PREPARATION OF ALDEHYDES 1. Oxidation of 1o alcohols: RCH2OH → RCHO In general, aldehydes are more easily oxidized than alcohols. RCHO → RCOOH occurs more readily than RCH2OH → RCHO. Therefore, very mild oxidizing agents must by used for the transformation RCH2OH → RCHO. Examples of mild oxidizing agents are: (a) chromium trioxide-pyridine complex, CrO3 . 2 CrO3.2py; (b) manganese dioxide, MnO2 N 1 PREPARATION OF ALDEHYDES 1. Oxidation of 1o alcohols: RCH2OH → RCHO H Mild oxidizing agents CrO3.2py R C OH are used. H R H C OH MnO2 H C O R H C O R H You are not required to know the mechanisms of these reactions. With strong oxidizing agents, e.g. KMnO4, H2CrO4, 1o alcohols are oxidized to carboxylic acids. R H C OH H 1o alcohol KMnO 4 R C O HO 2 carboxylic acid PREPARATION OF ALDEHYDES 2. Reduction of acyl chlorides: RCOCl → RCHO Lithium tri-t-butoxyaluminum hydride is often used for this reduction. CH3 H3C C O H Li CH3 Al O C CH3 O CH3 CH3 H3C C CH3 CH3 LiAlH[OC(CH3)3]3 or LiAlH(OtBu)3; this is a mild hydride reducing agent. 3 PREPARATION OF ALDEHYDES 2. Reduction of acyl chlorides R LiAlH(OtBu)3 C O . R C O H Cl A partial, simplified mechanism for this reaction: R C Cl R O C Cl H O Li R C O H + LiCl "H " 4 PREPARATION OF CARBONYL COMPOUNDS B. Preparation of ketones 1. Oxidation of 2o alcohols yields ketones. R' R' [O] R C OH C O + "2H" R H 2o alcohol ketone 2.Ketones are formed by addition of H2O to alkynes R C C R' alkyne dil. H2SO4, HgSO4 R' C O R ketone 5 PREPARATION OF CARBONYL COMPOUNDS B. Preparation of ketones 3. Replacement of chloride in acyl chlorides by nucleophilic alkyl groups of organocadmium compounds or lithium dialkylcuprates produces ketones R R C O + R'-Cd-R' R' Cl acyl chloride organocadmium C O + R'-Cd-Cl ketone 4. Ozonlysis of geminally substituted alkenes yields ketones. R R'' C R' C R''' O3 R C R' O + O R'' C R''' 6 PREPARATION OF KETONES 1. Oxidation of 2o alcohols R R' C OH H o 2 alcohol H2CrO4 R' C O R ketone The most commonly used reagent for this oxidation is H2CrO4, chromic acid (Jones reagent), prepared from CrO3 and H2SO4; in H2CrO4 , chromium is in the + 6 oxidation state. 7 PREPARATION OF KETONES 1. Oxidation of 2o alcohols with Jones reagent, H2CrO4 Key steps in the partial mechanism for this oxidation are: (a) formation of a chromate ester from the alcohol and H2CrO4; O R' R C OH + O R' VI Cr H O H OH R C O VI Cr OH + H2O H O chromate ester O (b) decomposition of the chromate ester O O R' R C O VI Cr R' C O + OH IV Cr R H O ketone OH H O Cr (III) is eventually formed, and the color of the reaction mixture changes from orange to green. 8 PREPARATION OF KETONES 2. R C C R' Hydration of alkynes dil. H2SO4, HgSO4 alkyne Let R' = H, so the alkyne is terminal: R C C H H 2 O, H R' C O R ketone O R C CH 3 H R C C H R H C C + H R C C H H H H O H C C R H H H H + H2O H O C C R H -H Markovnikov addn of H H O C C R H AN ENOL 9 PREPARATION OF KETONES 2. Hydration of alkynes R C C H O H2O, H R C CH3 H R C C H H2O, H H O C C R H AN ENOL An enol is a tautomer of a ketone. Tautomers are isomers which differs only in the location of a hydrogen atom. H O R H C C H ENOL O TAUTOMERIZATION H C C H R H KETONE 10 PREPARATION OF KETONES 3. Replacement of chloride in acyl chlorides by nucleophilic alkyl groups of (a) organocadmium compounds or (b) lithium dialkylcuprates. (a) Acyl chlorides + organocadmiums R R C O + R'-Cd-R' R' Cl acyl chloride organocadmium C O + R'-Cd-Cl ketone Organocadmiums are prepared from Grignard reagents (Cd is less electropositive than Mg) 2R′MgCl + CdCl2 → R′2Cd + 2MgCl2 (b) Acyl chlorides + lithium dialkylcuprates