Competition Tribunal of South Africa Hearing in the matter between WAL-MART STORES INC and MASSMART HOLDINGS LTD Case No. 73/LM/Nov10 held at DTI Building Sunnyside on 10 May 2011 Panel: N Manoim Y Carrim A Wessels Case Manager: K Moodlaiyar \ AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park 0035 Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 193 Wal-Mart Stores and Massmart Holdings 10 May 2011 CHAIRPERSON: Good morning. Mr Pattison, I think before we do re-examination, there are a couple of questions that we would like to put to you, if we could start with that. What I would like to do is to discuss with you a response to conditions. The reason I’m doing so is that it’s not to make the assumption that we think conditions are necessary, but just because we won’t have an opportunity to deal with you again, should we have to have public interest considerations at the end of the day and those concerns arise, what I’m exploring is whether there are possible conditions and as you are the only 10 operational witness in a sense who knows the business from an operational side, to get your response as to whether they are practical or doable or not. So, please don’t make the assumption that we are necessarily going to make those findings. I’m just exploring that, if that’s a possibility. I just want to start off firstly with concerns over employment. The first one I wanted to discuss with you is that if there is a concern that collective bargaining rights that are enjoyed currently by unions within the Massmart Group might diminished, what your response would be to a condition that would require that 20 there be no diminution of collective bargaining rights as they are currently enjoyed in the group? Would that create any problems? AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 194 Wal-Mart Stores and Massmart Holdings 10 May 2011 MR PATTISON: Well, what I can say that is perhaps helpful is that it’s certainly not our intention to reduce those rights. So, in that respect I suppose I can’t argue with that. CHAIRPERSON: Thanks. The second is in relation to people who had been retrenched and there is the debate that you had yesterday with the union representatives about Nelspruit. Assuming that we can’t at the end of the day be absolutely certain as to whether those retrenchments were in anticipation of the merger or, from your point of view, whether they were driven by operational requirements 10 relevant at the time. Would there be any objection to, as it were, a requirement that if they vacancies arose in the group as a whole and not necessarily just a particular division, that those particular workers who had been retrenched might be identified and given a priority in new opportunities that come the way of the merged firm? MR PATTISON: Overall in principle I think we probably have that agreement already with the union. The sticking points around that agreement were on what terms and conditions. Now, perhaps you would have picked up yesterday a fundamental dispute we have with the union is given we have four recognition agreements, the terms and 20 conditions of employment changed throughout the company. So, the other posing part of the negotiation would be that they would have stand down from their demand that the person is reinstated. Certainly we are happy to explore with the union re- AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 195 Wal-Mart Stores and Massmart Holdings 10 May 2011 employment with some preference, but I’m afraid it would have to be at the pay scales of those particular jobs. It would have to be on the terms and conditions of that division. However, I would certainly be happy to make a concession, if I’m allowed to, that their length of service would be recognised. CHAIRPERSON: If I can move on to the area of the effect on local manufacturing and listening to some of the issues that you’ve raised yesterday and also in the witness statements of some of the difficulties there, and we obviously recognise that there are a number 10 of conceptual difficulties here, but let me put a sort of rather broad proposition to you, just to response in a sense to certain possible principles and perhaps ways of dealing with this. Assuming firstly that a condition was of limited duration, in other words, it didn’t apply permanently to the group, but it applied for a period of certain years post the merger. Secondly, and let’s use 5 years as a possible time period, secondly that the level of purchases would be assessed on what they are currently. In other words, to meet the criticism that one is imposing on the merged firm, obligations that go beyond what Massmart is currently doing, so let us assume that 20 Massmart is a competitive firm at the moment and it is competing at a level locally with what can be assumed competitive. Using that as proxy and here we are open about whether that should be at the level of the percentage of the total turnover or a rand AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 196 Wal-Mart Stores and Massmart Holdings 10 May 2011 value, one would find a proxy period to measure that. Let’s assume that one took 2010 as the proxy year and said, look, over a period of 3 months you were to approach all your suppliers and saying what is the local manufacturing rand value over these, let’s say 3 months, your month in which you have your largest purchases, your lowest purchases and perhaps some middle month. You would be in the best position to respond to that. So, over 3 months you say to these suppliers give us information as to what your local manufacturing content is and to the 10 extent that some of it has been bought, say we paid X rand to get this thing, how much was local purchasing and how much did you buy in to meet the suggestion that some people like Tiger might at a particular stage have bought wheat from overseas but then processed it to a certain extent. In other words, fill that in, give us that information and say to them it’s going to be subject to a possible audit and that you are giving it in terms of the Competition Act and that you have an obligation to give correct information and giving false information to the Commission on the Act is an offence. Suppliers are then obligated to give you that information. It’s 20 not your problem to verify it. Auditors will be appointed to do a random audit, but you are entitled to take that information as it is. It is then deemed to be the local content that that supplier is giving you going forward over the period of that. So, to the extent that you AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 197 Wal-Mart Stores and Massmart Holdings 10 May 2011 continue to use that supplier, that will be deemed to be their local content, even though it may change from time-to-time. One could then say to a supplier if you increase your local content from what it was, you can advise the Massmart Grouping and they will then be able to record that figure increased. So, in other words, if Tiger, again using them as an example, were only giving you X million rand at the time that we have the proxy year. They’ve now gone up and increased that. They can alert you to that so it’s an incentive to buy from them and an incentive for 10 them to sell to you. What the obligation would be is to hold to either the rand value or the percentage. One is going to have to consider which is the more appropriate figure, as it was in the proxy year. So, in other words, you are not being obliged to increase what you had at the particular proxy year, which I think was one of your concerns and obviously as you are expanding, so the obligation would become less ... in your turnover the obligation is less burdensome. But at the same time in order to protect the industries that have been considered most vulnerable – that is food and clothing – there would be an incentive for you to, if you were to increase your current 20 turnovers, if we understand what you said yesterday, it would be relatively low in comparison to rival grouping. If you were to increase them by some multiple over the period, you would in a sense get a holiday overall. So, in other words, to give an example, if the period AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 198 Wal-Mart Stores and Massmart Holdings 10 May 2011 was to be 5 years that you would be held to this particular percentage or value, as it was in 2010, if you were to exceed your targets in food and clothing, just giving those as an example, because those are the ones who had come up in the debate, by a certain multiple, the period subject to these conditions would be shortened. So, let’s assume that you achieved the target and multiplying in clothing and food by a certain multiple in 3 years, the conditions would end over 3 years and would not end over 5 years. So, it’s a bit rough and ready and I know I’m sort of throwing you into it, but 10 would you give us your first response to that possibility? MR PATTISON: Yes Chairman, and within the spirit in which it’s asked, but if you wouldn’t mind just me placing it for the record, so we clearly the condition is not necessary. My overall summation, giving it some thought and in hours of debate with various people is that it’s an impossible condition to approve and it would increase the risks in Massmart greatly, but nevertheless, let me explore some of the issues you’ve talked about. I think the problem with it needs to be done in a few bundles. First of all, it’s about its practicality. So, as I listened to you, my 20 thoughts are dominated by the level of bureaucracy you are going to unleash. We are talking about 4 500 suppliers, 120 000 products. Our systems are not designed in such a way that we could even track anything like that. So, these certificates that you talk about there are AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 199 Wal-Mart Stores and Massmart Holdings 10 May 2011 going to have to be 120 000 of them, because we have to track it at an item level and therefore each item will even have to have a percentage of local procurement, because it’s not either locally or not. There is a