquUSI A @Mma nam.: 0"0e a INIMMEN low ME pir @ame a smmaoomm Naomi Vm. aumna -. 5 SAN .&~ZEEE!! --- NEWVO MIDT0WN Figure 13. Masterplan grid comparison configurations with varying development densities and creating a continuous network that would allow access to the public green spaces in each block. The connected system ensures that any part of the development block can be accessed without the need for the rest of the block to be developed at the same time. The plan is determined to not flow a strict grid character and curves into sinuous forms, reinforcing the garden city images. m " ~,'* Within the lot, 7% of the block size is required to be green space, split into 2-3 parcels within the larger lot. There was no mandate however, for certain percentage mix of land uses, and the mandated mix could be applied in any which way. ~ Typologicalmix I t IV Figure 14. FAR Strategy Share of the products that are developed in the project are not mandated to respond to a certain mix or typology percentage mandated in the YIEDA city plan in due to the special position of the development as a SDZ (special development zone). The product mix is derived as a response to the market demand and evolves as per the needs of the developer. A blanket FAR of 3 has been distributed throughout the site, with no restrictions on the height, which allows the consultants and developers to work in relative autonomy in the way they anticipate the vision of the city. Within this framework, there is also the possibility to also get additional FAR, through purchase and bonus development rights with compliance to green building/planning standards. 18 47 Given these, the 2011 master plan stipulated the development of 708,765 sqm as the built up area, which would be developed in 222,222 Dwelling units. This would mean that the average unit size 31 sq.meters for each dwelling unit. Due to the high allowable FAR, the districts could create a variety of products, each different in typology, form villas, to iconic towers. Etc. The built typologies that were put forward were: " " 48 * Town homes * Studios * Personal floors * Apartments : majority of the projects * Expandable homes (an addition in 2014) was added as a test product differentiate between the floods of plotted developments being offered.' 9 This however, impacts the average rates for the customers, as they not only pay ore per sq meter, but also end up paying more for a dwelling unit because of the bigger unit size. Facilities such as parking (which is paid), mandatory club memberships, further rocket up the cost per sq meter for the final product, making the new city dream the reach of only a select few el SPORTS CITY AREA SUMMARY CRICKET DISTRICT LAKE DISTRICT DOWNTOWN DIST RICT VILLA DISTRICT GOLF DISTRICT FORMULA 1 & STA DIUM TOTAL SPORTS Cf1 Y 79.06 HA 87.68 HA 224.67 HA 146.54 HA 108.71 HA 3S6.45 HA 1003.12 HA SPORTS CITY CORE AREA SPORTS CITY NON-CORE AREA 652 HA Figure 15. Districts Villas The average dwelling unit size was bigger than the comparable units in the market as the developer wanted to showcase themselves as a higher end market product. The typologies included lavish 4 bedroom and personal floors, which would be otherwise a very small percentage of a city The luxurious nature of the product also encourages inefficiencies, which conflicts with the wealth maximization motto, which would drive the project to pack in the maximum number of people too, and thus retained some idea of efficiency. -/ -n * 351.12 HA Detail districtlayout The district layouts were determined by the character they were packaged to portray The down town residential development, consisted of iconic towers, with FARS going up to 6.5 and , facing the main boulevard and abutting one of the most commercial intersections of the city This freedom allowed for the villa projects to carry an FAR of 1 (approx.) and the downtown too carry FAR of 620, and this variety does create an imagibility between the different product types. It also allowed the majority of the development to follow sustainability principles, as higher density about the public transport corridor (proposed within the city) and the lower density was farther away. Such a development, not only maximized value for the developer (with transit nodes creating the sub-location, but also maximizing density in those zones, maximized profits. Downtown districtdevelopment 4 Figure 17. Keyplan M....M. Figure 16. 2012 Downtown district plans one of the first neighbourhoods to be detailed in themasterplan, the downtown district lies in close priximity to the F1 track and would consisst of development that would mimic the high desnity downtowns of the world. This would house a high percentage of commercial, cultural projects and hotel projects. The residential that would be developed here would face the landscaped boulevard through sleek iconic towers and create one of the most iconic mixed use districts of the new city Special emphasis was laid on the urban charater that would be generated in this neighbourhood as it would be the locus of all the lower density residential around. 49 7.6. Evolution of the plan As is the case with megaprojects that span over large periods of time, there were many important junctures that changed the course of the development and led to the evolution of the master plan in its current form. Shift in the political power led to a shift on the aspirations and broke the momentum gathered by this ambitious endeavor The fragility of the democratic setup, disabled the unparalleled support the project enjoyed, and made crucial changes in the development. Other game changers included: 50 * Aviation ministry norms stipulate that a second commercial airport cannot come up within a radius of 150 km from the Delhi airport. Land earmarked for the Jewar airport was located about 72 km from IGIA. Moreover, the Delhi International Airport Private Limited (DIAL) that manages IGIA enjoys the right to veto any second airport that conflicts with the mandatory 150-km stipulation. This led to the cancellation of the airport project and has adversely impacted development in the region as earlier efforts over a decade were focused on the airport as a prime anchor.2 * Indefinite timeframe for the approval for the proposed metro line, due to stated inefficiency on this route, has made investors in the region uneasy. * Protests against the land acquisition by the state on the Yamuna expressway land which led to a revision of the compensation to the farmers mandated by the court, has made investors nervous about the region. * High losses incurred by Jaypee group on their investment in the F1 project. Subsequent events, since the first race have not generated enough interest, and the ticket prices have been slashed by up to 60%. This has been a major setback and resulted in an attempt to look for new revenue streams. * One of the strongest factors in the change in anticipated growth has been the lack of employment base in the area: Most houses being purchased for investment, based on speculation. Housing typologies are high end luxury with all amenities provided and services. Thus high maintenance costs with high travel distances, further discourage investors to invest now in the region. * The entire route to this project is not yet saturated and provides multiple options that are closer to the city for customers. The transit corridor therefore taking away a share of the anticipated demand.22 " Increased debt within the group: while the proposition is a profit making one in the long term, most real estate developers are short on cash and residential projects are typically funded by customer advances. There are serious concerns on developers' ability to build and deliver on time, and also to repay lenders on time. The course of land divestment, with no capex plan to moderate debt by -30% was undertaken by the group in 2014. JPIN targeted to lower its leverage (current net debt of INR68b) by -INR20b to INR48b over the next 12-18 months. Barring positive FCF generation, its game plan to achieve this would be divestment of land/FSI at Sports City to the tune of -INR20b. In the first leg, it has guided 50-100 acres of land sales over the next six months. Also, the management has strongly guided that it has no major capex plans over the next 2-3 years.23 * They also plan to lower pre-sales and core OCF estimates by 15-20%. Given strategic slow monetization of their other projects on the expressway, the group decided to lower annual pre-sales run rate estimate to INR33b-35b in FY1315 (v/s INR40b earlier). The first change set of iterations documented here concluded in these observations (making a comparative analysis of the master plans: evolution from 2010- 2012)25 - Larger development blocks - Gated Residential Sites - Significant modifications in required density and FAR - Reduced roadways and a larger road grid - Land Use requirements per the approved Regulatory Plan - Changes in Market Conditions 51 Figure 18. Evolution of YIEDA asterplan Ep-. VKT 4" mAYM QP I jj "Mt Ift:I" WIX Piksmi 201OMasterPlan Figure 19. Sports City masterp an evolution Figure 20. Grid Evolution 52 2011 MasterPlan Table 5. Changes in the master plan from 2010 to 2011 June 2011 2,366400 7,087,678 2.995 August 2010 2,538,412 6,533,380 2.573 Table 6. Sports city built up area comparison (Gross Site area) Commercial Institutional 1 gateway district_ 2 greenwood district 3 county district 4 lake district 5 downtown 6 golf district 7 villa district 8 central district 9 heritage district 10 knowledge district 3305700 688700 5185144 668700 56.85% 0.00% Residential 6533380 77 8.48 Total 10507780 12341522 23.15% Since the 2012, changes there have been moves towards disinvestment in the project to lower the debt. Thus capex intensive project were abandoned, and assets were liquidated. We see a shift therefore in the typologies being marketed now, from apartment buildings to plotted development. These have led to the following shifts: - Smaller grid structure for the project * Shift in typology mix towards less capital intensive projects * Increase in the average unit sizes being launched * Introduction of newer districts in the project 2010 planned projects Figure 21. Change in typology of planned projects w total apartments m total plots 2014 planned projects s total plots a total apartments 53 Table 7. 2010 Product Mix 157,935 1 lake district/kove 2 2 lake district/kove 4R.562 167,225 3 lake district 11 64.750 260,129 4 Kassia 5 Kassia heights 6 Kassia 2 139,355 8 downtown resi 1 130,064 9 downtown resi 2 130,064 13 personal floor 14 residential in east 137.5q3 390,193 16 kadam kunj- IlII ? 71A 836,127 17 kadam kunj- 1 199,742 18 kadam kunj- l3 552,773 total apartments 3,551,219 4R562 141,677 260,129 6 185,806 ? 133 546 10 golf district 320,515 11 GH at Villa District 232,258 total plots 552,773 Table 8. 2014 Product Mix 1 villa expanza 140-200 sqm 92,903 2 the Bougainvilleas 2000-4000 sqm 139.355 3 sunnyvIe houses 120-200 sqm 4 greencrest homes 175-250 sqm 5 county homes I 160-330 sqm 13q ARE 6 Yamuna Vihar Plots 175-250 sqm 141.645 7 the Krowns 125-175 sqm R3 8 country homes 200-4000 sqm ?13677 total plots 1 aman Ill 2 boulevard Court studio me 2 bhk C20 18;. 06 G+4 personal 3 Udaan 4 Naturvue Apartments 5 Budh cirtcuit studios of studio apartments 92,903 6 Budh cirtcuit studios I I BHK 102.193 7 Kassia 1 to 4 BHK 14R.645 8 Kove 16T225 total apartments 1,207,739 15.806 1,2, 3, 4 bhk 15 floors 54 I / 7.7. Financial narrative Phasing for the project The project phasing was derived in the 2010 master plan based on the population projection, rather than a defined timeframe. This therefore translated into a more flexible structure, but ensured that the phases were interdependent, and couldn't be developed independently and out of sequence. The master plan, which also does not follow a modular schematic ensure that the sequence would have to be maintained for the successful implementation of the project. i 24,64,009 100% PHASE I PHASE 2 8 PHASE 3 * PHASE 4 * * PHASES FULL BUILDOUT 60% 40% Figure 22. Phasing Figure 23. Population growth by individual uses Phase 2 Phase 3 16% 30% 49% I71% 86% 100%j 6% 7% 16% 30% 64% 100% 6% 27% 16% 30% 64% 184% 91% -CEIL - RETAIL L N1IUTOAL~24% - Phase 4 -52% PhaseS Phase 100% L100% 120.0% 24,4,0 -- ___- M . 100.0% T% _ I d~ _iL 60.0% -V 40 0 % . 20.0% 00% 10% 16% _ w Phase I Phas 0 INSTITUTIONAL 0.8% 2% a OA% 0.5% 1.1% 3.3% 3.9% 9.0% RETAIL M COMMERCOAL n RESIDENTIAL Figure 24. Population growth by phases (combined uses) 6 Phase 1 -RESIDENTIAL POPULnN PNAb 5.3% 9.9% t * 2,41,0 p e s Phase S Phase 6 7.6% 8.3% 9.0% 2.1% 4.4% 6.9% 1S.5% 32.7% SI.4% 1 15.9% 3,22.mD 17,000 Phase4 23.1% 28.2% 32.7% t 4,8B,000 t 6,1,W t6,41,000 phase Table 9. roposed masterplan phases 1 2 3 4 5 6 residential 16% 14% 19% 22% 15% 14% commercial 6% 1% 9% 14% 34% 36% institutional 9% 15% 28% 32% 7% 9% 10% 16% 29% 47% 74% 100% 55 Capital flows for the project The capital flows in and out for the project were solely controlled by the developer. As the state had not mandated any requirements for EWS in the SDZ, the developer was free to make a full for profit development. However, as they are also the sole developers of the project currently, it exposes them to all the risk in the project. While the costs of construction for the expressway and the RE could be used as the demand for their cement producing subsidiary, therefore benefiting two ways from this development (through economies of scale), it also puts all their eggs in one basket due to low diversification. Table 10. Capital flows development of the expresswa roect development of the F1 racing track development of the real estate product prto toll formteepesa ticket sales from sale revenues the F1 events for the next five years for the real estate no support from the public sector to dev F1 (no tax concessions, support) The detailed cash flows for the projects and the assumptions are included in the appendix. 