KENYATTA UNIVERSITY SCHOOL OF PUBLIC HEALTH DEPARTMENT: HEALTH MAGEMENT AND INFORMATICS COURSE: HEALTH RECORDS AND INFORMATION MANAGEMENT UNIT CODE: PHI 404 UNIT TITLE: FIELD ATTACHMENT NAME: MULUPI M. GERALD REGISTRATION NO: Q124/4054/2013 FIELD OFFICER: MR. SOITA SIGN:…………….. TITLE FIELD ATTACHMENT AT KAKAMEGA COUNTY GENERAL HOSPITAL FROM APRIL 3RD TO JULY 31ST ACKNOWLEDGEMENTS For the period I have been to kakamega general hospital, I would like the following individuals and groups for the respective help they have done to me. The report is based on heavy inputs from Health Records and Information Management professionals consultations. First I would like to thank the Kakamega county general administration for allowing us undergo the field attachment in their facility being led by medical superintendent, I would also the administration for the recognition they have given to the students studying in the hospital. Secondly, I would like to extent my sincere gratitude to the head of department Health Records and Information Management Mr. Soita who is health records and information officer in charge for his hospitality, his dedication to make sure that I have learnt in every department that I visited and also providing me rules and regulations as a student to operate in. Furthermore I appreciate the Records department staff for taking me different activities in different stations of records that I went through to gain experience. Third, I would like to thank my colleague students who acted as my peer educators who guided me and taught me where I didn’t understand, especially those students from KMTC they had a positive impact on my study. Finally I would like to acknowledge the support from my family especially my mother for her generous funding to make sure am comfortable at the hospital at the time it was appropriate and her utmost concern to make sure that the entire attachment was successful. TABLE OF CONTENTS ABBREVIATION USED MOA- Mode of Admission DOD-Date Of Discharge RFA-Reason For Admission IR- Interpersonal Relation MDP- Manic Depression Psychosis TLE-Temporal Lobe Epilepsy S.V.D-Spontaneous Vertex Delivery CS- caesarian delivery DOA-Date Of Admission OP-Outpatient DBR-Daily Bed Return HAS-Hospital Administration Statistics DHIS-District Health Information System ART- Antiretroviral Therapy VCT- Voluntary Counseling And Testing FP-Family Planning CTX- Cortrimoxazole PWP- Prevention With Positives DAR- Daily Activity Register BMI- Body Mass Index ICD- International Classification of Diseases ABSRACT The main Aim of the attachment was to take as the really activities that are carried out in the entire health records and information career together with ethical issues that are practiced while in the field. My professional attachment I carried it out in Kakamega county general hospital in the same department as my profession and it took me three month to learn and to be competently doing several things as a health records and information manager. We were taken through calculation of hospital administration statistics where we could deal several arithmetic to come with solutions to bed occupancy, ALOS, T.O.I, average bed days, occupied bed days and percentage occupancy.at the wards we used to fill DBR, calculate and summarize the results on the summary sheet. Coding and indexing, whereby we coded different conditions such as natural diseases, injuries and accidents, abortion which entailed complete and incomplete abortions and births which included S.V.D and C.S 1.0 INTRODUCTION 1.1 Historical Background of KCGH KCGH was started way back in 1926 as a military camp dispensary with some of the buildings that were initially used as barrack being turned into wards. Four of these buildings had a capacity of forty patients on the total average. Due to rising demand, four additional wards were constructed to ease congestion, currently the same are undergoing renovation as the building were too old with poor sewage system. Other units were set up under the support of Kenya Finland Primary Health Care project namely; Inpatient department that houses MCH/FPS, Laboratory, Pharmacy, Radiology, Dental, ENT departments and special clinics were constructed in the early eighties by MOH in the spirit of integrating outpatient department services. There is a psychiatric unit that serves the whole of western environs. Amenity section was later put up and caters for NHIF holder and others. Mortuary has adequate space, the services are fully utilized and include embalmment, post mortem and preservation. KCGH is a level 5 hospital health facility and was formerly known as Kaka Mega Provincial General Hospital. The hospital has a catchment population of 77306 with an estimated average outpatient workload of 1700 monthly average inpatient of 1457 monthly. It has 500 beds 1.2 Hospital Location It is located in Shieywe location, Lurambi kaka mega county and western part of Kenya. 