Patty Linduska
Training/TA Director
Alaska Primary Care Association
PattyL@AlaskaPCA.org
907-929-2730
1.
2.
3.
4.
Obtain a Data Universal Number System (DUNS) number
Register with the System for Award Management (SAM)
(formerly CCR)
Register with Grants.gov
(may take up to a month)
One –time process
Register with HRSA Electronic Hand Books (EHBs)
Applicants will be able to access EHB approximately 7 days after grants.gov and receipt of tracking number.
Help: CallCenter@hrsa.gov
or 1-877-464-4772, (TTY for hearing impaired (877) 897-9910) Monday through Friday
(except Federal holidays), 9 am to 5:30 pm ET
Instructions on how to register, tutorials and FAQs are available on the Grants.gov web site at www.grants.gov
.
Assistance is also available from the Grants.gov help desk 24 hours a day, 7 days a week (excluding Federal holidays) at support@grants.gov
or by phone at 1-800-
518-4726.
Appropriate agency contacts are in Section VII of the
Funding Opportunity Announcement (FOA).
Download the application package and instructions from http://www.grants.gov/ .
The program guidance is also part of the instructions that must be downloaded.
Make note the Announcement Number as it will be required later in the process.
Save a copy of the application package on your computer and complete all the standard forms based on the instructions provided in the program guidance.
http://apply07.grants.gov/apply/opportunities/packages/opp
HRSA-14-021-cfda93.224-cid5822.pdf
The following attachment types are supported in HRSA EHBs. Even though grants.gov may allow you to upload various types of attachments, it is important to note that
HRSA only accepts the following types of attachments. Files with unrecognizable extensions may not be accepted or may be corrupted, and will not be considered
as part of the application.
.DOC - Microsoft Word
.RTF - Rich Text Format
.TXT - Text
.WPD - Word Perfect Document
.PDF - Adobe Portable Document Format
.XLS - Microsoft Excel
.VSD – Microsoft Visio
When the application is printed by HRSA, documents will print as they are formatted by the applicant. Take care to format Excel spreadsheets so they will print in as few pages as possible.
Limit the file attachment name to under 50 characters.
Do not use any special characters (e.g., -, %, /, #, ) or spacing in the file name or word separation. (The exception is the underscore ( _ ) character.)
Eligibility Requirements
Submission dates and times
Summary of Funding
Cap on $ amount
Cost sharing/matching fund requirements
Funding restrictions
Change in guidance
Submission requirements
Specific requirements/expectations
Budget period/project period-start and end dates
When reviewing for appropriateness of grants in general, look at all the elements and decide if this grant opportunity is a good fit for your organization.
Does it fit into your strategic plan?
Do you have the capacity to write the grant ?
Will you have the capacity to run the grant if awarded?
Is there enough money to accomplish what you want?
HRSA uses a two-tiered online data entry procedure for completing the
SAC grant application. The application process is divided into two phases:
Phase 1: Applicants will enter Grants.gov and complete the
Application Form SF 424, Project Summary/Abstract and the HHS
Checklist Form PHS 5161. These must be completed and successfully submitted via Grants.gov by 11:59 PM ET on the applicable due date.
Phase 2: After completing the Grants.gov portion of the application process, applicants will enter HRSA’s EHBs and complete all other components of the application (refer to page 15 of this guidance for detailed description of the required forms/narrative/attachments) which must be submitted via HRSA’s EHBs by 5:00 PM ET on the applicable due date.
Please Note: Applicants can only begin Phase 2 in HRSA’s EHBs after Phase 1 in Grants.gov has been completed by its due date, and HRSA has assigned the application a tracking number. You will be notified by email when your application is ready within HRSA’s EHBs for Phase 2. This email notification will be sent within 3 business days of the Phase 1 submission. Refer to section 4 of the HRSA Electronic Submission Guide for more details.
To ensure that you have adequate time to follow procedures and successfully submit the application, we recommend that you register immediately in
Grants.gov if you have not done so already. The registration process can take up to one month.
We also recommend that you submit your application in Grants.gov as soon as possible to ensure that you have maximum time for providing the supplemental information in HRSA EHBs. Please note that all applicants must also be registered in HRSA’s EHBs.
The total size of all uploaded files may not exceed the equivalent of 160 pages when printed by HRSA.
This page limit DOES NOT include the
Program Specific Forms;
Program Specific Information (Health Care and Business Plans and
Electronic Health Records);
Application for Federal Assistance (SF 424);
Project Performance Site locations.
