Databases Accessible by CBE Staff and Research Students (as at 10/02/2016) Variables Country Years* Database Access Annual Reports Online Annual reports, announcements and documents for ASX-listed and delisted companies Australia 1995 onwards Internet access via the ANU library website at http://anulib.anu.edu.au/online/eresources/ Audit Analytics Audit and compliance information for all SEC registrants plus actions, disclosures and correspondence by companies, advisors, regulators and investors US 2000 onwards Internet access via Wharton Research Data Services at http://wrds.wharton.upenn.edu/ BoardEx Board and director details for publicly listed and some prominent private companies US 1999 onwards As above Compustat Executive Compensation Compensation of top executives in public companies US 1992 onwards As above Compustat Global Accounting and market data for public companies Global 1979 onwards As above Compustat North America Accounting and market data for public companies North America 1950 onwards As above Compustat Ratings Xpress Credit ratings for public companies and the instruments they issue Global 1920 onwards As above Compustat Segments Business, geographic, operating and state segment data for public companies North America 1976 onwards As above Compustat Unrestated Quarterly Unrestated accounting data for public companies North America 1987 onwards As above Connect4 Annual reports, corporate financing and corporate governance data for all ASXlisted companies Australia 1991 onwards Internet access on any College computer at http://www.connect4.com.au Database (Alphabetical Order) * As the period of coverage is not consistent across variables in many databases, the start and end years included in this field represent the times when the database first provides coverage of any sort or ceases coverage altogether respectively. Page 1 of 3 Database Variables Country Years* Database Access CRSP Prices, returns and volumes for publicly traded shares, indices, mutual funds and portfolios plus treasury data US 1925 onwards Internet access via Wharton Research Data Services at http://wrds.wharton.upenn.edu/ CSMAR Financial statements plus share prices and returns for publicly traded companies as well as closed-end and open-end funds China 1990 onwards As above DatAnalysis Premium Accounting data, annual reports, operational overviews, ownership structure, corporate financing activities and corporate governance mechanisms for ASX-listed and delisted companies Australia 1989 onwards Internet access via the ANU library website at http://anulib.anu.edu.au/online/eresources/ Datastream Economic times series plus prices and volumes for publicly traded shares, bonds, indices and derivatives Global 50 years Access (with prior booking at the RSFAS Office) for a maximum of 2 hours from Room 3.51, the Honours Lab or PAP Moran 1014. Dealscan Loan pricing, contract details, terms and conditions Global 1981 onwards Internet access via Wharton Research Data Services at http://wrds.wharton.upenn.edu/ I/B/E/S Security analyst forecasts, actuals and trading recommendations for public companies Global 1970 onwards Two points of access: 1. Via Wharton Research Data Services at http://wrds.wharton.upenn.edu/; or, 2. Access (with prior booking at the RSFAS Office) via the Datastream interface for a maximum of 2 hours from Room 3.51, the Honours Lab or PAP Moran 1014. Insider Holdings Insider holdings and trading activity in public companies as reported on filings of SEC forms 3, 4, 5 and 144. US 1980 onwards Internet access via Wharton Research Data Services at http://wrds.wharton.upenn.edu/ (Alphabetical Order) * As the period of coverage is not consistent across variables in many databases, the start and end years included in this field represent the times when the database first provides coverage of any sort or ceases coverage altogether respectively. Page 2 of 3 Database Variables Country Years* Database Access ISS (formerly RiskMetrics) Details of corporate governance mechanisms and directors of public companies US 1990 onwards Internet access via Wharton Research Data Services at http://wrds.wharton.upenn.edu/ Institutional (13f) Holdings Institutional holdings in public companies as reported on filings of SEC form 13f. US 1980 onwards As above Mergent FISD Issue and issuer details for publicly offered bonds Social ratings for public companies US 1950 onwards As above US 1991 onwards As above Mutual Fund Holdings (formerly CDA) Mutual fund holdings in public companies primarily as reported in filings of SEC form N-30D. US 1979 onwards As above OptionMetrics Prices and implied volatilities for publicly traded shares and index options US 1996 onwards As above RepRisk Environmental, social and governance risks for public and private companies Global 2007 onwards As above TAQ Intraday trade and quote data for publicly traded shares US 1993 onwards As above Worldscope Accounting data for public companies Global Last 20 years Access via the Datastream interface (with prior booking at the RSFAS Office) for a maximum of 2 hours from Room 3.51, the Honours Lab or PAP Moran 1014. Zacks Earnings, sales estimates, analyst ratings, price targets and recommendations for public companies North America 1979 onwards Internet access via Wharton Research Data Services at http://wrds.wharton.upenn.edu/ (Alphabetical Order) MSCI (formerly KLD) * As the period of coverage is not consistent across variables in many databases, the start and end years included in this field represent the times when the database first provides coverage of any sort or ceases coverage altogether respectively. Page 3 of 3