OrgaconTM Conductive Transparent Films Application sheet Patterning Orgacon™ film by means of UV lithography. Guidelines [1] Introduction In many applications, conductive layers need to be patterned to perform certain functions or to provide isolation. Orgacon™ film consists of a PEDOT/PSS (poly (3,4) ethylenedioxythiophene / polystyrenesulfone acid) layer coated onto a polymer substrate, such as PET. The electrical conductivity of this layer can be destroyed by exposing the layer to even a low concentration of a strong oxidant for a short time, e.g. a 1 % concentration of sodium hypochlorite (NaOCl or bleach). This technique is remarkedly different from the patterning of ITO layers where strong acids such as HBr are used to chemically etch away the ITO. The destruction of the conductivity of the PEDOT layer is called ‘deactivation’ or ‘passivation’, because the patterning technique does not remove the PEDOT layer from the substrate, resulting in a smooth patterned surface and only small differences in light transmission between conductive and non-conductive areas. Longer exposure times or higher oxidant concentrations will eventually etch away the exposed PEDOT layer. Exposure to other strong oxidizers will also etch away the layer, as opposed to passivating it. The principle of patterning by passivation is applicable by means of different patterning methods. The selection of a patterning method is dependent on the resolution of the required pattern. For coarse patterns, such as the edge isolation for electro-luminescent lamps, a screenprinting paste has been developed, which does the job by simply screenprinting the negative of the desired conductive pattern with this deactivation paste (see Orgacon™ Strupas application note). Another method makes use of a screenprintable resist followed by deactivation in a NaOCl solution, after which the etch resist is removed, yielding the desired conductive pattern (see application note ‘Orgacon™ film patterning by screenprinting mask’). This application note explains how to use UV lithography to pattern a PEDOT layer. While involving more steps than the other methods, it offers also the finest patterning resolution. [2] Patterning process The UV lithography process generally consists of the following steps: • Substrate selection and preparation • Resist selection and application revised: 05/2001 1 of 3 • • • • Exposure Resist development Passivation or etching of the PEDOT layer Resist stripping Issues that have to be takencare of are imaging defects, underetching, isolation resistance, and surface quality. In the next sections we will expand on all of these process steps, and address some of the issues involved. 2.1. Substrate selection and preparation 2.1.1. Substrate selection Orgacon is commercially offered on PET (polyethyleneterephtalate) in thicknesses between 63 and 175 micron. The film has an antistatic backlayer for improved handling and dust shielding. The conductive PEDOT layer is applied onto a special adhesion layer, which will not be removed even when etching away the PEDOT layer completely. For experimental purposes, Agfa is offering PEDOT layers on other substrates such as PEN (polyethylenenaphalate) or PC (polycarbonate). In these case the layer buildup will not be the same as with ORGACON™, potentially resulting in a different passivation behaviour. However, the basic principles still apply. 2.1.2. Substrate preparation Although the PEDOT layer is fairly robust, care should be taken in handling the material. Scratches and dent marks can adversely affect the patterning for high-resolution patterning. The PEDOT layer can be cleaned with DI water or isopropanol to remove superficial dirt. 2.2. Resist selection and application Many photoresists are available with very different properties. For PEDOT patterning, a positive photoresist from Clariant1 has been selected: AZ111 XFS (hereafter called AZ111). The resist has been specifically selected because it offers a good adhesion on many surfaces, has a low bake temperature, and is compliant with the flexible substrate (which might be repeatedly bent during handling). 1 http://www.clariant.com The patterning procedure has been optimised for usage with AZ111, properties of which are listed in Table 1. Solid Content (%) Viscosity (cSt at 25C) Absorptivity (I/g*cm) at 375 nm Solvent Max water content (%) 19.3 25.2 0.65 Methoxypropylacetate 0.5 Table 1: Selected properties of AZ111 XFS (source:Clariant) The resist is normally applied by spincoating. A suitable chuck is needed to hold down the piece of substrate. Care should be taken that the resist is applied to the conductive side of the substrate. Optimal resist thickness is 1 µm (dry layer). 