CMYK
Speciality / Theme Based Equity Fund
UTI MID CAP FUND
Investment Objective
Portfolio as on January 31, 2016
Investment objective is "capital appreciation" by investing primarily in mid cap stocks.
Equity
Snapshot
Fund Manager
Mr. Lalit G Nambiar, CFA, MMS(Finance)
Management Style - Market Cap Grid
Aggressive Moderate Conservative
Large
Date of inception/allotment:
7th April, 2004
Large & Mid

Fund size monthly average: ` 3200.1 Crore
Last day AUM ` 3121.50
Mid & Small
Market Capitalisation (%)
No. of Unit Holders : 263,902
Large
Mid
Small
23
58
19
Minimum Investment Amount : ` 5,000/-
NAV as on January 31, 2016: Growth Option: ` 74.88, Income Option: ` 42.75
High/Low NAV in the month : Growth option ` 80.88 / ` 71.92
Load Structure: Please refer to page No. 5
Sharpe ratio (%): 1.42
Total expense ratio (%): Direct: 1.55 , Regular: 2.45
` 10,000 invested at inception: UTI Mid Cap Fund Vs. Nifty Mid Cap 100
100,000
88,158
80,000
60,000
40,000
59,346
20,000
Mar-04
Mar-07
Mar-10
UTI Mid Cap Fund
Mar-13
Dec-15
Nifty Mid Cap 100
Fund Performance Vs Benchmark
Fund Performance Vs Benchmark as on 31/12/2015
NAV Nifty Mid Cap Nifty 50
Period
(%)
(%)
100 (`)
01/01/2013 31/12/2013
01/01/2014 31/12/2014
01/01/2015 31/12/2015
3 Years*
5 Years*
Since inception as on
31/122015 (CAGR)*
NAV
(`)
Growth of `10000
Nifty Mid Cap Nifty 50
(`)
100 (`)
9.69
90.44
6.60
30.58
19.11
-5.10
55.91
6.46
16.35
8.62
6.76
31.39
-4.06
10.40
5.31
10,969
19,044
10,660
22,265
23,986
9,490
15,591
10,646
15,751
15,123
10,676
13,139
9,594
13,456
12,954
20.37
16.38
13.23
88,158
59,346
43,002
% of NAV (Futures)
% of NAV
Mahindra & Mahindra Fin.Ser.Ltd.
2.97
SRF Ltd.
2.51
Crompton Greaves Ltd.
2.38
Titan Company Ltd.
2.25
Eicher Motors Ltd
2.15
Indraprastha Gas Ltd
2.13
Hindustan Petroleum Corporation Ltd.
2.11
Indoco Remedies Ltd.
1.80
Bajaj Corp Ltd.
1.76
Apollo Tyres Ltd.
1.69
Cholamandalam Investment & Finance Company Ltd
1.65
Indus Ind Bank Ltd.
1.65
JK Lakshmi Cement Ltd.
1.63
United Spirits Ltd.
1.57
Britannia Industries Ltd.
1.56
Torrent Pharmaceuticals Ltd.
1.50
Arvind Ltd.
1.45
Karur Vysya Bank Ltd.
1.40
Glaxosmithkline Consumer Healthcare Ltd.
1.31
La-Opala Rg Ltd.
1.27
Indo Count Industries Ltd.
1.26
Tata Global Beverages Ltd.
1.25
Union Bank Of India
1.22
IRB Infrastructure Developers Ltd.
1.21
Pidilite Industries Ltd.
1.16
MRF Ltd.
1.15
Orient Cement Limited
1.15
Amarraja Batteries Ltd.
1.14
Tata Chemicals Ltd.
1.13
Whirlpool Of India Ltd.
1.12
Others
44.97
Net Current Assets
6.50
Total
100.00
% of top 10 stocks
Median Market Cap (` Cr)
Weighted Average Market Cap (` Cr.)
0.26
22.00
8,849
16,319
All figures given are provisional and unaudited.
This product is suitable for investors who are seeking*:
Riskometer
- Long term capital growth
- Investment primarily in mid cap equity instruments
The above value is calculated on the basis of the return from Growth Option of the Scheme.
Past performance may or may not be sustained in future.
*Compounded annualized Growth Rate.
For performance details of other Schemes managed by the Fund Manager, please refer the respective Scheme sheets as listed
in page 64 in ‘Fund Manager Summary’. *3 & 5 years : data as on 31 December, 2015
*Investors should consult their financial advisors if in doubt about
whether the product is suitable for them
SIP Returns as on December 31 , 2015
Period
01/01/2013 to 31/12/2013
01/01/2014 to 31/12/2014
01/01/2015 to 31/12/2015
Since inception as on
31/12/2015 @
Investment
Amount(`)
120,000
120,000
120,000
Value- Nifty Midcap Nifty 50 Yield (%) Yield (%)
Fund (`) 100 Index (`)
(`)
Fund Nity Midcap 100
143,440
128,124
128,386 38.05
12.77
174,437
155,455
138,319 93.57
58.98
121,480
122,296
114,474
2.29
3.57
Yield (%)
Nifty 50
13.19
29.48
-8.43
Investors understand that their principal
will be at Moderately High Risk
Sectoral Breakdown ( % as compared to Benchmark )
16%
OTHERS
1,330,000 4,170,058
2,943,739
2,392,040 19.34
13.61
10.15
Note: Systematic Investment Plan (SIP) returns are worked out assuming investment of ` 10,000/- every
month at NAV per unit of the scheme as on the first working day for the respective time periods. The loads
have not been taken into account. @:Since inception return for above mentioned schemes is taken for the
period December 2004 to December 2015 (Since SIP facility was introduced in November 2004).
FINANCIAL SERVICES
AUTOMOBILE
8%
INDUSTRIAL MANUFACTURING
Volatility Measures
Fund
Beta
Standard Deviation (Annual)
Portfolio Turnover Ratio (Annual)
0.80
16.0%
0.25
Benchmark
8%
7%
PHARMA
CASH
18.2%
TEXTILES
Overweight (Top5)
Crompton Greaves Ltd.
Titan Company Ltd.
Mahindra & Mahindra Fin.Ser.Ltd.
Eicher Motors Ltd
SRF Ltd.
Underweight(Top5)
Indian Oil Corporation Ltd.
Divis Laboratories Ltd.
Ashok Leyland Ltd.
Bajaj Finance Ltd.
Marico Ltd.
15%
6%
2%
0%
14%
6%
0%
CONSTRUCTION
Active Stock positions (as compared to Benchmark)
9%
6%
ENERGY
24%
16%
15%
15%
14%
13%
CONSUMER GOODS
3%
5%
5%
10%
15%
UTI Mid Cap Fund
20%
25%
30%
Nifty Mid Cap
New Initiative
SMS: LMCP to 5676756 to get scheme details.
19
CMYK