Grants.gov Lobbying Form;
Budget Information for Non-Construction Program (SF-424A);
HHS Checklist Form PHS 5161;
Assurances; and
Certifications.
Please note that the page limit DOES include the
project abstract;
program narrative; budget justification; and
all attachments.
Applications that exceed the specified limits
(approximately 20 MB, or that exceed 160 pages when printed by HRSA) will be deemed non-responsive and will not be considered for funding under this announcement.
“Forms” refers to those documents that are completed online in the system and that do not require any downloading or uploading.
“Documents” are those requirements that must be downloaded in the template provided, completed, and then uploaded into the system.
Applicants are reminded that failure to include all required documents as part of the application may result in an application being considered as incomplete or nonresponsive.
All incomplete applications will be returned to the applicant without further consideration.
It is highly recommended that applicants print out the application before submitting it electronically to ensure that it is within the 160-page limit.
Table 6: Application Deadlines
Project Period
Start Date
November 1, 2013
December 1, 2013
January 1, 2014
February 1, 2014
March 1, 2014
April 1, 2014
May 1, 2014
June 1, 2014
Project Period
Start Date
November 1, 2013
December 1, 2013
January 1, 2014
February 1, 2014
March 1, 2014
April 1, 2014
May 1, 2014
June 1, 2014
HRSA
Announcement
Number
HRSA-14-021
HRSA-14-022
HRSA-14-023
HRSA-14-024
HRSA-14-025
HRSA-14-026
HRSA-14-027
HRSA-14-028
Grants.gov
Deadline
(11:59PM ET)
July 24, 2013
July 31, 2013
August 14, 2013
September 11, 2013
October 9, 2013
October 30, 2013
December 4, 2013
January 8, 2014
Applications completed online are considered formally submitted when:
(1) the application has been successfully transmitted electronically
•
•
• to the correct HRSA funding opportunity number by the Authorized Organization Representative (AOR) through Grants.gov and has been validated by Grants.gov on or before the
Grants.gov deadline date and time; and
(2) the Authorizing Official (AO) has submitted the additional information in HRSA EHB on or before the
EHB deadline date and time.
Receipt Acknowledgement
Upon receipt of an application, Grants.gov will send a series of email messages regarding the progress of the application through the system.
1. The first will confirm receipt in the system.
2. The second will indicate whether the application has been successfully validated or has been rejected due to errors.
3. The third will be sent when the application has been successfully downloaded at HRSA.
4. The fourth will notify the applicant of the Agency Tracking Number assigned to the application.
The applicant will receive an “Application successfully transmitted to HRSA” message in HRSA EHB upon successful application submission within the EHB system.
The Chief Grants Management Officer (CGMO) or designee may authorize an extension of published deadlines when justified by circumstances such as natural disasters(e.g., floods or hurricanes) or other disruptions of services, such as a prolonged blackout.
The CGMO or designee will determine the affected geographical area(s).
Late applications:
Applications that do not meet the appropriate deadlines are considered late applications and will not be considered for funding in the current competition.
Funds under this announcement may not be used for fundraising or the construction of facilities. The HHS
Grants Policy Statement (HHS GPS) available at http://www.hrsa.gov/grants includes information about allowable expenses.
Pursuant to existing law and consistent with Executive
Order 13535 (75 FR 15599), health centers are prohibited from using Federal funds to provide abortion services
(except in cases of rape or incest, or when the life of the woman would be endangered). This includes all grants awarded under this announcement and is consistent with past practice and long-standing requirements applicable to grant awards to health centers.
Salary Limitation
The Consolidated and Further Continuing Appropriations
Act, 2013 (P. L. 113-6), enacted March 26, 2013, continues provisions enacted in the Consolidated Appropriations Act,
2012
-74). The law limits the salary amount that may be awarded and charged to HRSA grants. Award funds may not be used to pay the salary of an individual at a rate in excess of Executive
Level II of the Federal Executive Pay scale. The Executive
Level II salary is $179,700. This amount reflects an individual’s base salary exclusive of fringe benefits and any income that an individual may be permitted to earn outside of the duties to the applicant organization. This salary limitation also applies to sub-awards/subcontracts for a substantial portion of the project under a HRSA grant.
Any proposed changes in scope requiring prior approval
MUST be submitted through HRSA’s Electronic Handbook
(EHB). The EHB can be accessed from anywhere on the
Internet using a standard web browser, https://grants.hrsa.gov/webexternal/ .
