Effective Interventions…Lessons Learned The Principles of Effective Interventions Results and Lessons Learned from Ohio Effective Interventions…Lessons Learned Slide 2 Credits About the UCCI The University of Cincinnati Corrections Institute (UCCI) is affiliated with the Division of Criminal Justice at the University of Cincinnati. About the Authors This training was developed by Christopher T. Lowenkamp, Ph.D., assistant director, University of Cincinnati Corrections Institute. Copyright © 2004 University of Cincinnati Corrections Institutute. All Rights Reserved. Effective Interventions…Lessons Learned Slide 3 Sections of Presentation 1. Overview of effective interventions 2. Risk Principle 3. Need Principle 4. Treatment Principle 5. Program Integrity 6. What we found in Ohio 7. Summary Effective EffectiveInterventions…Lessons Interventions…LessonsLearned Learned Slide 4 Section 1 Principles of Effective Interventions Effective Interventions…Lessons Learned Slide 5 Principles of Effective Interventions = Risk Principle (Who)—Higher risk offenders = Need Principle (What)—Criminogenic needs = Treatment Principle (How)—Use behavioral approaches = Specific Responsivity (How)—Matching =Program Integrity(All of the above and then some)—Quality Effective EffectiveInterventions…Lessons Interventions…Lessons Learned Learned Slide 6 Section 2 Risk Principle Effective Interventions…Lessons Learned Slide 7 The Risk Principle 1. Target those offenders with a higher probability of recidivism 2. Provide most intensive treatment to higher risk offenders 3. Intensive treatment for lower risk offenders can increase recidivism Play Audio: Effective Interventions…Lessons Learned Slide 8 Risk Factors and What It Means To Be High Risk—How to Target High Risk 1. Attitudes, values, and beliefs 2. Friends 3. History of antisocial behavior 4. Personality 5. Employment 6. Family 7. Substance abuse Effective Interventions…Lessons Learned Slide 9 The Risk Principle and Correctional Intervention Change In Recidivism Rates 25 20 19 15 10 5 -4 0 -5 High Risk Dowden & Andrews, 1999 Low Risk Effective Interventions…Lessons Learned Slide 10 The Risk Principle and Community Supervision 47 Recidivism Rates 50 40 33 30 25 19 20 10 0 High Risk Low Risk ISP Hanley, 2003 Regular EffectiveInterventions…Lessons Interventions…Lessons Learned Effective Learned Slide 11 Section 3 Need Principle Effective Interventions…Lessons Learned Slide 12 The Need Principle 1. Assess and identify criminogenic needs 2. Target criminogenic needs. 3. Must be focused intervention. 4. If this is followed recidivism rates can be lowered. Effective Interventions…Lessons Learned Slide 13 Criminogenic Needs 1. Family 6. Prosocial modeling 2. Vocational skills and employment 7. Antisocial attitudes 3. Anger 4.Self control 8. Substance abuse treatment 9. Reducing antisocial peer contacts 5. Self management skills 10. Relapse prevention Andrews and Dowden, 1999 Effective Interventions…Lessons Learned Slide 14 Non-Criminogenic Needs 1. Stress and/or anxiety 1. Vague emotional problems 2. Self-esteem 3. Cohesiveness of peer group 6. Fear of official punishment 7. Physical activity 4. Discipline 8. Creativity Andrews and Dowden, 1999 Effective Interventions…Lessons Learned Slide 15 The Need Principle Seems Straightforward, but… 1. Look at the targets of programs from around the country 1. Offenders lack creativity 2. Offenders need to get back to nature 3. It worked for me 4. Offenders lack discipline 5. Offenders lack organization skills 6. We just want them to be happy 7. Treat offenders like babies and dress them in diapers 8. Offenders need to have a pet in prison 9. Offenders need acupuncture 10. Offenders need a better diet 11. Offenders need to