Michael S. Greco American Bar Association Past President Chair, Advisory Council, ABA Center for Human Rights Harvard University Kennedy School of Government Annual Dinner Keynote Address Tran Nhan Tong Reconciliation Prize Harvard Faculty Club Cambridge, Massachusetts September 21, 2012 I am honored to be with you this evening and to be part of the inaugural presentation of the Tran Nhan Tong Reconciliation Prize, awarded to two deserving individuals: one a human rights champion and the other a president, both of whom seek to reconcile Burma’s long history of oppression with a just rule of law for the Burmese people. As we have heard, Tran Nhan Tong was King of Vietnam nearly a millennium ago. Under his rule Vietnam was the only country to defeat the Mongol army of Kublai Khan — and to do it twice. Yet at the height of his power and influence, he abdicated his throne to become a monk and pursue his vision of a country dedicated to reconciliation and peace. Tran’s example recalls George Washington, who also gave up power in service to a broader and brighter vision. When a vanquished King George III asked the American painter, Benjamin West, what Washington would do after winning independence, West replied, “They say he will return to his farm.” “If he does that,” said the king, “he will be the greatest man in the world.” Washington did; and to many, he was. 1 In Burma and throughout the world, Aung San Suu Kyi has earned a similar greatness — as a duly elected but denied president who has “lived” her commitment to human rights through steadfast and personal sacrifice. In President Thein Sein, she now has a government partner in securing the rights and human dignity of their fellow citizens. As they know better than anyone, Burma is a country whose future depends on a meaningful societal reconciliation — not only to overcome decades of abusive military rule, but to ensure that all the people of Burma, whatever their ethnicities, are treated as equal. In remarks three days ago at the United States Institute of Peace in Washington, D.C., Aung San Suu Kyi said, There are still hundreds of political prisoners in Burma today. They will all have to be freed. If you talk about genuine democratization, there should not be a single political prisoner in the country. There should be no prisoners of conscience, because in a genuine democracy, people should be able to act in accordance with their conscience so long as they’re not infringing on the rights of others. She also said, Human rights and the rule of law: these cannot be ignored [in Burma]. And that, I think, has to be accepted by all the responsible parties. To ignore either human rights or the rule of law, or to ignore human rights and pretend that rule of law is a different matter, won’t work. Nor will it work the other way around – you cannot say we must have rule of law, but human rights is something we will think about later. These two have to go together. 2 Reconciliation * Reconciliation is a complex, multi-faceted, and nuanced subject. Linked both to the healing of victims and the telling of truths about international crimes, which together form the basis of a society moving beyond upheaval and ruptures, it has been claimed that providing a sense of justice through prosecutions for international crimes can facilitate societal reconciliation and provide the preconditions for a durable peace. This notion is often expressed in the aphorism “no peace without justice.” Evidence from Latin America, where policies of amnesty were rife in the 1970s but where prosecutions have continuously been demanded and recently have begun to occur, provides some support for that position. The UN Security Council provided significant support for the interconnection of peace and justice when it determined in the situations in the former Yugoslavia and Rwanda that prosecutions would assist in reconciliation and a return to peace in the area. Perhaps the best statement of support for the link between criminal justice and peace in the former Yugoslavia came in the decision of the International Criminal Tribunal for the Former Yugoslavia (ICTY) in the Plavsic case. Biljana Plavsic was co-President of the Republika Sprksa during 1992. She surrendered to the ICTY and pleaded guilty to crimes against humanity, expressing her remorse and stating that in doing so she wished to “offer some consolation to the innocent victims - Muslim, Croat and Serb - of the war in Bosnia and Herzegovina.” In sentencing Plavsic to eleven years imprisonment, the Tribunal noted that “acknowledgement and full disclosure of serious crimes are very important when establishing the truth in relation to such crimes. This, together with acceptance of responsibility for the committed wrongs, will promote reconciliation.” ______________________________ * These remarks benefited from research regarding the history of reconciliation in An Introduction to International Criminal Law and Procedure (2d Ed. 2010) by Robert Cryer, Hakan Friman, Darryl Robinson and Elizabeth Wilmshurst, for which I express gratitude to the authors. 