How Policy is Made, Approved and Disseminated on Southeastern Louisiana University What Is Policy? Policy is defined in the Merriam-Webster Online Dictionary as “...a definite course or method of action selected from among alternatives... to guide and determine present and future decisions.” Policy can also be defined as making decisions that reflect values and allocating resources based on those values. Thus, policy represents a particular political, ethical, or programmatic viewpoint. University policy reflects theoretical or experiential assumptions about what is required to resolve a particular issue or problem. Policy is any rule, plan, or action pertaining to issues of importance on campus. Policy solves internal problems. The University’s definition of a policy is “a statement of principles that staff, students and other applicable personnel must follow”. In order to be made official, University Policy goes through five steps: 1. The University Agenda 2. Formulation/Development 3. Approval/Adoption 4. Dissemination/Implementation 5. Evaluation The University Agenda When an issue or something becomes a concern on campus, that issue/ concern becomes part of the University agenda, a list of things that the University needs to address. An issue becomes part of the University agenda for any of the following reasons: As part of a larger trend nationally, statewide or locally. After a major event: Sometimes, a single event forces an issue onto the agenda. Through an interest group. Through a perceived problem or concern. Formulation/Development Policy formulation determines how the University will respond to problems on the University agenda. Although people may agree that a particular problem exists, they might strongly disagree about how to remedy it. Administration, faculty/staff, students and perhaps other interested groups may all propose solutions. Policies and accompanying procedures must be developed with the following principles in mind: Policies must be clearly and concisely written and be easily available and accessible. Policies are high level documents and contain mandatory key principles: they describe rules rather than their implementation. The implementation of the principles, as prescribed in policies, are described in procedures. Policies and linked procedures must support the University’s vision and strategic values, as well as complying with relevant legislative and regulatory requirements, where appropriate. Every policy and accompanying procedure must clearly state: o its purpose (i.e. why the policy/procedure is necessary). o its authority (this can be via the document control box). o any roles and responsibilities (i.e. who must do what). o the consequences of non-compliance and regulation/ accreditation by external bodies. o the identity of the owner (the person responsible for the development, maintenance and review of the policy or procedure, as identified in the document control box). o the effective from date (date of implementation). o the date of the last editorial change. o the date of the next review. The steps taken for formulation/development are: 1. Policy need identified. 2. Committee or individual tasked with the research of the need by the appropriate administrator for the issue. 3. Review of data/policies from our sister institutions in the state. 4. Review of data/policies from other institutions facing the same issue/concern. 5. Laws and statutes that may affect the policy reviewed. 6. Data/policies/laws utilized to create the policy. 7. Draft policy is developed. 8. Draft policy is shared with stakeholders (faculty/staff/students/alumni) outside the committee for their review and feedback. 9. Their comments and feedback is reviewed and the policy is revised to meet those changes if warranted and still in compliance with the original purpose of the policy. The draft policy is now ready for approval/adoption. Approval/Adoption The policy is sent to the appropriate Vice President for their review. Depending on the scope of the policy, it may also be reviewed by any or all of the following: The Faculty Senate The Student Government Association The Deans Council The Department Heads Council The President’s Staff The University Board Once all stakeholders have had a chance to review the draft policy it is either sent back to committee to revise or approved by the appropriate Vice President or President. The draft policy now becomes the University Policy on that issue or concern. Dissemination/Implementation After a policy gets adopted, it must be disseminated and implemented. Dissemination is handled through various means such: Articles in the Lion’s Roar Newspaper Articles in the local newspaper Notification through the By-Lion University e-mail University memos Placement in University handbooks The department/individual charged with implementing the policy must determine exactly how they will carry it out. A start date will be determined and enforcement will begin on that date. Prior to that date, information and/or warnings will go out. Evaluation All University Polices are reviewed annually by the University Handbook committee as well as other individuals and committees depending on the policy. They are reviewed for their accuracy and to make sure that they are doing what the policy was created to accomplish. All Policies once reviewed are dated with the current date for records.