learn how to put on makeup and dress better 12. Male offenders need to get in touch with their feminine side Latessa, Cullen, Gendreau, 2002 Effective Interventions…Lessons Learned Slide 16 The Need Principle Seems Straightforward, but… 1. Look at “creative sentences” judges are coming up with around the country 1. Yoga 2. Tai Chi 3. Writing “I will not do stupid things” 2500 times 4. Dressing up like victim (in a dress) and being forced to walk around downtown 5. Jogging for an hour for trying to run from police 6. Listening to music or reading 7. Carrying a photograph of the victim in wallet USA Today, February 23, 2004 Effective Interventions…Lessons Learned Slide 17 The Need Principle and Correctional Intervention Change In Recidivism Rates 35 31 30 25 20 15 10 5 0 0 -5 Target 1- 3 more criminogenic needs Gendreau, French, and Taylor, 2002 Target at least 4-6 more criminogenic needs EffectiveInterventions…Lessons Interventions…Lessons Learned Effective Learned Slide 18 Section 4 Treatment Principle Effective Interventions…Lessons Learned Slide 19 The Treatment Principle 1. The most effective interventions are behavioral 1. Focus on current factors that influence behavior 2. Action oriented 3. Offender behaviors are appropriately reinforced 2. The most effective behavioral models are 1. Social learning—practice new skills and behaviors 2. Cognitive behavioral approaches that target criminogenic needs Effective Interventions…Lessons Learned Slide 20 Key Concepts of Cognitive Theories – Thinking affects behavior – Antisocial, distorted, unproductive irrational thinking causes antisocial and unproductive behavior – Thinking can be influenced and changed – We can change how we feel and behave by changing what we think Effective Interventions…Lessons Learned Slide 21 Implications of Theories to Treatment Effective Interventions…Lessons Learned Slide 22 Ineffective Approaches 1. Talking cures 2. Drug education 3. Bibliotherapy 4. Self-help programs 5. Medical model 6. Self esteem 7. Punishing smarter programs Effective Interventions…Lessons Learned Slide 23 The Treatment Principle and Correctional Intervention Change In Recidivism Rates 30 24 25 20 15 10 4 5 0 -5 Non-Behavioral Dowden and Andrews, 2000 Behavioral EffectiveInterventions…Lessons Interventions…Lessons Learned Effective Learned Slide 24 Section 5 Program Integrity Effective Interventions…Lessons Learned Slide 25 Program Integrity 1. Includes principles discussed and more 1. Staff, assessment practices, evaluation 2. Can be measured using the Correctional Program Assessment Inventory 1. Instrument measures implementation, assessment, treatment, staff, evaluation, and other miscellaneous factors related to program integrity Effective Interventions…Lessons Learned Slide 26 Program Integrity 1. Some research has been done linking the degree of program integrity (as measured by a CPAI based measure) to the program’s ability to reduce recidivism 2. Studies with juvenile programs and adult programs Effective Interventions…Lessons Learned Slide 27 ART Program Integrity and Program Effects Adjusted Recidivism Rates 30 27 25 25 19 20 15 10 5 0 -5 Control Barnoski and Aos 2004 ART Competently Delivered ART Not Competently Delivered Effective Interventions…Lessons Learned Slide 28 FFT Program Integrity and Program Effects Adjusted Recidivism Rates 35 30 32 27 25 20 17 15 10 5 0 -5 Control Barnoski and Aos 2004 FFT Competently Delivered FFT Not Competently Delivered EffectiveInterventions…Lessons Interventions…LessonsLearned Learned Effective Slide 29 Section 6 Findings From Ohio Effective Interventions…Lessons Learned Slide 30 Ohio’s CBCF/HWH Study 1. Largest study of community based correctional treatment programs ever done 2. Total