1.3 Climate The climate of KCGH is hot and wet and people plant maize and sugarcane as their staple food. 1.4 Vision To be a leading regional center of excellence in hostalic health care delivery, medical research and education 1.5 Mission Provide accessible, affordable and sustainable quality, curative, preventive, promotive, rehabilitative and educative health care service to client 1.6 Value To develop, retain and motivate. MANAGEMENT IN THE HEALTH RECORDS AND INFORMATION DEPARTMENT Below is the Health Records and Information hierarchical organogram showing the flow of information across the entire department from the top management of the facility. The topdown mode of communication is usually used during the giving of instruction from senior management of the hospital. While the bottom-up type of communication which is used mainly in the time of report submission at the end of each month. MEDICAL SUPRITENDANT HEALTH RECORDS OFFICER DEPUTY HEALTH RECORDS OFFICER INCHARGE MATERNITY OPD CENTRAL RECORDS CASUALTY CONSULTANT CLINIC PSYCHIATRIC CCC DATA CENTER STUDENTS Psychiatric department This is the station of records I attended to in the hospital; it deals with treatment of mental illness. Mental illness is the diseases that affect the mind and the way those individuals think and behave. Throughout the period I got to know dangers and signs of mental ill patient. Some of the causes of mental illness include social stress or trauma. There are offensive words that are used to describe mentally sick person are; mad, lunatic, crazy and insane instead of mentally disturbed, unstable, mentally sick and mentally ill. There are several reasons that might suggest the admission of a given patient in psychiatric ward which may include general violence and poor IR, depression, refusing food and even not wearing clothes. Some of psychiatric conditions include; APE, TLE, MDP, ABS. At the D.O.D the patient is passed through Mental Status Assessment (MSA) wherein case of NAD the patient is allowed to go back home. While registering psychiatric patients, care should be taken to obtain enough identification information about the patient. This helps in caseof follow up is needed at any particular time. Its in this section that I did analytical hospital statistics. There calculation; Average length of stay Excess patient days Percentage occupancy Average daily population Average bed days Occupied bed days Turn over per bed Functions of health records and information Receiving and registering ne patients who are admitted in the psychiatric ward. Provide legal admissions when they are needed whereby we have different MOA due to different RFA. Receive patient file and parole Do coding of diseases Indexing of the coded files Retrieve patient files when they are needed Filing of the patient files Compiling of monthly, quarterly and annually statistics Provide data for research when they are needed. Teaching students on attachment. Creation of master ndex cards Designing of medical forms Activities done at psychiatric ward Registration of new patients Reception of patients Coding Tracing of patient files. Indexing of coded files Booking of patients Clinical preparation Filing of patient files Retrieving of patient files Data center department Here is where reports are generated. Reports from all departments are collected from all departments and wards to be combined and reported to the next level. The next levels include; health information unit, district medical records office and county medical records office. Functions of health records officer in data Centre 1.) Compilation of DBR from wards. 2.) Calculating HAS. 3.) Aggregation of all data and information for various departments and sections. 4.) Compilation and analysis of reports i.e. monthly, quarterly and annually. 5.) Upload of reports to the DHIS system timely, accurate and complete. 6.) Presentation and dissemination of health information. 7.) Participate in development of AWPS or service delivery indicators. 8.) Maintaining security of health records equipment. 9.) Designing medical forms 10.) Preparing section unit health record budget 11.) Attend Health Records meeting as delegated to the HRIO Reporting tools found in Data Centre MOH 717- monthly workload MOH 710- immunization and vitamin A summary sheet MOH 705A- under 5 daily outpatient morbidity summary sheety MOH 705A –over 5 daily outpatient morbidity summary sheet MOH 713- nutrition monthly reporting MOH 515- community health extension workers summary sheet MOH 105- service delivery report. MOH 731- Comprehensive HIV/Aids facility reporting form. MOH 718- inpatient morbidity and mortality summary sheet. MOH 711- An integrated tool for reproductive MOH 708- environmental health service. MOH 734- CDRR for HIV nutrition commodities MOH 706- laboratory summary report. MOH 364-sexual based gender violence summary form. MOH 643- CDRR laboratory commodities Ways in which Data is submitted to the next level There are two ways in which data is submitted to the next level; (a) Through DHIS Here computers are involved in keying in the information. (b) The second way is through hardcopy e.g. tallying The information is distributed in four copies in the following order; 1.) 