2.3. Exposure It has been found that a baking step prior to exposure will improve the etching. It is therefore advised to include a pre exposure bake step at 110°C for 3 minutes. The absorption peak of the AZ111 resist is around 380 nm. Total exposure energy should be in the range of 360 mJ/cm 2 (f1 µm layer thcikness). Depending on pattern resolution, either a glass mask or a PET mask can be used. In either case, good exposure practices should be used (collimated light), to ensure adequate pattern transfer to the resist. AZ111 does not normally require a post exposure bake to increase development quality. However, it has been found that at least one thermal baking step during resist processing improves the residual resistance of thin lines. A 45 s post exposure bake at 110°C (preferably on hotplate) is therefore recommended. 2.4. Development The standard developing bath for AZ111 is AZ303. This developer will adversely influence the resistance of the PEDOT layer: a sixfold increase in surface resistance has been observed when exposing a PEDOT layer to AZ303 for 15 min. This effect might contribute to higher resistance values in thin lines. Recommended development conditions are 40 s in a 20% solution of AZ303 developer. As mentioned before, executing at least one thermal step is beneficial for the resistance of fine lines. This step can either be a post exposure bake (see above), or a post bake after development, such as 60s at 110°C (hotplate). resistance of untreated PET, should be reachable. Using a higher concentration of NaOCl and a longer exposure time, one can attain 1E2 Ohm/sq (with etching of the PEDOT layer instead of merely passivating). Using even stronger oxidizers, 1E14 Ohm/sq can finally be reached. Of all of the tested passivation agents, NaOCl offers the best combination of speed and ease of use. It is therefore recommended to passivate PEDOT layers for most applications that do not need the highest isolation resistance. 2.5.1. NaOCl as a passivation agent A concentration of NaOCl 1% is recommended. Commercially available NaOCl has a typical concentration of 5-14%. Therefore care should be taken in preparing the correct passivation solution from commercially available NaOCl. It has also been observed that prepared passivation solutions have a limited shelf life, so it is advisable to always work with newly prepared solutions. An exposure time of 5 s will passivate the exposed PEDOT layers to a sheet resistance of 1E9 Ohm/sq. A very slight color change from blue to yellowish can be observed under reflected light conditions. It is recommended that exposure time is kept as short as possible, because it has been found that patterned edges can exhibit some ‘underetching’, i.e. the line widths of the protected area are affected by the passivation solution. The passivation should therefore immediately followed by a thorough rinse in DI water. The surface condition after passivation has been briefly studied. It was found that the layer is only minimally affected with a thickness decrease of less than 100 nm. Longer exposure times or higher NaOCl concentrations will etch away the PEDOT layer, rather than just passivating it. However, the maximum surface resistance that can be reached is still in the order of 1E9 Ohm/sq, so there is no advantage. [2.5.2] K 2Cr2O7 + HNO3 as a passivation agent At maximum concetrations, the isolation resistance achieved was 1E11 Ohm/sq. The passivated areas become transparent after patterning, which indicates that the PEDOT layer is etched away rather than passivated. Because of the toxicity of dichromate, it is not recommended as a passivation agent. 2.5. Passivation of the PEDOT layer [2.5.3] KMnO 4 + H2S04 as a passivation agent After resist development, the substrate is ready for deactivation of the exposed PEDOT areas. This can be accomplished by exposing the PEDOT layer to strong oxidizing agents. The following oxidizers have been tested: • NaOCl (bleach) • K2Cr2O7 (dichromate) + HNO3 • KMnO4 (permanganate) + H2S04 The composition of this solution is 15 g KMnO4 + 200 ml H2S04 + 1 l DI water. At ambient temperatures, the isolation resistance will be 1E9 Ohm/sq after an exposure time of 10 s. As with dichromate, the passivated layers will become transparent, which is an indication of etching the PEDOT layer rather than passivating it. The short exposure time is preferred to minimise the effect of underetching. Depending on concentration, exposure time and oxidizing agent, the PEDOT layer will be passivated or completely etched away. A low concentration of NaOCl and a short exposure time will passivate the PEDOT layer, yielding an isolation resistance (the sheet resistance of passivated areas) of 1E9 Ohm/sq. Theoretically 1E15 Ohm/sq, the sheet By heating the solution to 60°C, higher isolation resistances of 1E13 can be reached. revised: 05/2001 2 of 3 Using permanganate leaves a brownish layer of MnO2 on the passivated areas. This layer can easily be