56 Product pricing Table 11. Demonstrative product pricing charges rs/sqft BSP 3,300 Internal Development ChargesI Electr Su tation Social Club based on the floor/ project typology etc 3,960,000 4,702,500 5,857,500 7,573,500 75 90,000 106,875 133,125 172,125 40 48,000 57,000 71,000 91,800 150,000 150,000 150,000 150,000 150,000 150,000 150,000 150,000 150,000 60,000 71,250 88,750 114,750 21,600 25,650 31,950 41,310 60,000 71,250 88,750 114,750 1,588,860 1,867,084 2,299,876 2,942,882 ComPlsory ar 150,000 Interest Free Maintenance 50 250000 for additional parkSng Depofit Maintenance ance year 2 One time lease rent 50 adv Applicable taxes Psi .50 per sq.ft.per month o yea 35% The developed product includes many costs in the project, other than just the cost of the development. The premium of living in a multiple gated community presents itself in the costs to the consumers. 57 7.8. Conclusions for the case It is evident that the disinvestment in the project has altered the original character drastically and perhaps also permanently With the plots replacing what was once envisioned as a high density bustling mixed use downtown, dismantling the core areas of the project, the new directions in the project are a far cry from what has now remained only an exercise in the physical planning for a new city. There seems to be no way for the project and its initial ideologies to redeem themselves, which is unfortunate given there were many lessons and good practices that were ingrained in the business and physical plan for the project. 58 fit sw Naya Raipur Project area Projected population Cost of completion Completion date 8013 hectares 560,000 people Rs. 1,500 -2000 crore 2031 8. NAVA RAIPUR - "Space is political. It is a product literally filled with ideologies" Lefebvre 1991 'It will be modern in the use of technology uphold worthy traditions and core values, and conserve the prevailing man-nature symbiotic culture as well as abundant natural & cultural assets in the region. The citizens will be offered a wide range of living options with equity and dignity' -NRDA Masterplan document 8.1. -N A Narrative Creation of a new state On 25 July 2000, the Government introduced in the Lok Sabha the Madhya Pradesh Re-organization Bill, 2000 for reconstituting the existing State of Madhya Pradesh into Madhya Pradesh and Chhattisgarh, along with similar bills for two other state of Uttar Pradesh and Bihar.26 The division here is rooted in caste distinctiveness, with upper peasant Brahmins and Kurmis leading the movement for a separate state. Rich in mineral wealth and an important rice-producer, Chhattisgarh has resented its disproportionate contribution in revenues to any return it has received from the state. The new state has a substantial tribal population, but the Chhattisgarh movement was not driven by tribal demands, as was the creation of Jharkhand.2 7 Thus, Chhattisgarh, the 26t state of India was constituted on 1st November 2000 from the state of Madhya Pradesh. Raipur was designated to be the capital of the newly formed state. With an existing population of about 8 lac people and an expected influx of a large number of new residents due to its new "capital-city" status, the existing facilities and infrastructure of the city were expected to soon become inadequate. With this in mind, the Government of Chhattisgarh envisaged a new satellite city, one that would be administratively self-sustained, and one that would depict the hope, aspirations and achievements of the people of Chhattisgarh. S2t Figure 26. Location The new state parted with much wealth from the parent state with Pre-division, MP was the largest producer of cement in the country and an estimated 43 per cent of this capacity is now part 61 of Chhattisgarh. It is also a power surplus state. However, Chhattisgarh where an overwhelming 80 per cent of the investment is absorbed by infrastructure projects, with very few projects in manufacturing and the service sector Other than infrastructure, there is virtually no investment in Chhattisgarh, except, to some extent, in metallurgical industries28 , making the economy a little lopsided. Creation of a new capital The existing city of Raipur reflects an urban pattern is generally unorganized and unplanned resulting in urban sprawl. Though the current Raipur Master plan 2021 has triggered high density commercial development along the eastern and western peripheral parts and planned residential development through Town Development Schemes on the adjoining green field areas along the NH-6, the inner city core lacks adequate infrastructure and basic amenities. It was under these conditions the Government of Chhattisgarh ventured to build the new town near Raipur, under the Capital Area Development Authority (CADA), now renamed as Naya Raipur Development Authority (NRDA) as a Special Area Development Authority (SADA), in 200029. The act defines the role of NRDA as follows: . To prepare Development Plan for the Special area STo implement the approved development plan To acquire, hold, develop, manage and dispose of land and property Figure 27. Boundaries of administration * To accept grant from the state govt. and raise loans. Although rapidly urbanizing, the state of Raipur has a high rural population and the relationship between the national, global and local scales of economy and culture is expected to be mediated through this new city The state government moved to Naya Raipur in 2012, attracting new workers, residents and businesses and beginning the establishment of a new, urban population center This was a critical moment for the state, the region and the city: the way that the new city develops and is inhabited in the early years was believed to greatly influence its future form and success. The township would be developed around a new Central Complex that would house the offices of the State Government and the Secretariat. Thus we see that the city is built to showcase the political identity and history of the state, and use it as a medium for economic diversification in the region. 62 8.2. Table 12. Population and trends of Raipur and anticipated trends for Naya Raipur 1971 2001 2,05,986 6,05,747 na 2011 2021 8,67,846 12,43,351 17,81,332 1,50,000 3,65,000 5,60,000 2031 n~a Regional Trends Shift from rural to urban The state anticipates a shift in the percentage of the population living in urban areas as 58.12% in 2001 to increase to 75% on 2031. Raipur city alone has experienced a big jump in population from 205,986 in 1971 to 605,747 in 2001. This urban migration led growth is expected to gain momentum in the future with the creation of Naya Raipur. 30 The development of Naya Raipur will act as a planned centrifugal force to attract new residents to the city of Raipur. Raipur's annual population growth rate of 3.66% is much higher than the average growth rate in Chhattisgarh and is expected to continue to grow in the foreseeable future, though at a lower rate. 31 As per NRDAs projections for the population in Naya Raipur in 2031, the majority of the people will be residents living in Residential Areas. There will be large volumes of daily migration to the city of workers to the Institutional, Commercial and Governmental sectors and also to the Retail Sector Existing inventory Raipur is largely dotted with unorganized small players and brokers accounting for nearly 100% of all transactions in real estate. Chhattisgarh Housing Board had been the largest developer, but with poor planning and low quality there are lack of consumers for these Housing Development Board's properties. Thus, the preference thus far has been for plots and independent houses over flats in the Raipur Region. This trend is also attributed to the fact that no major builder / developer had been active in this part of the country, until now With Raipur just gaining the status of a state and the recent economic upturn anticipated, a number of developers have announced large residential and commercial projects in and around Raipur. Of the major developments coming up in Raipur, some notable ones are: 32 63 Table 14. Recent Developments in Raipur Property Market Treasure Island, Raipur Entertainment World Developers Pvt Ltd 10,80,000 sq ft Shopping Mall, Hotel, Commercial space Nearing completion Treasure Market City Raipur Entertainment World Developers Pvt Ltd 3,500,000 sq ft Residential, Retail Mall, Hotel and Commercial space Under Development City Mall 36 Operational City Mall Developers Retail Magnetto Mall Avinash Developers Office cum Retail, Multiplex Fit-out Stage 1,035,000 sq ft. Gupta Infrastructure / Raipur Development RDA Mall / Velocity Authority 700,000 sq ft Shopping Mall Announced Maruti Business Park Avinash Builder Announced Commercial Omaxe Residential Development in 175 acres Announced Sahara India Residential Development in 125 acres Announced Gujrat Ambuja Development Mall cum in Residential 12 - 15 acres Announced Chhatisgarh Housing Various Residential Projects Under Development Board Boom in Retail proximity to retail fetches higher returns to a builder, and thus most of therecent deveopments are built around them. Three malls, operational or are nearing completion will add nearly 3 million sq ft of retail space in Raipur. The commitment and success of this growing retail is also testimony to the growing affluence of the areas. 33 Housing Demand According to Naya Raipur Development Authority's Development Plan, the average household size of Raipur City has decreased from 5.37 to 5.25 during the period 1981 - 2001.34 IQ11 I 4.411 1 Aflf.A0 1 14.7190 w?s A20 vss nnn 4-4n 5,60,000 127,273 2031 4.40 Source: Naya Raipur Development Authority - Development Plan for Naya Raipur City ?2?1 64 Table 13. Expected Demand of Residential Units Table 15. Historical Land Rates in Raipur Rs, Per Sq Ft Lai u - 1rifIt: I ,OU OLD 1 QAA 2,250 - 2,600 2,500 - 3,000 Land - Residential 75- 100 180-220 265- 350 300- 400 Land - Commercial 2,000 8,0009,00 15,000- 9,500- 12,500- Built Up - Retail Built Up - Residential Flat n.a. 15,500 18,000 - 18,500 ______ 15,000 - 20,000 1,400-2000 Built Up - Residential 2,500 - 3,000 House Prime Location Built Up - Residential 1,000-1,800 House Built Up - Commercial 1,000 2,000______________________2500 3,400 - 3,800 4,000 - 5,000 ______________ Source: Independent Consultant's Informal Survey LAND RATES IN RAIPUR INN" Built Up - Commercial Built Up - Residential House Built Up - Residential House Prime Location Built Up - Residential Flat Built Up - Retail Land - Commercial Land - Residential Land - Prime Residential 0 Figure 28. Land rates in Raipur * 2008 2000 4000 6000 8000 10000 12000 14000 16000 18000 20000 .2007 .2006 .2005 Based on the above and projecting a steady household size, the projected demand for housing in Naya Raipur City has been be forecast as on the left. Although Raipur had been slow to catch up with the recent realestate sector boom in other parts of the country, the downturn has not affected real estate prices as drastically as it has in other parts of the county.15 The rates vary depending upon the specific location of the land that is being bought / sold. The proximity to a main arterial road, residential neighborhood, land classification, availability of municipal services etc. all have an important bearing on the price that is negotiated for the land parcel. Bhilai - Raipur (sub regional system) The regional landscape includes two competing urban 65 agglomerations of Raipur and Durg-Bhilai. While Raipur lies 16 kms away and has shown diversified economy where service, trade and commerce are the dominant activities, Bhilai (25 km), functions mainly as an industrial town with the Steel Plant polarizing its economic activities. An emerging scenario of share of function of town shows that Raipur has clearly functioned as the administration, trade and commerce capital; Bhilai is the industrial town; Arang and Patan (also in the vicinity) the distributive centers. Growth dynamics of towns in the region reflects the favored location of many industries and business in the corridor of NH-6 and NH-200.3 66 8.3. Project Drivers Connectivity of Raipur to Airport, National Highways: Just 5-7 kilometers from the Airport, Naya Raipur is very well connected to all modes of transportation. With NH-43 to Vishakapatnam and the Narrow gauge line to Dhamtari bordering on the south, NH-6 to Kolkota and the broad gauge Railway line to Vishakapatnam to the north, Naya Raipur is at the crossroads of transportation. The Mandir Hasaud Railway Station is less than 2 kilometers from Naya Raipur. The administrative seat for the state / The main economic base of Naya Raipur would be Government State Capital functions. Economic Development anchors ' Diversification of economic activities would be attained by providing (a) software technology park (b) gems &jewellery and other similar industries (c) business offices (d) health education and research services and (e) regional recreational activities like Golf Course, Safari Park, and Botanical Garden. 