local content amount to it. So, practically we have no way of tracking it. So, three months, it won’t ... and by the way, I don’t think the suppliers even track it. You know, I’ve had this conversation with Hennie and asked do you actually know your input to your own manufacturing process, where that stuff comes from and they say, no 10 well, I buy it from another wholesaler. Now you would have to go back to that wholesaler and find out, well, where did you get it from? So, we have that whole ... and it really is the most unbelievable bureaucracy that will be unleashed and I must tell you just honestly I can’t see any way of us administrating it. It really is massive. So, I don’t want to explore that at length. I can, but I think you get my impression that it’s unfortunately a massive bureaucracy. The second point I would like to make is although I must say I understand that perhaps sitting outside the industry that looks quite reasonable, we as a retailer only can buy from suppliers that which 20 customers buy from us. So, it is possible to be persuaded from a single factory to buy the first less of stock, ten per store and put it on the shelf. If that product is not priced and attractive to consumers, it just sits there. In fact, now I have to write it off. I don’t even just AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 200 Wal-Mart Stores and Massmart Holdings 10 May 2011 make the loss. I don’t not make the profit. I not only don’t make the profit. I have to write off the product. Also, I’m not able to put in another order to the factor, because I never sold the first one. So, essentially what you would have to do is not only invoke the bureaucracy of our suppliers and their suppliers and their suppliers. You must at the same time place a condition upon all consumers to buy the goods from us. You would have to get them involved as well, because we can’t make things sell. We just buy them and put them on the shelf. Customers choose and let’s say in an 10 extreme example just so that we can explore it, let’s say it’s a product that its only problem is that it’s too expensive and let’s say it’s 10% more expensive. Now, that customer can first of all come into our store, look at that product on our shelves. We would have also imported the product and so the consumer will choose. Even if we were crazy enough, if I may use that word, to not import the product that we should have been selling, our competitors would have imported it and the customers are going to go there and not with us. So, you would have to at the same time bind customers on that. I can go and explore that 20 in greater detail. There is another whole area, which is I think you would mess with the fundamental competitive framework, and let me explain that. There are many natural tensions in a business, in commerce that are AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 201 Wal-Mart Stores and Massmart Holdings 10 May 2011 very important and one of the natural tensions is for us to have a discussion with the supplier about what and how much product they sell us and at which price. There needs to be a tension that if you don’t meet our requirements, I will get it somewhere else. What you will effectively do in a whole bunch of industries, because unfortunately South Africa has a predominance of large concentrated supplier markets, as I think this Tribunal is aware, that we will in many instances be negotiating with one supplier who will now know that we can only buy their product and then on what basis do we 10 negotiate with them for price? So, I think you mess up the framework. So, I would label that as a highly anticompetitive approach, because we would no longer be able to bargain now with our suppliers. I can explore it for longer, but I think on free material issues I would hope to convince you that it’s not a practical, necessary or competitive supporting type of condition. CHAIRPERSON: But let me make one thing clear, because perhaps it wasn’t clear in what I said. One wouldn’t oblige you per sector to purchase the same amount. In other words, the supplier might know that you are under your previous local content obligation for a certain 20 period of time, but they can’t be certain that you are going to necessarily buy from them and you might find the local supplier in another sector. So, in a sense their bargaining position is not ... they are not guaranteed that you have to buy from them, because you can AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 202 Wal-Mart Stores and Massmart Holdings 10 May 2011 move across sectors. In other words, the obligation is to buy either the same percentage or the same rand value as it was in 2010, but it doesn’t oblige you to buy from that particular sector. So, assuming a lawnmower manufacturer in South Africa said we are upping our price and you’ve got to guy from that, well, you can say we are not obliged to buy from you. We can find content somewhere else. We can find it wine. We can find it in agriculture. We can find it in clothing. MR PATTISON: I do understand that. So, what you are saying is 10 there is some sort of, I can take from Peter to pay Paul. While you were talking, it enabled me to think of a fourth category of reason why I won’t do it, thank you for that, giving me another opportunity. Another problem is we can’t tell what is going to happen next week, next month and next year and the point I’m made to the various government departments when I have been allowed to talk to them and the unions is it is in fact their behaviour that is going to fundamentally change the competiveness of the industry. So, tomorrow the Department of Trade and Industry or the Department of Finance, I’m not sure who is responsible for it, may 20 come to some trade agreement with someone, which fundamentally alters the fabric of competitiveness. The Reserve Bank and the Department of Finance may choose to take some different view on interest rates and exchange rates. The whole market changes. The AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 203 Wal-Mart Stores and Massmart Holdings 10 May 2011 rand changes from 7 to 10. I am now going to be sitting either explaining to you or explaining to the suppliers or them explaining to me sorry, we can’t meet those conditions, because the thing is shifting anyway. Let me say on behalf of the unions, and we have this particular problem in clothing at the moment, is SACTWU are busy demanding, I think it is 17 or 20% wage increases and shutting down factors, because they are not complying with basic agreements. I have no objection to that. I think that’s their right, but now I’m not going to be 10 able to buy from them because of their behaviour. So, I must say I think it messes with the fabric of the commercial nature of society. Unions will now believe that they can ask for higher wage increases, because those suppliers are going to be ... because we are going to be forced to supply from Massmart and we are going to break down their national tension. So, I think you unleash this into the market and we are going to be sitting around for three years, five years or whatever the number that is essentially being uncompetitive. Let me go further as it occur to me, is it also sends to me a 20 signal that you would be prioritising the worth of a manufacturing job over the worth of a Massmart employee’s job, because in this scenario we may find us uncompetitive in areas and we may ourselves be forced to shut down productive capacity, our own productive AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 204 Wal-Mart Stores and Massmart Holdings 10 May 2011 capacity. How would we now compare the tension between the worth of a Massmart job and the worth of a manufacturer’s job, remembering all of that when I believe there is going to be threat caused by us to the manufacturing jobs? So, it would be a very difficult pill to swallow. CHAIRPERSON: What I have difficulty is with your last answer, because if your current level of procurement, and that’s what you are going to held to for this period, let’s assume it’s held at a rand value with some inflation re-indexed over the period, we can assume that 10 your current level of procurement is a competitive one. You are not subsidising the local industry I assume at the moment. MR PATTISON: Not at all. CHAIRPERSON: And you’ve also said don’t worry, there is going to be no major effect on local procurement. MR PATTISON: Created by us. There may be an effect on local procurement, but it’s not going to be created by us. CHAIRPERSON: It’s not going to be created by you, but in a sense I’ve also understood you saying that your local procurement patterns are not likely to change post-merger. 20 MR PATTISON: Not caused by the merger. I’m always very specific, caused by the merger. I mean, for example, if there was flooding again in the Orange River as we had this year and we destroyed the citrus crop, it is now imported. I can’t buy it locally. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 205 Wal-Mart Stores and Massmart Holdings 10 May 2011 CHAIRPERSON: Okay, well short of an act of God or an act of... MR PATTISON: Government or the union. CHAIRPERSON: I’m not sure which has priority in that order, but... MR PATTISON: Mr Chairman, if I can share with you, when I’ve had discussions with this, I’ve always said if everyone else is prepared to sign up to it, governments, unions, we can try God, then I’m in, but as I say, I think even one of the Ministers was quoted; this is business, unions and government working together. I don’t think you can hold this particular party responsible. 