3 Those who doubt that international criminal law promotes peace and reconciliation believe that requiring prosecutions will cause more bloodshed, with parties to conflicts fighting to the end. On the other hand there is anecdotal evidence that the International Criminal Court (ICC) indictments and prosecutions since the Court began operations in 2002 have had a deterrent effect in the Democratic Republic of Congo. It is still early to say whether the optimists or pessimists are correct. It is worth noting that 121 States Parties to the ICC Statute now have affirmed, in the Preamble to the Rome Treaty that the commission of international crimes threatens the “peace, security and well being of the world.” It is also important to note that the UN Security Council has the authority directly to affect the ambivalent relationship between international criminal justice and peace by using its power to restore and maintain international peace and security under Chapter VII of the UN Charter by deciding not only to refer a situation to the ICC, but also to defer an ICC prosecution if circumstances warrant. Closely related to the dichotomy and interplay of international criminal justice and peace and reconciliation are the subjects of amnesty and truth commissions. Those who speak in favor of granting amnesties to advance reconciliation claim that amnesties are necessary to bring an end to conflicts, and that to insist on anything more is to condemn others to death or serious human rights violations as combatants, and others will refuse to relinquish their weapons or power without promises of amnesties. Others see the grant of amnesties as giving in to blackmail, fostering a culture of impunity that denies retribution to criminals and justice to untold thousands of massacred and suffering human beings, and encouraging the future commission of international crimes. Granting amnesties, therefore, is considered by its opponents to undermine the deterrent function of international criminal law, and to represent an ugly political compromise. Sometimes this compromise is also seen as one between powerful elites who bargain away the rights of victims with little regard for their human dignity. 4 Conversely, its proponents (especially the perpetrators of crimes) urge that amnesties promote reconciliation between previously antagonistic parties, and allow populations to “move on” from the past. Opponents respond by arguing that “it is difficult to imagine how society can liberate itself from a past in which impunity, lawlessness and abuse of power have prevailed, unless respect for the basic principle of individual criminal responsibility is resurrected.” Perhaps the one thing that everyone can agree to in this debate is that reconciliation is not a simple notion. For one example, while it is often assumed that reconciliation is a social process, it is at least as much an individual one, between victim and perpetrator. Also, it must be acknowledged that reconciliation, and its spiritual partner, forgiveness, often draw upon religious notions that are not necessarily universal. Indeed, some question the philosophical appropriateness of forgiveness for horrific and unspeakable human conduct. What is certain is that reconciliation, like friendship, cannot be forced upon people, and some victims will not wish to be reconciled with their persecutors, particularly in the absence of genuine remorse. With forgiveness, there is also the possibility of forgetfulness, in particular, of victims. The term “amnesty,” as is often pointed out, shares a common Latin root (amnestia) with forgetfulness: amnesia. With this comes the risk of increased denial or the minimization of horrific international crimes. Not all amnesty processes provide for revelations about committed horrors, and as such can lead to a refusal to acknowledge the suffering of victims, or the extent of wrongdoing. In part because of the possibility that amnesties will lead to forgetfulness or denial, one of the activities that often accompanies them is the setting up of a truth commission. A truth commission is often set up as an alternative to prosecution, especially where the secret nature of many of the offenses makes it difficult, if not impossible, to prove the relevant criminal standard. The idea behind many truth commissions is that people will be more willing to tell about their criminal activities if they don’t face prosecution for them. This can be important, for example, when people have 5 “disappeared” and relatives of victims do not know the fate of family members. Truth commissions can also enable more victims to tell their story than is possible in a court that has procedural and evidentiary rule restrictions. Some commissions, such as the Guatemalan commission, have had the authority to make important recommendations for reform. One of the main purposes of truth commissions is to acknowledge the harm that was done to the