removed by reduction in one of the following solutions (10 s exposure time) : • • 3g Na2SO3 + 25 ml H2S04 + 1 l DI water 10g Fe2SO4 + 100 ml H2S04 + 1 l DI water 2.6. Resist stripping The recommended stripper for AZ111 is AZ100. Exposure of PEDOT conductive layers to this solvent will adversely affect the conductivity. Therefore it is recommended to use methoxypropanol for resist stripping, as this solvent will not affect the conductivity. Exposing the substrate for 60 s to methoxypropanol, followed by a rinse step in DI water will remove the resist. Shorter exposure times can leave a white residue on the PEDOT layer, indicating that the resist is not completely removed. By UV light exposure (energy of 360 mJ/cm2), the stripping time in methoxypropanol can be reduced to 30 s. The methoxypropanol bath should be kept free from water as much as possible, as the presence of water can affect the stripping quality. [3] Underetching and pattern resolution Underetching is an unwanted effect that can occur during patterning, resulting in the condition that lines in the pattern have a smaller width than the corresponding lines in the mask. Even if the line width is kept, it is still possible that solvent used during processing adversely affect the conductivity in the protected areas by laterlly attacking the PEDOT layer at the unprotected side walls. This will affect the resistance of the lines. A number of factors can contribute to underetching : • Imaging • Influence of developpping and stripping solutions • Passivation chemistry By using a high-quality photomask, adequate imaging equipment (collimated light), and correct exposure procedures, the imaging factor can be kept under control. Short development times limit the influence of the developper can be minimized. It is recommended to use methoxypropanol as stripping agent, as it does not affect the conductivity of the PEDOT. NaOCl, which is the recommended passivation chemistry, will diffuse under the resist pattern and decrease the conductivity of the patterned lines. It is therefore recommended to limit the etch time to the absolute minimum (which is 5 s) to reach an isolation resistance of 1E9 Ohhm/sq, followed immediately by a thorough rinse in DI water. The observed underetching is in the range of 10 µm. Due to the effect of underetching, the minimum attainable line width is limited. It has been shown that lines down to 20 micron can be formed, however at this width there is already a profound effect on the resistance value, almost doubling the original sheet resistance value. The resolution limit of the patterning is the subject of further study. Figure 1 shows a 50 µm line pattern created by UV patterning. revised: 05/2001 3 of 3 Fig.1 : line of 50om (x292). [4] Visualisation of the pattern When patterning substrates, it is often needed to align 2 patternd substrates to each other (e.g. as is the case for a typical display device). Therefore a pattern typically will contain reference marks or targets. A characteristic of PEDOT patterning with NaOCl is the limited difference in visual appearance of passivated and non-passivated areas. To enhance the visibility of reference marks, the area around the marks can be treated with a coloring solution just before stripping. The effect of the coloring solution will be to permanently change the color of the passivated area, while the transparency of the nonpassivated area is preserved as it is protected by the resist. The coloring solution is prepared by dissolving 2g of methylene blue in 1 l of DI water. The area of the reference marks should be exposed for approx. 60 s. This can be done by putting a few drops of the colorant onto the area of the marks, after which the substrate is quickly and thoroughly rinsed in DI water. [5] Conclusion Finely structured patterns on PEDOT layers are feasible by using UV lithography. An optimised procedure based on the usage of AZ111 resist has been developed. Application of this procedure will result in an isolation resistance of 1E9 Ohm/sq in the passivated areas. However, the optimised procedure will exhibit underetching in the range of 10 µm, limiting the minimum attainable resolution. Step Resist spincoating Pre Exposure Bake Exposure Post Exposure Bake Development DI water rinse Conditions AZ111, 1 µm dry layer thickness 110°C, 180 s 380 nm, 360 mJ/cm2 110°C, 45 s hotplate AZ303 20%, 40s 40 s Optional: Post Bake Passivation DI water rinse 110°C, 20 s hotplate NaOCl 1%, 5s 40 s Optional : Reference mark coloration Drying Full-plane Exposure Resist stripping DI water rinse Drying Methylene blue 2g/l, 60 s 90°C, 60-180 s 380 nm, 360 mJ/cm2 Methoxypropanol, 30s 40s 90°C, 60-180s Remarks Layer thickness 1 µm 110°C is max T Immediately development 110°C is max T after Immediately after passivation Optional, followed by water rinse Water-free