8.4. Development Strategy The naya raipur development is planned under the following partnerships at regulatory, financier, and developer levels. While each role would determine tfinal outcome of the projet, NRDA will oversee exection, land disposal and the masterplanning efforts. REGULATORS FINANCERS GOVERNENT OF CHATTISGARN NM)DA WORLDBANK MINISTRYOF URBAN DEVELOPMENT (INNURM) LOANSFIOMVARIOUSBANKS MENTPARTNERS ##X47-CMUE CHF IScARH STAE ELECTRICIYOARD CHHATTISGA PUW HEALTH ENGINEERING DEPARTMENTAND WATER RESOURCEDEPARTMENT CHHATTISGARH STATE RURALDEVELOPMENTDEPARTMENT CHHATTISGARH STATEPUBIKWORKSDEPARTMENT CHAT1ISGARHHOUSING BOARD HUDCO PRIVATE DEVELOPERS OTHERCO-OP DEVELOPERS 67 ,%VOWa Aods I' LEGEND I RA --UMSe to W~uY EJ mA GIve nau a Cg fAR.AY STATION "U MT kj 68 (ot~ Rm ,MAYA - -'A smmi..nm. RAVggt 9OUNMWWa 8.5. City form narrative The regional plan The city is bounded on the north and south by existing railway lines and to the west by the airport. The area is divided into 3 layers: Naya Raipur itself (Layer-1, including a 500m-wide green belt), the peripheral zone (Layer-Il) and the airport zone (Layer-Ill). Layer-Il acts as a buffer between the two cities' cores, keeping its current agricultural role, but to be provided with social facilities for the existing population. Master plan 5ure 29. Regional plan _Y Fg u re 3 0. Structure Figure 31. Green structure The development plan follows from Modernist principles of zoning, with major institutional and functional quarters acting as anchors in the city and a strong emphasis on vehicle and public transport movement between them. The eastern anchor is the Capital complex; to the north a transport and logistics hub; to the west a high-tech industries area; to the south a recreational zone; and a Central Business District in the middle. This zoning is to some extent mitigated by other functions including retail, health and university developments Roads, transport and modern utilities. The grid pattern of the infrastructure creates an orthogonal pattern of Isectors' within which land use, density and certain configurations of building lines are controlled in the Master plan document. This provides a basis for phased development by private development companies, Chhattisgarh Housing Board (which provides subsidized housing) and institutions. The Master plan therefore consists of a framework, with early stages defined in some detail (and now implemented) and later stages indicated for illustration only It is supported by a regional Mobility plan, and a Transit Oriented Development study both of which are currently underway and intended to inform the future development. The new capital city of Chhattisgarh is envisioned as a mediumdensity development with a garden city character. A density of 250 persons per Ha has been considered appropriate for the residential areas in 21 sectors, accommodating 16,000 population in a typical sector of 800 x 800 m. The sectors shall be planned as building blocks of the city and consist of three housing areas with a population of about 5,000 each and a shared facility core at the sector/ neighborhood level in addition to the area level facilities. These housing areas shall be developed on the concept of graded mixing based on number of rooms which is going to cater to all classes of the society in an attempt to make the new city inclusive. 69 Residenial Cdk - - - - 211339 2637 181 Commercl-Retail 14467 Commercial 13067 163 194 13 26305 242 328 - 1moiesale Indutialga Special Industy Putbc &Semni PR44ac,ecro,,nal Transport Wcnlost use 1846381 2304 213744 2 67 100677n 1256 1770 222 Figure 32. Urban form and land use mix The Master Plan defines 9 different land use zones, which classify all areas inside Layer-I. The Composite Use Zone includes residential, commercial, and industrial uses. The city level physical infrastructure facilities are located outside the city and the area is reserved under utility zone in the peripheral area. Besides the basic 9 land use zones, two additional special zones are defined to cover Layers II (Rural Zone) and Ill (Airport Zone). No urban development in Layer 11 will be permitted before Phase 3 (2031), except for those provided for the rural use as requirements for its facilities Social inclusion and affordable housing are key to the master plan which does not intend to isolate and gentrify neighborhoods, but allows the new development to co-exist within the existing natural and social frameworks in the region. The distribution of the residential sectors are such that the houses for EWS, LIG, MIG and HIG, which are provided in a subsidized rate, are accommodated in sectors 29 and 27 while the high end residential sector 30 is being developed by the private developers. This segregation of the sectors by different developers could lead segregation and gated nature within the overall sector organization, which would be a departure from the original ideals for the city As we analyze the master plan, it is quite evident that the majority of the development would be residential, however the Population Segments catered: The Development plan attempts to avoid a situation of inequality in the new city and thus mandates a minimum 10% of dwelling units in each neighborhood to be reserved for incremental housing. The majority of population is anticipated to belong to the growing middle class in Raipur and the surrounding areas, who are attracted to the new development due to the infrastructural and planning investment. Further, the proximity to the airport would also create market for a higher end residential zone (within the CBD, and probably the developer driven products). Resi -Leasable land area 1917 ntial area Institutional area _______________ Industrial SEZ _____ Public & Semi Public Recreational _15 ___ Reail wholesale 1 Total 70 194 4 263 5 1514 607 Tansportation composite Use Commercial area % flba 38% 12% 65_ 178 145 1 100% Typological mix High and Medium Income Housing throughout the residential sectors of Naya Raipur. While the developments in Residential Area are planned to have medium density housing, the Residential developments in Commercial Areas (including the Central Business District) will have High Density Housing (140 du / ha or 630 ppha). In order to achieve a balance, there will be an adequate provision for Low Income Housing in addition of the housing planned, there will be: 1. Plotted Row Housing 2. Plotted Housing with Independent Floors 3. Multifamily Apartment Housing 4. Plotted or Semi-Detached Houses 5. Duplexes 6. Service Apartments 7. In addition there will be 8. Housing for Private Employees 9. Housing in Commercial Areas 10. VIP Housing 11. Institutional Housing These are distributed in the following typologies within the city: Table 17. Distribution of Plotted and Apartment Housing 41% - 100% 38% 50% 50% 5-6 rooms 11% 100% Incremental Housing 10 % 100% - 1-2 rooms 3-4 rooms The majority of the development would be wither 1-2 or 3-4 bedroom apartments within mid-rise blocks. The plotted developments would wither fall in the incremental product, or the higher end range: 71 Table 18. Suggested plot sizes and development control guidelines 4U-DeiOw bU (Incremental housing) 1 incremental Above 60-120 2 Duplex Above 120-250 2 Plotted with independent floors Above 250-500 2 Plotted with independent floors Sector level analysis: the neighborhood At this broader level, the Master plan has parallels with Chandigarh, the new capital city built in the late 1950s in northern India, but the development at sector level is quite different. Residential sectors are comprised of low-rise houses and mediumrise (7-9 storey) blocks of apartments. A proportion of these are subsidized at different levels by the Chhattisgarh Housing Board, with 15% of dwellings reserved for the lowest cost level (EWS or Economically Weaker Section of the population). However, the subsidy only removes the cost of the land, meaning that the cost of an apartment or house may still be beyond the means of large sections of the population. Within each sector are neighborhood facilities, including retail and communal open spaces. The average density of residential areas is 225 persons per hectare. 38 I L Fl1"MuI *uuA i SECTOR SECTOR II Figure 33. Sector Layout 72 41% 3-4 rooms 38% 50% 5-6 rooms 11% 100% - Incremental housing 10% 100% - Figure 34. Typology Mix 100% 1-2 rooms 50% The city has 21 sectors, each 800X 800 meters and is intended to support a population of 16,000. The household size is assumed to be 4.5 people per DU. The provision of requisite social infrastructure shall be governed by the norms for residential neighborhood as developed within the master plan will be the responsibility of the developers. 4-2 inBkekd*,nbagme~npf.Menxrke 4000 4-2 q1 The initial development strategy assumed that each sector would be given to one developer (pvt or co-op), who would in turn develop the block as their project, with provisions as stipulated by the master plan. There has been a slight shift from these plan, with smaller projects within the sectors also been allotted to developers. EmA,'xeekhmsfrjn Span Figure 36. Block Comparision The Open space would be around 10.54 % of the land area per neighborhood. While the developments in Residential Area are planned to have medium density housing, the Residential developments in Commercial Areas (including the Central Business District) will have High Density Housing (140 du / ha or 630 ppha). 1-2 rooms 60% 46% Residential 55-65% 35.2 -41.6 3-4 rooms 30% 42% .5-6 rooms 10% 12% Facilities Open spaces 10% 12% 7.68 Circulation 10-20% Total 100% Table 20. Suggested (indicative) percentage of dwelling unit size based on number of rooms 6.4 6.4 - 12.8 64 Table 19. Suggested land utilization pattern at sector level Community Faciit Libra Prirnary School Plotted developmen Locai s)ppaly Centel, CIpr Um , Figure 35. Neighborhood massing 73 Development Strategy After the infrastructure has been developed, there have been a few models envisioned for the development of various residential and non-residential developments in the city. The NRDA has identified several sectors and projects for possible development under the Public Private Participation model. Search for probable partners for such participation will be conducted in the near future. 1. Entertainment Hubs 2. Information Technology Special Economic Zones 3. Hotel and Convention Centre 4. Golf Course with Township 5. Gems & Jewelry Park 6. Logistic Hub 7. Amusement Park 8. Logistic Hub 9. Detailed sector layout While the housing developments could use either of these two models 1. Cooperatives and Company Housing 2. Public Frivate Partnership in Housing Development Post Occupancy Management Construction Infrastructure Land Assamb'y Private Sector / Figure 37. Private vs Private development 74 Government Cooperatives Table 21. Contribution by various housing sub-systems to the total housing stock of Naya Raipur 1 Private Housing 74,602 60.23 2 Co-operative group housing societies 14,430 11.65 3 Housing for Government Employees 6,315 5.1 4 VIP Housing 2,666 2.15 5 Private Employee Housing 2,220 1.79 6 Institutional Housing 7,780 6.28 9,287 7.5 Urban Villages 6,560 5.3 Total 123,860 100 7 8 Others (CBD, Composite use, Facility rnmdnr)_ Notes 1. Housing for VIPs @ 150 ppha 2. Private employee housing for 25% of the total employees of the software technology park 3. 25% area under institutional housing @ 250 ppha 4. Housing in commercial areas (CBD & composite use zone) to be provided as composite use Figure 38. Housing developed by private developer 75 IIII Ii'II'i 'liii' Iii ______/ ........ . Figure 39. Housing Phasing developed by Chattisgrah Each developmental phase shall include the development of the Housing Board requisite social as well as physical infrastructure to support the phase wise population Phase I Development of the Capitol Complex & the Government offices along with housing for Government employees as an initial impetus to growth. Would also include revenue generating recreational activities like the resort, film city and the botanical park. There would also some focus on the development of transport logistic hub, the composite use area in the north and a part of the composite use (Software Technology Park) next to the airport to service the city as well as the region. To support the development of the new airport nearby, a hotel complex and sociocultural area is also proposed. Figure 40. Phases of development Phase 11 includes the development of the institutional area, the exhibition ground and the city parkland along with residential development. The theme parks in the north, the cantonment and NCC and Police Academy block will also be developed. Phase IlIl The last six residential sectors shall be developed in the phase. The light industries and the software technology park, government offices and government housing have been distributed in more than one phase. The transportation hub and the integrated freight complex shall be developed in the third Phase. Table 22. Population Phasing 150,000 2011 Phase I 365,000 2021 Phase 11 560,000 2031 Phase 111 of phase I1 Area at the end Total developed 3057.46 3733.56 1222.16 8013.1 While the project spans the course of many years, there have been two types of investment projections being made in the proforms. The first is the assumption of phasing of the development as a percentage of the overall city. It is assumed that all uses (commercial, residential, institutional etc. will be phased out at similar rates) however, this is a gross mis-assumption as phasing should be done not just incrementally, but thinking about the cause Lease chedule Paranater Leas Schedule Parameter 12% 10% 12% 10%I 8% 4% - __ -- LawSdiduls-a I.dd 2% Yomwise DW~tibion d Land Io be Lmin out 78 Ywwise Di~t2%onof~Laid to t Lem,,out and effect of each phase on the other. While initial investment should be more focused on developing anchors and employment centers, the transient and permanent population will not be directly proportional to this growth. The two scenarios imagined, while trying to respond to an over growth projection, do not detail out the future development plan and methodology required, and therefore remain quite shallow in their analysis. Comparative lease schedules for the project, while the former is a gradual growth model for all uses, the second tries to mimic simplistic anticipated market trend with an assumption that sales will pick up in the near future and then slump again. There is very little data to support such trend evidence and, the curve should be splintered into the different land uses, which then form correlations with each other and generate an overall growth pattern for the city Based on these assumptions the following surplus conditions have been anticipated, which quite optimistic through their simplistic assumptions. 