10 CHAIRPERSON: Okay, you know, we hear your responses and all that. MR PATTISON: Thank you, I appreciate that. CHAIRPERSON: Let me rather then move away from the conditions to another conceptual issue. Assuming that we find at the end of the hearing that there are problems around effects on local manufacturers, in other words, a public interest is identified and we are concerned about it. If we can find no solutions to that problem and no remedy, what are we then to do? I mean, it will presumably be argued by opponents to this merger well, if there is no viable remedy, you the 20 Tribunal must prohibit it. MR PATTISON: Yes, I don’t think there is nothing that can be done about it at all, and again, I’ve suggested in my various discussions with the parties that if it is government’s view that the local AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 206 Wal-Mart Stores and Massmart Holdings 10 May 2011 manufacturing is under pressure, it can put in industrial policy, trade policy and other measures to protect local manufacturing. As I say, I don’t think the major threat to local manufacturing is the Wal-Mart acquisition of Massmart. I’m not saying, however, there are not lots of threats caused by imports potentially. I mean, there are also lots of advantages caused by imports. So, I personally think it’s up to government to manage this industry level, not merger-specific company level. So, I’m saying that I think there are remedies for manufacturers to go and approach 10 government, put incentives in place, finance in place, support in place, protective trade barriers in place, other measures that I know they’ve been doing anyway and they can continue to do that. CHAIRPERSON: I think what I’m asking is assuming we find merger-specific harm caused by the merger, so take that assumption, what we then have to do is to look at to whether there is a remedy that can deal with that short of prohibition. So, what I’m asking you is that you’ve raised certain practical problems around remedies that have been considered. Is there no other remedy that is within our jurisdiction that can deal with this problem, assuming it is identified? 20 MR PATTISON: I really have given, Chair, this some thought and I must say I struggle to find one. CHAIRPERSON: Thanks Mr Gauntlett? AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 207 Wal-Mart Stores and Massmart Holdings 10 May 2011 ADV GAUNTLETT: Mr Pattison, our colleagues for the unions have probed your evidence in a number of respects going to these two main areas of interest of effect on employment and effect on procurement. Our learned friend for the Minister has very directly suggested that you’ve been untruthful and that your evidence lacks credibility. He says that you’ve pulled successively, if not successfully, the the wool over the eyes in his phrase over first the Department, the Commission and now you seek to do so as regards the Tribunal. Can we just deal with that aspect first? 10 Firstly, it is suggested that you as a shareholder in the target company have a personal interest in the merger succeeding. Do you dispute that? MR PATTISON: I dispute it from the fact that it may be implied that if the deal doesn’t go ahead, I will be somehow financially prejudiced. That is not the case. As I tried to indicate, I own the shares regardless. I was not given the shares or options on any performance factor related to the transaction. There are scenarios in which, if the deal falls away, that I would make more money should I hold onto the shares. So, it is true that when the transaction goes 20 through I make a suggested considerable sum of money. However, the amount of money I make is not dependent upon the deal. So, in that respect I completely dispute it. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 208 Wal-Mart Stores and Massmart Holdings 10 May 2011 ADV GAUNTLETT: Thank you. Secondly it is suggested you deliberately misled the ministry and successively the Commission and the Tribunal in your response to Prof Levine’s letter to an exact parsing of which you were taken. Did you receive a single query from Prof Levine or anybody else in the Department arising from the response you had given to the letter? MR PATTISON: No, the responses to the letter have not had a single question, other than in February further information was requested, which was not new information. It was a set of data, which we put 10 together that needed to be rearranged. So, other than the follow-up we had, I think it was February, no specific questions were put to me on those responses. ADV GAUNTLETT: Yes. Now, as regards clothing and textiles, the market share of Massmart you indicated was – the figure is before the Tribunal – by common cause is minute. Is that right? MR PATTISON: Correct. ADV GAUNTLETT: What is your prognosis as to the effect of the merger as regards market growth in terms of clothing and textiles? MR PATTISON: You know, given our turnover in clothing is so low, 20 we may see 20, 30, 40, 50% and let me exaggerate, even 100% growth in our clothing business. That would still be a minute contribution in the clothing sector. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 209 Wal-Mart Stores and Massmart Holdings 10 May 2011 ADV GAUNTLETT: I will come back to the question of procurement in a moment, but could we first deal with the question of labour and the Nelspruit retrenchments. Mr Pattison, the account that you’ve given in your witness statement as to the factual background to the Nelspruit retrenchments and particularly paragraph 7.8 through to 7.11 of your witness statements, the factual content of that hasn’t been challenged. So, I won’t deal with that. What has been put to you, however, as I understand it, is that you were a bride and embarking, it seems, on some sort of adventure 10 into anorexia that you wanted to make yourself more attractive and this was the way to go. Could we deal with that proposition? First of all, would you tell the Chair what was the proportion of the 503 affected workforce to your overall workforce at the time? MR PATTISON: Our workforce, I think we’ve last reported at about 30 000 full time equivalence and so that would be 500 to 30 000. My maths is not good enough to give you an exact percentage. CHAIRPERSON: Just follow up there, what percentage would it have been of Game Nelspruit? MR PATTISON: I would imagine given that, and again Chair if I’m 20 allowed to guess a bit, we went from two stores to one. So, I would guess that in Nelspruit we’ve halved the number of staff. I suspect it’s less than that, because the store we went into was bigger, but I think probably half is a good number in Nelspruit, and that’s not 503. That AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 210 Wal-Mart Stores and Massmart Holdings 10 May 2011 would have been some portion of the 503, maybe 60 staff. So, the retrenchment was not just about Nelspruit. The retrenchment was about the regional distribution centres and Nelspruit. Perhaps Chair it is useful to note the reason we went from two stores to one in Nelspruit is because one of the landlords, Old Mutual, cancelled our lease. ADV GAUNTLETT: Yes, the details in that regard are set out in paragraph 783 I think of your statement and it hasn’t been challenged, but may I ask you this? When was the decision taken which set in 10 train the retrenchments, the logistical decision which gave rise to the restructuring which you describe here? MR PATTISON: Well, if you are talking the strategic, I will have to separate between the strategic and the realisation that we needed to retrench. ADV GAUNTLETT: Yes. MR PATTISON: The strategic decision to convert our business from a direct to store delivery model to a regional distribution model was probably first taken in 2002/2003. It had fits and starts. It really got under way probably in 2006 or 2007. The realisation that we had to 20 retrench, of course, only became obvious in late 2009 and as soon as we were sure of that, we started consulting with the unions. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 211 Wal-Mart Stores and Massmart Holdings 10 May 2011 ADV GAUNTLETT: Yes. The initial distribution centre model, you say you decided upon as far back as 2002. As regards the particular distribution centres, which are identified in your statement? MR PATTISON: Are you referring to the Cape Town or the Johannesburg regional distribution centre? ADV GAUNTLETT: The ones that you indentify in paragraph 782 of your statement. MR PATTISON: I can’t remember exactly, but I would imagine for us to have opened it in 2009, I think it was 2010 we opened it. 10 ADV GAUNTLETT: Yes. MR PATTISON: I think we started up in 2009, we probably started building in 2008 and so we would probably have to reach agreement on that site in 2007, somewhere around there. ADV GAUNTLETT: Now the suggestion has been that you were on a shortlist of brides by early or mid, I think it was 2009 and you’ve described the whole process under Mr Kennedy’s questioning how reached that critical negotiation in London round about, I think 24, 25 September and there was the … that intensive weekend in the letter, you recall? 20 MR PATTISON: I recall. ADV GAUNTLETT: Now given the timing in relation to the retrenchments, which is set out February to June 2010 in your witness statement, what is your understanding of how attractive it would be AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 212 Wal-Mart Stores and Massmart Holdings 10 May 2011 particularly to Wal-Mart to be moving towards a merger in the same timeframe as in the South African highly regulated legal environment contested retrenchment? How do you see that as being any adornment to the bride? MR PATTISON: I would see it as a negative and certainly at the time where I was having to consider these recommendations by the management of Mass Discounters, I did realise that you know, there may have been negative impressions created in Massmart by us retrenching. 