Please refer to the most recent guidance on changes to scope contained in PIN 2009-03: Technical Revision to PIN
2008-01: Defining Scope of Project and Policy for
Requesting Changes (available at www.bphc.hrsa.gov/policy/pin0903.htm/ ).
Except in rare cases, HRSA will no longer accept applications for grant opportunities in paper form.
Applicants for this funding opportunity are required to submit electronically through Grants.gov. To submit an application electronically, please use the http://www.grants.gov
apply site. When using
Grants.gov you will be able to download a copy of the application package, complete it off-line, and then upload and submit the application via the Grants.gov site.
Applications will be considered as having met the deadline if:
(1) the application has been successfully transmitted electronically by your organization’s Authorized
Organization Representative (AOR) through Grants.gov and it has been successfully validated by Grants.gov on or before the deadline date and time; and
(2) the Project Director has entered the HRSA EHBs to review the application and the AOR has submitted the additional information on or before the deadline date and time.
It is incumbent on applicants to ensure that the
AOR is available to submit the application to
HRSA by the published due date. HRSA will not accept submission or re-submission of incomplete, rejected, or otherwise delayed
applications after the deadline. Therefore, you are urged to submit your application in advance of the deadline. If your application is rejected by Grants.gov due to errors, you must correct the application and resubmit it to Grants.gov before the deadline date and time.
Use an easily readable typeface (Font) such as Times
Roman, Arial, Courier, or CG Times.
The text and table portions of the application must be submitted in not less than 12- point and 1.0 line spacing.
For charts, graphs, footnotes, and budget tables, applicants may use a different pitch or size font, not less than 10 pitch or size font.
Please do not submit organizational brochures or other promotional materials, slides, films, clips, etc.
Paper Size and Margins
Able to print on 8 ½” x 11”
Margins must be at least one (1) inch at the top, bottom, left and right of the paper.
Left-align text.
Names
Include the name of the applicant and 10-digit grant number (if competing continuation, competing supplement, or noncompeting continuation) on each page.
Section Headings
Please put all section headings flush left in bold type.
Page Numbering
Do not number the standard OMB approved forms.
Number each attachment page sequentially.
Reset the numbering for each attachment.
(Treat each attachment/document as a separate section.)
Applicant must provide letters of support, commitment and/or investment (e.g., from the school board, local hospital, public health department, relevant state health care associations, homeless shelters, advocacy groups, and other service providers, etc.). These items should be included in Attachment
10: Letters of Support and referenced as appropriate.
The eligibility criteria have been expanded to clarify the requirements for proposed patient numbers, service area zip codes, and target populations.
The requirements for Attachment 1 : Service Area Map and Table have been expanded and direct applicants to use UDS Mapper for maps and accompanying data tables.
Attachment 14 : Implementation Plan is now required for new applicants and current grantees applying to serve a new service area. This plan is designed to outline action steps required for meeting the 120-day operational status requirement.
The prenatal and perinatal performance measures are now required for all applicants. See Appendix B for details.
The childhood immunization and cancer screening performance measures have been updated per
Program Assistance Letter 2013-02 available at http://bphc.hrsa.gov/policiesregulations/policies/pal2
01302.html.
Form 2: Staffing Plan has been updated to include a column to report staff expenses to be charged to the
SAC grant (i.e., requested federal dollars).
Form 3: Income Analysis has been revised to simplify the reporting of projected income.
Form 6A: Current Board Member Characteristics will be pre-populated and available for edit for current Health
Center Program grantees.
Form 6B: Request for Waiver of Governance Requirements will be not applicable for current grantees receiving CHC
(section 330(e)) funding.
Form 9: Need for Assistance (NFA) Worksheet has been revised to include more current indicators. Core Barriers and Health Indicators have been modified, added, or removed to include the most relevant and current indicators of need for which data are available.
The Federal Object Class Categories form has been added to capture details on the federal funding request.
Project period length determining factors have been added, including a stipulation that a current Health Center
Program grantee will not be funded if they would be awarded a third, consecutive one-year project period for FY
2014. See Table 7.
The maximum project period length is three years for all applicants.
The budget justification must detail the costs of each line item within each object class category from the Federal
Object Class Categories form (federal section 330 funding request and non-federal funding). See Appendix C for details.
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W
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R
S
Application Section
Application for
Federal Assistance
(SF-424)
Project Abstract
SF-424B: Assurances –
Non- Construction
Programs
Additional
Congressional
District(s) (as applicable)
Project Performance
Site Location(s)
Grants.gov Lobbying Form
SF-LLL: Disclosure of
Lobbying Activities (as applicable)
Form Type
Form
Document
Form
Instruction
Complete pages 1, 2, & 3 of the SF-424. See instructions in Section IV.2.i.