300M0.00 ZOOM D -- - - -- -- ----- - -25000-0- 200000-00 - 5000000-Outlow T pp.. Financial r ,o n ftlw n Narratove The project, while in the overall purview of the development authority, is not being fully developed by them. As detailed out in the development structure, the authority is only responsible for the infrastructural and public work aspects of the city (which is also partnered with other public agencies) and will essentially be involved in the master planning, review and implementation support. Thus the main outflows at this stage are on infrastructural costs, master-planning and project reviews. The inflows happen with the leasing of the land to private and co-operative developers. Housing developed by the state, for the government employees falls under the Chhattisgarh housing board. Outflows * Land Procurement * Engineering / Consulting 79 Pbwer Infrastructure * Water Supply " Sewerage * Rain Water Overflow and Harvesting * Road Network " Green Area Development * Overheads Inflows There are three sources of inflows for the project 1. Grants and loans by the state, MoUD, World Bank, JNNURM 2. Revenues generated by the Reserve premium generated by the land sales/ and leases 3. Operational and maintenance funding that includes lease rental and a service charge for the recurring costs. Grants and loans: The first are the loans and grants that have been endowed for the development by the Chhattisgarh state government and the ministry of urban development. There have been other grants provided by the World Bank, and other banks that support sustainable development. There has also been support through JNNURM for the project and the funding structure for these is listed as under Reserve Premium: 'The Authority shall, taking into consideration, the cost of land acquisition, cost of rehabilitation, maintenance and administrative cost, development cost, location and usage of the property, fix Reserve premium every year for different land uses which shall come in force from the first day of June of every year' Reserved Premium per Ha has been calculated considering two different costs: " Cost of land acquisition including rehabilitation, maintenance and administrative cost * 80 Cost of infrastructure development The land is proposed to be developed by both NRDA, HDV and private developers. While the individual residential and retail sold directly to the end user will be sold at a markup (?) the majority of the Revenue is the sale of Land to private developers. The land will be disposed off as whole sectors, of parcels within, in tandem with the market conditions. The proposed Theme Township and Sports city township constitute over 100 and 150 acres each, and the residential facility shall be a mix of villas, group housing and club houses with sports facilities. A reserved premium rate has been kept at Rs. 1,700 per square meter for the theme township. The authority will invite bids over this reserved premium and taking into account that this is almost 50% higher than the reserve that mentioned in the development plan for residential development. Hence the system of competitive bidding with a themed packaged project would generate much more than the anticipated returns. Operational and maintenance: would be paid by all, and would be used for the maintenance of the public work systems, continued master planning efforts, urban design and development. Assumption for the pro-forma The phenomenal growth in land rates since 2005 has stalled in the recent years and even receded slightly Although rates had grown nearly 300% during the period 2005-2008, there has been a decline of nearly 20-25% in 2008-09. It is unlikely that such an out-of-the-ordinary and explosive growth will be repeated in the years to come. In the estimates for developing the proforma, consultants have mainly assumed growth in land rates conservatively at 12%. It is further added that in the absence of any recent market activity in Institutional and Hospitality rates in the area, it has been assumed that Institutional Land will be made available to qualified Institutions at 50% of the Commercial Rate, and land will be sold for Hotels at 60% of the Commercial Rate. Informal Retail will sell for substantially less because of the lower FAR being sanctioned. Based on Consultant estimates, it should fetch between 30% to 40% of the Retail locations. Land Disposal mechanism Three separate revenue models are being considered to dispose of the land developed by NRDA: * Outright Sale: through auction to developers * 99 year Lease of Land to developers: land to lease to the 81 developers who pay an upfront fee to the NRDA, who in turn sub-lease the developed properties to the end consumers. * 8.7. Sale of Land on Cost plus development cost model : sale of land on Cost of Acquisition plus cost of development methodology Case conclusions The Naya Raipur development model with their form and financial narrative mechanism comes across as a basic framework within which a detailed plan will have to be delivered to mediate and anticipate long term strategies that might have to be undertaken. The current plan leave a lot of room for navigation and therefore also makes it very vulnerable to change in political ambitions. As the 800x800 mega blocks get detailed and more fine grain planning is implemented, only then will the real image of the city of Naya Raipur emerge. 82 9. COMPARATIVE ANALYSIS With the national policy has becoming more development friendly with strong emphasis on supporting real estate and urbanization across the country, it is imperative that we analyze the different models for new city developments that are happening with the context of India. Encouragement of RIETS shift the control of capital flows to physical assets to private investors. However, the dichotomy here lies in the fact that real estate development is a very local and regionally informed process. Capital transcending geographic boundaries tries to mitigate the unknown risks and encourages standardization of product by global standards norms and practices for ease of assessment and opening up of non-traditional sources of investment in the developing world. Thus free market development is seen to present a real dilution of culturally derived morphology of the city The process of building new cities evoke some apprehension about the city form that would be a result of this process. While the model that responds to the market and creates a feedback system in the project, is looked down upon with disregard, planning and mandatory allocation would safe-guard from a complete consumer driven market. However, we observe that despite the diametrically opposite narratives in the two cases, their planning ideals stem from similar new city planning paradigms globally. "Contemporary urbanism is a consequence of how local and interlocal flows of material and information (including symbols) intersect in a rapidly converging globally integrated economy driven by the imperatives of flexism. Landscape and people are homogenized to facilitate large-scale production and consumption" (Dear and Flusty 1998: 65). What is called Holsteinization - "a process of monoculturing people as consumers" (Dear and Flusty 1998: 61). The standardization of form as a function of the dissemination of global capital inflows is one of the core observations.39 With prodevelopment policies and huge emphasis on real estate in the new budget, along with encouragement of RIETS, in the industry, there is a shift in private control of capital through the process of tranching it into varying degree of real risk. This therefore converts 83 into real products of standardized values and risks. As plans in progress, these two cases provide a rich tapestry of the growing middle classes aspirations, political agendas and a common hope for the future While the pro-foma and the development structure for both the cities has been discussed, the analysis will now asses the physical form of the cases, understanding the structure that lies embedded. Table 23. Case comparative data Role of the new city The new capital for the state of Chhattisgarh Luxurious integrated township size 9522 hectares (overall) 2022 hectares distance from nearest 17 kms. from Raipur 60 kms. from new Delhi development vehicle SPV (details from the Part special development zone, structure Linear structure with self- District layout with gated client board+ private city_____________ development plan) sufficient sector layout Chhattisgarh housing around the F1 track part YIEDA acquired land communities Homeowners developers Jaypee Sports International developer Naya Raipur Development Authority Ltd, subsidiary of Jaiprakash Associates Limited (JAL)+ other privatp deveinpprs (potentially) population 500,000 approx. 1,000,000 designers local firms + intemational consultants local firms + international consultants year of full capacity 2035 2035 Block size 800x800 200x200 Max FAR / Min FAR Min 1, Max 3 Min 0.8, Max 6.4 Widest ROW/narrowest ROW W 100mts/ N W 42 mts./ N 20 mts 9.1. The Grid The initial proposed grids in the SOM master plan for sports city were (10OxlOOmts). The compact grid displayed an evolved hierarchy of roads that supported not just movement along these corridors, but also become a part of the public space increasing vitality, safety and enriching the urban environments. It would take into account the cultural tradition of streets as public spaces, to also support the informal economy that could develop along the corridors. While the typologies of products provided may vary, denser grids also mean a denser urban environment, irrespective of the prescriptive FAR, and result in pedestrian friendly 84 1:01 E ll Figure 41. Grid compartive NR grid 00001331 0000 130 10003 HH O 1]3 1, 0000 0000 JP grid development. The size of the roads also determine the conditions urban conditions that these will lead to. These not only define the mobility and access patterns for the users, but also start to define the density that can be supported. It can also start to define the hierarchy in the urban environment. It would have been a common assumption that private cities would ideally work with bigger parcels, enclaves within these environments to sell off to the bigger chucks to other developers and get out of the project as soon as possible. This would also support the fact that increasing paved areas increases infrastructure costs, and decreases in useable area. Also, while the overall management of the project lies with Jaypee, they would find it difficult to co-ordinate with multiple developers and smaller management controls. This should effectively expand the size of plots they want carve out. However, if we look carefully at the comparative case as well as the plan evolution, we realize that there was a tendency to overall develop smaller and smaller blocks. To begin with the motivations were a part of creating an impressive urban environment (as recommended by the consultants) as the developer is invested in the project for a long term investment. Secondly, while the socio-political climate did change, it was difficult to convince developers to bid for these projects and find pre-bookings for apartments that justify the high FAR they have received from the GOUP This led them to bail on the larger vision for the city, and start monetizing parts of their project as plotted development. If the trend keeps growing, we could well see a smaller grid, but also a much lower density driven by investor speculation and lack on funds available for the developer to make denser products. 85 The Naya Raipur grid on the other hand create massive sector blocks of 800x 800 which would house a population of 16,0 people and would be subdivide into three sub units intersected by greens and water bodies that are core to the cultural identity of the city. 0 EJ M.N. 0 Figure 42. Degree of gatedness the gated sector multiple degrees of gated-ness Gated-ness: This layout was developed to support a selfsustaining community that could access retail and commercial within this block. While these blocks help create homogeneity in the development, they also lack on sub-anchor that would add o the imagibility of the neighborhoods. There's threat that these gated neighborhoods, divided by the monumental axial roadways would not celebrate the city, but only divide it into closed enclaves. This argument is one of the core criticism made about the sector planning of Chandigarh, which the Naya Raipur plan tries to emulate closely The Jaypee grid structure on the other hand, creates multiple enclaves, with gated complexes within this gated community There enclaves however, are not self-sufficient, and while they might I F NR grid Figure 43. Greens: Public or private 86 JP grid contain, the overall structure of the city will encourage people to mingle within the district and the city as a whole too. We see that the public and privately developed areas both aspire for similar form "security" as a method to disengage the various classes through the new urban form. Public space: while we see a lot of greens earmarked, the true nature of the public space is not difficult to judge in the ports city masterplan. The boulevard makes the core-greens, and is defined as public space, however the gated nature of the overall development stands as an impediment towards the true nature of this space. Most of the greens are now either semipublic, or fully privatized. It becomes a landscape dotted with gated communities. In contrast the Naya Raipur does propose public green within its realm, however, the neighborhood isolation would hinder a fully public participation. The public greens provided that lie outside these sectors, are proposed at massive scales, and intimidate the human scale. The land use mix 9.2. - cONcUflNCWE MODE in~a A the b SrbSjeS s heir BC Zoneof bWt 16 k Eongabou adev *wnCacher. Te Es,Zon of preogues - MUC MOODR Uton rete s, Ebk downtown, ] there are no szme Trameiates ,* betwe rada land Fcore *~~sW Figure 44. Planning models the project straddles on the 16 km long boulevard, there are no sectors, however the he city is defied in districts that are supported by their own anchor The blocks sizes, mediates between land use, and reconfigures to create special zones, such as downtown, 787 villa districts, etc., and creates urban varying urban environments with distinct characteristics. The sinuous landscape with the roads that wind around blocks softly making them better for pedestrians vs vehicular traffic. There is also a conscious effort to maintain 87 the hierarchy of roads and define the urban wall, and create continuous connections with the landscape, between the uses, and