10 ADV GAUNTLETT: Yes, and you were taxed about a board minute at page 1149 of the record where there is a remark by one of those present, Mr Ramiah, R-A-M-I-A-H for the record, at the board meeting of 2 February 2010 and at 1149 you will remember there was that line “I will discuss the potential” … first of all, you had raised for … no, Mr Haywood had raised, he’s the CFO, he’d raised “are you going to speak to the other divisions of Massmart to assist in possibly taking on the retrenched staff” you remember? And the answer is by Mr Ramiah, “I will discuss the potential at other Massmart chains picking up on the affected staff with HR forum, but 20 potentially a huge risk due to group or centralised negotiations.” How do you understand that? MR PATTISON: This has been a long running discussions with the unions, is when we try and use one division to help another division, AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 213 Wal-Mart Stores and Massmart Holdings 10 May 2011 re-employ perhaps staff retrenched, it can cause a problem in the unions, because they then want to discuss about that all terms and conditions in the group must be same, which is impractical as far as we are concerned. And so whilst … what you heard there was an expression of an intent to wish to help, someone identifying that this could … would likely run into the unions being unhappy that a retrenched staff was picked up in a different division under different terms and conditions. ADV GAUNTLETT: Yes. Now the cross-examiner stopped there. If 10 one goes to the next board meeting, Mr Harrison, which is on the 3rd of May 2010 at 1152 of the record, on reads this, this is Mr Ramiah and I’ll ask your comment on this “RR gave an update on the current re-engineering process and highlighted the fact that the union deadlocked with management over the issue and have formally walked away from the consultation process, which was facilitated by the CCMA. SACCAWU has also rejected the alternative flexible model, which eliminated the need for involuntary retrenchments. The company has no other option but to proceed with its re-engineering process, which will result in retrenchments.” Your comment? 20 MR PATTISON: Yes, the background of that is I think an agreement reached between Bobby Godsell, Zulunsile Mbvavi and I think there was someone else that in the financial crisis all attempts should be made to avoid retrenchments. And so on that basis we approached the AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 214 Wal-Mart Stores and Massmart Holdings 10 May 2011 union to see if they would accept a slightly different, not slightly, a different employment of contract, still in terms of the contracts allowed under the sectoral determination in an effort to reduce the number of retrenchments to zero, they rejected that. ADV GAUNTLETT: Yes, ultimately Mr Pattison, and I think it’s in paragraph 7.10 of your witness statement, but in short that retrenchment process which played out through consultative process, a lock out, labour court proceedings and the like, what was the ultimate effect as regards the compliance with South African Labour 10 Law of what was done? MR PATTISON: It was tested at every point as you know, the rights of SACCAWU and as far as I’m aware there was no decision ever overturned. ADV GAUNTLETT: May we move to the question of a toolkit which was put in front of you. Now that toolkit and I think you may have made the point, but I think it will be common cause that that’s a document obtained by the union, it doesn’t come from Wal-Mart papers and it is put in and been put to you, is that right? MR PATTISON: Correct, as far as the unions told me it was that 20 Wal-Mart USA toolkit. Wal-Mart has never shared that toolkit with me. ADV GAUNTLETT: Do you know how old it is? MR PATTISON: I am not aware how old it is. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 215 Wal-Mart Stores and Massmart Holdings 10 May 2011 ADV GAUNTLETT: Do you know if it’s in current circulation, even in the United States? MR PATTISON: I’m not aware of that. ADV GAUNTLETT: And it may arise from the earlier question, has there been any effort to commend it to Massmart and indicate it as being an essential tool in your future life? MR PATTISON: The opposite is true. Wal-Mart from day one has said to us that they are going to recognise existing union agreements and encourage us to work with the unions. So certainly nothing has 10 been proposed of the sort. ADV GAUNTLETT: Now Mr Bond is the Wal-Mart witness, but Mr Pattison from your own world travels and exposure to Wal-Mart operations in a number of countries, could you explain to the Tribunal what view you formed as regards the degree to which operations, Wal-Mart operations in other countries seek or don’t seek to operate in compliance with local labour requirements? MR PATTISON: Well in fact to the markets I have travelled it’s quite remarkable to see just how local Wal-Mart is and certainly that was important to me, and not only because of the unions, the issue. As you 20 can imagine the union issue is more of an issue to the unions than me, but to also see that they adjust all parts of their strategy to suit local conditions. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 216 Wal-Mart Stores and Massmart Holdings 10 May 2011 ADV GAUNTLETT: And your own view, you’re a person who has been a CEO of the Massmart group for a considerable period now, what would be your expectation of … what would be your estimate of the life expectation and the CCMA and the Labour Courts, any attempt to press and to service that Wal-Mart toolkit of unknown data? MR PATTISON: You wouldn’t be able to do it at all. I think that conflicts … I mean that toolkit which I read, conflicts completely with South African law. 10 ADV GAUNTLETT: Now could we turn to the issue of imports. It appears from the papers before the Tribunal, I think Massmart’s total annual purchases are currently of the order of? MR PATTISON: 40 billion, 45 billion. ADV GAUNTLETT: I think it’s 42 billion, MR PATTISON: Between 42 and 45 billion. ADV GAUNTLETT: Could we be clear, what percentage of that currently is direct imports? MR PATTISON: At our last recording, it was about 5%. ADV GAUNTLETT: And as regards indirect imports and there was 20 much debate between you and Mr Bhana trying to understand what is direct and indirect and where agencies fit in, but do you, yourself have any clear idea of what percentage there is as regards indirect imports? AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 217 Wal-Mart Stores and Massmart Holdings 10 May 2011 MR PATTISON: I must tell you that we by record, so by the way the company keeps a record, have no idea about that what is it. And again if you were to ask me that question I would still ask you what is your definition of local manufactured, local content, so we don’t have an exact number. However, we did try to figure it out and I must say this was a high level set of guesses and asked to guess, I think we come up with a number of about, on top of that 5%, 35% probably as indirect, but as I say it could be different, I don’t think it would be substantially different, but it could be different to that number. 10 ADV GAUNTLETT: Mr Pattison I’m not asking you to give away a trade secret, but could you state as clearly and as shortly and as simply as you can, what do you see as being the essential secret in successful retail? What is the formula that you see, and I’m going to ask you thereafter, how would it change under the infusion of new IP and etc, from Wal-Mart? MR PATTISON: If I could confine my response to that to the type of retailing that’s called Mass Merchandising. The essential secret is we all buy the goods from the same price X factory gate. I think, you know, you could say that sometimes you win and sometimes you 20 loose, but essentially I don’t think you can rely on a substantially lower price X factory gate. But that X factory gate price is quite a small percentage, and probably smaller than you think, let me say rather, of the final selling price on shelf. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 218 Wal-Mart Stores and Massmart Holdings 10 May 2011 And so the real secret to our type of retailing is to get it from the factory gate onto the shelf and into the consumers home for the lowest cost. Now again it may jump into your mind that that’s somehow labour. It isn’t. It is mostly about wastage. An enormous amount of goods are wasted. They’re wasted either because they sit on shelves too long, they get stolen, they get damaged, we buy too much and therefore we have to clear them, we buy too little and therefore we’re not able to sell them. This in our business is the essential art of retailing, is moving 10 the goods around. There is of course another art, which let me just add onto that, is there are perhaps, and I’m guessing, millions of products available to be sold on our shelves, and we have to chose across the Massmart group, perhaps 120 000 of those millions of goods. And obviously the selection of that 120 000 is also a closely guarded competitive edge. ADV GAUNTLETT: Now Wal-Mart is very sensitive about its intellectual property so I’m not going to ask you to give any detail, but in broad terms what do you understand will be the difference that Wal-Mart methods added to yours will make the way the merged 20 entity, if allowed to merger, would function? MR PATTISON: Well what we bring to the party is local knowledge, you know it’s impossible sitting in Mexico or Canada or UK to understand the subtle dynamics of the South African market. So that’s AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 219 Wal-Mart Stores and Massmart Holdings 10 May 2011 what Massmart brings, and our relationships with our suppliers and vendors and other partners. What Wal-Mart have, because they’re way ahead of us and I guess 15 years, they may think it’s more, is they have technologies, processes, know-how’s, experiences that when we are able to accelerate our learning, I say we would have learnt a lot of them anyway just by carrying on as we were, but they will accelerate our learning and enable us to take step changes in reducing what I call that cost of moving the goods from the factory to the shelf. 