O R C Cl + R'2CuLi O R' C Cl 11 PREPARATION OF KETONES 4. Ozonlysis of geminally substituted alkenes R R'' C C R' R O3 R'' O + O C C R' R''' R''' Ozonlolysis is cleavage by ozone O CH3 CH3 C H C CH3 + O3 o ~ - 30 C CH3 2-methyl-2-butene O O CH3 C H CH3 MOLOZONIDE C O CH3 H O C O CH3 REARRANGEMENT C CH3 MOLOZONIDE O CH3 O CH3 C O CH H 3 OZONIDE C 12 PREPARATION OF KETONES 4. Ozonlysis of geminally substituted alkenes CH3 H CH3 C C CH3 2-methyl-2-butene O CH3 O CH3 C O CH H 3 OZONIDE C (a) Reductive workup of the ozonolysis reaction O CH3 C O CH3 C O CH H 3 ozonide Zn, HCl CH3 H CH3 C O +O aldehyde C CH3 ketone When one of the substituents of the alkene is H, reductive workup of the ozonloysis yields an aldehyde functional group 13 at that carbon. PREPARATION OF KETONES (b) Oxidative workup of the ozonolysis reaction O CH3 C O CH3 C O CH H 3 ozonide H2O2, H CH3 HO CH3 C O +O carboxylic acid C CH3 ketone When one of the substituents of the alkene is H, oxidative workup of the ozonloysis yields a carboxyl group at that carbon. Alkene carbons which bear two alkyl groups always become ketone carbonyls on ozonolysis. 14 NUCLEOPHILIC ADDITION TO ALDEHYDES & KETONES δ C Oδ Carbonyl carbons are electrophilic and are susceptible to attack by nucleophiles under neutral and basic conditions. Nu δ C δ O Nu C O The addition of Grignard reagents to carbonyl compounds is an example of this type of reaction. Carbonyl oxygens are nucleophilic are can be attacked by electrophiles, usually H⊕. 15 NUCLEOPHILIC ADDITION TO ALDEHYDES & KETONES The carbonyl oxygen is nucleophilic, so under acidic conditions: δ C δ O H The protonated carbonyl C O H is a hybrid of two major contributor resonance forms: The major contributor is subject to nucleophilic attack as shown: Nu C O H C C O H O H minor contributor Nu C O H major contributor NUCLEOPHILIC ADDITION TO CARBONYL CARBON ∴ OCCURS UNDER BASIC-NEUTRAL CONDITIONS AND UNDER ACIDIC CONDITIONS 16 ALDEHYDES VS. KETONES STABILITY AND REACTIVITY Aldehydes RCδ Oδ are more reactive and less H stable than ketones Rδ C R' δ O for two reasons. 1. In ketones, the δ⊕ on the carbonyl carbon is stabilized by the electron clouds associated with two alkyl groups. 2. The carbonyl group in aldehydes is more C O sterically accessible than the carbonyl group in ketones. Some ketones, e.g. diisopropyl ketone, are very sterically hindered. 17 EXAMPLES OF NUCLEOPHILIC ADDITION TO ALDEHYDES & KETONES Addition of HCN (neutral-basic conditions). CN Ө is a very good nucleophile (ionic nucleophile). The use of the actual compound HCN is not experimentally feasible, as it is a lethal gas, bp 26 oC. Addition of the elements of HCN to a C=O group is effected in two stages, as follows. 1. O C (i) R O R' + C N K (or Na ) DMSO or DMF K R C R' (dipolar aprotic solvent) C N alkoxide (very basic) K (ii) OH O R C R' + H C N OH R C R' + KOH C N cyanohydrin 18 ADDITION OF HCN TO ALDEHYDES & KETONES O (i) KCN, DMSO or DMF R C R' OH R C R' (ii) H2O C N cyanohydrin Cyanohydrins are useful synthetic intermediates. On treatment with ammonia, the OH group is converted to an NH2 group, and the nitrile (CN) group can be hydrolyzed to a carboxyl group. OH R C R' NH 3 C N cyanohydrin NH 2 R C R' C N NH 2 HCl, H 2O R C R' HO C O amino acid 19 EXAMPLES OF NUCLEOPHILIC ADDITION TO ALDEHYDES & KETONES 2. Addition of bisulfite (saturated aqueous sodium or potassium bisulfite, NaHSO3 or KHSO3, solution) Aldehydes and methyl ketones only, undergo this reaction.HSO3Ө is an ionic nucleophile. O R + C H H2O-insoluble H O S O O Na O R C H H Na O R C H O O O S O H H O O O S Na O Na R C O S O H H2O-soluble bisulfite adduct 20 ADDITION OF NaHSO3 TO ALDEHYDES & METHYL KETONES O O sat'd aq. NaHSO 3 C R H H2O-insoluble H O Na R C O S O H H2O-soluble bisulfite adduct The bisulfite adduct can be hydrolyzed back to the carbonyl compound. H O O R C H O S Na O O aqueous acid or base R C H This two-step sequence is sometimes used to separate aldehydes or ketones from mixtures with other H2O-insoluble compounds. 