of 13,221 offenders—38 HWH and 15 CBCF 3. Two year follow up on all offenders 4. Recidivism measures included any new arrest and incarceration in a state prison 5. Also examined program characteristics Effective Interventions…Lessons Learned Slide 31 Experimental and Comparison Groups 1. Parole with HWH 2. Parole violators with HWH 3. Transitional Control with HWH 4. Furlough with HWH 5. CBCF Probation 6. Comparison group parole without HWH placement Effective Interventions…Lessons Learned Slide 32 Measure of Risk 1. Risk score based on 14 factors 2. Age, education, marital status, psychological problems, drug/alcohol problems, employment, criminal history, and current offense 3. Recidivism rate for low risk 18%, for high risk 58% EffectiveInterventions…Lessons Interventions…LessonsLearned Learned Effective Slide 33 Section 6a What Did We Find With Regard to the Risk Principle? 2 -11 -29 -30 -20 -20 -10-10 -10 3 3 3 12 12 12 11 11 10 10 9 9 8 10 7 7 7 6 5 5 0 0 -1 -5 -5 -5 -5 Probability of Reincarceration Effective Interventions…Lessons Learned Slide 34 The Risk Principle—All Offenders 30 25 15 16 17 17 20 21 -16 -24 -40 LL m ra HH og Pr gram EE o Pr gram Y o Pr gram AA o Pr gram GG o Pr gram JJ o Pr ram DD og Pr gram CC o Pr gram II o Pr ram FF og Pr gram MM o Pr gram Z o Pr r am V og Pr gram S o Pr gram Q o Pr gram BB o Pr gram X o Pr gram L o Pr r am O og Pr gram All o Pr ram N og Pr gram R o Pr r am K og Pr gram H o Pr gram M o Pr gram KK o Pr gram U o Pr gram W o Pr gram P o Pr gram G o Pr gram C o Pr gr am I o Pr ram E og Pr gram J o Pr ram D og Pr gram F o Pr gram B o Pr r am A og Pr gram o Pr -7 -7 -29 -29 -30 -15 -16 -4 -4 -4 -5 -6 -10 -11 -11 -11 -20 -21 -21 -21 -21 Probability of Reincarceration Effective Interventions…Lessons Learned Slide 35 The Risk Principle—Low Risk -1 -2 -2 -2 1 1 1 0 4 4 3 3 2 6 5 9 8 10 0 -32 -36 -40 A A m ra E og E Pr ram Y og Pr ram H og H Pr ram LL og Pr ram L og Pr ram Q og Pr ram B og B Pr ram K og Pr ram G og G Pr ram Z og Pr ram N og Pr ram V og Pr ram D og D Pr ram II og Pr ram S og Pr ram O og Pr ram ll og A Pr ram M og Pr ram P og Pr ram FF og Pr ram I og Pr ram MM og Pr ram og R Pr ram JJ og Pr ram X og Pr ram E og Pr ram U og Pr ram G og Pr ram og W Pr ram J og Pr ram D og Pr ram A og Pr ram K og K Pr ram F og Pr ram CC og Pr ram B og Pr ram og Pr 0 -4 -12 -19 -20 -11-11 -10-10 -10 -6 -7 -3 -1 -1 -1 -14-14 Probability of Reincarceration Effective Interventions…Lessons Learned Slide 36 The Risk Principle—Low/Moderate Risk 20 1 0 4 4 3 3 2 7 6 5 5 5 10 10 9 9 8 10 11 11 13 -23-23 -30 -36 -34 -40 LL m ra H og Pr gram AA o Pr gram Y o Pr gram HH o Pr gram EE o Pr gram CC o Pr ram C og Pr gram K o Pr gram II o Pr gram Q o Pr gram GG o Pr gram Z o Pr gram L o Pr gram DD o Pr gram BB o Pr gram S o Pr ram N og Pr gram V o Pr gram FF o Pr ram O og Pr gram All o Pr ram M og Pr gram R o Pr gram X o Pr gram MM o Pr gram I o Pr gram JJ o Pr gram E o Pr gram P o Pr ram G og Pr gram U o Pr gram W o Pr ram KK og Pr gram J o Pr ram D og Pr gram A o Pr gram F o Pr ram B og Pr gram o Pr -28 -30 -20 -17 -20 -13 -14 -6 -7 -7 -10 -1 -2 -3 2 1 1 1 0 6 6 6 5 5 4 4 3 3 0 Probability of Reincarceration Effective Interventions…Lessons Learned Slide 37 The Risk Principle—Moderate Risk 30 26 10 9 9 9 8 8 10 13 13 13 12 19 18 20 -26 -40 LL m ra H og H Pr ram II og Pr ram AA og Pr ram Y og Pr ram G og G Pr ram DD og Pr ram FF og Pr ram CC og Pr ram Z og Pr ram KK og Pr ram H og Pr ram JJ og Pr ram Q og Pr ram og S Pr ram MM og Pr ram BB og Pr ram V og Pr ram L og Pr ram X og Pr ram All og Pr ram R og Pr gram N o Pr ram EE og Pr ram K og Pr ram og M Pr ram O og Pr ram og W Pr ram U og Pr ram G og Pr ram I og Pr ram C og Pr gram P o Pr ram J og Pr ram E og Pr ram