Water Integrity in Latin America: a mapping exercise A call for proposals from Cap-Net/UNDP and the UNDP Water Governance Facility at SIWI Mapping of Integrity and Accountability in Water Activities and Relevant Capacities in the Latin American Region and partnership development for a water integrity capacity development programme in Latin America 1. Background Integrity, honesty and anti-corruption are hitherto some of the least addressed areas in the governance of water resources and services. Until now, it has been either neglected or not factored in systematically to the formulation and implementation of integrated water resources management (IWRM) policies. Since integrity, accountability and corruption are critical determinants of how water resources and services are governed and allocated, it is important to include them in a forceful and systematic way in water policy reform and implementation. The past years have shown some promising signs and decision makers, development practitioners and researchers are increasingly focusing attention to improve water integrity, through for example various types of anti-corruption measures. Importantly, improved integrity, accountability, and application of anti-corruption measures provide a force to be reckoned with to reduce poverty, and to allocate and distribute water resources and services in fair and efficient ways. The mapping exercise will provide a base for continued work and to establish partnerships with new institutions and link up to relevant processes of accountability and integrity in the region. The work will also benefit related work of, Cap-Net/UNDP, UNDP Water Governance Facility at SIWI (WGF), as well as the Water Integrity Network (WIN). A previous exercise was made in southern Africa in 2008, where WaterNet, CapNet, WGF, and WIN undertook a “Mapping on Integrity and Accountability in Water Activities and Relevant Capacities in the SADC-Region”. The current project aims to learn from this experience by its fruitful use in Latin America. The following is outlining the assignment that will contribute to a mapping and analysis of ongoing anticorruption activities, that is the promotion and application of transparency, accountability and participation, in the Latin Americanregion (selected countries as well as regional) and identify relevant actors. 2. Justification and objectives 1 The mapping exercise is a contribution to objectives shared in the framework of improving water governance to advance poverty reduction and the achievement of the Millennium Development Goals by Cap-Net/UNDP, UNDP Water Governance Facility at SIWI (WGF), as well as the Water Integrity Network (WIN). These institutions embrace the promotion of sustainable development of water resources, including water supply and sanitation services. Important working areas are promoting and supporting water governance reform and integrated water resources management (IWRM) strategies at local, national and international (transboundary) levels; and developing this support with an important commitment to work with issues of integrity, accountability and anti-corruption in water as a means towards improving water governance reform and IWRM strategies at various levels. This also includes to advance on the application of human rights based approaches to water, and; to further development and dissemination of capacity building tools and water governance tools. 2.1 Objectives The overall objective of this assignment is to support a capacity development programme for water integrity in Latin America. A mapping and a brief assessment of processes related to strengthening integrity and accountability in water and actors will provide a systematic entry-point of where and how to work with these issues as well as identifying potential partners. The mapping of ongoing processes, relevant actors and their capacities, should be seen as a first step towards the further development of an integrity programme in the region. The assignment will also assist in defining the content of a training programme in integrity and accountability as well as identifying institutions/individuals in the region that can play a role in the formulation as well as implementation of a training programme. Similarly, it will provide a solid knowledge base for expanding partners’ activities in the region. The objectives include: To develop a water integrity map for Latin America, focused in current initiatives and organisations working and promoting an improvement in accountability, integrity, and transparency in relation to water resources management in Latin America. The scope will consider aspects of both IWRM and water infrastructure development, identifying key elements, existing capacities, stakeholders, and training needs for water integrity in Latin America. To explore forming a partnership for water integrity in Latin America; To elaborate a capacity development programme for water integrity in Latin America. 3. Tasks The consultants will perform the following tasks: i) Map, identify, and analyze relevant regional and national (in select countries) processes (such as, policy processes, legislative developments, programmes and projects, capacity development, etc) on integrity and anti-corruption in water: 2 o Analyze regional processes, such as the Convención Interamericana contra la Corrupción related work on anti-corruption relevant for the water sector, etc. o Analyze national processes. ii) Map, identify and analyze regional and national relevant organizations/networks (in selected countries) and assess their capacities to work with integrity, accountability and anti-corruption in water. o Examples of organizational types include, government agencies, NGOs, research institutes, bilateral and multilateral organizations such as donors, Interamerican Development Bank, the World Bank, and the UN-system. iii) In selected Latin American countries, assess ongoing water reform (decentralization, privatization, water rights and licensing/permits, etc) in relation to integrity and anti-corruption activities. A particular item that should be analyzed is the positive/negative impacts of the introduction of the IWRM on integrity and accountability. This can for example be done through a SWOT-analysis. o Countries will be selected based on criteria developed by the consultant and on consultation with Cap-Net/UNDP and the UNDP WGF at SIWI o The assessment should, among other things, propose a number of lessons learned and challenge areas and possible areas of support. iv) Provide analysis on how partners