within the communities too. While there will be expected control at the degree of public nature in the management, on the structure, the project try to be as homogeneous as possible. The Naya Raipur city on the other hands lies embedded on one hand on the sector format, and also plans to emulate the district layout through the proposal of the downtown, and other special districts and zones. At the end of each of the axis (north south and east west) there lie institutional anchors that carry the residential development within. While the layout ensures equality in the residents with the mandate of representation of affordable products, there is little excitement about the main spine of the city that should tie the entire development together I Figure 45. Neighborhood or district planning I I I I I I I I I I I I I I I I I I I I I I I mm M JP grid NR grid I I Figure 46. NRDA inverted neighborhoods / ? Figure 47. Gated private enclaves of sports city 88 '6 I K I4. -4I 0 N O MEN 9.3. The product typology mix A new city is a good which is available in the market. It responds to the demand and supply in the market. While the public developer has relatively freer control over the supply side, (to provide the right of the city to people) the developers will act only once they see sufficient demand in the market. The amount, typology of the product, are therefore determinants of the elasticity of the demand function. It is also a function of access to private finance, and liquid capital with the end users, which are not within the control of the developer. These costs can however be structured in a way, towards specific target groups. This therefore limits the client base that such a product can target and therefore dictates the socioeconomic profile of the city. While housing is not the only component of such cities, a majority of the cases are gated enclaves of mid to high end residential development. To be a city in the real sense would require a separate administrative base (as proposed by charter cities. While this isolation from the rest of the urban context might seem drastic and structure all ties from the boundary areas, the gated enclaves also serve much similar aims. The users pay a premium for this segregation which is distances the population from people of different social-economic background. These enclaves are many a time, with the increase in scale, further gated into groups of different class of real estate products, creating a distinct class based distinction among the population, which is also evident in the urban form that results. The delivery method and the product are derivate of the marketing approach that focuses on responding to the market trend, branding (insert cool stuff from the book) and Some of the key features of the sale side would include, promotion, attraction (or anchor institutions/tenants), sales (early bird bookings), highest best use principle to maximize the overall benefit generated, and the appreciation of positive externalities' that can be cashed into while keeping in mind the demand elasticity. These private developments would also harbor features such as a premium for the maintenance and development of facilities, security and other amenities. Especially in the Indian RE market, most investors expect partial payment from the buyers well before the final product has been developed, therefore using these funds to invest in the construction of the project. This therefore hedges their risk even before they invest, thereby transferring the risk 89 R ES K 1% UL A 4 N E V v R EE *.:20 N 0C V E S U C C ~NU tAP AY HR5A 0 deve.rpmTent. Wh5 Figure 48. Risks undertaken in the two development models h rn edrns h model romsan - -NAYA RAIPUR DEVELOPMENT AUTHOITY ideas w projctcnainmay pottyica, JAYPEE SPORTSCITY F Dramsae netett check6FsI i p to' Iace creat ha osmce trma cnrold u directly to the consumer While the grand renderings, the model rooms and prototypical layout of houses do paint a vivid and sometimes quite detailed picture of the final product vision, these are nevertheless the signifiers of a lifestyle and choices that the users make. These ideas, when translated from an investment to a constructed project, contain many checks in place to create a controlled built environment, where further development is monitored closely While the operations usually are turned owner to either the management company put in place by the developer, or transferred to the residents, they restrict changes and evolution of the development. The products that generate the highest return for any developer are residential, and therefore place making, efficient retail, and well located institutional facilities are not their primary concerns. The controlled access to these gated communities, further depletes the user base for these more public uses, and potentially makes them vulnerable, and highly dependent on the demographic that choose to reside in the development. These motivations lead to high density tower in the park typologies in the development, where preference to low density comes at a high premium. 90 In Naya Raipur on the other hand, we would expect to see that the majority of the housing developed will be subsidized public housing, it should look to attract first time homeowners, whereas the sports city project is open to spec secondary investors. These decisions in investment have territorial transformations. And would promote the urban form that resembles a collage city over time. However, we in that the majority of the residential development proposed for Naya Raipur is also from private mechanisms, but due to planning policy, hey are only allowed to develop a lower FAR. This lies counter-intuitive to the need to create more affordable housing. The natural highest best use has been discourage and replaced with a planning governed landscape that still anticipates to develop products on profit. The housing sub-system defined by the development plan forecasts the requirement of 23 860 DU, out of which 46% would be constitutes by 1 or 2 room units. According to the development plan, the maximum share of the housing will be fulfilled by private housing i.e. individual houses, apartments, housing colonies and housing societies/ also, the plan reemphasizes again and again the cause for revision and response to the market trends which would determine the mix, prescribed FAR etc. The projected residential net density is 93 households per hectare with a gross density of 250 persons per hectare. As per the public private partnership model developed, government acquired land will be sold or leased to developers or housing societies or further development. The reinstitution of the private sector as the main implementer, responsible for capital resource generation and the manager for implementation, makes the control of the authority less confident. Naya Raipur Jaypee Sports City om HE] 00000000 0 Figure 49. The density and distance H [distance rent profile 91 Table 24. Goals and planning manifestations ideology city Garden Garden____ city___ideology er in the park typology and the garden ity tynilny ____ Sector typology developed by Corbusier Social equity and landscape holds promintnct- Manifestos that propagate eco-town/smart Marketing ana I agibility holds precpdt-nce While the FAR overall might be capped at a lower number, these developments will be gated and would defeat the otherwise socialist ideal of mixing classes and making all parts of the city as a public good. Such practices would segregate classes and create fractured city image. Despite the many attempts and repeated disclosure of strong policy initiative, the development plan lacks clear cut policy initiative, regulations and controls on part of national and state governments. The plan follows a traditional planning schematic adapted in almost all cities in India and the planning document is a reflection of that. I leave gaping holes for an open market system, while making many claims for a publicly driven development. Figure 50. Leasable area (Ha.) as per development plan for Naya raipur a aa ~Cnoft kk I coampoita 4 Figure 51. Leasable area (Ha.) as per development 1 . Lk. . residential . Commercial mInstitutional plan for Jaypee Sports City While the former might not necessarily mean the failure in the resultant city form, it is most definitely a failure in the planning goals that were developed for the city. 50% of land use developed in the new city is meant for recreational purpose. This panning decision will lead to a horizontal spread, where such a scale and dispersion of the built is much questionable given the climatic conditions. Further, as the plan tries to work on the principles of TOD, the optimum utilization of such an infrastructure investment and sustainable planning strategies would recommend higher densities and building heights. 92 9.4. Phasing As a publicly developed project, the process of acquisition finds firm support by the state and national level government, these tend to be bigger in size, as well as budgets. With a longer time frame, low interest rates on the government loans and grants. These projects can tend to adapt and re-strategize their plans, therefore opening up flexibly and can afford to take the first step towards experimental development methodology However, the bureaucratic processes that line the developments ensure compliance to ancient standards. So while international funding and public support make the process easier, the pressure of bureaucracy and pre-established panning goals that the public sector projects take the more traditional planning forms. The phasing, and strategy for the private city on the other hand is hypersensitive to the market conditions, with the developers actively exercising their call option when the market conditions are low Further, to minimize their exposure to risk, pay back loans ten from private banks and high rates, and also to diversify, most developers would want to quickly move out and monetize the product. While operations can also yield good returns, it is uncommon for a developer to stay with the development for a long term. While the sports city had long term aspirations, these stemmed from the anticipated potential bump the F1 race would provide to the real estate. In the lack of a warm response they too had to rethink their long their goals. 9.5. Sensitivity analysis While sensitivity analysis is a mathematical concept, which can be used to model how uncertainty in the output of a system (numerical or otherwise) can be apportioned to different sources of uncertainty in its inputs. As we see from the cases, these projects only project the future city form and are constantly evolving as a factor of political, social and economic forces. This uncertainty can be quantified numerically through the parameters stated before that traditionally define the built form fabric (these are by no means exhaustive, but would provide an overview of the city morphology anticipating the implications). In the future, we could use FAR, BUA, density (of dwelling units, persons per hectare), grid sizes, typology mix (plots vs apartments) and average unit sizes as parameters to 93 % infer sensitivity of these towards a final outcome vs the financial pro-forma factors such as phasing of the project, % grants vs liquid funding, mandated densities and more. The core learnings of this case are to understand the flows in and out between the two models, both physical and financial, and the how the different development methodologies structure his process. These cases will allow us to understand the sensitivity from a case based experience in the two settings and infer resultant trends. 94 10. PRELIMINARY CONCLUSIONS AND RECOMMENDATIONS The truth in the so called advanced industrial world is that our own stunted imaginations have largely lost the ability to think what a society other than capitalism -with all its repressive and oppressive aspects, and spanning the gamut of social relations-might look like (Niel Smith, 'Another revolution is possible: Foucault, ethics and politics' in Environment and Planning D: Society and Space 2007, volume 25, pp 191-93) Sports city, and Naya Raipur too an extent, acts as the auctioneer of the public asset, a city. There is a hollowing out of state activity, where capitalism is believed to be inevitability This elaboration departs from a premise that is fairly reductionist but deterministic, universalizing the assumption. Capitalism today is legitimized by strong globalization impetus, subjecting the world universally to a new economic configuration of unprecedented dimensions scales and efforts. Thus despite the different practices, tendencies, and proposed plans that glorify the mandates of the two developers, these cities might converge in their final format addressing the same forces and flows. While the sports city fails in its initial vision of a sustainable city built around sports anchors, due to the lack of funds, inordinate risks taken vs the return expectations and a lack of assessment of the uncertainties associated with a project of this scale, the Naya Raipur project fails due to the overtly simplistic assumptions of a state's role in providing an equitable, sustainable city. What NRDA failed to comprehend was the planning principles adopted and their economic and social implications that would entail given the regional and cultural context. While noble in their intentions, they are miss-guided in their assumption that profit making development ventures would defy the ideals of the city especially in the stark contrast to the garden city suburban dream they are selling to the consumers. i t a,, spaihi Suuture fe yew X The land use methodology the eagerness to make a smart and sustainable city while all in the right spirit, fail to convert into actionable plans of similar spirit. We therefore see that despite the different trajectories the two projects had started from, they seem to converge in their private enclave, garden city and tower in the park typologies. Be it because of market forces that shifted 95 the track of sports city, or the mis-guided planning scheme of