Speciality / Theme Based Equity Fund
UTI MID CAP FUND
Investment Objective
Portfolio as on December 31, 2010
Investment objective is "capital appreciation" by investing primarily in mid cap stocks.
Equity
Snapshot
Head-Equity & Fund Manager
Mr. Anoop Bhaskar, B.Com. MBA (Finance)
Management Style - Market Cap Grid
Aggressive Moderate Conservative
Large
Large & Mid
Inception Date: 7th April, 2004
Fund Size (Monthly Average):
` 347.94 Crore
Mid & Small
Market Capitalisation (%)
No. of Unit Holders : 83,491
Minimum Investment Amount : ` 5,000/-
Large
Mid
Small
9
52
39
NAV as on December 31, 2010 : Growth Option: ` 33.53, Income Option: ` 22.85
High/Low NAV in the month : Growth option ` 34.54 / ` 31.51
` 1,00,000 invested at inception: UTI Mid Cap Fund Vs. CNX Mid Cap
3,92,326
Simply invest
3,67,696
Fund Performance Vs Benchmark as on December 31, 2010
Compounded Annualised Returns
1 Year
3 Years
5 Years
Since Inception
NAV (%)
Mid Cap 100 (%)
18.94
-0.86
10.71
21.32
19.16
-1.26
17.03
22.49
% of NAV
Rallis India Ltd.
Eicher Motors Ltd
Lupin Ltd.
Cadila Healthcare Ltd.
Coromandel International Ltd.
Indus Ind Bank Ltd.
Motherson Sumi System Ltd.
Bank Of Baroda
Bajaj Electricals Ltd.
Ashok Leyland Ltd.
SRF Ltd.
Supreme Industries Ltd.
Supreme Infrastructure India Ltd.
C E S C Ltd.
Sun Pharma Advanced Research Co Ltd.
Exide Industries Ltd.
TVS Motor Company Ltd
Arvind Ltd.
Patel Engineering Limited
D.B.Corp Ltd.
Prism Cement Ltd.
Polaris Software Lab Limited
Aventis Pharma Ltd
Asian Paints Ltd.
K.S.B.Pumps Ltd.
Union Bank Of India
Persistent Systems Ltd.
GVK Power & Infrastructure Ltd.
Hindustan Dorr-Oliver Ltd.
Wabco -TVS (India) Ltd.
Others
Net Current Assets
Total
5.31
5.13
4.11
3.26
3.23
3.03
2.86
2.53
2.51
2.30
2.25
2.21
2.20
2.19
1.98
1.88
1.77
1.68
1.66
1.62
1.59
1.59
1.54
1.50
1.49
1.46
1.46
1.31
1.27
1.25
24.88
6.95
100.00
% of top 10 stocks
Median Market Cap (` Cr)
Weighted Average Market Cap (` Cr.)
Assuming that all payouts during the period have been reinvested in the units of the scheme at the
immediate ex- div NAV.
Past performance may or may not be sustained in future.
34.27
3,354
6,780
All figures given are provisional and unaudited.
SIP Returns
Investment Amount
1 year (`)
3 years (`)
5 years (`)
12000
36000
60000
Investment Value
Fund
Index
Fund
Index
12976
56250
92689
15.42
31.25
17.43
15.50
29.57
19.33
12981
55001
97091
Yield (%)
Note: Systematic Investment Plan (SIP) returns are worked out assuming investment of ` 1000/- every month
at NAV per unit of the scheme as on the first working day for the respective time periods. The loads have not
been taken into account.
17%
Automobile
15%
Others
Volatility Measures
15%
Pharma
Beta
Standard Deviation (Annual)
Portfolio Turnover Ratio (Annual)
0.89
15%
0.66
Active Stock positions (as compared to Benchmark)
Overweight (Top -5)
Rallis India Ltd.
Eicher Motors Ltd
Coromandel International Ltd.
Indus Ind Bank Ltd.
Bank Of Baroda
Sectoral Breakdown ( % as compared to Benchmark )
Underweight (Top -5)
Crompton Greaves Ltd.
Ultra Tech Cement Ltd.
Shriram Transport Finance Co.Ltd.
Asian Paints Ltd.
Cummins India Ltd.
11%
Consumer Goods
9%
9%
Fertilisers & Pesticides
Financial Services
7%
7%
Cash
Construction
5%
5%
IT
Energy
0%
5%
10%
UTI Mid Cap Fund
15%
20%
25%
30%
MIDCAP100
Fund Positioning
New Initiative
The Mid cap fund is positioned as a pure mid cap fund with the entire portfolio to be
invested in dynamic and well managed, medium sized enterprises with higher growth
potential vis-a-vis their well established counterparts. The fund will invest in stocks, which
constitute the CNX Midcap 200 and S&P CNX 500 index only. The fund shall not invest in
the top 50 stocks by market capitalisation. The fund is aptly positioned for individuals/
institution willing to take higher risk for better returns.
SMS: LMCP to 5676756 to get scheme details and NAV.
Who Should Invest ?
A diversified mid-cap oriented fund with aggressive-style of funds management is suitable
for informed investors.
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