2.) 3.) 4.) The original copy should be sent to the health information unit First duplicate copy should be sent to the district medical record office Second duplicate should be sent to the provincial medical record office Third duplicate should be maintained by the hospital medical records Uses of service delivery and workload reports Hospital budgeting Planning Monitoring and evaluation They are used as communication tools Casualty/emergency department At this station, it acts as the reception for the people who are in emergency conditions. It also acts as the reception for the inpatient clients. The registration and admissions of the patients is the main activities that takes place here. The admission is done using EMR for the new admissions and readmissions. Readmission is done for those given patients have come for another admission and that means previously have been admitted in the same facility. The software used in the EMR in admission is called Check Health Information System(CHIS). When admitting a patient, the details of the patient are captured into the Inpatient Register (MOH 305). The details include the patient number, full names, residents, the person who brought the patient and the ward admitted. The patient is generated by numerical way of listing patients as the way they get admitted, the patient being admitted is given a unique identifying number to the next previous patient in the ascending order. The patient there for is given the Inpatient Card, whereby in case of a readmission, the particular patient should show the card the Health Records officer to avoid forgetting in case it happens. Duties of health records officers at casualty include Teaching students on attachment Filing patients notes Issuing of files to patients Registering patients Retrieving and tracing of patient files Birth notification Filing back patient files Doing file search for research The standard operating procedures for registering patients DATE- the actual date the patient seen at the facility OPD No- A unique identification number given to a new patient annually REVIST-OPD number of the patients who return to the facility for services during the calendar year FULL NAMES-At least three names of the patient SEX-Should be recorded as M for male and F for female AGE IN YEARS-Actual stated age of the patient expressed in figures/numbers and NOT A or C ADDRESS-Physical, land marks or telephone number of the patient and the next of kin Outpatient department It acts as the reception for outpatient patients. The outpatient department deals with those patients who come treatment for just a while and go back home. Here the patient is received and given the direction on how he is going to receive the treatment Outpatient management Patient registration and billing for: Special clinics X-ray Medical examination Eye and simple extraction of teeth Procedure for billing Click on GOK, revenue code its records department to specify where you are billing from for accountability. Enter the patient OP number on the receipt that has been registered with….. then get charges on either request form that has been given by the doctor or prescription that has been written on the paper that the patient has just come with, click on the search services and enter the request services. At a time when the doctor sends the charges and it reflects immediately the patient no is entered… you click on the respective services and you bill as you give the receipt out. Patient registration There is creating new patient file- for the first visit and here the patient has to pay ksh.70 for the registration. This is for the first time for the patient’s name to be entered into the system. The information about the patient is entered into the system and the receipt printed out. The information about the payments reflects to the doctor’s systems. Revisit For those who have ever come to the facility and their names are reflecting in the system. Here the patient only pays ksh.50 for the visit. All his or her information is captured from the system and is displayed. Registers that are found in outpatient department a) Outpatient (over 5) Register MOH 204B – this register is for registering all patient over 5 years who visit the hospital through the section. Their number is generated separately. b) Outpatient (under 5) Register MOH 204A- this register is for registering all patients who are less than 5 years of age. There outpatient numbers are generated separately. The registers are not commonly used nowadays due to electronic registration using EMR. The system has all information required from the