The Effect of Passivation on Different GaAs Surfaces Ted H. Yu1, Liang Yan2, Wei You2, Ramesh B. Laghumavarapu3, Diana Huffaker3, Christian Ratsch1 1 Department of Mathematics, University of California at Los Angeles and Institute of Pure and Applied Mathematics, Los Angeles, CA 90095, USA 2 Department of Chemistry, University of North Carolina, Chapel Hill 3 Department of Electrical Engineering, University of California at Los Angeles, Los Angeles, CA 90095, USA Experimental Detail: PEDOT:PSS (poly(3,4-ethylenedioxythiophene) : poly(styrenesulfonate)) was deposited on GaAs wafers of (111B, As terminated) and (100) orientations. Four different GaAs wafer samples were tested: (100) and (111B) wafers both with and without sulfur passivation. Si-doped n-type GaAs wafer (carrier concentration: 1×1018 cm-3 for (100), 1~5×1018 cm-3.for (111B)) with annealed AuGe/Ni/Au back ohmic contact was cleaned by sequentially dipping in acetone and isopropanol for 5 minutes each. Then the GaAs wafer was immersed in aqueous HCl solution (10% v/v) for 30 seconds to remove the native oxide. After that, the passivated wafers were passivated by a two-stepS1 process with: 1) a 5 hour treatment of 30 mM octanethiol solution in ethanol followed by 2) a 15 minute treatment of 22wt% aqueous ammonium sulfide solution. The prepared GaAs with or without passivation was spin coated with 5% DMSO doped PEDOT:PSS (CleviosTM PH500) with Zonyl FSO-100 surfactant (Sigma-Aldrich, 5mg Zonyl FSO-100 in 1 ml doped PEDOT:PSS) at 2500 RPM for 1 minute to get a thin PEDOT:PSS layer. A separate ITO glass was cleaned by ultrasonication in deionized water, acetone and isopropanol sequentially for 15 minutes each and then dried under nitrogen flow and followed by the UV-Ozone treatment for 15 min. The DMSO doped PEDOT:PSS was also spin coated on such cleaned ITO glass at 1200 RPM for 10 seconds. Then, the previously PEDOT:PSS/GaAs substrate was put facing down onto the ITO glass when the PEDOT:PSS on ITO was still wet. The entire device (ITO/PEDOT:PSS/GaAs) was then dried in a vacuum oven at room temperature for 3 hours. All processes were at room temperature without any annealing process. The photovoltaic performance characterization of finished devices was conducted with the solar simulator (Oriel 91160, 300 W) under one sun AM1.5 global condition (100 mW/cm2 calibrated by a NREL certified standard silicon cell) at room temperature in the glove box. Current density vs. potential (J-V) curves under illumination and in dark were recorded with a Keithley 2400 digital source meter. 50 (111)B Nonpassivated (111)B Passivated (100) Nonpassivated (100) Passivated 2 Current (mA/cm ) 40 30 20 10 0 -10 -0.2 0.0 0.2 0.4 0.6 Voltage (V) 0.8 1.0 Surface (100) (100) Passivation No Yes Jsc(mA/cm2) 7.17 7.74 Voc (V) 0.33 0.51 FF 28% 48% η 0.67% 1.91% (111B) (111B) No Yes 9.61 8.66 0.65 0.65 65% 68% 4.08% 3.84% Figure S1. J-V curves under 1 sun AM 1.5 illumination We fit the J-V curves in the dark of devices of GaAs/PEDOT:PSS with different orientation and passivation condition to the modified Shockley equation with series resistance and parallel resistance (Equation 1) to get the ideality factor n and saturated current Js. π½= π π π(π − π½π π ) π {π½π [exp ( ) − 1] + } π π + π π πππ π π (1) The fitting result of dark J-V curves of devices of GaAs/PEDOT:PSS with different orientation and passivation conditions. Surface Passivation Js (nA/cm2) n (100) No 2.54 1.70 (100) Yes 0.93 1.44 (111B) No 1.3e-3 1.15 (111B) Yes 1.0e-3 1.12 Figure S2. Dark J-V curves of device of devices of GaAs/PEDOT:PSS with different orientation and passivation condition. Sulfur Binding BC CFH DEG EF EG FH GI HI IJ JK Ebind,S 1.82 eV 0.34 eV 0.14 eV 0.33 eV 0.43 eV 0.50 eV -0.29 eV -0.14 eV 0.26 eV 0.71 eV Sulfur Replacement A E F J K Ereplace,S 2.09 eV 0.56 eV 0.39 eV 0.68 eV 0.71 eV CHβCHβS• Binding AB E F G H J K Ebind,CHβCHβSH 1.67 eV 0.12 eV 0.33 eV 0.54 eV 0.96 eV 1.13 eV 1.29 eV Ebind,S = -EGaAs+S + ES(bulk) + EGaAs) Ereplace,S = -EGaAs+S - EAs(bulk) + ES(bulk) + EGaAs) Ebind,CHβCHβSH = -EGaAs+CHβCHβSH - ½EHβ + ECHβCHβSH + EGaAs) Figure S3. The binding and replacement energy of sulfur and CHβCHβS• as defined above for various sites on the ο’2(2X4) - Defect D surface. For sulfur, replacement site A is most stable (2.09 eV). For CHβCHβS•, binding site AB is most stable (1.67 eV). (a) (b) Figure S4. Band structure and DOS after passivation by sulfur and thiol. Left panel represents the band structure of (a) Sulfur Replacement Site A and (b) CHβCHβS• Binding Site AB with hybrid functional. The right panel represents the corresponding density of states. C1 is the CBM state as visualized in Figure 4 with slight differences described in the text. For both cases, the V1 state disappears from the midgap. References: S1. P. Arudra, G. M. Marshall, N. Liu and J. J. Dubowski, J Phys Chem C 116 (4), 2891-2895 (2012).