can support regional and national processes and activities; for example, in supporting capacity development programmes and other types of programme formulation and implementation, support in policy formulation and implementation, etc, in relation to integrity, accountability, and anti-corruption. o The mapping should cover how integrity, accountability, and transparency are being promoted at all relevant components of the water sector, such as infrastructure projects, procurement and contracting, water supply and sanitation, water resources and other relevant areas. The mapping should also look at the urban and rural dimensions of water resources and water services. It is also essential to cover various sectors such as the private and public to analyse among other things the supply and demand of corruption. o The consultant should also investigate organizations, which are not directly perceived as water organizations. For example, at the government level various types of anti-corruption agencies and commissions can have a strong bearing and role pertaining to the water sector. There can also exists several “non-water” NGOs, such as national chapters of Transparency International, that are involved in activities related to improving integrity and accountability that are directly or indirectly linked to water service provision and resources. o Since WGF and Cap-Net are UNDP programmes, it is important that relevant UNDP country offices and other entities in the region be consulted. In addition, it is critical that the consultant links up with and makes use of the Water Integrity Network (WIN), which can be a critical source of information. In addition, the national chapters of Transparency International (TI) can be another vital source of information along with other in-country organizations. 3 o The consultant should also consult with Cap-Net/UNDP to draw on their knowledge base and experiences. Particularly with regard to: -Identifying priority capacity building areas. -Identifying suitable training programme content. o It is expected that large proportion of the work can be done as a desk study. Information can be obtained through internet-based resources, review of existing literature as well as identifying and contacting relevant actors via email, telephone, etc. However, some travel in the region may be required for interviews and collection of additional material, particularly regarding the assessment of select countries. o It is envisaged that the consultants can be facilitators to the training programme development and implementation. o The consultant will liaise closely with and report to Ms. Maria Jacobson at the UNDP WGF and Mr. Kees Leendertse at Cap-Net. 4. Outputs Output 1. Water Integrity Map in Latin America A study will be elaborated which brings light on current initiatives and organisations working and promoting an improvement in accountability, integrity, and transparency in relation to water resources management in Latin America. It will map some of the processes, institutions, organisations, laws, policies and projects active in promoting transparency, accountability and integrity in the water sector in the selected countries of Latin America. The study will also identify capacity-building needs for water integrity. The main report should be on approximately 33 pages, excluding annexes. The report will be written in Spanish and will be later translated to English. Suggested outline: Executive summary 1 page Introduction (objective, methodology, limitations) 2 pages Context description: water resources management in Latin America and 3 pages the importance of water integrity. Country water studies: 3 pages per country (18-20 pages total 6 countries) Water laws, policies, institutional arrangements Water sector reforms, IWRM 4 Mapping of key components: organisations, stakeholders, their roles and responsibilities Capacity building needs Comparative overview IWRM and promotion integrity 2 pages Potential areas of intervention 2 pages Recommendations and conclusions 3 pages Total 33 pages References Annexes 5 pages -Definitions and acronyms -Organisations visited -Key figures in selected countries -Comparative analysis of transparency and integrity measures in selected countries. Output 2. A proposal for a regional workshop to formalise a partnership for a capacity development programme for water integrity in Latin America The mapping process will facilitate the identification of organisations working on, and demanding capacity building, for water integrity. As these are identified, reference persons will be contacted both to get their inputs for the mapping report and also to explore their interest, capacities, resources, and potential roles (either providing or demanding) in a regional capacity development programme. The proposal will engage and draw on expertise in Cap-Net affiliated capacity development networks in the region. A proposal will be elaborated to hold a regional workshop. The proposal will include a list of participants; workshop programme; facilitators; budget; and host identified (organisation, country, venue, and suggested date). The regional workshop which will be organised will have the following objectives: o Presenting the water integrity map for Latin America; o Levelling capacities on water integrity; 5 o Formalising a partnership for a water integrity capacity development programme in Latin America; o Setting the bases for a regional capacity development programme in Latin America, involving Cap-Net affiliated networks. 5. Time-table for the assignment The consultant will propose a detailed timetable not to exceed 6 months for the study and workshop 6. Required competencies/skills The proposal needs to include to following expertise: - proven experience in water and governance - proven experience in water management capacity development - consultants will have advanced degrees in subjects related to rersources management and capacity development - a minimum of 10 years experience in these subjects with relevant international exposure to integrity and accountability - Experience in facilitation in water integrity - Fluency in both English and Spanish, and fluency in Portuguese would be an asset 7. Financial proposal The proposal will have a detailed budget including the costs for consultancies, travel, reporting, and the organisation and conduct of the regional workshop. The deadline for the proposal is October 15 and should be sent to Maria Jacobson, email maria.jacobson@siwi.org and Kees Leendertse, email kees.leendertse@cap-net.org 6 7