10 ADV GAUNTLETT: How central all that is an aspect which every now and again put its nose into the case and that is distribution centres and other distribution mechanisms? MR PATTISON: Distribution centres are anomaly, they actually add space and costs and stock and systems costs, but distributions centres are a enabler of other technologies called space planning, demand forecasting and retailing. And really, you have to have them so that you can do all the other clever stuff. ADV GAUNTLETT: Now your attention was drawn in crossexamination in documents a few times, and whether through time 20 constraints or otherwise it was left there, to reference to global procurement in Wal-Mart documents and in fact, I think also presentations by you and Mr Lamberti, this phrase that Wal-Mart will bring global procurement. Could you explain what that as you AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 220 Wal-Mart Stores and Massmart Holdings 10 May 2011 understand it actually means? Does it mean that somewhere in the Ozarks there is a large computer or a person with a very large brain who will take decisions for you in Chile? What does global procurement mean? MR PATTISON: Again it’s more about information than anything else. Wal-Mart is not going to procure something in some, as you say, office in Bentonville and somehow they’re going to supply us. It’s about sharing information. So I’ll go further and tell you what’s the first step we’ll do, that 5% directly imported products, we will give 10 the sources specs and prices to Wal-Mart global procurement office and they will come back and tell us whether we can approve those prices and we’ll start with direct imports. And as I say that will displace one direct import for another direct import, actually saving the country and the consumers valuable currency. We will then probably move on to the agents and again we’ll collect all the information about those products imported by us by agents, non-branded. We will again just share that information to Wal-Mart global procurement and they will come back and say hey, we can do better on these things or we can do worse. We will, by the 20 way, place the orders, they will be shipped to South Africa probably using Massmart’s distribution system. It’s information, that factory, that product, that price. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 221 Wal-Mart Stores and Massmart Holdings 10 May 2011 ADV GAUNTLETT: And lastly, Wal-Mart again through Mr Bond will speak for itself, but you also and Massmart would have a perspective as regards the issue of risk arising through this transaction if it is allowed, but subject to conditions which seek to impose some form of time lines, quotas, targets and the like. Quite bluntly Mr Pattison, from your perspective, what does it do to the viability of the proposed merger and the risks that it may raise of proceeding with it if there is that sort of imposition of a set of external constraints? MR PATTISON: Well any constraint, I think by its nature, will be 10 able to be transferred into some view of extra cost or lost revenue or lost profits. Those would have to be by both Wal-Mart and Massmart, separately considered and you know, should it change the dynamic of the fundamentals envisioned in the economics of the transaction, I would imagine that it could put the transaction at prejudice. ADV GAUNTLETT: Thank you. Thank you Mr Chairman. MR WESSELS: Just one question, you refer to the X factory gate price and that being a limited amount of your total cost and you indicated before that you estimate labour costs at about 30%. Can you give us an indication of what percentage the X factory gate price 20 would be and what would be the other major cost components? MR PATTISON: Alright, my apologies. They’re two quite different numbers. The 30% labour cost is the 30% of Massmart’s costs. So perhaps Massmart’s entirely cost base is made up of 50% leases, 30% AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 222 Wal-Mart Stores and Massmart Holdings 10 May 2011 labour and 20% would have been sundries. When I was referring to X factory gate price, what I was referring to is perhaps although I assume everyone in the room is impressed by how cheap TV’s are at the moment at Game. You can buy a TV for R2 000.00 fully HD. CHAIRPERSON: We charge you for advertising. MR PATTISON: Now that TV perhaps cost R500.00 to manufacture. Please don’t hold me to that, but perhaps it cost R500.00 to manufacture. Perhaps it cost another R500.00 to get into South Africa, so we put it on a ship, duties have got to be posed. It’s perhaps 10 cost another R500.00 to get it from the supplier into the Massmart store and we may charge, and I’m sure it’s not as high as this, R500.00 profit on it. So what I’m trying to point out is of the perhaps R2 000.00 final selling price of that incredibly cheap TV, perhaps R500.00 of it X factory gate price. Does that answer your question? MR WESSELS: It would be very different per product, you would really have to… MR PATTISON: Yes, that would change a lot per product, but I think generally you would be surprised at how low that number is. CHAIRPERSON: Sorry, Mr Pattison, you’re excused. 20 ADV GAUNTLETT: I think my colleague Mr Mtshaulana has just ordered 2 washing machines and a television Chair. Chair, our next witness with you leave is Bond, Andy Bond. CHAIRPERSON: Mr Bond if we can have your full names please? AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 223 Wal-Mart Stores and Massmart Holdings 10 May 2011 MR BOND: Yes, just to continue the humour about my name, my full name is Andrew James Bond. CHAIRPERSON: Mr Bond there should be a piece of paper with the oath on it before you, hope it is. MR BOND: No it’s not. Oh, I apologise, no. CHAIRPERSON: Let me just say it, do you have any objection to taking the oath? MR BOND: No. CHAIRPERSON: Do you regard the oath as binding on your 10 conscious? MR BOND: Yes. CHAIRPERSON: Do you swear the evidence that you will give will be true, so help me God? MR BOND: I do. CHAIRPERSON: Thank you. What order are we going in? Same order as yesterday? ADV KENNEDY: Yes, the arrangement is that I will start Mr Chair. CHAIRPERSON: Okay Mr Kennedy. ADV KENNEDY: Mr Chair, before I commence with cross- 20 examination of this witness, I’d like to just make a point in response to exchange that occurred yesterday between my learned friends. Mr Bhana and Mr Gauntlett. There’s was a scarp as to … there was a bit of an exchange between my two colleagues? AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 224 Wal-Mart Stores and Massmart Holdings 10 May 2011 CHAIRPERSON: Is your mic on? ADV KENNEDY: Well the button is pushed Mr Chair. It is on, yes. In response particularly to what Mr Gauntlett has said. There is no agreement as to time allocations, it is not correct that there were no objections to the ruling as to time allocations, the correspondence indicates otherwise. What seems to be suggested by Mr Gauntlett yesterday is that if we had had an objection we should have pursued it in March by bringing a review and there has been no review brought. With respect, and I don’t propose to argue this, with respect, we all 10 know that to bring a review in the middle of proceedings is extremely difficult and to challenge the time allocation before you have actually started would be extremely difficult. The fact that we have not challenged this by way of a review to a court with jurisdiction does not mean to say that we won’t do so in due course, if that is our advice to our clients and if those are our instructions from our clients. So the fact that there have been no review proceedings thus far must not in any way be construed as being a failure to object or an acceptance by us or an agreement with the time allocations that have been made not by us. Mr Gauntlett in his re-examination of his last 20 witness just a moment ago referred to the fact that we had not challenged various contents of the witness Mr Pattison’s statement in relation to the retrenchments, which affected, inter alia, but not exclusively the Nelspruit operations. There is a simple reason why AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 225 Wal-Mart Stores and Massmart Holdings 10 May 2011 that was not challenged and that is because we simply have not been allowed enough time. If we had been allowed enough time it would have taken no doubt a couple of hours to deal properly and fully and meaningfully with that. We have been given the objecting parties and the Minister as an intervening party, a total of three hours in terms of the allocation. As it happens Mr Bhana, for understandable reasons, went further than that and even that … sorry further than the one hour that we had agreed to and as a result overall we have exceeded the allocation for 10 yesterday’s witness Mr Pattison by an hour, hour and a half. What then becomes that? We of course can’t control colleagues. We have, in good faith, tried to follow the request by the Tribunal to reach a rough agreement as to how we are going to split up the time. We agreed on two hours, I was two minutes short of two hours yesterday on that. We are concerned about time running out and particularly in relation to later witnesses. We are very concerned also by the attempts by particularly Mr Gauntlett to suggest that we have somehow agreed to or not objected to the allocation or that we have 20 no challenge to it. We simply have to reserve our rights in these circumstances and proceed on the basis that you have ruled Chairperson with all of our client’s rights reserved. May I then proceed with this witness, subject again to that concern on our part. