University of Houston System
Investment Report
First Quarter Report
FY 2013
September, 2012 – November, 2012
Investment questions should be directed to:
Raymond S. Bartlett, Treasurer
Phone: 713-743-8781
Fax: 713-743-8795 rbartlett@uh.edu
Mail Code: TREAS 2009
Building: Ezekiel W. Cullen Building, Room 2
P.O. Box 988
Houston, Texas 77001-0988

University of Houston System
Investment Report
Contents
University of Houston System
Endowment Fund ………………………………………………………………………….
Consolidated Non-Endowed Pooled Funds ………………………………………………
Consolidated Revenue & Refunding Bonds, Series 2008 Project Fund ………………..
Consolidated Revenue & Refunding Bonds, Series 2008 Debt Service Fund ………….
Consolidated Revenue & Refunding Bonds, Series 2009 Project Fund ………………..
Consolidated Revenue & Refunding Bonds, Series 2009 Debt Service Fund
…………
Consolidated Revenue & Refunding Bonds, Series 2011A Project Fund ……………...
Consolidated Revenue & Refunding Bonds, Series 2011A Debt Service Fund ………..
Commercial Paper Notes, Series A Proceeds Account …………….……………………
Cash Sweep Account ………………………………………………………………………
University of Houston – System Administration
Non-Endowed Pooled Funds …………………………………………………………..…
University of Houston
Non-Endowed Pooled Funds …………………………………………………………..…
Consolidated Revenue Variable Rate Demand Bonds, Series 2004 Debt Service Fund
Consolidated Revenue Bonds, Series 2005 Debt Service Fund ……………………...…
Consolidated Revenue & Refunding Bonds, Series 2009A Project Fund ……………..
Consolidated Revenue & Refunding Bonds, Series 2009A Debt Service Fund ……….
Consolidated Revenue & Refunding Bonds, Series 2010A Project Fund ……………..
Consolidated Revenue & Refunding Bonds, Series 2010A Debt Service Fund ……….
Consolidated Revenue & Refunding Bonds, Series 2010B Project Fund ……………..
Consolidated Revenue & Refunding Bonds, Series 2010B Debt Service Fund ……….
Consolidated Revenue & Refunding Bonds, Series 2010C Project Fund ……………..
Consolidated Revenue & Refunding Bonds, Series 2010C Debt Service Fund ……….
Consolidated Revenue & Refunding Bonds, Series 2011B Project Fund ……………..
Consolidated Revenue & Refunding Bonds, Series 2011B Debt Service Fund ……….
University of Houston – Clear Lake
Non-Endowed Pooled Funds …………….…………….…………………………………
University of Houston – Downtown
Non-Endowed Pooled Funds …………………………………………………………..…
Consolidated Revenue & Refunding Bonds, Series 2003 Debt Service Fund …………
Consolidated Revenue & Refunding Bonds, Series 2006 Debt Service Fund …………
University of Houston – Victoria
Non-Endowed Pooled Funds …………………………………………………………..…
35
37
39
41
43
45
47
49
23
25
27
29
31
33
Page
3
5
7
9
11
13
15
17
19
21
51
53
55
57
59

University of Houston System Endowment Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2012
Beginning Investment Assets - September 1, 2012
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2012
Market Value
$ 533,907,160
1,396,109
1,310,420
(665,767)
3,957,606
6,630,217
$ 546,535,747
Page 3

University of Houston System Endowment Fund
Summary of Investments
At November 30, 2012
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
Foreign Government Obligations
Dollar Denominated
Municipal and County Bonds
Corporate Bonds
Mutual Funds
Other (asset backed securities, etc.)
Total Debt Securities
Equity Securities
Common Stock and Other Equities
Preferred Stock
Index Funds
Mutual Funds
Other - Alternative Investments
Total Equity Securities
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other (asset backed securities, etc.)
Total Short Term Securities
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
Land
Total Investments
Net Receivables (Payables)
Total Assets
Total Rate of Return (quarter ending 11/30/12)
Page 4
Market Value
$ 15,595,579
1,977,851
-
17,573,430
10,280,561
553,178
10,833,739
8,584,226
26,816,142
6,700,377
70,507,914
108,757,218
115,459,958
205,312,499
429,529,676
6,122,868
1,151,585
-
58,954
7,333,407
32,315,721
-
32,315,721
11,098,292
$ 550,785,009
(4,249,263)
$ 546,535,747
2.2%