og F Pr ram D og Pr ram og B Pr ram A og Pr ram og Pr -15 -14 -18 -17 -20 -6 -5 -8 -10 -10 5 2 3 3 3 10 10 7 8 8 8 10 15 12 12 12 13 13 0 -2 -2 Probability of Reincarceration Effective Interventions…Lessons Learned Slide 38 The Risk Principle—High Risk 40 19 21 22 20 24 25 25 27 30 30 34 32 33 -30 -34 -40 M M m ra LL og Pr gram KK o Pr gram JJ o Pr ram II og Pr gram HH o Pr ram GG og Pr gram FF o Pr gram EE o Pr ram DD og Pr gram CC o Pr gram BB o Pr ram AA og Pr gram Z o Pr gram Y o Pr ram X og Pr ram W og Pr gram V o Pr gram U o Pr ram S og Pr gram All o Pr ram R og Pr gram Q o Pr ram P og Pr gram N o Pr ram M og Pr ram O og Pr ram L og Pr gram K o Pr ram J og Pr gram I o Pr gram H o Pr gram G o Pr ram F og Pr gram E o Pr gram D o Pr ram C og Pr gram B o Pr gram A o Pr ram og Pr Effective Interventions…Lessons Learned Slide 39 Why Did This Happen? 1. Think about what it means to be low risk 2. Who else is in the HWH/CBCF programs around the state? 3. What happens to low risk offenders risk level? EffectiveInterventions…Lessons Interventions…LessonsLearned Learned Effective Slide 40 Section 6b What Did We Find With Regard to the Need Principle? Effective Interventions…Lessons Learned Slide 41 Change in Recidivism Rates The Need Principle 7 8 5 2 -2 -3 0 to 3 4 to 6 7 or more Number of Criminogenic Services Negative numbers indicate increases in recidivism. Overall correlations between the number of programs offered and treatment effect is 0.13, while the correlation between the number of criminogenic services offered and treatment effect is 0.23 EffectiveInterventions…Lessons Interventions…LessonsLearned Learned Effective Slide 42 Section 6c What Did We Find With Regard to the Treatment Principle? Effective Interventions…Lessons Learned Slide 43 The Treatment Principle Change In Recidivism Rates 10 5 9 0 -5 -10 -9 Other Cognitive Behavioral Effective Interventions…Lessons Learned Slide 44 The Treatment Principle Change In Recidivism Rates 15 10 13 5 6 2 0 -4 -5 Role Play Practice EffectiveInterventions…Lessons Interventions…LessonsLearned Learned Effective Slide 45 Section 6d What Did We Find With Regard to Program Integrity? Effective Interventions…Lessons Learned Slide 46 Measure of Program Integrity 1. Measures based on CPAI 2. Measures based on staff surveys 3. Measures based on data from offender database 4. A total of 157 items on program integrity Effective Interventions…Lessons Learned Slide 47 Program Implementation 1. Director education and experience 2. Director being involved in training and delivering the program 3. Program valued by community 4. Program valued by the CJ community 5. Sustainable funding Effective Interventions…Lessons Learned Slide 48 Assessment 1. Receive appropriate clients 2. Assess risk factors 3. Assess need factors 4. Use standardized methods 5. Define risk and need levels 6. Reassess before termination with a standardized instrument Effective Interventions…Lessons Learned Slide 49 Treatment 1. Cognitive behavioral programming and targeting criminogenic needs 2. Role playing 3. Practice new skills 4. Supervised during treatment and in community 5. Varied service and length of stay by risk 6. Kept occupied 40-70% of time 7. Standard completion criteria 8. Provided aftercare Effective Interventions…Lessons Learned Slide 50 Staff Characteristics 1. Area of study 2. Program input 3. Personal qualities 4. Ongoing training 5. Percent with college degree Effective Interventions…Lessons Learned Slide 51 Evaluation 1. Recidivism follow-up 2. Outcome evaluations 3. External quality assurance 4. File reviews 5. Pre/post testing Effective Interventions…Lessons Learned Slide 52 Miscellaneous 1. Mixed facilities 2. Years in operation 3. Program capacity 