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 226 Wal-Mart Stores and Massmart Holdings 10 May 2011 ADV GAUNTLETT: Sorry Chair before our learned friend does, I do need to take two minutes and I am in credit at the moment, two minutes just to put our position on record. I won’t repeat what we said yesterday and the correspondence will speak for itself. I do want to add this Chair that the Tribunal we submit has been very fair and perhaps more than fair as regards dealing with the problem of interveners. The assumption that interveners before the Tribunal are in the same position as the merging parties and the Commission, who are not in an adversarial position but in the position of presenting the 10 particular merger up for consideration. The analogy and there is some very good Constitutional Court authority regarding the position of interveners in Constitutional Court proceedings are to be put within certain time limits, allowed a certain space, but ultimately they have not … it seems to be taken as implicit, no right to an aliquot share of time as has been suggested. We are all under time constraints. The United Kingdom Commission operates as you have been doing, necessarily because mergers have a need for expedition, a need for precision; they are not Privy Council hearings. CHAIRPERSON: I would say Mr Kennedy if there were objections 20 they haven’t been brought, certainly to the Tribunal’s attention. The only concern was one brought late last week, which involved whether you could ask labour related questions of certain witnesses and we AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 227 Wal-Mart Stores and Massmart Holdings 10 May 2011 gave a direction in that regard. So I am a little bit surprised now by the concerns being addressed to us, but let’s move on. ADV BHANA: Chair, we just want to take a minute as well just to clarify what I had indicated that we had a considerable amount of further questions for Mr Pattison, which we were precluded from putting because we had already exceeded our allocation. We don’t want to debate all of the points raised by Mr Gauntlett or by the Tribunal, but we do want to place that on record. CHAIRPERSON: Mr Kennedy? 10 ADV KENNEDY: Thank you Mr Chair, if I may then proceed with Mr Bond. Mr Bond, you are familiar with the contents of your witness statement is that right? MR BOND: Yes, I am. ADV KENNEDY: And do you recall that you dealt with some of the issues relating to labour matters that our clients the unions are particularly interested in and you dealt for example with the level of union representation, do you recall that? MR BOND: Yes, I do in general, if you would like to point to any specific points that would be great. 20 ADV KENNEDY: In fact you talked about roughly a half of the WalMart of the countries in which Wal-Mart operates as being unionised, as operations where the workers or associates as Wal-Mart seems to AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 228 Wal-Mart Stores and Massmart Holdings 10 May 2011 like to call workers are unionised, in the sense that unions are recognised, correct? MR BOND: Yes. ADV KENNEDY: I would like to ask you particularly about the situation in the US. You are the … just remind us of your position; you are a vice president of Wal-Mart? MR BOND: I am an executive vice president. I have no responsibility for the US. I have operational experience in the UK. I have been responsible for leading the team that has done the deal here in South 10 Africa. I am reasonably well informed and very well informed of the overall strategy of the company and our overall views and policies, but I am not informed necessarily in every detail in the US business. ADV KENNEDY: Yes, certainly time does not permit us to get into much detail, but the basic detail that we do need to get into now, I am sure that you are familiar with. Is it correct that there are approximately 1.3 million workers employed by Wal-Mart in its United States’ operations alone? MR BOND: Yes correct. ADV KENNEDY: Overall worldwide in the countries in which 20 operates the group employs a total of approximately 2.1 million workers, is that right? MR BOND: Correct. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 229 Wal-Mart Stores and Massmart Holdings 10 May 2011 ADV KENNEDY: So we are talking about 7 to 800 000 workers who are employed outside the US. MR BOND: Yes. ADV KENNEDY: Two thirds in the US and you confirm do you that in none of the Wal-Mart operations in the United States are workers unionised? MR BOND: Correct. ADV KENNEDY: 1.3 million out of the 2.1 worldwide workers are not unionised in the United States? 10 MR BOND: Correct, it is recognised that only 5% of retail workforce in the US is unionised. ADV KENNEDY: But you have none at all. MR BOND: No. ADV KENNEDY: Correct? MR BOND: Correct. ADV KENNEDY: And what is the position in your own country, which surely you can talk to that is the UK? MR BOND: Yes, we have union representation with the union called the GMB, it is in my view and I think in the view of the union a 20 constructive arrangement and there has been a number of different partners to it in retail and distribution but CIRCA 25% of the workforce is unionised. ADV KENNEDY: 25% what is the total workforce for the UK? AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 230 Wal-Mart Stores and Massmart Holdings 10 May 2011 MR BOND: 170 000. ADV KENNEDY: 170 000 and how is that made up, could you split that between … could you show us the split between store workers and distribution centre workers? MR BOND: I am sort of estimating numbers I am no longer responsible for the UK business, but it is CIRCA 130 000 in stores, 35 000 in distribution centres and the rest in the home offices. ADV KENNEDY: And as I understand it some of the distribution workers are unionised? 10 MR BOND: And some of the store people yes. There is a higher density of union representation in distribution than in stores. ADV KENNEDY: What is the level of unionisation amongst store workers? I am told that in fact store workers are not unionised? MR BOND: That is incorrect. There is a percentage, which is impossible for me to give, because data protection does not allow us to know that. ADV KENNEDY: Unionised in what sense? They belong to a union or are the unions recognised? MR BOND: No, they belong to the union and the union is recognised 20 through a partnership agreement. ADV KENNEDY: My instructions are that in fact there are no workers in stores employed in the UK if you are unionised... [Talking simultaneously] AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 231 Wal-Mart Stores and Massmart Holdings 10 May 2011 ADV KENNEDY: Sorry, please don’t interrupt me. MR BOND: My apologies. ADV KENNEDY: We are going to cause absolute chaos, Mr Bond, particularly for transcribers if we both talk at once. MR BOND: Okay. ADV KENNEDY: My instructions are that there is no unionisation of store workers of any meaningful amount or degree by unions that are recognised by management? MR BOND: That is incorrect. There is a partnership agreement 10 between the GMB and the company, which allows the people to be unionised. The point I was making is I can’t give you an accurate number because the associates of the company pay their union dues direct to the union and we have no accurate information as to how many people are unionised, but there is a union agreement. ADV KENNEDY: Do you have a collective bargaining relationship with the union? MR BOND: We do in distribution in some of the distribution centres. In the stores it is what is called a partnership agreement, which is a recognised structure of the union agreement. 20 ADV KENNEDY: But is there collective bargaining? MR BOND: No, there is not. ADV KENNEDY: No? So in other words, out of approximately 170 000 workers employed in both stores, distribution and other parts AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 232 Wal-Mart Stores and Massmart Holdings 10 May 2011 of your operations in the UK there is no collective bargaining for the 130 000 odd in the stores. MR BOND: That is correct. ADV KENNEDY: And collective bargaining does take place in relation to your other operations, which represent a small proportion of your total workforce overall, would that be fair to say? MR BOND: I agree with all you said, other than you know it depends what proportion represents a small proportion. Yes, you characterise it accurately. 10 ADV KENNEDY: Are you familiar with the situation in Canada? MR BOND: Reasonably yes. ADV KENNEDY: There are approximately I am told something like 85 000 employees employed at approximately 320 stores in Canada, does that sound right to you? MR BOND: That sounds about right. ADV KENNEDY: And do you dispute that in fact when the union UFCW in Canada organised a Wal-Mart store in a place that I understand is called Jonquiere in Quebec, there was fierce opposition by the company and when the union got its way in organising its staff 20 at the Wal-Mart store, Wal-Mart closed the store? MR BOND: It is accurate to say Wal-Mart closed the store, the reason the store was closed is because the agreement that was reached imposed a level of cost on the store that made the store unprofitable AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 233 Wal-Mart Stores and Massmart Holdings 10 May 2011 and as with operations when a store becomes unprofitable we may make the decision to close it. ADV KENNEDY: And all the workers then lost their jobs. MR BOND: I am not aware of the detail of that, but I would assume you are right. ADV KENNEDY: Was it because the union became involved or was that irrelevant? MR BOND: It was because the cost base of the store became so high that the store lost money. 10 ADV KENNEDY: And why did the cost base go so high, was it because the union was demanding higher wages than was felt tolerable by management? MR BOND: You would close the store when the cost becomes too high, so it was closed because the cost base became too high is that related to the imposition of the union relationship yes. ADV KENNEDY: Yes. MR BOND: Yes. ADV KENNEDY: Yes, because generally wages paid to unionised workers tends to be higher because unions are generally fairly 20 successful in having an upward rather than a downward movement on pressure and influence on wages, not so? MR BOND: You referenced that point yesterday. I mean there are three factual points to make on that; first of all, our own study in the AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 234 Wal-Mart Stores and Massmart Holdings 10 May 2011 US, which can be made available to you demonstrates that Wal-Mart actually pays on average higher rates of pay than unionised labour in retail. Secondly, in the Hyacinth Store in Canada, which is one of the other stores it is unionised. The union recognition agreement recognises that the existing rate of pay in that store was higher than local unionised labour and in my own market in the UK as there is evidentially in the top quarter of the payers and so you know I don’t get the evidence that you have got that demonstrates that union labour is higher paid. 10 ADV KENNEDY: But in fact you have just acknowledged a moment ago quite properly and fairly that the involvement of unions tends to increase wages, typically. MR BOND: No, I merely stated that in the case of the specific situation Jonquiere I didn’t mean to allude that it generally happens. The evidence demonstrates otherwise I would suggest when you know we can share with your own information in the US businesses. ADV KENNEDY: Well in fact there has been a fair bit of material that you have shared and material that we have shared too and that will be debated at another stage. 