Naya Raipur, the evolution of these plans suggest very different outcomes from the initial clear mandates. While many factors contribute to what can be determined as the success of the final outcome, we can perhaps suggest the following few parameters that lie in sync with the factors that led to the evolution of these new cities in the first place: * Achieving critical mass of population as the primary occupants. * Creating and growing a steady stream of secondary (temporary) occupants * Boost in the formal and informal economy due to direct employment generated (through anchors, CBD, SEZ) * Growth in income generated through taxes (implying a economically robust urban development) * Benefit generated to local as well as regional areas (in terms of good outcomes from education, better life expectancy, income per capita, increase in revenue through manufacture, admin, and service sector, and options for further diversification) 10.1. Recommendations From the IP project to Naya Raipur Jaypee has used the optionality in the project quite strategically and re-allocated their funds as and when needed. While their prime focus was to keep afloat and re-invest that money back into the project, NRDA should also walk a similar tightrope and be more careful with their finances. While they can afford to make more diligent studies and a more careful approach to planning, they also need to make sure that these principle work along with the demands in the market and are not way off sync. Devising a business plan will help tem generate funds that can be re-invested in creating more affordable housing and developments that lie within the corridor from Raipur to Naya Raipur. The failure to do so actively, will not only result in the competitive development in the area around by opportunistic developers, but also a failure to attract employment generators in the city. Because the city is being approached only as a public good, the delay in the demand does not create a huge impact in the planning process, and results 96 in waste of precious public funds that could be actively used for economic growth of the region. Further, he refusal to address highest best use approach for the development, leads to monetary loss, Opportunity cost for public land is mostly ignored: while many might argue that sustainable development would be based on the three p's there is always opportunity cost to any decision taken in development. Therefore, an awareness of this would help make better decisions and use taxpayers' money with prudence. , The Naya Raipur model also makes very simplistic assumptions regarding the phasing of the development, without recognizing the interdependency of the land sues and the sequential development that is essential to attract maximum people to the new state. Current investments have been made in capital intensive projects that will neither attract many permanent residents, nor will create an employment base for future new tenants. The Jaypee project made many strategically sound decisions in their development process. Their phasing to reflect the interdependency of projects, critical population goals, as well as sound sequencing strategy Despite their failure, this would be one of the core learnings for the Naya Raipur project. Adjacency (which contributes to location) should also be a prime factor in the lease reserve calculations. As NRDA is only disposing of land, and then providing framework for development, they do not partake in the revenue generated from the typology of product generated on the land. It would be wise to devise the land reserves in accordance to the FAR allocated for each typology and not just on the area being leased. The optionality that arises due to the long development term can also be used to estimate best practices for and auction, over and above the reserve price. While two projects have been opened up for bid as a part of this process, these are again being developed as self-sustainable enclaves at the far ends of the city. From Naya Raipur to Jaypee: Mix of uses as projected positive externality and form of diversification: while this is a lesson well learnt by sports city it would be good to not fill all capital operations in one kind of development and project. While sports city started soft launches with only apartments in the hopes that they would sell off soon, the lack of a backup option, along with the sunk costs in the expressway project and F1, bound them into a tight spot. Further, many of their subsidiaries also dabble with the construction sector (cement producing plants etc), and were adversely impact with the 97 downtrend in the market. Thus by undertaking all tasks within the group, they expanded rapidly, but also on high risk. Introduction of concepts of long term planning and flexibility even in adversity could have increased the investment value of the project and not just the market value. While the plotted development sales were inevitable, the plan should have been exploited for its modularity, which was compromised on once the core corridors were converted into plotted development. The project therefore has liquidated their most prime options. They could further perhaps benefitted from zoning out some regions from their plan, and not opened all to the market. Long term phasing, with stricter guidelines would help preserve some of the core ideals of the project and protect them from market fluctuation. While Naya Raipur will see in migration to the city due to shift in administrative capital and increase in population in the overall regions (due to migration of new workers from around the region), Further, the creation of the new capital by the state will also see movement from the rental market to the ownership market as access to credit improves, and various schemes are floated by HUDCO and state banks in support of the development. There is also high depreciation of property and the stock either lesser than the demand (four quadrant model) The JSC however thrives on the 2" home market, due to an increase in disposable income. While this is not the ideal target audience for such developments and can lead to the phenomenon of ghost towns as in Tianjin, JP sports city, as many other township with a shorter development and turnover time frame, has succumbed to their demand. Their fees that add to per sq. meter rates substantially serve as a deterrent for the consumers they attract, as they wouldn't want to pay high maintained fee for a property thy not reside at. Thus there as a lack on understanding the consumer and their motivations for the project, which Naya Raipur has captured through its narrative successfully NRDA however has still fended off this particular investor through the launch of mainly those projects that are open to the government administration. Thereby attracting the existing administrative workforce to invest through incentivizing, and providing housing next to their new work place. This move will help populate the area, lead to growth in the informal sector, and add vitality to an otherwise anesthetic experience. As seen in the case of JSC, the private developers are not 98 monopolists in the sector, and therefore have to constantly reevaluate their strategy, Naya Raipur is almost monopolistic developer in the region. The motivation to perform optimally would have a tendency to lag, as no private profits are involved. Free-ridership of public goods vs Extra Premium for positive externalities: Naya Raipur has a low FAR and less GC, thereby suggesting that it should have much more green spaces than the average city. The proposed development is not too high density and the city's landscape is dotted with natural and manmade lakes (the contextual heritage of the state). While some of the residents might value this low density, open and green environment, other might not. Also, as these are anticipated as the parts of a sustainable project, there is little premium that will be charged for these decisions. This therefore creates a problem of free-ridership and will created a sustained debt scenario for the city. Jaypee on the other hand goes at the other end of the spectrum, and while they do provide low density and ample of greens, their aim as a developer should be to maximize the FAR and charge a high premium for the facilities provided. Here, security, open space, and adjacency will have a direct impact to the price for the products. These fixed costs also behave as sunk cost and therefore prices out unwanted economic segment. These enclaves therefore become the haven of the upper middle income only. 99 PARAMETER FLOWS Jaypee Sports City ALJACESCY ,LANDUSE SLONGTERM PLANNED ----------- PHA SING iDPNEC SHORT TERM J --- H.Mk leitelSmap 9ss 6up noegs a "oa -w-s - - Ccr...dd itsis 1b~bba-mpema ~ COASo ~-AI- -- ncssse a se~o aamse n 1 ' 2- - neb"s suKMs snss - - mea nme wsss PRICE RANGE -m a SIZE RANGE --------- I < PRODUCT RANGE BIGGERGRIEDM X uses uus HIHDENSITY t""*,,N LOW DESITY EOPL HDENSTATR -kmww C Gemds C w ,Q wll mansm asta aasgen m~aa ttne DU S HECTARE ofe. t ftm BIGGER GRID -----------SMALLER GRID' 100 PARCEL SIZE TYPOL.OGY PARAMETER FLOWS Naya Raipur r% A LANDUSE -- - r : -z - LONG TERM ------- PH---- -- - -- -IJE --SHORTTERM ~~- - , E C 0 - .e - - - EN C IPRODUCT RANGE] - - - -- -im - - - - - - - HIGH DENSITY: ----------- - . 4m.. \ ILI 0 LOW DENSITY_ Y oLWE PEOPLE, HECTARE DU'S/ HECTARE - - -.- I i BIGGER GRID 9GRIDSIZ:] SMALLER GRID 101 This pro-forma is based on data availbe in the [ublic domanin and the many masterpin iteration eveloped at PEN. Many assmptions have been made where the information is not available. This analysis is only demonstrative for strategy analysis. Pro-forma 2, will look at the impact of change in market conditions and the deviation from proposed typologies, FAR and phasing JAYPEE SPORTS CITY Financial Analysis As the expressway and F1 track have contribute dto the development of the real estate in the Jaypee sports city, it is therefore essential that they be included in the financial analysis for the project income/inflow 03 Year Phases 2%10 2014 27020 202% Rent Inflation 7% 7% 7% 7% 7% 7% 7% 7% 7% 7% 7% 7% 10% 10% 10% 10% 10% 16% 14% 19% 22% 15% 14% 6% 1% 9% 14% 34% 36% 9% 15% 28% 32% 7% 9% 10% 16% 29% 47% 74% 100% Expense Inflation Growth in toll % )02Q phases residential commercial institutional 1 population projection DU's 22,222 35,556 64,444 104,444 164,444 222,222 residential 7,087,675 1,134,028 992,275 1,346,658 1,559,289 1,063,151 992,275 Commercial 5,185,144 311,109 51,851 466,663 725,920 1,762,949 1,866,652 Institutional 668,700 60,183 100,305 187,236 213,984 46,809 60,183 PHASING FOR THE PROJECT 12,,941,519.00 sales price per sq 40,598,202,400 35,523,427,100 48,210,365,350 55,822,528,300 38,060,814,750 35,523,427,100 sales of Real estate feet Residential 35,800 1 2 102 . .............. .... 3 Internal Development Charges Electric Sub Station Charges 75 85,052,100 74,420,588 100,999,369 116,946,638 79,736,344 74,420,588 40 12,444,346 2,074,058 18,666,518 29,036,806 70,517,958 74,666,074 Social Club Membership Compulsory Car Parking Space Interest Free Maintenance Deposit Maintenance advance for one year One time lease rent 150,000 3,333,333,333 5,333,333,333 9,666,666,667 15,666,666,667 24,666,666,667 33,333,333,333 150,000 6,111,111,111 9,777,777,778 17,722,222,222 28,722,222,222 45,222,222,222 61,111,111,111 so 56,701,400 49,613,725 67,332,913 77,964,425 53,157,563 49,613,725 2 20,412,504 17,860,941 24,239,849 28,067,193 19,136,723 17,860,941 50 56,701,400 49,613,725 67,332,913 77,964,425 53,157,563 49,613,725 Commercial 55,000 17,110,975,200 2,851,829,200 25,666,462,800 39,925,608,800 96,962,192,800 102,665,851,200 institutional 33,000 1,986,039,000 3,310,065,000 6,178,788,000 7,061,472,000 1,544,697,000 1,986,039,000 1,000,oooooo 1,050,000,000 1,155,000,000 1,270,500,000 1,397,550,000 1,537,305,000 912,500,000 1,003,750,000 1,104,125,000 1,214,537,500 1,335,991,250 1,469,590,375 income from F1 ticket sales toll from expressway operation 2,500,000 103 costs/outflows Rent Inflation 7% 7% 7% 7% 7% 7% Expense Inflation 7% 7% 7% 7% 7% 7% 2,000,557 2,499,193 2,872,909 2,919,109 constructio n cost 1,505,320 1,144,431 -15000 (22,579,794,600) (17,166,464,100) (30,008,358,150) (37,487,889,900) (43,093,638,150) (43,786,640,100) -25000 (28,350,700,000) (24,806,862,500) (33,666,456,250) (38,982,212,500) (26,578,781,250) (24,806,862,500) Commercial -1s000 (4,666,629,600) (777,771,600) (6,999,944,400) (10,888,802,400) (26,444,234,400) (27,999,777,600) 1 stitutional -15000 (902,745,000) (1,504,575,000) (2,808,540,000) (3,209,760,000) (702,135,000) (902,745,000) -75 (112,898,973) (8s,832,321) (150,041,791) (187,439,4s0) (215,468,191) (218,933,201) (s6,612,768,173) (44,341,s0s,s21) infrastructure development Residential 1 2 3 maintenance cost real estate development costs construction cost (73,633,340,s91) (90,7s6,104,2s0) (97,034,2s6,991) (97,714,9s8,401) for expressway project (130,000,000,000) maintenance cost (9,100,000,000) construction cost of the F1 racing track (9,100,000,000) (9,100,000,000) (9,100,O00,O0) (374,500,000) (400,71s,000) (428,765,050) (2,862,2s0,000) (3,062,607,s00) (3,276,990,025) (9,100,00W0) (18s,000,000,000) maintenance cost F1 (9,100,000,000) license fees (750,000,000) (350,000,000) (2,s00,000,000) (2,67s,000,000) (4s8,778,604) (3,s06,379,327) 127,112,715,84 _N01 (312,679,295,379) 104 -- ------ 2,577,259,927 24,012,111,009 46,694,088,226 99,625,828,773 1 Assumptions made in the case: the case numbers are demonstrative only, and have been used to show inflow and outflows phasing of the project Demonstrative only, the actual phasing for the project and its driver are assumed to be current market considerations. As the JP group is a large conglomerate, it would be easily able to diversify in case they feel they are getting lower returns. However, the timeline and trend observations for the projects floated (release of projects and their typology lies within public domain, shows that there is an urgency to capitalize the value locked in the real estate, thus a shorter phasing schedule than the Naya Raipur case has been used) land use mix The land use mix in approximation by the PENC plan that was proposed in 2011. many changes have taken place in the planning document since then and this particular mix is only demonstrative product mix is derived from the public available marketing documents infrastructure costs derived through publically available reports and approximate estimates made through news derived through publically available reports and approximate estimates construction costs the typologies for sqm rate average residential derived through publically available marketing handouts on site commercial same assumptions as NRDA institutional same assumptions as NRDA derived through publically available reports and approximate estimates made through news toll from expressway derived through publically available reports and approximate estimates made through news revenue from ticket sales derived through publically available reports and approximate estimates made through news costs for expressway derived through publically available reports and approximate estimates made through news costs for F1 track sources http://www.outlookbusiness.com/article v3.aspx?artid=265300 4 http://articles.economictimes.indiatimes.com/2011-09-22/news/3018927 1 iavee-sports-international-formula-one-management-buddhinternational-circuit And many other anecdotal and news reports on the project. 