4. Average age of offenders 5. All female facilities Effective Interventions…Lessons Learned Slide 53 Program Integrity—Relationship Between Program Integrity Score And Treatment Effect Change In Recidivism Rates 25 20 15 22 10 5 10 5 0 -5 -10 -19 -15 -20 0-30(2) 31-59(25) 60-69(10) 70+(1) EffectiveInterventions…Lessons Interventions…LessonsLearned Learned Effective Slide 54 Section 7 Summary Effective Interventions…Lessons Learned Slide 55 Risk 1. Assessment should be done as early on in the CJ process as possible 2. Assessment should be conducted using a standard risk and need assessment 3. Sentences should be based on that assessment 4. Supervision should be based on that assessment 5. Referrals for service should be based on that assessment 6. Should be targeting HIGH RISK OFFENDERS for most intensive services Effective Interventions…Lessons Learned Slide 56 Need 1. Supervision and programming should focus on targeting criminogenic needs 2. Sentences should focus on the need principle whenever possible 3. Needs to be targeted should be identified by risk/need assessment—not a one size fits all approach Effective Interventions…Lessons Learned Slide 57 Treatment 1. Programming should be behavioral, cognitivebehavioral, or based on social learning 2. Should use role playing and practice 3. Should provide supervision during sessions 4. Probation departments around the country are now delivering cognitive-behavioral interventions on their own rather than relying on external resource providers Effective Interventions…Lessons Learned Slide 58 Program Integrity 1. IT MATTERS 2. It can be measured 3. It can be changed 4. Good programs (based on sound theory) can substantially reduce recidivism, however, the same program poorly implemented can actually increase recidivism! EffectiveInterventions…Lessons Interventions…LessonsLearned Learned Effective Slide 59 Section 7 How Does Community Supervision Fit? Effective Interventions…Lessons Learned Specific Responsivity Easiest to think of as “barriers” to treatment Motivation is becoming one of the more important considerations Motivational enhancement, motivation interviewing, or pretreatment programming Effective Interventions…Lessons Learned Stages Of Change Termination PreContemplation Relapse Maintenance Contemplation Action Preparation Prochaska’s “Stages of Change” Taken from: Miller, Duncan and Hubble (1999), “The Heart & Soul of Change”, American Psychological Association. Effective Interventions…Lessons Learned Agency Response Pre-contemplation Raise doubts, examine discrepancies Contemplation Tip decisional balance toward change Preparation Clarify goals, TX plan, reduce barriers, enlist support Action Engage in TX, support change, new reinforcers Maintenance Support lifestyle changes, relapse prevention Effective Interventions…Lessons Learned Motivational Enhancement Motivation to change can be increased through – Assessment – Case planning – Or other early meeting – Offenders in jail are probably pretty motivated to change Effective Interventions…Lessons Learned Assessment • Good assessment needs to be conducted to effectively sentence, supervise, and intervene with offenders • Pretrial programs that offer services to reduce risk of reoffending need to survey criminogenic risk factors Effective Interventions…Lessons Learned Community Supervision • Assessment • Motivational enhancement • Provision of treatment services • System approach – Responsibility for some but not all – Takes into account what other agencies in process need and do with offenders – Takes into account what needs to be done by the system to reduce offending behavior and increase public safety EffectiveInterventions…Lessons Interventions…LessonsLearned Learned Effective Slide 66 Section 8 Implementation? Effective Interventions…Lessons Learned Implementing a New Idea • • • • Consider how dramatic a shift these ideas are Need to consider organizational attributes • There are assessments for this Research suggests that dealing with these issues assists in technology transfer Integrating research with practice • Exposure • Adoption • Implementation • Practice D. Dwayne Simpson. 