victims in an official report setting out the violations of their rights. The report is useful not only to counter later denials, but also to provide a form of healing for victims, and to provide the basis for societal reconciliation. The South African Truth and Reconciliation report named names of alleged persecutors, while the Argentinean commission did not have the authority to do so. There can be other possible limits on truth commission reports. The South African report, for example, only had the mandate to deal with political violence. It could not deal with issues such as land dispossessions, forcible transfers and other aspects of apartheid. Nor could it deal with the use and abuse of the legal and political system in creating and maintaining the apartheid system. As a result it could only tell part of the story of apartheid. In contrast, the Liberian Truth and Reconciliation Commission, although intended to focus primarily on the post-1979 history of that country's conflict, also looked into issues such as corruption, misgovernment and the role of third party States. Importantly, as occurred in South Africa, as part of the attempt to promote reconciliation and help provide victims with some form of healing, victims were given the opportunity to attend the hearings and discuss the revelations made by the perpetrators. Much of the utility of a truth commission depends on the attitude and cooperation of the perpetrators, and on whether the engagement they give to the process is full, or combative and grudging. 6 Burma can look to several historical and relevant examples of national reconciliation. One example, which I have just described, is that of South Africa after the fall of apartheid, when President de Klerk and Nelson Mandela restored the human rights of all South Africans. And, with “justice for all” rendered impossible by the sheer vastness of evil wrought under apartheid, Archbishop Desmond Tutu led the nation toward reconciliation through confession and forgiveness. The Civil Rights Movement in the US is another example. A long-oppressed and exploited minority, led primarily by the Rev. Martin Luther King, Jr., rendered the “selfevident truth” of human equality all the more evident through — as Dr. King described it — their “unearned, redemptive suffering.” Although hard-won court victories provided legal momentum to the Movement, righteous nonviolence in pursuit of integration and reconciliation brought pivotal moral victories that law alone could not secure. These and other examples demonstrate that reconciliation in fact is not a destination, but an evolution. Dr. King famously observed that, “The arc of the moral universe is long, but it bends toward justice.” Neither South Africa nor the United States, nor Burma, nor any nation, can ever “arrive” at justice. The best we can do is to follow that arc and, as the late Senator Ted Kennedy liked to say, “Keep our compass true.” And so back to the question that begs for an answer: What is the role of the justice system in securing reconciliation? For while struggle and sacrifice have characterized the pursuit of justice throughout human history, that pursuit seeks an end at which justice, if not perfect, is at least accessible, predictable, and fundamentally fair — an end at which revenge and violence can no longer be deemed options for settling conflict. Burma’s answer to this question will determine the future of its people, for reconciliation’s ultimate test is obsolescence — meaning that the institutions erected following reconciliation will be able to dispense justice in a way that protects and promotes human rights, and thereby fulfills reconciliation’s essential purpose of acknowledging past wrongs and establishing a durable peace. 7 As Aung San Suu Kyi has wisely counseled, “Where there is no justice there can be no secure peace. [And] the true measure of the justice of a system is the amount of protection it guarantees to the weakest.” Fortunately, Burma can utilize bedrock international principles upon which to build a sustainable justice system. Those principles include the International Covenant on Civil and Political Rights, in particular Articles 2 and 14 -16, which proclaim in detail the equality of all persons under a just rule of law, and the universal right of all persons to have rights protected and wrongs remedied by a fair judicial process. As of this month, nearly 170 countries have ratified or acceded to the Covenant. Burma has not yet committed to doing so. Proof of Burma’s commitment to these principles, as it is for countries that have ratified the Covenant, is in the honoring of those principles, not merely in the committing to do so. This new chapter for the people of Burma brings both an historic opportunity and the moral obligation to enact, and effectuate, Burma’s commitment to these principles, and thereby rejoin the international legal community. International Criminal Court As Burma rejoins the international community its commitment should