20 MR BOND: Okay. ADV KENNEDY: I put it to you that it is simply untenable to suggest that unions are generally irrelevant or perhaps even AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 235 Wal-Mart Stores and Massmart Holdings 10 May 2011 counterproductive as far as advancing wages are concerned for their members. MR BOND: I think if I can respond to that and I think this links a lot to the debate around what Wal-Mart actually does. I think we will talk about this in the context of sourcing as well. The bit that is missing in this whole debate about wages, about sourcing is that highly productive efficient companies can both be low cost to their consumers and pay good wages and that is the missing link in your argument. We pay people well because we generate a business 10 environment where people are productive, efficient, they make money for the company, we lower cost for customers and yet we can still afford to pay them well. ADV KENNEDY: And yet some of the material seems to suggest that in a lot of Wal-Mart operations, particularly in the United States where you say wages are better, many of the workers are not only not unionised, but often temporary workers provided by what we would refer to as labour brokers that there are all sorts of aspects of employment of workers in Wal-Mart operations that tend to prejudice their position by way of wages... 20 [Talking simultaneously] ADV KENNEDY: Simply looking at a permanent worker’s wages in one store with that of a competitor is not the whole story, is it? AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 236 Wal-Mart Stores and Massmart Holdings 10 May 2011 MR BOND: I don’t know why you think I am just comparing permanent workers. I think the issue of flexible working is an important point we addressed as well, which is one of the points you raise. I mean the primary motive for providing flexibility in part time working, because it is largely what a lot of the associates who work for us, is one, you have got to remember whichever country you are in the large majority of people who work in our stores are typically women who have kids. And forgive me for characterising this way; it is not a discriminatory comment. They want and ask for flexible 10 working part time working to provide an ability to earn money and create a lifestyle where they can still be good family members that is not a dictate from the company. So you will hear from the other witness from Wal-Mart exactly the same situation in Chile, a developing market. You will hear that from me in the UK. It is wrong to characterise part time working as an imposition from the employer, it is the desire and a request from the people who work for us. ADV KENNEDY: Would you accept so Mr Bond that whether it is right or wrong Wal-Mart internationally has a reputation that it is (a) not sympathetic to unions and (b) is not regarded generally as an ideal 20 employer in relation to such issues as terms and conditions? MR BOND: No, of course I wouldn’t accept that point. I think if we look globally at the business you will find our culture is to be considerate and comply with the culture as well as the law of the AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 237 Wal-Mart Stores and Massmart Holdings 10 May 2011 country. So a lot of the statements you wish to make with regard to our business in the US, we have already made the point that only 5% of retail workers are unionised. So the vast majority aren’t. I find it interesting as a Brit that the big global retailer from Britain is Tesco and in the US they are not unionised. And yet where unions are relevant, we are more than happy to be part of that process in the UK and all the evidence I have given in my submission give evidence where unions and that sort of relationship are the norms, we are more than happy to be involved in that way. And furthermore your 10 point about more generally about the fact that we are not seen as good employer in markets where people have choices as to where they work, why do we have some of the lowest labour turnover in those markets where the UK, the US, Canada, Chile and I can speak very specifically about the UK we have by far the lowest labour turnover of any retailer that is because we are a good employer, not a bad employer. So I refute strongly the accusation you make. ADV KENNEDY: Well the point was not that the accusation is necessarily sorry that the perception is necessarily correct. I said right or wrong there is a perception. Isn’t it correct that Wal-Mart 20 battles with the fact that it has a measure of notoriety a bad reputation around the world; would you agree that it has that reputation though you would say that it is an unjustified reputation? AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 238 Wal-Mart Stores and Massmart Holdings 10 May 2011 MR BOND: I wouldn’t say it has a bad reputation around the world, no. I would give you a specific example why did the head of the union in the UK write to members of unions here stating what a great employer and a good union partner Wal-Mart was in the UK. ADV KENNEDY: Books have been written about Wal-Mart, numerous articles have been written about Wal-Mart not so? You familiar with the witness statement presumably of Prof Lichtenstein and now Prof Bond who has had to replace him, you are aware of that are you? I beg your pardon Jacobs. 10 MR BOND: I wish I could be called Prof Bond. ADV KENNEDY: I am not elevating your … I am sorry Mr Bond, I meant Mr Jacobs thank you. MR BOND: Go on. ADV KENNEDY: You are familiar with what they have written and others indeed about Wal-Mart and its reputation as far as union relations and workers’ rights and interests are concerned. MR BOND: I am familiar with those articles, yes. ADV KENNEDY: And are you suggesting that they have simply sucked out of their thumb their indication that there is a widespread 20 reputation that Wal-Mart has in relation to those issues. MR BOND: They are projecting a point of view. They are not necessarily representing the common view of Wal-Mart. One of the things I think aids, is in making sure we are not seen like we are AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 239 Wal-Mart Stores and Massmart Holdings 10 May 2011 totally misaligned. I think one of the things that I have got to recognise is the fact that as a big business Wal-Mart will on occasions, just as any business make mistakes, because you are a big business the quantity of those seem large. I think the weight is square this office, the only statistic that I have on this which brings it together is the number of complaints that are brought against WalMart for its associate relationships as measured by an independent complaints committee NRLB and if you understand that Wal-Mart employs 1% of the private sector workforce in the US and yet only 10 has .06% of the registered complaints I think on one hand that number will be large, because Wal-Mart is a large company. But I think you have got to look at things from a run rate, a percentage point of view, because that is the only fair and reasonable way to look at things. ADV KENNEDY: Are you aware that Human Rights Watch, a very widely respected international human rights agency has in fact made a report giving findings as to violations by Wal-Mart of organisational rights of workers in the United States? MR BOND: I am aware of that, yes. ADV KENNEDY: Yes and were they completely unjustified? 20 MR BOND: I am not aware of the detail, but again I can only emphasise the fact that when you are a big company a relatively small percentage of poor practice end up as a big number. There is no getting away from those facts. Do I see us as a poor employer is that AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 240 Wal-Mart Stores and Massmart Holdings 10 May 2011 my experience? Have I ever seen anything personally that disgraces me? Absolutely not, you know, I have been a proud employee and a leader of Wal-Mart for a long time and I am the sort of guy who influences the shape or what the company does, as I hope I will here. And that is absolutely not the way we run our business. ADV KENNEDY: Do you use this toolkit that we made reference to you? You of course were sitting throughout Mr Pattison’s crossexamination yesterday not so? MR BOND: It might be worthwhile me introduce that by explaining 10 this rather generic term “toolkit”. ADV KENNEDY: Sorry, will you answer my question please? MR BOND: I will if you allow me to explain what it is. ADV KENNEDY: No, let’s take it one at a time. I think I did give you a multi pronged question, which was unfair, so let’s un-prong it as it were. MR BOND: Go on then. ADV KENNEDY: You were sitting throughout yesterday during the entire, Mr Pattison’s cross-examination not so, correct? MR BOND: Yes. 20 ADV KENNEDY: And you heard reference, for example, to the toolkits? MR BOND: Yes. ADV KENNEDY: Two toolkits. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 241 Wal-Mart Stores and Massmart Holdings 10 May 2011 MR BOND: Yes. ADV KENNEDY: That were referred to by me during my crossexamination of Mr Pattison and one of them, I took him through particularly with reference to the approach of Wal-Mart to unions, you familiar with that line of questioning that I put to him? MR BOND: Well just allow me if you would, forgive me that is not a toolkit that document. I need to contextualise that. ADV KENNEDY: Right. MR BOND: You are misusing the term “toolkit”. 