105 . . .... ........... .... Appendix for the case the FAR and ground coverage restrictions within the YIEDA building bylaws However, as the majority of the sports city 24.1 Residential Buildings on plots (other than flatted group housing) project lies within the Special development average FAR 1.61 average GC 61% family density 24.2 GROUP HOUSING (Flatted and 4.5 cluster type)-- upto 40,000 sqm above 40000 sq.mtrs. 35% 40% FAR height limit 3 no limit family density 24.3 INDUSTRIAL BUILDINGS-- 4.5 average FAR average GC 24.4 COMMERCIAL BUILDINGS-- 4 0% average FAR average GC 24.5 INSTITUTIONAL-- 0.00 0% average FAR average GC 0.00 0% 24.6 GREEN AREAS-average FAR average GC 24.7 TRANSPORTATION-average FAR average GC 24.4 COMMERCIAL BUILDINGS-0% 2 30% 24.9 INFORMAL SECTOR-average FAR average GC 106 2 60% zone, they have been provided with an overall cap FAR for the development. They can then choose to negotiate the FAR between the different land uses, and determine building heights as per their design. This flexibility has led to an urban form that encourages either plotted development following the garden city principles, or iconic high rise condominiums, that form the iconic towers for the development. It has to be kept in mind that the developer is at all times trying his best to market the product and has to invest in brand creation for each of the typologies. AUna-wM Bouievard Couat Furthering the grand success of Jaypee Greens Aman and Aman-U... Jaypee Greens presents Boulevard Oourt the desirable and comfortable ... Nabuvoe ApwbtsB Budh cidt stuos ii It's time to plan for your child own Life always gives a second chance I ... -adnspace... The EaUm. Jaypee Greens brings to you Villa Thesougainvleasare residential pkfts... Greencrest Homes, a community of residential Greens Sports Cty are epitome of... Get ready to move Into your dream first apartment.. vWb Eqmm Expanza... Udaan- the Personal floors at 1aypee S-myV premium Hkmm Come, build your own home at the futuristic. comby Honwk-n Yatum Var-Plots laypee Greens brings you the perfect Build your home the way you want at setting to build your dream home ... the residential community... Figure 52. Jaypee Sports City - 2014 Project Typologies 107 . . ........ LANDS RATES AS LISTED OUT BY YIEDA SI. No. Category 1 Residential 11,500 2 Commercial 23,000 3 Group Housing 14,000 4 Institutional A Senior Secondary school] Inter College] Degree & Diploma Course] Engineering College] Dental College] University etc. & upto 4,000 Sq. Meter 6,500 & addition to 4,000 Sq. Meter to 20,000 Sq. Meter & addition to 20,000 Sq. Meter to 60,000 Sq. Meter 5,850 5,200 & addition to 60,000 Sq. Meter and above B Nursery School (in residential area) C Social Infrastructure D 5 108 Rate Rs per Square Meter 4,550 11,500 1) Electric sub-station] Post Office] Tele-communication centre & other Govt. office etc. 4,850 II) Milk Booth etc (Parag /Mother Dairy) 4,850 iii) Religious Place & Orphanage iv) Hospital 4,100 8,700 Corporate Office 9,700 Industry & upto 4,000 Sq. Meter 5,500 & addition to 4,000 Sq. Meter to 20,000 Sq. Meter & addition to 20,000 Sq. Meter to 60,000 Sq. Meter 4,950 4,400 6 & addition to 60,000 Sq. Meter and above Ware - Housing 7 Recreational greens 3,850 1.5 times of the above Industrial rates. 4,500 INCOME/INFLOW Rent Inflation Expense Inflation 7% 7% 7% 7% 7% 7% 7% 7% 7% 7% 7% 7% 7% 7% 7% 7% 7% 7% 7% 7% 7% 7% 7% 7% 7% 7% 7% 7% 7% 7% 7% 7% 7% 7% 7% 7% 7% 7% 7% 7% 11W 10% 10% 10% 10% 10% 10% 10% 10% 10% 10% 10% 10% 10% 10% 10% 10% 10% 0% 0% 0% 0% 0% 0% slrstegyforthe r...L- 2011-2 fbr I""s 2012- 2013-14 2014-5 2015-16 2016-17 2017-1 201.1-19 2019-20 2020-21 2021-22 2022-23 2023-24 2024-25 2025-26 2026-27 2027-28 2029-30 2030-31 2028-29 8% 5% 5% 5% 6% 7% 8% 10% 12% 10% 8% 6% 5% 5% 1,382 111 69 69 69 83 97 111 138 166 138 111 83 69 69 Retail Commercal Wholesale 138 11 7 7 7 8 10 11 14 17 14 11 8 7 7 131 10 7 7 7 8 9 10 13 16 13 10 8 7 7 Industrial 194 16 10 10 10 12 14 16 19 23 19 16 12 10 10 11 11 60 3 Residentll - nd Use 10% Yeerwse Distribution of LUnd to be lawe out Selinsee Lnd land ' 13 16 18 22 27 22 18 13 72 84 96 119 143 119 96 72 30 60 30 36 41 47 59 71 59 47 36 60 30 s 3 3 3 4 s 5 6 8 6 5 4 3 14 9 9 9 10 12 14 17 21 17 14 10 9 9 327 205 209 289 246 286 327 409 491 409 327 246 205 205 327 532 737 941 1,187 1,473 1,801 2,210 2,701 3,110 3,438 3,683 3,888 4,092 47 Transportation 65 Composite Use 172 Total 492 cumulatue land developed - 30 - 592 Reoeetional - 60 - 11 96 - 11 18 - 11 60 30 223 1194 - special Industrial Zone Public & Semi Public - Commerdal 4,092 4,092 4,092 4,092 4,092 492 Land Reserve premium s-_In aij( 2025-26 2027-28 2028-29 372 427 565 - - - - - 266 293 322 355 390 449 516 593 682 902 - - - - - 231 254 260 308 339 389 448 515 592 788 - - - - - 139 152 168 184 212 244 260 322 426 - - - - - 76 84 92 101 111 128 147 170 195 258 - - - - - 69 76 84 92 101 111 128 147 170 195 258 - - - - - 63 69 76 84 92 101 111 128 147 170 195 258 - - - - - 138 152 167 184 202 222 244 281 323 372 427 565 - - - - - 330 3M0 437 502 664 - - - - Commerdiel Retail 182 200 220 242 Commeriel Wholesale 108 174 191 210 Industrial Special lndustrlWZone Public & Semi Public 86 95 104 114 126 52 57 63 69 52 57 63 Recreational 52 37 TransportatIon 114 125 134 147 162 178 196 216 237 261 287 2026-27 2025-26 - 2025-24 323 2019-20 - 2022-23 281 167 - 2021-22 244 2015-16 - 2020-21 222 152 120 - 201-19 202 201415 18 114 - 2017-43 184 201-14 Residential Composite Use 2050-31 2029-30 2016-47 201241 - 201142 - Land Risers. r - land Use 109 9,54 10,488 13,845 17,767 22,337 30,712 40,541 38,851 35,744 30,828 29,542 39,069 1,524 1,676 2,214 2,840 3,572 4,912 6,484 6,214 5,717 4,931 4,722 6,245 1,135 1,248 1,373 1,814 2,328 2,925 4,024 5,311 5,091 4,681 4,038 3,868 5,116 - 919 1,010 1,112 1.467 1,882 2,366 3,253 4,295 4,115 3,786 3,266 3,131 4,140 - 703 773 1,020 1,310 1,646 2,264 2,989 2,864 2,654 2,272 2,178 2,880 - -_-_-_- - - - - Revenue generated per year through scheduled land disposal - - Industrial Zone Public & Semi Public 929 639 4,968 3,415 3,757 4,133 5,455 7,002 8,801 12,102 15,975 15,310 14,084 12,149 11,641 15,395 Recreational 2,464 1,694 1,863 2,049 2706 3,472 4,365 6,002 7,922 7,593 6,984 6,025 5,773 7,634 Transportation 591 406 447 492 648 832 COmPo sitUse 1843 1 1,266 1,93 L532 cumulative lease premium 2,840,574,00 0 4,793,274,2 00 6,941,244,4 20 9,308,962,99 0 - 1,046 1,437 1,899 1,818 1,674 1,442 1,385 1,831 2596 3,264 4.489 5,926 5,678 5,223 4504 4,316 5,707 12,423,126,650 16,426,052,5 70 21,458,301,040 28,377,80 6,750 37,511,89 9,070 46,265,21 2,460 54,317,89 0,840 61,263,39 7,240 67,918,8 53,030 76,720,656,64 0 500,000.0 500,000,0 00 400.000,0 00 30,000,0 00 250,000, 000 250(031,00 53,520,00 0 40,140,00 0 33,450,0 00 33,450,000 - - 4,560,000 - - - - - - 023 Other f total Interest - - - - Special - - 1,336 - - 1,651 Industrial , - 1, - 8,668 - 12,60 2,017 76,720,65 6,640 76,720,6 - Residential Commerdal Retall Commercial Wholesale 76,720,6 56,640 56,640 76,720,6 56,640 76,720,6 56,640 Free ticketing 37,000,00 0 0 0 250,000,000 300,000,000 350,000,000 400,000,000 00 600,000,0 00 669,000,0 00 53,520,000 33,450,000 33,450,000 33,450,000 40,140.000 46,8930,WD 53,520,000 66.900,00 0 80,280,00 0 9,120,000 7,296,000 5,472,000 4,560,00 0 0 7,296,000 4,56,000 4,560,000 4,560,000 5,472,000 6,384,000 7,296,000 9,120,000 10,944,00 0 640,000 400,000 400,000 400,000 480,000 560,000 640,000 800,000 960,000 800,000 640.000 480,000 400,000 400000 2,96K00 1,830,000 1,5000 1,850,000 2,220,000 2,590000 2,960,000 700,000 4,440,000 3,700,000 2,960,000 2,220,000 1,830,00 0 1,850,000 33,600,00 0 40,320,00 0 33,600,00 0 26,880,00 0 20,160,00 0 55,,00 0 66,000,00 55,000,00 44,000,00 0 0 33,000,00 0 - Grantfrom State Govt. S50,WM,0 00 26,880,000 44,000,000 16,800,000 27,500,000 16,800,000 27,500,000 16,900,000 27,500,0 20,160,000 3,000,000 23,520,000 38,500000 26,880,000 44,000,000 110 ....... ....... .......... . .. 0 16.800,0 00 16,800.000 - - - 336,000,0 00 27,500,0 00 27,500,000 - - - Contribution of Got for BRT - & ~Sudy 8,000,000 66,900,00 - - 91,200,00 0 230,00,00 400,000,002 - Grant from GEF for BRT Grant from MoUD for TOO (BM State Govt. Contribution for rolling stock, GPS/PIS 250,000.00 000 - 5,,000, - Loan from State Government Loan from World Bank for BRT 76,720,6 56,640 0,000 6,604,000, 000 943,720,000 589,825,00 0 589,825,00 0 528,320,000 330,200,00 0 330,200,00 0 330,200,000 396,240,000 462,280,000 528,020,000 1,254,585,0 1,254,585,0 00 1,254,585,00 0 1,500,502,000 1,756,419,00 0 2,007,336,000 g8enfted thwough ham aw Frnu 2,007,336,00 0 00 1,179,650 589,825,000 707,790,000 825,755,000 943,720,000 1,415,580 0 1,179,650 O00 943,720,0 00 707,790,0 00 589,825, ,000 528,320,0 00 396,240,0 830,200, 00 000 2,007,336 1,505,502 000 5,000 660,400,0 00 792,480,0 00 660,400,0 00 2,509,170 3,011,004 2,509,170 ,000 ,000 00O ,000 000 589,825,000 - 330,200,000 - - - - 1,254.585,000 0 0 0 0 - Loan from Various Banks TOTAL revenue 11,796,50 - Infrastructure Grantfrom state Govt. 1,254,58 0 0 The income to NRDA for the project is only via disposal of land and levying of lease rental and service charge. These are the inflows used to offset the Infrastructure and maintenance cost for the city 111 OUTLFLOWS ?012 Rent Inflation Expense Inflation ?01 3 Ye hw DI2M0)18 1 7% 7% 7% 7% 2011) 20 9 2020 21 2021 22 2022 23 0 2 2023 21 202526 202627 20228 202E 29 2029 3Q 2030. 31 7% 7% 7% 7% 15% 9% 9% 7% 7% 5% 5% 5% 5% 6% 5% 5% 4% 3% 2% 2% 2% 2% 2% 2% (8,447,060, 000) (5,056,348 08,000) (36,215,4 (5,561,736, 326) (3,422,O6 .970) (3,315,650 .502) (2,566,955 227) (2,566,955,227) (inludes (1,775,477,3 66) (1,711,303,48 5) (1,711,3 03,485) (1,711,3 03,485) (2,139,1 29,356) (1,711,3 03,485) (1,810,7 73,000) (1,283,4 77,614) (1,086,463,8 00) (743,695 (748,69 5,275) (641,73 (641,73 8,807) (641,73 8,807) (641,73 8,807) softcosts) 60,000) maintenance (10,9136 00,000) (34,22r,07 (33,156,50 5) (25,669,552 0) ) (25,669,S52) (35,509,547) (34,226,070) 207,281,45 3 (4,697,533 (3,636,799, 910) (3,636,799,910) (2,497,698,4 98) (2,407,420,23 ,217) (4,s665,4 (4,152,949,79 1) land procurement cost (13,503,4 ,ow) infrastructure expenditre costs Interest cost (55,617,363 , 8.8071 (34,226, 070) (34,226, 070) (34,226, 070) (36,215, 587) (25,669, 552) 8M) (19,252, 1641 (19,252, (21,729,276) (14,973, 903) (22,460, 460) ) (19,252, 164) (19,252, 64) (2,407,4 20,239) (2,407,4 20,239) (3,009,2 75,298) (2,407,4 20,239) (2,547,3 S1,540) (1,805,5 65,179) (1,528,410,9 24) (1,053,2 46,354) (1,045,7 S9,402) (896,36 ,201) (896,36 201) (896,36 5,201) (896,36 5 01 (4,132,9 (4,152,9 49,793) 49,793) (5,196,1 87,242) (4,152,9 49,793) (4,394,3 40,000) (3,114,7 (2,634 00) (1,816,9 (1,557,3 (1,557,3 1 5,55) (1,57,3 (1,97,3 56,172) 1 ,172) 6,084,487, 4,207,855 154 ,528 4,9,6 8,061 (42,782, sum Loan (27,254,3 repayment 32,000) 567,326,861 (87,86,4 (13,497.86 Total Costs ,275) , .12) (8,05,899 1 ,5116.53) (,46,341 ,224AS) (6,229,424, IM) (,229,424,,,O) 11) 9) ,3X ) ,O (1,816,9 15,3)1 56,172) 5,172) FINAL PROECT CASHFLOWS (8,575,995,34 NO] 8) (5,049,329,8 83) (4,590,595,1 00) (2,554,636,24 8) (1,530,098,757) 1,545,041,028 3,003,648,646 5,434,577, 8,199,381, 531 873 6,266,823, 916 1 7,606,051,182 (1, ,535) ,9 16,91 5,535) (1, (1,557,35 6,172) (1,557,X 6,172) (1,557,35 16,172) 112 ............. .... .... (1,557,35 6,172) Assumptions made in the case: NR This particular case provides detailed material on their planning strategy, guidelines as well as the financial assumptions made. Being a publicly enveloped project, which is funded by the MUD and WB, the funding being made to the project is quite transparent. phasing of the project landuse mix product mix infrastructure costs construction costs Rate for Reserve premium Demonstrative only, two phasing strategies (scheduled land disposal) developed in the business plan for Naya Raipur. Both have been included in the narrative, while the more prudent option has been applied for the pro-forma analysis As determined by the Development plan As determined by the Development plan As determined by the Development plan As determined by market analysis As determined by the Development plan 113 Appendix for the case Outflow and Inflow details Infrastructure Upkeepment Cost ( 1st Five Years) 1% Infrastructure Upkeepment Cost (Next Ten Years) 2% Infrastructure Upkeepment Cost (Remaining Years) 3% 1 Roads & Bridges 98822 29917.03 24929.78 43975.19 2 Water Supply 30623 2288.03 13334.97 15000 3 Sewerage 25890 13 25877 0 4 Drainage 5000 0 3000 2000 5 Solid Waste 2500 0 2500 0 6 Power 43168.6 415 42753.6 0 7 Street Lighting 12000 0 7000 5000 8 Telecom 1000 0 1000 0 9 Land Scape, Social Infrastructure, Green Belt development, Lake Conservation 100000 364 29636 70000 10 Consultancy fees 3732 744.18 987.82 2000 11 Marketing & Publicity 1500 0 500 1000 12 Village Development 20000 12 9988 10000 13 BRT 17919 2077.29 15841.71 0 114 ................... The following assumptions has been made for calculation cash flow for the entire plan period Assumptions: Cost of Debt 11% Loan from IBRD: LIBOR 3.25% World Bank Spread 1% Tenure of Long Term Loan 15 years Tenure of short Term Loan 2-3 years OBSERVATION Total financial outflow Total financial Inflow The various components which have been considered for the outflow are as follow: The various components which have been considered for the Inflow are as follow: v Cost of Land Acquisition v Interest Free Loan from State Government v Cost of Infrastructure Development v Infrastructure Grant from State Government v Cost of Upkeepment of Infrastructure v Grant from GEF v Interest Cost v Grant from MoUD v Loan Repayment v Loan from IBRD and various other Financial Institutions v Lease Premium from Lease of Land The total outflow for: The total inflow for: Scenario 1: Rs. 813867 Lacs Scenario 1: Rs. 958362 Lacs Scenario 2: Rs. 878868 Lacs Scenario 2: Rs. 1046285 Lacs Year wise outflow of fund for Scenario 1 & 2 has been shown below: Year wise outflow of fund for Scenario 1 & 2 has been shown below: 115 .. ...... .... ........ 