NEW POLICY FOR RESTRICTED BROKERAGE
ACCOUNTS FOR CONSERVATORSHIPS IN RICHLAND COUNTY
I have spoken with several judges and we are in consensus that a restricted brokerage account may
conservatively invest in the following: CDs; Money Market account; Triple “A” rated municipal bonds; or US
agency bonds; Government bond funds and large cap mutual funds invested primarily in S & P 500 companies.
Some Proposed Brokers/Brokerage Firms and Contacts are:
1.
Ameriprise Financial
Deborah Breedlove
2.
BB&T Investments
Sherry Stone
3.
Wells Fargo Advisors, LLC
Brian Szumilas
252-4344
800-453-7348
251-7121
4.
Sterne Agee
Gary Sharping
738-8100
5.
Merrill Lynch
733-2168
6.
Morgan Stanley Dean Witter
Jeryl Salmond
251-3300
7.
State Credit Union
343-0300
8.
Certified Financial Planner Practioners
Joy J. Watkins, CFP
James M. Danford, III, CFP, CMFC
933-9390
712-4534
9.
10.
11.
12.
13.
Wells Fargo Advisors, LLC
Thomas H. Grim
Glenn L. Meetze
758-2914
OSTH Financial
Omar Seda
788-2716
Ameriprise Financial
Linda W. Pittman, Service Coordinator
255-7070
Wells Fargo Advisors, LLC
Frank M. Lundy, CLU
758-2938
Security Federal Bank
Audrey Varn
Jason Langdale
739-6109