patient captured and the patient given an outpatient appointment card which carries the OP number of the patient, names and location. The card helps the patient in case of revisit to be traced in the system easily. COMPREHENSIVE CARE CENTRE (CCC) CCC is a clinic on its on and is managed as any health facility. At this station. Clients are received from different entries after having been diagnosed or tested positive. These entries include; PMTCT, IPAD, TB clinic, OPD, VCT, IPDCh. There are several clients who are also tranfered in from different facilities in the count. The patients at this station they are enrolled onto either CTX or ARVs as per the level of CD4 counts in the body. The type of filing system that is used in this section is straight numerical for the patients who started ART with the facility, for the transferred in they are filed alphanumerically. Ethics practiced in records Health records that work in the CCC must operate under bound laws to make sure the information about any patient cannot be exposed to any outsider. This laws of conduct include; 1) Confidentiality- it involves the privacy of the clients and the information they having. 2) Discipline- this is a code of conduct of behaving well before other staff, patients and to other students. 3) Communication- it refers to the transmission of information from one person to another. It can be within the department or from the top management and it carries different information as per to the chain of command. 4) Security- the information about the patient should be handled under a high security, the information should never be interfered with in any manner. 5) Disclosure- the patient of the patient is not supposed to be disclosed to any person since it can be used as a weapon against that person. But due some curcumstances the information is disclosed out; By court order Patient’s consent Safeguard the interest of the hospital or for the doctor Transfer of information between authorized health agencies Disclosure for higher duties of outbreak of diseases or side effect. 6) Ownership- the records used belong to the hospital but they normally carried by patients during every time of revisit. Heath Management Information System (HMIS) It is in CCC that we learnt tools used to collect and how data is collected. The tools used to collect data are, daily activity register MOH 366, MOH 731, MOH728, Pre-ART Register MOH 361A, ART register MOH 361B. In patient files there is a blue card (MOH 257) which we extract information that we use for tallying in the DAR Register. The totals from DAR are transferred to Monthly Tally Sheet MOH 728 and finally it is reported into MOH 731. MOH 361A is used to show all the patients that have enrolled into care including those transferred in. while MOH 361B is used to update the conditions of the patients who enrolled to ART up to when these patients die, transferred out and lost to follow. Analysis and interpretation of data I learnt about ways and presentation of data,these were; pie charts, line graph, tables and histograms. Tools used in ccc They include the following; Pre-ART Register MOH 361A ART Register MOH 361B Daily Activity Register MOH 366 Monthly Activity Sheet MOH 728 Patent Appointment card MOH 258 CCC Patient Card MOH 257 Functions of health records and information officers a) b) c) d) Booking clients for every next revisit Retrieval of files Tallying daily Register and combining daily report Filing back e) f) g) h) i) Giving direction to clients Updating and initiation of ART Registers Making of daily calendars Registration of clients into EMR Enrollment of patients and generating unique numbers Tracing back patients records j) Sorting files k) Checking for misfiling l) Recording of viral loads and CD4 results Activities done by health records and information managers a) b) c) d) e) f) g) h) i) relating and handling of clients to keep the records that belong to the patients maintaining confidentiality of the patient’s information booking appointments dates for patients understanding the terms used in the CCC understanding the tracing system used understand the tools used in the CCC understand the filing system used and the ethics used in records making the daily reports CENTRAL RECORDS/LIBRARY Central records act as the central library for records for the patients. After discharge, patients files are collected and brought here, through a series of activities are stored here. Files are collected from different wards. When files are picked from any given ward after discharge, the files are captured in the MOH 361 to show that they have been dispatched to the central records for storage. At this station, I learnt about coding and indexing of diseases. Coding is the assigning alphanumeric value to a disease or a condition. There are three ICD 10 books that are used for coding; I. II. III. volume 1(tabular list) -this one is used for confirming