University of Houston System
Consolidated Non-Endowed Pooled Funds
Statement of Changes in Investment Assets
Quarter Ended November 30, 2012
Beginning Investment Assets - September 1, 2012
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2012
Market Value
$ 140,640,074
445,634
(3,200,000)
45,745
(260,498)
$ 137,670,955
Page 5

University of Houston System
Consolidated Non-Endowed Pooled Funds
Summary of Investments
At November 30, 2012
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other – TLGP securities
Total US governmental Obligations
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other
Total Debt Securities
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other - Municipal and County Bonds
Total Short Term Securities
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
Total Investments
Net Receivables (Payables)
Total Assets
Total Rate of Return (quarter ending 11/30/12)
Page 6
Market Value
$ 88,575,590
-
88,575,590
11,512,252
13,221,834
24,734,086
326,723
17,297,934
130,934,333
-
-
-
-
-
-
1,354,986
4,026,479
910,602
6,292,067
2,793,701
2,793,701
$ 140,020,101
(2,349,146)
$ 137,670,955
0.1%

University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2008 Project Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2012
Beginning Investment Assets - September 1, 2012
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2012
Major Projects Funded:
UH Calhoun Lofts
UH East Parking Garage (tranche 1)
UH MacGregor Park
UHV Allied Health & Regional Economic Development Building
UHS Sugar Land Building
Market Value
$ 9,394,733
3,744
-
$ 9,398,477
$ 95,058,621
9,000,000
(163,581)
8,519,400
10,690,155
$ 123,104,595
Page 7

University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2008 Project Fund
Summary of Investments
At November 30, 2012
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
Total Investments
Total Rate of Return (quarter ending 11/30/12)
0
9,398,477
0
0
0
9,398,477
0
0
0
0
$ 9,398,477
0.0%
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
Page 8

University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2008 Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2012
Beginning Investment Assets - September 1, 2012
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2012
Market Value
$ -
-
0
-
$ 0
Major Projects Funded:
UH Calhoun Lofts
UH East Parking Garage (tranche 1)
UH MacGregor Park
UHV Allied Health & Regional Economic Development Building
UHS Sugar Land Building
$ 95,058,621
9,000,000
(163,581)
8,519,400
10,690,155
$ 123,104,595
Page 9

University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2008 Debt Service Fund
Summary of Investments
At November 30, 2012
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
Total Investments
Total Rate of Return (quarter ending 11/30/12)
0
0
0
0
$ 0
0.0%
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
Page 10

University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2009 Project Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2012
Beginning Investment Assets - September 1, 2012
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2012
Major Projects Funded:
UH Science Labs Renovation
UH North End Zone Facility
UH East Parking Garage (tranche 2)
UH Bayou Oaks
UHCL Arbor Renovation
Market Value
$ 12,197,384
4,861
-
$ 12,202,245
$ 57,600,000
15,700,000
9,000,000
18,708,071
10,604,808
$ 111,612,879
Page 11

University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2009 Project Fund
Summary of Investments
At November 30, 2012
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
Total Investments
Total Rate of Return (quarter ending 11/30/12)
0
12,202,245
0
0
0
12,202,245
0
0
0
0
$ 12,202,245
0.0%
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
Page 12

University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2009 Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2012
Beginning Investment Assets - September 1, 2012
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2012
Market Value
$ -
-
0
-
$ 0
Major Projects Funded:
UH Science Labs Renovation
UH North End Zone Facility
UH East Parking Garage (tranche 2)
UH Bayou Oaks
UHCL Arbor Renovation
$ 57,600,000
15,700,000
9,000,000
18,708,071
10,604,808
$ 111,612,879
Page 13