140000.00 120000.00 100000.00 80000.00 60000.00 40000.00 20000.00 0.00 300000.00 250000.00 200000.00 150000.00 . . . . . . . .. TV IV V V 0NN fn~ 4r, N "4 N ""N N 4 N "N 0 0D 0D 0 0 0 N N N N N N4 V IV VN N %b NO cc d% N N Ng N N N N N4 N 0D 0 0D 0 N N4 N Nk IVN N N 6~ N4 A"4 A aO rM 0 CD 0 N N4 N eV N N TT r- cc m 0 - Scenario 1 100000.00 - Scenario 2 50000.00 0.00 0c 00 0 0D 0D 0D 0 N N N (N N N N N 06 M. b) Surplus Scenario 1 At the end of the plan period a surplus of Rs. 1,44,494 Lakhs may be available for future reserve and further infrastructure development. Scenario 2 At the end of the plan period a surplus of Rs. 1,67,418 Lakhs may be available for future reserve and further infrastructure development. 116 -Scenario - 1 Scenaro 2 MN Flow,est Maw Logistic Hub NORTH - uanunwoe __Firr~ Says Sol Charitable trust hospital naVANONWr EX International Cricket sotCiyStadium s Way I SEZ ARMY Airport CRPF Central Business Dist. Genms &Jewelry &COSA BSF ITBP Sec - 17:GOVT. Housing SEZ Capitol Complex Ofice Complex Fair Gr6 d Naya Rakhl (Resettlement Village) Sec- 26 (PSU & Bank housing) lIt Housing Colony Sr. Secondary School Sec - 30: PVT. Housing IIM Sec -29: Housing Board Colony Cancer Research Hospital HP Fuel Refilling Station SThemnetownship & Golf Course Jungle safar Botankal Garden Raw atpura Sarkar Institute CO P NI Urban Mgmt AyushUerity Administrative Academy (TM University * == Ayush University I Figure 53. Project A nchors Figure 54. Project Status Table 25. Naya Raipur Population in 2031 CBD 3.6% 2,250 0.4% Special Industry Area 10,000 1.8% Facility Coridor 19,000 3.4% Institutional Housing 35,000 6.3% Residential Sectors 434,192 77.9% Abadi Areas 29,524 5.3% Cantonment, Police Academy and NCC TOTAL Source: NRDA's Development Plan for Naya Raipur City 117 Functio ial, & In-progress, Up-coming The Table below represents the estimated land rates in the years 2009-2012 20,000 Composite Use lt % Law University MWW" 7,406 557,372 1.3% 100.0% I Residential Commercial Retail Institutional Hospitality I 3,165 16,501 15,823 8,103 9,724 1 3,544 18,481 17,722 8,914 10,696 1 3,970 20,699 19,848 9,805 11,766 1 4,446 23,183 22,230 10,981 13,178 | ENDNOTES 1. Provoost M. Why Build a New Town? Volume 34. March, 2013 [Online]. Available at: http://volumeproject.org/2013/03/whybuild-a-new-town/. Accessed on July 22, 2014 2. Kundu A. IMPACT OF NEO-LIBERAL POLICIES ON URBAN MORPHOLOGY: THE INDIAN CASE. World Bank, 1995 Note: The central governments in many countries of Africa, Asia and Latin America, operating under structural adjustment program and suffering serious debt problems, are examining ways to decentralize some of the burdens of service provisions to the local level. Of the 75 developing countries with populations over five millions, all but 12 have initiated some form of transfer of power to the local governments 3. India's urban awakening: Building inclusive cities, sustaining economic growth" McKinsey Global Institute. April, 2010. [Online] available at: http://wwwmckinsey.com/insights/ urbanization/urbanawakeninginindia. Accessed on August 10, 2014. Note: India is one of the fastest growing economies in the world. Various urban population growth projections suggest that, in terms of magnitude, the accretion to urban population in India over the next 30 years will be about equivalent to that experienced in the last 50 years. It has been projected that by year 2030 there will be 70 cities with more than a million inhabitants ad the country has seen sustained growth over the past few decades. 4. Kartikeya. Real estate FDI up 80 times in five years. 2010. [Online] Accessed on January, 17 2013 at: http://mobilepapertimesofindia.com/mobile. es&pageid=1 &sectid=edid=&edlabel=TOIA&mydateHid=22-0801 0&pubname=Times+of+India+-+Ahmedabad&ed name=&articleid=ArO0l 01 &publabel=TOI 5. Simons T- From New Towns to Eco-Towns: Transferable Lessons in the Building of New Cities in Great Britain. Massachusetts Institute of Technology, Sept 2010 6. http://www.newtowninstitute.org/newtowndata/newtown. php?newtownld=1 756 accessed on August 15, 2014. 7. Gandhi S.S., Large-Scale Urban Development in India - Past and Present. Collaboratory for Research on Global Projects, D. U. 118 & 8. Geltner D. et. Al. Commercial Real Estate Analysis Investments. Page 759 9. Ibid, 759 10. Ibid, 761 11. Ibid, 762 12. Ibid, 762 13. Ibid, 82 14. Jaypee Sportscity Masterplan Yearbook. Peter Ellis New Cities. December 2011 15. Raghunath A., Mishra A.K. Will F1 Be Jaypee Group's Magic Formula? Oct 24, 2011 16. ibid 17. Jaypee Sportscity Masterplan Yearbook, Peter Ellis New Cities, December 2011 18. Yamuna Expressway Industrial Development Authority Byelaws, [Online] available at: http://yamunaexpresswayauthoritycom/ sites/default/files/uploads/byelaws.pdf, accessed on July 20, 2014 19. Jaypee Sports City. About Us, Plots, Apartment. Retrieved fromjaypee Sports City: http://wwwjaypeegreens. com/sportsCity/sports-city-apartments-independent. html?siteld=&adUnit=&adgroup=&keyword=&section 20. Jaypee Sports City Masterplan Yearbook, Peter Ellis New Cities, December 2011 21. Jewar scrapped: Akhilesh cancels Mayas pet project setting second International airport Delhi. Available at: http://www dailymail.co.uk/indiahome/indianews/article-2141419/Jewarscrapped-Akhilesh-cancels-Mayas-pet-project-setting-secondInternational-airport-Delhi.htm. Accessed on June 15, 2014 22. Motilal Oswal Securities Limited (MOSL). Analyst report, April 16 2013, pg 5 23. Ibid, pg 1 24. Ibid, pg 1 119 25. Jaypee Sports City Masterplan Yearbook, Peter Ellis New Cities, December 2011 26. Documents of constitutional and parliamentary interest. Available at http://parliamentofindia.nic.in/jpi/december2000/ chap-7.htm, accessed on august, 2 2014 27. Robert L. Hardgrave, Jr. Frontline, Sept. 1, 2000. [Online] accessed at: http://wwwlaits.utexas.edu/solvyns-project/ IndiacreatesNewStates.htm., August 7, 2014 28. Veengopalan PMadhya Pradesh Bifurcation blues. [Online] available at: http://old.projectsmonitorcom/detailnews. asp?newsid=2137 accessed on August 16, 2014 29. Naya Raipur Development Authority About Us. Retrieved from: http://nayaraipurgov.in/node/149 accessed on August, 4 2014 30. Naya Raipur business plan 2011, as issued by NRDA on January 2014 31. ibid 32. Meinhardt Singapore Ptv. Ltd. (Comprehensive Planning Consultants to NRDA for the CBD project). MARKET STUDY AND FINANCIAL FEASIBILITY PLAN for central business district, page 18 33. Ibid, pg 19 34. Ibid, pg 19 35. Ibid, pg 19 36. Les Atelier, mitrise d'oeuvre urbine. Naya Raipur context document: Shaping a new Capital city to fit Indian life. International Urban Planning workshop, November 17November 30, 2012, pagw 18-19 37. Naya Raipur Development Authority. Naya Raipur Development plan 2031. 38. Ibid, pg 18-19 & 39. Bieri D.S. Form Follows Function: On the Interaction between Real Estate Finance and Urban Spatial Structure, Urban Regional Planning, University of Michigan, Ann Arbor, 2013 120 FIGURES: REFRENCE Figure 1. Viswamitra, The SEZ buzz is back!, 3. April 2010, http://www anigalla.net/post/The-SEZ-buzz-is-back!.aspx, accessed on 5 August, 2014 15 Figure 2. http://chandigarh.gov.in/knowchd-general.htm 24 Figure 3. source: http://www.lavasa.com/hig h/master-plan.aspx# 25 Figure 4. http://wwwlavasa.com/live/live-home.aspx# 26 Figure 5. https://people.hofstra.edu/geotransleng/ch6en/conc6en/ landrent.htm 27 Figure 6. http://wwwtutor2u.net/economics/content/topics/elasticity/elasticity.of-supply.htm 27 Figure 7. Real options lecture presentation by Prof. Gelter 29 Figure 8. Harkless, Lawrence Bernard, Jr, Monkey see, monkey do : establishing new real estate development frameworks for the land optioning and assembly process in Singapore, Massachusetts Institute of Technology, 2014, Pg 30 Note: This is the development framework that has been used for the thesis. It is based upon the Daniel Kohlhepp development framework model. 'The objective of this framework is to establish that there is a value associated with each stage of the development process. This value can either be held or sold depending on the developer's strategy for profit development. 37 Figure 11. Jaypee sports city renderinf @PENC 30 Figure 9. Location wr.t Delhi @PENC 37 Figure 10. Layers by author 37 Figure 12. ICICI PSG Research & Consultancy, micro markets report, March 2013 39 Figure 14. FAR Strategy @PENC 47 Figure 13. Masterplan grid comparison@PENC 47 Figure 15. Districts @PENC 48 Figure 17. Keyplan@PENC 49 Figure 16. 2012 Downtown district plans@PENC 49 Figure 18. Evolution of YIEDA masterplan @ http://yamunaexpresswayauthority.com/ 52 Figure 19. Sports City masterplan evolution @PENC, and marketing plan 52 Figure 20. Grid Evolution @PENC 52 Figure 21. Change in typology of planned projects, author 53 Figure 22. Phasing @PENC 55 Figure 23. Population growth by individual uses @PENC 55 Figure 24. Population growth by phases (combined uses) @PENC 55 Figure 26. Naya Raipur, photographed by author on site visit in Jan 2014 60 Figure 25. Location, adapted by author from NRDA development plan 61 Figure 27. Boundaries of administration @ NRDA development plan 62 Figure 28. Land rates in Raipur adapted by author from NRDA development plan 65 Figure 29. Regional plan @NRDA development plan 69 Figure 30. Structure @NRDA development plan 69 Figure 31. Green structure @NRDA development plan 69 Figure 32. Urban form and land use mix @NRDA development plan 70 Figure 33. Sector Layout @NRDA development plan 72 Figure 34. Typology Mix @NRDA development plan 72 Figure 36. Block Comparision adapted from http://en.wikipedia.org/wiki/ Grid-plan 73 121 73 Figure 35. Neighborhood massing @NRDA development plan Figure 37. Private vs Private development @NRDA development plan 74 Figure 38. Housing developed by private developer @NRDA develop75 ment plan Figure 39. Housing developed by Chattisgrah Housing Board @NRDA 78 development plan 78 Figure 40. Phases of development @NRDA development plan 85 Figure 41. Grid compartive, author 86 Figure 42. Degree of gatedness, author 86 Figure 43. Greens: Public or private, author Figure 44. Planning models http://lewishistoricalsociety.com/wiki2011/ 87 tiki-readarticle.php?articleld=93 88 Figure 45. Neighborhood or district planning, author d'oeuvre mitrise Les Atelier, Figure 46. NRDA inverted neighborhoods@ urbine. Naya Raipur 2012: Shaping a new Capital city to fit Indian life. International Urban Planning workshopession book 2nd Edition projects 88 I team c, pg 88 90 @PENC Figure 47. Gated private enclaves of sports city Figure 48. Risks undertaken in the two development models, author adapted from Geltner D. et. Al. Commercial Real Estate Analysis & In91 vestments. 88 Figure 49. The density profile and rent profile, author Figure 50. Leasable area (Ha.) as per development plan for Naya raipur, 92 author Jaypee plan for as per development Figure 51. Leasable area (Ha.) 92 Sports City, author 107 Figure 52. Jaypee Sports City - 2014 Project Typologies 116 Figure 53. Project Anchors 116 Figure 54. Project Status All Images marked @PENC are property of Peter Ellis New Cities 122 TABLES Table 1. ICICI PSG Research & Consultancy micro markets report, March 2013 40 Table 2. ICICI PSG Research & Consultancy micro markets report, March 2013 40 Table 3. Regulatory Masterplan@PENC 45 Table 4. Sports City Districts@PENC 45 Table 5. Changes in the master plan from 2010 to 2011 @PENC 53 Table 6. Sports city built up area comparison@PENC 53 Table 7. 2010 Product Mix@compiled from PENC 54 Table 8. 2014 Product Mix @compiled from http://wwwjaypeegreens. com/sports-city-greater-noida.html 54 Table 9. Proposed masterplan phases PENC 55 Table 10. Capital flows@ author 56 Table 11. Demonstrative product pricing@ author 57 Table 12. Population and trends of Raipur and anticipated trends for Naya Raipur@ NRDA Development Plan 63 Table 14. Recent Developments in Raipur Property Market@ business plan by NRDA 64 Table 13. Expected Demand of Residential Units@ business plan by NRDA 64 Table 15. Historical Land Rates in Raipur@ business plan by NRDA 65 Table 17. Distribution of Plotted and Apartment Housing@ NRDA Development Plan 71 Table 18. Suggested plot sizes and development control guidelines@ NRDA Development Plan 72 Table 20. Suggested (indicative) percentage of dwelling unit size based on number of rooms@ NRDA Development Plan 73 Table 19. Suggested land utilization pattern at sector level@ NRDA Development Plan 73 Table 21. Contribution by various housing sub-systems to the total housing stock of Naya Raipur@ NRDA Development Plan 75 Table 22. Population Phasing @ NRDA Development Plan 78 Table 23. Case comparative data @author 84 Table 24. Goals and planning manifestations @author 92 Table 25. Naya Raipur Population in 2031@ NRDA Development Plan 116 Table 26. Projected Land Rates in Naya Raipur@ NRDA Development Plan 116 123 124