21 EXAMPLES OF NUCLEOPHILIC ADDITION TO ALDEHYDES & KETONES 3. Addition of alcohols; this is a typical acid-catalyzed nucleophilic addition. O R C OR'' OH R''OH, H R C R' R''OH, H R C R' R' OR'' R' = H: aldehyde R' = H: ketone R' = H: hemiacetal R' = H: hemiketal OR'' R' = H: acetal R' = H: ketal In the next two slides the mechanism of the addition of two equivalents of an alcohol (R′OH) to an aldehyde (RCHO), under acidic conditions, is shown.A hemiacetal is first formed, and the final product is an acetal. 22 ACID-CATALYZED NUCLEOPHILIC ADDITION OF AN ALCOHOL TO AN ALDEHYDE → ACETAL (a) Protonation of the aldehyde. R O O C C H + H R H protonated aldehyde H (b) Nucleophilic addition of the alcohol to the protonated aldehyde and loss of a proton from the addition product. The alcohol is a molecular nucleophile (RECALL TUTORIAL #2!!) H H O O R C H + R' O - H OH R C H H R' O R C H H protonated hemiacetal R' O hemiacetal 23 ACID-CATALYZED NUCLEOPHILIC ADDITION OF AN ALCOHOL TO AN ALDEHYDE →ACETAL (c) Protonation of the OH of the hemiacetal and loss of H2O H H O O R C H + H H R C H R - H2O O O R' hemiacetal R' R' protonated hemiacetal R H C O minor contributor R' H C O major contributor (d) Nucleophilic addition of a second equivalent of the alcohol to the major contributor and loss of a proton from the addition product. H R O H C + R'OH R' O major contributor R' R C H R' O protonated acetal O -H R' R C H R' O acetal 24 EXAMPLES OF NUCLEOPHILIC ADDITION TO ALDEHYDES & KETONES 4. Addition of ammonia and primary amines R C R' H N R'' O+ H pH 3-4 R C N R'' + H2O R' an imine, also called a Schiff base This reaction can be regarded as a condensation between the carbonyl compound and ammonia or the amine to form an imine or Schiff base, with the extrusion of a molecule of water. Mechanistically, the process entails nucleophilic addition of ammonia or the amine (molecular nucleophiles) to the electrophilic carbon of the carbonyl group. 25 ADDITION OF NH3 AND 1o AMINES TO ALDEHYDES & KETONES: The mechanism of the reaction between butanone and methylamine (a) Nucleophilic addition of the amine (a molecular nucleophile) to the carbonyl compound followed by a proton shift within the initial adduct. O (Et) (Me) C CH 3 CH 2 CH 3 + CH 3 N O H H fast Et CH 3 C Me N H H (b) O fast Et CH 3 H C Me N H Protonation of the addition product on oxygen, followed by loss of H2O, then deprotonation to yield the IMINE or SCHIFF BASE. H H Me Et O Me Et C H O C -H - H2O Et C Me + H Et C Me N slow N fast CH3 N H CH3 CH3 H N 26 CH3 H ADDITION OF NH3 AND 1o AMINES TO ALDEHYDES & KETONES Amines are basic compounds, and are protonated by acid,e.g. CH3 N H H methylamine H + H Cl CH3 N H Cl H methylammonium chloride (an amine salt) The mechanism shown on the previous slide for the formation of the Schiff base requires the presence of unprotonated amine for step (a) and acid for step (b). HOW IS THIS POSSIBLE IN THE SAME REACTION MIXTURE? The pH of the reaction mixture is maintained between 3 and 4. At these pH’s there are high enough concentrations of unprotonated amine (the molecular nucleophile for the addition step (a)) and acid to catalyze the dehydration step (b). 27