Research Infrastructure Fund – 2013/14 1. Background The fund was first established in 2010/11 as the Large Research Equipment (Replacement) Fund with an allocation of M£1 and a further K£500 for session 2011/12. Both rounds had a minimum bid level of K£200, and were for the purposes of replacing existing equipment. In December 2012 UEB approved funding of K£500 for a further round of the fund for 2012/13. It was also agreed that the fund be widened to include support for the physical and virtual research infrastructure in all academic disciplines, that the minimum bid level be reduced to K£50 and that it also be used for new as well as replacement equipment. Consequently the fund was re-named as the Research Infrastructure fund to reflect this change. Successful bids funded under each round of the scheme are listed in Appendix A. The University Executive Board has now committed an indicative total of M£2 for session 2013/14, using the same criteria as published for the 2012/13 round. It was agreed that should the fund be oversubscribed the Board would consider whether to extend the value of the fund and so ambitious bids for large equipment are particularly encouraged where it can be demonstrated that such investment will leverage the greatest advantage. It has been a particular requirement that the fund should not be perceived as an alternative to bidding for funding from other appropriate external sources. Wherever possible, bids must continue to be made for new equipment to the Research Councils and other major funding bodies, such as the European Commission, Government Departments and Charitable bodies. The fund has had the specific objective of extending the University’s research capacity and infrastructure, thus enabling schools to leverage additional funding from the main research funding bodies. Accordingly, research equipment purchased through the fund should only be diverted to non-academic purposes, such as providing routine services to external organisations, as long as this does not compromise the capacity available for academic research purposes. 2. Operation of the fund The Research Infrastructure Fund will adopt the following criteria: Applications should be requested for equipment to support the physical and virtual research infrastructure costing a minimum of K£50 (inclusive of any taxes, import duties etc.), noting however that ambitious bids for large equipment are particularly encouraged where it can be demonstrated that such investment will leverage the greatest advantage. The equipment must be capable of being capitalised in the University’s financial accounts. Applications can be made for the purchase of equipment which is entirely new to the University or to update/replace obsolete equipment. Applications should demonstrate how the equipment will meet a strategic need for the participating School/College (and the University), such as enhancing the research environment and facilities. Applications should be clear on how the facilities will benefit future research activities and outputs, such as how it will enhance the School’s capacity to secure external research funds or enable particularly important investigation/research to take place. The fund must not be used to acquire facilities that are accessible elsewhere in the University, locally or through the GW4 group. Applications should state why other funding routes, including applications for external funding or direct funding by the Schools themselves, are not possible or appropriate. Where needed, applications will also be judged on their resource plan and access arrangements. Additional criteria include: Confirmation that the resources necessary to install, house, operate and maintain any equipment will be made available on an ongoing basis within the applicant’s School. These resources should include any necessary refurbishment or building work, energy and other utility costs, service and maintenance requirements and any technical or other staffing required for effective and sustainable operation. Where a proposal is collaborative, indication of what access arrangements and responsibilities have been agreed between participating Schools/Colleges. The possibility of additional access by other Schools should be given. Evidence that any purchase of equipment contributes to a sustainable research environment/infrastructure. 3. Application process Applications should be submitted to Planning@Cardiff.ac.uk using the pro forma attached at Appendix A(i) and the Excel spreadsheet attached at Appendix (ii) by midday on Monday 3rd February 2014. Applications should be considered and ranked by College Boards prior to submission. Applications will be considered by a small panel, chaired by one of the Research Deans, deputising for the Pro Vice Chancellor Research, Innovation and Enterprise. 4. Review of expenditure and implementation from previous funding rounds Alongside consideration of new proposals, the panel will also review the effectiveness of the use of funds allocated under earlier rounds of the Scheme. Schools identified on the list attached at Appendix B are requested to submit a report using the pro-forma attached at Appendix C. Please describe the extent to which the purchase and installation of this equipment has met a strategic need for the participating Schools/Colleges, and in particular: a) how it has enabled research that would not otherwise have been undertaken; and b) whether the investment has led to an increase in the number and value of external research awards that would not otherwise have been achieved; c) the extent to which outputs produced from research conducted using this equipment were returned to REF 2014. The reviews should be endorsed by the College Board prior to submission. The review pro-forma should be submitted to Planning@cardiff.ac.uk, by midday on Monday 3rd February.