2002. Organizational readiness for treatment innovations. Texas Christian University. www.ibr.tcu.edu. Effective Interventions…Lessons Learned Exposure • • • • Accomplished through training Involves • Staff • Lecture • Self study • Workshop • Consultant Must have motivation to change and resources Convenience (time and place) also an issue D. Dwayne Simpson. 2002. Organizational readiness for treatment innovations. Texas Christian University. www.ibr.tcu.edu. Effective Interventions…Lessons Learned Adoption • • Reception and perception of perceived utility Decision to go with it • Adequacy of training • Perceived ease of use • How well it fits with other roles, agency, and staff abilities D. Dwayne Simpson. 2002. Organizational readiness for treatment innovations. Texas Christian University. www.ibr.tcu.edu. Effective Interventions…Lessons Learned Implementation • • • Adequate resources and appropriate atmosphere for change Climate for change • Clarity of mission and goals • Staff cohesion • Communication • Openness to change Institutional supports • Monitoring • Feedback • Rewards that reinforce positive change D. Dwayne Simpson. 2002. Organizational readiness for treatment innovations. Texas Christian University. www.ibr.tcu.edu. Effective Interventions…Lessons Learned Practice • • Long term use Staff attributes • Professional growth • Efficacy • Influence • Adaptability D. Dwayne Simpson. 2002. Organizational readiness for treatment innovations. Texas Christian University. www.ibr.tcu.edu. Effective Interventions…Lessons Learned Assessments • • Organizational Readiness for Change • Motivation for Change • Resources • Staff Attributes • Organizational Climate Program Training Needs • Training Areas • Barriers to Training • Available Resources D. Dwayne Simpson. 2002. Organizational readiness for treatment innovations. Texas Christian University. www.ibr.tcu.edu. Effective Interventions…Lessons Learned Organizational Readiness for Change •Motivation for Change •Program Needs •Training Needs •Pressures for Change •Staff Attributes •Growth •Efficacy •Influence •Orientation •Adaptability •Resources •Offices •Staffing •Training •Computer Access •e-Communications •Organizational Climate •Mission •Cohesion •Autonomy •Communication •Stress •Change D. Dwayne Simpson. 2002. Organizational readiness for treatment innovations. Texas Christian University. www.ibr.tcu.edu. Effective Interventions…Lessons Learned Summary • • • • • • • Have a pretty good idea of what works and what doesn’t to reduce criminal recidivism Should be implemented across all aspects of the corrections system Agencies should collaborate and take a systems approach Prior to moving forward assess staff and agency before jumping in • Assess and overcome barriers Have a plan and let staff guide that plan to some degree • Share the plan • Realistic • What will change Evaluate what has been accomplished • Quality assurance Evaluate impacts • Outcomes Effective Interventions…Lessons Learned Always Remember………. As Max Planck the physicist lamented: “….a new scientific truth does not triumph by convincing its opponents and making them see the light, but rather because its opponents eventually die, and a new generation grows up that is familiar with it.” Even with the most resistant staff and agencies there is still hope