codes volume 2(instruction manual)-this book is used for providing guidelines volume 3(alphabetical index)- this is used for coding. And has three sections (section 1, section 2 and section 3) There are established steps for coding diseases. These are; (a) Identify the type of condition to be coded and refer to the appropriate section to be coded i.e. section 1, section 2 or section 3. (b) Locate the lead term. Lead term is always a noun for pathological conditions. (c) Read and be guided by any notes that appear under the lead term. (d) Read any term enclosed in the parenthesis after the lead term. (e) Follow carefully any cross-references found in the index (see this and this). (f) Refer to the tabular list to verify the suitability of the code selected. (g) Be guided by any inclusion r exclusion terms under the selected codes or under the chapter, block or category heading. (h) Finally, assign the code. Functions (a) Receiving files from wards (b) Coding and indexing (c) Sorting of files (d) Filing (e) Retrieving of patients files when need arise (f) Tracing of patients files (g) Checking of misfiling (h) Issuing of burial permit activities Sorting files as per the last two terminal digits Filing back Tracing the file incase its missing from the library Retrieving the files for readmission of the patient Coding Indexing diseases Tools used Computer- the computer is used to capture the received the files, the name, conditions and the wards from which the files are coming from. ICD 10 Books; vol 1 and 3- these are used for coding Tracer book- it is used to follow up a given file that was taken ou the central records section to other places such as wards and by who took it. Diagnostic disease index card- index cards are used to monitor the disease trends, that’s is there is outbreak of a given condition, pandemics, epidemics and endemic conditions in the population catchment of the locality served by the hospital. Maternity This section is only for women. Most of them come to deliver and others for pregnancy checkups. In maternity there are units of file collection, these are; antenatal ward, postnatal ward and new born unit. During collection of files, they are written in the dispatch book and received at the records department. Functions Coding and indexing of diseases Issuing of birth and burial permits by use of B1 booklet Admission and registration of patients and clients Filing of patients files Tracing Retrieving patients’ files Tools used Post- natal register Maternity register MOH.333 In-patient register MOH.301 B1 Booklet Mother booklet Summary sheet MOH.718 Activities Admission of expectant women Registration Filing Tracing Retrieving Coding and indexing Consultant Clinic It’s a special clinic that operates on outpatient manner and deals with patients with chronic conditions who come on regular basis for checkups, treatment and close monitoring. It has medical Outpatient Clinic (MOPC), surgical Outpatient Clinic (SOPC) and Pediatric Outpatient Clinic (POPC). Functions Booking clinics for patients for the next clinic as per the type of clinic Retrieving of patients files Filling back Checking of misfiling Tools used; Computer-for checking patient name, IP numbers or OP numbers just in case the patient doesn’t remember. Patients’ cards- which has got patient information as per the clinic and the booking dates. Tracer book- for locating files that has left out to other sections of the hospital. Activities Booking of clients for the next clinic Retrieving of patient file to be taken to the doctors Filing back Tracing of patient files CHALLENGES, RECOMMENDATION AND CONCLUSION Challenges There was several challenges that we encountered during the entire period of attachment. Shortage of staff- there are limited number of health records and information officers in the hospital. In vasualty there was even one health records officer and yet patients to be attented to are in large number. They keep waiting at the queue especially at lunch hours. Inadequate computers. The computers are a few in number. In data center there was a single computer which is supposed to be operated by several people. This creates a lot of inconveniences Inadequate space Misfiling Lack of commitment Overcrowding Lack of regular internet connectivity Misfiling Misfilling of DBR in wards Dust in retrieving files Lack of kick-stools for short individuals Recommendation The hospital administration and those concerned should; Install more computers Increase the number of staff Create more space to avoid overcrowding Encourage those concerned to be careful when filing to avoid cases of misfiling Be committed to their work Work on the internet to ease work Encourage those concerned to fill the DBR daily 3.3 Conclusion Despite the above challenges, we undertook our attachment and came out successful. We recommend other students to come for attachment at KCGH, work hard and be disciplined