University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2009 Debt Service Fund
Summary of Investments
At November 30, 2012
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
Total Investments
Total Rate of Return (quarter ending 11/30/12)
0
0
0
0
$ 0
0.0%
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
Page 14

University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2011A Project Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2012
Beginning Investment Assets - September 1, 2012
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2012
Major Projects Funded:
UH - UC Phase 1 & 2 (2011A & B Taxable)
UH - Cougar Place Replacement (2011A)
UH - Cougar Village 2 (2011A)
UH - Parking Garage 1A (2011A)
UHV - Residential Housing (2011A)
Market Value
$ 176,304,045
70,257
-
$ 176,374,302
$58,312,063
45,000,000
49,150,000
20,000,000
10,450,000
$182,912,063
Page 15

University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2011A Project Fund
Summary of Investments
At November 30, 2012
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
Total Investments
Total Rate of Return (quarter ending 11/30/12)
0
176,374,302
0
0
0
176,374,302
0
0
0
0
$ 176,374,302
0.0%
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
Page 16

University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2011A Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2012
Beginning Investment Assets - September 1, 2012
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2012
Market Value
$ 3,087,552
-
19
-
$ 3,087,570
Major Projects Funded:
UH - UC Phase 1 & 2 (2011A & B Taxable)
UH - Cougar Place Replacement (2011A)
UH - Cougar Village 2 (2011A)
UH - Parking Garage 1A (2011A)
UHV - Residential Housing (2011A)
$58,312,063
45,000,000
49,150,000
20,000,000
10,450,000
$182,912,063
Page 17

University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2011A Debt Service Fund
Summary of Investments
At November 30, 2012
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
Total Investments
Total Rate of Return (quarter ending 11/30/12)
0
3,087,570
0
3,087,570
$ 3,087,570
0.0%
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
Page 18

University of Houston System
Commercial Paper Notes, Series A Proceeds Account
Statement of Changes in Investment Assets
Quarter Ended November 30, 2012
Beginning Investment Assets - September 1, 2012
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2012
Major Projects Funded:
UH - University Business Park
UH - ERP - General Site Improvement
UH - ERP - Building 4
UH - ERP - Building 9A
UH - 4902 Gulf Freeway
UH - 4902 Gulf Freeway Building 19
UH - 5000 Gulf Freeway Building 1B/C
UH - 5000 Gulf Freeway Building 4
UH - 5000 Gulf Freeway Building 7
UH - 5000 Gulf Freeway Building 14B Suite 400
UH - 5000 Gulf Freeway Building 14B Suite 100
UH - 5000 Gulf Freeway Building 15
UH - Moody Towers Renovations
UH - West Dining Hall
UH - Quadrangle Renovations
UH - Radio Station License
UH - Cougar Place Replacement
UH - Cougar Village II
UH - ERP Building 5
UH - ERP Building 8
UH - ERP Building 19
UH - Blaffer Gallery Renovation
UH - Football Stadium
UHV - Hotel/RH
UHV - Sophomore Housing
UHS - Fees
Market Value
$ 18,831,627
-
7,504
-
$ 18,839,132
$ 27,000,000
2,000,000
1,000,000
5,190,649
1,800,000
631,001
7,445,341
4,208,864
694,442
247,447
505,000
615,000
3,916,936
5,000,000
1,839,571
9,705,000
3,500,000
850,000
2,282,184
325,000
250,000
661,160
4,991,000
7,000,000
250,000
353,404
$ 92,262,000
Page 19

Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
Total Investments
Total Rate of Return (quarter ending 11/30/12)
University of Houston System
Commercial Paper Notes, Series A Proceeds Account
Summary of Investments
At November 30, 2012
Market Value
0
18,839,132
0
0
0
18,839,132
0
0
0
0
$ 18,839,132
0.0%
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
Page 20

University of Houston System
UH System Cash Sweep Account
Statement of Changes in Investment Assets
Quarter Ended November 30, 2012
Beginning Investment Assets - September 1, 2012
Net Change
Investment Income
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2012
Market Value
$ 34,859,083
(5,149,255)
638
$ 29,710,466
Page 21