Type the title of the funding opportunity and upload the project abstract in Box 15 of the SF-424. See instructions in Section IV.2.viii.
Complete the Assurances form.
Document Upload a list of additional Congressional Districts served by the project if all districts served will not fit in 16b of the SF-424.
Form
Form
Form
N
Current Health Center Program grantees applying to continue serving their current service area must provide only the administrative site of record.
Applicants not currently receiving Health Center Program funds for the proposed service area must provide the administrative site information
AND information about all project performance sites. A list of additional sites may be uploaded as necessary.
Provide the requested contact information at the bottom of the form.
N
N
Complete the form only if lobbying activities are conducted.
N
Y
N
Counted in
Page Limit
(Y/N)
N
You will need to know how much you are allowed to request
Check your NGA #13
You will need to know your new project period start and end dates
Check your NGA #6 (unless you have been notified of another date by the BPHC) double click above
Box 18: Estimated Funding: Complete the required information based on the funding request for the first
year of the project period. This information should be consistent with the total provided in the applicant’s
SF-424A Budget for Non-Construction Programs.
Box 17 Proposed Project Start and End Date: Provide the start and end dates for the proposed three-year project period. For applicant’s currently receiving section 330 funds and applying to serve their current service area, the proposed start date should be consistent with the project period end date noted on the most recent Notice of Grant Award.
Make sure you have the MOST RECENT NGA
#1-Supercedes Award Notice Dated:
#2-Project Period-Longest period at the end of which you need to do a SAC application
#3-Budget Period-Usually one year at the end of which you do a Budget
Period Renewal
#4-Amount of Financial Assistance this Action
#5-Recommended Future Support-
Make sure that your grant request matches
This amount.
15. ESTIMATED FUNDING: a. Federal b. Applicant c. State d. Local e. Other f. Program Income g. TOTAL
$ .
00
$
$
$
$
.
00
.
00
.
00
.
00
$ .
00
$ .
00
Upload a one-page summary of the application under box
#15 of the SF-424 Face Page.
Because the abstract is often distributed to provide information to the public and Congress, please prepare this so that it is clear, accurate, concise, and without reference to other parts of the application.
It must include a brief description of the proposed grant project including the needs to be addressed, the proposed services, and the population group(s) to be served. The project abstract must be single-spaced.
Please place the following at the top of the abstract:
Project Title: Service Area Competition
Applicant Name
Address
Project Director Name
Phone Numbers (Voice, Fax)
E-Mail Address
Web Site Address, if applicable
Congressional Districts for the Applicant Organization and
Proposed Service Area (if different).
Types of section 330 funding requested in this application (i.e.,
CHC, HCH, etc)
Current Federal Funding (including HRSA funding), if applicatble.
The abstract must include a brief description of the proposed project, including the applicant organization, target population, needs to be addressed, and proposed services. Include the following in the body of the abstract:
A brief history of the organization, the community to be served, and the target population.
A summary of the major health care needs and barriers to care to be addressed by the proposed project, including the needs of special populations (migratory and seasonal agricultural workers, people experiencing homelessness, and/or residents of public housing).
How the proposed project will address the need for comprehensive primary health care services in the community and target population.
Number of current and proposed patients, visits, providers, service delivery sites and locations, and services to be provided.
All information provided in the abstract should be consistent with data included in the application.
Submit in grants.gov and wait to hear that you are allowed to work in the Electronic Handbook…BUT, know this, YOU HAVE ONLY JUST BEGUN !
Tips
Complete Phase 1 as early as possible
DO NOT allow only two weeks to complete Phase 2…It is the most work!
Look over the entire application guidance, all required forms and documents, etc.
Know what is left to do and make a plan to get it done.
How to Read Your Notice of Grant Award http://www.hrsa.gov/grants/apply/assistance/SAC/noah andout.pdf
Email TA@AlaskaPCA.org
to ask for
SAC Guidance as Word Document
The SAC Webinar #1 PowerPoint Presentation
SAC Project Narrative Format (so you can start working right away)
This information will be available on the All Things Grant
Forum within a few days.
O
E
ONTINUED
Part 2: Budget Presentation & Support Requested
Budget Presentation Contents
PHS Form 5161-1, SF424A
Budget Justification
Form 2: Staffing Profile
Form 4: Income Analysis
Budget Preparation
Criterion 6: Support Requested
Next Webinar: July 17 th at 12 noon. See you then.