extend, I respectfully suggest, to international criminal justice -- specifically, to acceding to the jurisdiction of the International Criminal Court. Just as Tunisia, where the Arab Awakening was ignited did when one of the first acts of the new government was to ratify the Rome Treaty that created the ICC, Burma can send a similarly strong and clear message that it is joining the international community in the fullest sense. The ICC was born of the dual conviction that, first, impunity for mass atrocities — the kinds of horrific acts for which reconciliation has been necessary, such as genocide, crimes against humanity, and war crimes — should no longer be possible in the 8 modern world; and that second, by eliminating impunity for perpetrators of atrocities, future atrocities will be deterred. The ICC and the ad hoc Special Tribunals have an important role in dealing with the complex questions raised by reconciliation in conflict and post-conflict zones. The rapid emergence and development of international criminal law has made the peace vs. justice debate one of the most important conversations now occurring in the international community. The crux of the debate is the level of emphasis and deference to be given to traditional diplomacy versus that given to criminal justice. While diplomacy and justice are not mutually exclusive, we should recall the words of Dr. King, who said "[t]rue peace is not merely the absence of tension; it is the presence of justice." Whether through diplomacy or prosecution, or both, accountability for mass atrocities must occur. Without it the real risk is creating a fragile peace that is only temporary and destructible. Today, 121 nations have submitted to the ICC’s jurisdiction by ratifying or acceding to the Rome Treaty, which established the Court in 1998 and entered into force in 2002. While urging Burma to join these nations, I regret that the US has not yet done so. Nevertheless as the Obama Administration is demonstrating, there is much that the US can do and should do, to promote the ICC’s vital mandate. I am pleased to inform you that the legal profession in the US, led by the American Bar Association Center for Human Rights through its new ICC Project, has undertaken a major initiative intended to facilitate greater U.S. government engagement and cooperation with the ICC. The ABA ICC Project I will describe briefly the ABA’s ICC Project, of which I serve as Chair of the Project’s bi-partisan, multi-national and distinguished Board of Advisors. 9 ABA Policy Regarding an International Criminal Tribunal The ABA’s 550-member House of Delegates in 1978 called for the creation of a permanent international criminal tribunal. Twenty years later the ABA — led by thenABA President Jerome Shestack, later a co-founder of the ABA Center for Human Rights — was among the key NGOs involved in developing the Rome Treaty and the ICC Statute. Since 1998 the ABA has been calling for U.S. accession to the Rome Treaty and to the jurisdiction of the International Criminal Court and, until that happens, for meaningful U.S. engagement with, and support for, the ICC and its vital work. To that end, nine months ago the ABA Center for Human Rights through its Chair entered into discussions with the leaders of the three organs of the ICC – the Presidency, the Registry, and the Office of the Prosecutor -- regarding an initiative to address expert constructive criticisms directed at the Court during its first ten years of operation. In person meetings took place last December in New York during the bi-annual meeting of the Assembly of States Parties, followed by telephone conferences and letter exchanges in the ensuing months. In early July I spent several days at The Hague with the ICC’s leaders in further discussions on the terms of an ICC-ABA Memorandum of Understanding regarding the sharing of best practices and training to be provided to ICC personnel under the auspices of the ABA and its international partners by judges (from both Common Law and Civil Law systems), prosecutors, defense counsel, and victims counsel during the coming twenty-four months. Next Wednesday I will fly to The Hague again for discussions regarding final details of implementation of the ABA ICC Project, which will commence in mid-October. We believe that the ABA ICC Project can foster greater U.S. engagement and cooperation with the ICC in three ways: 10 First, by promoting practitioner engagement and training -- The ABA ICC Project will marshal the full resources of the ABA and its team of international partners to help train and share best practices with ICC personnel to improve the efficiency and effectiveness of the ICC’s operations. -- Legal exchange missions to the U.S. by international lawyers and judges, and to The Hague by U.S. lawyers and judges, will be implemented. Second, the ICC Project will facilitate direct engagement among and between U.S. and ICC officials -- The Project will establish venues for ongoing candid dialogue and debate among