University of Houston System
UH System Cash Sweep Account
Summary of Investments
At November 30, 2012
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
Total Investments
Total Rate of Return (quarter ending 11/30/12)
Page 22
Market Value
0
29,710,466
0
29,710,466
$ 29,710,466
0.0%
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0

University of Houston System Administration
Non-Endowed Pooled Funds
Statement of Changes in Investment Assets
Quarter Ended November 30, 2012
Beginning Investment Assets - September 1, 2012
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation) (1)
Ending Investment Assets - November 30, 2012
Market Value
$ 431,660
8,600,000
240
(7,600,765)
0
$ 1,431,135
(1) Rounding issue due to price fluctuation method
Page 23

University of Houston System Administration
Non-Endowed Pooled Funds
Summary of Investments
At November 30, 2012
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other
Total Debt Securities
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other - Municipal and County Bonds
Total Short Term Securities
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
Total Investments
Total Rate of Return (quarter ending 11/30/12)
Market Value
0
1,431,135
0
1,431,135
$ 1,431,135
0.0%
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
Page 24

University of Houston
Non-Endowed Pooled Funds
Statement of Changes in Investment Assets
Quarter Ended November 30, 2012
Beginning Investment Assets - September 1, 2012
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation) (1)
Ending Investment Assets - November 30, 2012
Market Value
$ 244,613,736
57,000,000
61,173
(98,005,474)
60
$ 203,669,494
(1) Rounding issue due to price fluctuation method
Page 25

University of Houston
Non-Endowed Pooled Funds
Summary of Investments
At November 30, 2012
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other
Total Debt Securities
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other - Municipal and County Bonds
Total Short Term Securities
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
Total Investments
Total Rate of Return (quarter ending 11/30/12)
Page 26
Market Value
0
203,669,494
0
203,669,494
$ 203,669,494
0.0%
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0

University of Houston System
Consolidated Revenue Variable Rate Demand Bonds, Series 2004 Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2012
Beginning Investment Assets - September 1, 2012
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2012
Market Value
$ -
3,097
-
(3,097)
-
Major Projects Funded:
UH - Offset costs of recovery from Tropical Storm Allison at UH
Total Bond Issue
$
$
25,000,000
25,000,000
Page 27

University of Houston System
Consolidated Revenue Variable Rate Demand Bonds, Series 2004 Debt Service Fund
Summary of Investments
At November 30, 2012
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
Total Investments
Total Rate of Return (quarter ending 11/30/12)
$ -
0.0%
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
Page 28

University of Houston System
Consolidated Revenue Bonds, Series 2005 Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2012
Beginning Investment Assets - September 1, 2012
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2012
Market Value
$ -
-
0
-
$ 0
Major Projects Funded:
UH - Construction of a parking garage (with retail/student service space)
Total Bond Issue
$ 25,800,000
$ 25,800,000
Page 29

University of Houston System
Consolidated Revenue Bonds, Series 2005 Debt Service Fund
Summary of Investments
At November 30, 2012
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
Total Investments
Total Rate of Return (quarter ending 11/30/12)
0
0
0
0
$ 0
0.0%
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
Page 30

University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2009A Project Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2012
Beginning Investment Assets - September 1, 2012
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2012
Major Projects Funded:
UH Undergraduate Housing
Market Value
$ 4,935,758
1,967
-
$ 4,937,725
$ 50,000,000
$ 50,000,000
Page 31

University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2009A Project Fund
Summary of Investments
At November 30, 2012
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
Total Investments
Total Rate of Return (quarter ending 11/30/12)
0
4,937,725
0
0
0
4,937,725
0
0
0
0
$ 4,937,725
0.0%
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
Page 32

University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2009A Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2012
Beginning Investment Assets - September 1, 2012
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2012
Market Value
$ -
-
1
-
$ 1
Major Projects Funded:
UH Undergraduate Housing $ 50,000,000
$ 50,000,000
Page 33