ICC officials, U.S. policymakers, and stakeholders. -- One forum will convene American proponents and opponents of the ICC to discuss U.S. policy toward the Court and ICC-related current events. -- Another forum will compare and contrast features of American and international criminal prosecutions, such as investigation methods; evidence discovery and its preservation and presentation; pre-trial detention; examination and crossexamination of witnesses; and appellate procedures. -- Another forum will explore the policy reasons why support by the U.S. Government of an effective international criminal justice system serves the interests of the U.S. and the American people. -- The objective of these forums and exchanges is to facilitate public and private meetings between ICC and U.S. officials in order to build greater mutual trust and understanding. 11 Third, the ABA will advocate for the ICC publicly and before the U.S. legislative and executive branches -- The ABA ICC Project will deploy ABA members and other representatives of the legal profession to advocate for greater U.S. engagement with and support for the work of the Court in protecting human rights and eliminating impunity for genocide, crimes against humanity, and war crimes. -- Where appropriate, the Project will facilitate advocacy in support of U.S. legislation and executive branch action relating to the ICC. -- In addition, the ABA ICC Project web site will help improve public understanding of international criminal law and the role of the ICC. The ICC Project Board of Advisors To guide the Project’s efforts and to maximize their impact, the ABA Center is assembling a bi-partisan ICC Project Board of Advisors comprised of eminent US and international ICC experts, and leaders in international law, diplomacy and advocacy. To date, the following individuals have agreed to serve on the Board, which will have its first meeting in Washington, DC, on October 8: Hon. Sandra Day O’Connor Hon. Patricia Wald Hon. Thomas Buergenthal Hon. Phillipe Kirsch Hon. Gabrielle Kirk McDonald Ambassador David Scheffer Ambassador Thomas Graham Ambassador Thomas Siebert 12 Ambassador Hans Corell Professor David Crane Professor Cherif Bassiouni William H. Taft, IV; and Donald Ferencz Additional distinguished individuals will be invited to serve as Advisors. Purpose of the ICC Project The purpose of the ABA ICC Project can be stated simply: to dispel myths and misunderstanding that have impeded robust and reliable cooperation between the United States and the ICC. By trainings that will address the efficiency and effectiveness of the Court’s operations, and by bringing together all stakeholders on a regular basis to talk, debate, and educate each other about what the ICC is, and what it isn’t; how the ICC works; why it’s important; and who it helps, the ABA ICC Project will help secure both the Court’s future and the cause of international criminal justice. The ICC Project of the ABA Center for Human Rights will say to those in the U.S. who may fear or doubt the ICC due to lack of knowledge or other reasons: -- that the American legal profession believes in the need for an effective International Criminal Court; -- that the eminent, bi-partisan, members of the ABA ICC Project Board of Advisors believe in the need for the ICC; -- that support for the ICC not only serves the interests of the United States and its people, but safeguards the very values that we as a civilized people have long cherished and protected; 13 -- that we are comfortable, and everyone in the US should be comfortable, with the ICC and its vital role in the world. Conclusion I conclude by returning to the themes of our gathering tonight: justice, peace and reconciliation. Each of us, in our own ways and abilities, is obliged to seek and facilitate reconciliation, justice and peace in whichever ways our minds, hearts, talents and opportunities lead us. And this obligation belongs no less to human institutions — including governments — than to the individual human beings who comprise and lead them. Aung San Suu Kyi perhaps said it best in her Nobel Peace Prize acceptance speech, which she delivered as a free woman in June of this year – 21 years after she was awarded the Prize. She said this: Absolute peace in our world is an unattainable goal. But it is one towards which we must continue to journey, our eyes fixed on it as a traveler in a desert fixes his eyes on the one guiding star that will lead him to salvation. Even if we do not achieve perfect peace on earth, because perfect peace is not of this earth, common endeavors to gain peace will unite individuals and nations in trust and friendship and help to make our human community safer and kinder. I congratulate Aung Suu Kyi and President Thein Sein on receiving the inaugural Tran Nhan Tong Reconciliation Prize. I wish them success in the important and difficult work that lies ahead of them on behalf, and in protection, of the people of Burma. And I thank you for your kind attention. 14