University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2009A Debt Service Fund
Summary of Investments
At November 30, 2012
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
Total Investments
Total Rate of Return (quarter ending 11/30/12)
0
1
0
1
$ 1
0.0%
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
Page 34

University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010A Project Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2012
Beginning Investment Assets - September 1, 2012
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2012
Major Projects Funded:
UH Moody Towers - Dining Hall (Taxable)
Market Value
$ 1,604,964
640
-
$ 1,605,603
$ 8,960,560
$ 8,960,560
Page 35

University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010A Project Fund
Summary of Investments
At November 30, 2012
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
Total Investments
Total Rate of Return (quarter ending 11/30/12)
0
1,605,603
0
0
0
1,605,603
0
0
0
0
$ 1,605,603
0.0%
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
Page 36

University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010A Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2012
Beginning Investment Assets - September 1, 2012
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2012
Market Value
$ -
-
0
-
$ 0
Major Projects Funded:
UH Moody Towers - Dining Hall (Taxable) $ 8,960,560
$ 8,960,560
Page 37

University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010A Debt Service Fund
Summary of Investments
At November 30, 2012
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
Total Investments
Total Rate of Return (quarter ending 11/30/12)
0
0
0
0
$ 0
0.0%
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
Page 38

University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010B Project Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2012
Beginning Investment Assets - September 1, 2012
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2012
Major Projects Funded:
UH Classroom / Business Building
UH Moody Towers - Dining Hall
UH Science Building
UH Stadium Garage 1
Market Value
$ 10,177,788
4,056
-
$ 10,181,844
$ 19,753,644
1,551,359
31,200,998
8,255,338
$ 60,761,339
Page 39

University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010B Project Fund
Summary of Investments
At November 30, 2012
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
Total Investments
Total Rate of Return (quarter ending 11/30/12)
0
10,181,844
0
0
0
10,181,844
0
0
0
0
$ 10,181,844
0.0%
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
Page 40

University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010B Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2012
Beginning Investment Assets - September 1, 2012
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2012
Market Value
$ 3
-
2
-
$ 5
Major Projects Funded:
UH Classroom / Business Building
UH Moody Towers - Dining Hall
UH Science Building
UH Stadium Garage 1
$ 19,753,644
1,551,359
31,200,998
8,255,338
$ 60,761,339
Page 41

University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010B Debt Service Fund
Summary of Investments
At November 30, 2012
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
Total Investments
Total Rate of Return (quarter ending 11/30/12)
0
5
0
5
$ 5
0.0%
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
Page 42

University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010C Project Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2012
Beginning Investment Assets - September 1, 2012
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2012
Major Projects Funded:
UH Classroom / Business Building
UH Moody Towers - Dining Hall
UH Science Building
UH Stadium Garage 1
Market Value
$ 1,220
1
-
$ 1,221
$ 6,246,356
488,081
5,799,002
2,044,662
$ 14,578,101
Page 43

University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010C Project Fund
Summary of Investments
At November 30, 2012
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
Total Investments
Total Rate of Return (quarter ending 11/30/12)
0
1,221
0
0
0
1,221
0
0
0
0
$ 1,221
0.0%
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
Page 44

University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010C Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2012
Beginning Investment Assets - September 1, 2012
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2012
Market Value
$ 1
-
0
-
$ 1
Major Projects Funded:
UH Classroom / Business Building
UH Moody Towers - Dining Hall
UH Science Building
UH Stadium Garage 1
$ 6,246,356
488,081
5,799,002
2,044,662
$ 14,578,101
Page 45

University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010C Debt Service Fund
Summary of Investments
At November 30, 2012
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
Total Investments
Total Rate of Return (quarter ending 11/30/12)
0
1
0
1
$ 1
0.0%
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
Page 46

University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2011B Project Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2012
Beginning Investment Assets - September 1, 2012
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2012
Major Projects Funded:
UH - University Center Phrase 1 & 2
Market Value
$ 16,273,918
6,485
-
$ 16,280,403
$16,261,187
$16,261,187
Page 47

University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2011B Project Fund
Summary of Investments
At November 30, 2012
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
Total Investments
Total Rate of Return (quarter ending 11/30/12)
0
16,280,403
0
0
0
16,280,403
0
0
0
0
$ 16,280,403
0.0%
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
Page 48

University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2011B Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2012
Beginning Investment Assets - September 1, 2012
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2012
Market Value
$ -
-
-
-
$ -
Major Projects Funded:
UH - University Center Phrase 1 & 2 $16,261,187
$16,261,187
Page 49

University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2011B Debt Service Fund
Summary of Investments
At November 30, 2012
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
Total Investments
Total Rate of Return (quarter ending 11/30/12)
$ -
0.0%
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
Page 50

University of Houston Clear Lake
Non-Endowed Pooled Funds
Statement of Changes in Investment Assets
Quarter Ended November 30, 2012
Beginning Investment Assets - September 1, 2012
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation) (1)
Ending Investment Assets - November 30, 2012
Market Value
$ 10,258,132
4,000,000
2,729
(3,001,068)
1
$ 11,259,794
(1) Rounding issue due to price fluctuation method
Page 51

University of Houston Clear Lake
Non-Endowed Pooled Funds
Summary of Investments
At November 30, 2012
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other
Total Debt Securities
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other - Municipal and County Bonds
Total Short Term Securities
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
Total Investments
Total Rate of Return (quarter ending 11/30/12)
Page 52
Market Value
0
11,259,794
0
11,259,794
$ 11,259,794
0.0%
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0

University of Houston Downtown
Non-Endowed Pooled Funds
Statement of Changes in Investment Assets
Quarter Ended November 30, 2012
Beginning Investment Assets - September 1, 2012
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation) (1)
Ending Investment Assets - November 30, 2012
Market Value
$ 28,747,684
15,000,000
7,178
(12,001,401)
3
$ 31,753,463
(1) Rounding issue due to price fluctuation method
Page 53

University of Houston Downtown
Non-Endowed Pooled Funds
Summary of Investments
At November 30, 2012
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other
Total Debt Securities
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other - Municipal and County Bonds
Total Short Term Securities
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
Total Investments
Total Rate of Return (quarter ending 11/30/12)
Page 54
Market Value
0
31,753,463
0
31,753,463
$ 31,753,463
0.0%
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0

University of Houston System
Consolidated Revenue Refunding Bonds, Series 2003 Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2012
Beginning Investment Assets - September 1, 2012
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2012
Market Value
$ -
-
0
-
$ 0
Page 55

University of Houston System
Consolidated Revenue Refunding Bonds, Series 2003 Debt Service Fund
Summary of Investments
At November 30, 2012
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
Total Investments
Total Rate of Return (quarter ending 11/30/12)
0
0
0
0
$ 0
0.0%
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
Page 56

University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2006 Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2012
Beginning Investment Assets - September 1, 2012
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2012
Market Value
$ -
-
2
-
$ 2
Major Projects Funded:
UHD Construct an academic building and parking structure $ 35,140,000
$ 35,140,000
Page 57

University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2006 Debt Service Fund
Summary of Investments
At November 30, 2012
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
Total Investments
Total Rate of Return (quarter ending 11/30/12)
0
2
0
2
$ 2
0.0%
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
Page 58

University of Houston Victoria
Non-Endowed Pooled Funds
Statement of Changes in Investment Assets
Quarter Ended November 30, 2012
Beginning Investment Assets - September 1, 2012
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation) (1)
Ending Investment Assets - November 30, 2012
Market Value
$ 1,193,819
600,000
78
(1,600,628)
0
$ 193,268
(1) Rounding issue due to price fluctuation method
Page 59

University of Houston Victoria
Non-Endowed Pooled Funds
Summary of Investments
At November 30, 2012
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other
Total Debt Securities
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
Total Investments
Total Rate of Return (quarter ending 11/30/12)
Page 60
Market Value
0
193,268
0
193,268
$ 193,268
0.0%
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0