10 ADV KENNEDY: Yes. MR BOND: The term “toolkit” as reference in the submissions is a term that we have used until two, three years’ Wal-Mart generally integrated business, and its own business had no formal structure of ways of sharing best practices. You have heard from Mr Pattison his expectations and some of those best practices such as sharing forecasting techniques to improve supply chain efficiency. We formalised those documents through a piece of work that was done with an outside consultant called Operation Forge that generated a set of documentation, which was a set of narratives around best 20 practices. Those documents are called toolkits. There is no document that I have ever seen and I am aware of and I have clarified this that has anything, there is no documentation about colleague association with unions, there is no toolkit. That document that you presented AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 242 Wal-Mart Stores and Massmart Holdings 10 May 2011 yesterday is a document that is an internal document to Wal-Mart US and has no association with global toolkits. I have never seen that document, it has never been distributed internationally and once more if you look at some of the detail and I have only skim read it, I think you miss characterise it as a heinous crime against unions. It clearly just demonstrates a best practice in the way as a manager you deal with your associates and you are still wanting to have one to one updates with the colleagues, good communication isn’t anti union. ADV KENNEDY: Well in fact it goes much further than that, 10 because it specifically says that Wal-Mart does not encourage. In fact it, on the contrary, discourages third party representation and encourages rather direct dealings between management and their employees without union involvement, not so? MR BOND: That as I referred to is something I have never seen before you presented yesterday. It is not a document that is used anywhere outside the US and I am unclear if the document is still in circulation now. ADV KENNEDY: But does it not give you some concern because it, if it reflects what Wal-Mart US regards as best practice for handling 20 unions and union members and workers’ rights in the United States, does it not cause you concern? After all you are the vice president of the international Wal-Mart not so? AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 243 Wal-Mart Stores and Massmart Holdings 10 May 2011 MR BOND: As the guy who ran the UK business for five years, the guy who has had up and down relationships with unions, I have never seen that document it was never imposed on me as Mr Pattison characterised yesterday... ADV KENNEDY: But that is not answering the question Mr Bond. MR BOND: No, it doesn’t worry me in the sense that even if it is a document that is in circulation now and I am not sure it is, and then it is not in any way anything to do with the business outside the US. I am trying to answer your question by saying as a guy who ran a 10 business outside the US; I have never seen the document. I have never been asked to implement that, so it doesn’t worry me, no. ADV KENNEDY: But what is your own philosophy as far as the Wal-Mart statements in their United States material concerning avoiding, minimising and avoiding the involvement in unions in any relationship between management and their employees? MR BOND: Well look as I have explained previously, it is absolutely the company policy to abide by the law, the common cultures of countries. And I was allowed to do that very much in the UK. I have actually made public statements here in South Africa on behalf of 20 Wal-Mart that we will not only honour the rule of law, but the existing union agreements and the general culture of this. And what’s more, Mr Kelvin said the same, so does that worry me and am I AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 244 Wal-Mart Stores and Massmart Holdings 10 May 2011 concerned about it? No. Do I have a point of view? I don’t have a point of view on the culture of the US. ADV KENNEDY: Do you understand though the measure of apprehension that our client, unions, our union clients have, in relation to Wal-Mart, being such a massive organisation, taking over control of a local huge retail group in South African terms, where it has the reputation and it has at least in the United States the documentation that bears out that it is in fact trying to suppress or at least minimise and avoid the involvement of unions and their role? 10 MR BOND: No, I am not concerned with that. Forgive me. I am not going to be repressive. The points I have made previously is not something that worries me, because we have made statements here. I am very confident that we are a company that abides by local culture. ADV KENNEDY: The question though was not your apprehension Mr Bond. The question was do you understand the level of apprehension on behalf of the unions? Can you just for a moment try and put yourself in the shoes of a unionist representing under difficult circumstances members here in a situation where there has been a collective bargaining relationship, where there have been ups and 20 downs in that relationship and along comes the largest company in the world to take over this group with that sort of reputation and with that sort of policy and practice at least in the United States? Do you at AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 245 Wal-Mart Stores and Massmart Holdings 10 May 2011 least accept that there is a perception problem on the part of the unions? MR BOND: I can’t be a union member here. I’m not South African, but to answer your question, we have tried to allay any fears that may be there. We, not just myself, the company overall and myself have stood up and made public commitment to not only abide by the law, but honour existing unions agreements. I’ve stood in front of the union and done the same. I feel that we’ve done what we can and I can’t comment on how other people feel. 10 ADV KENNEDY: Is it not part of the very Wal-Mart model that made it such a success going back to some decades ago in the United States that the amount of costs associated with labour had been able to be brought down, compared with competitors? MR BOND: In answering that question, as I said before, we have been a very, very successful company, growing our business, employing more people and employing people at a higher cost or a higher wage level not because we are anti-union, but because we are amazingly successful at growing efficient supply chains. Everyone can win if you are world class, delivering goods at a low price to your 20 stores. ADV KENNEDY: But part of that is the less costly use of labour, not so? For example, Sam Walton introduced before anybody else did, as AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 246 Wal-Mart Stores and Massmart Holdings 10 May 2011 I understand it, barcode technology in the United States and was therefore able to reduce the number of cashiers, not so? MR BOND: Forgive me for interrupting. First of all, to clarify my emphasis before, the people who work for Wal-Mart, and it is our strong assertion and we have evidence of this, are paid well. The point that I would agree, the one to contextualise is do we drive very hard productive efficiencies? Yes, but this is not a zero sum game. We’ve got to understand that economies grow. We want to grow as economies grow. We want to lower the cost to doing business, but 10 overall in every country we do business, we end up employing more people, because we are productive, we lower the cost of goods for people, we drive people out of poverty, because they can buy goods more cheaply with us. People shop with us and so we employ more people. ADV KENNEDY: Chair, I see it’s the time when you normally take tea. Would this be a convenient time for tea? CHAIRPERSON: Yes, let’s take the tea break for 15 minutes. Adjournment 20 On resumption: CHAIRPERSON: Mr Kennedy? ADV KENNEDY: Thank you Mr Chair. Mr Bond we disagree with a great deal of your evidence, particularly in relation to the United AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 247 Wal-Mart Stores and Massmart Holdings 10 May 2011 States. We don’t have time to deal with all of the aspects, I just want to put on record that we don’t agree with much of what you said, some of that will be addressed, hopefully, in the evidence of our own expert when he’s cross-examined by the merging parties. I just want to go back to a couple of points that you raised in relation to the position in the United States. Of course in relation to union representivity, you’ve indicated that there’s a relatively modest level of union representivity among retailers generally, among the competitors of Wal-Mart. Of course one much acknowledge, must one not, that a great … 10 a fairly substantial proportion of retailers comprises very small operations where typically union representation is much lower, not so? MR BOND: I don’t know. I’ve only got the top line numbers to hand, I can tell you about specific examples. I know about Wal-Mart’s closest competitors which are Big Box Retailers, typically are not unionised, Tesco’s is not unionised. I don’t know the detail beyond that. ADV KENNEDY: Some of the big competitors are though are they 20 not, for example, Safeway in the United States? MR BOND: I can’t disagree as I don’t have the information, so I’ll accept what you’re saying. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 248 Wal-Mart Stores and Massmart Holdings 10 May 2011 ADV KENNEDY: And Super Value and a group as I understand it, it’s call Kroger, is it? MR BOND: Kroger. ADV KENNEDY: Kroger, sorry K-R-O-G-E, is that right? MR BOND: G-E-R. ADV KENNEDY: G-E-R. As I understand it from my clients and those who are assisting us with evidence, including union officials from the United States, the typical level of representivity of unions in those operations is around 70%? 10 MR BOND: I can’t question that. ADV KENNEDY: You don’t dispute? MR BOND: I can’t dispute that, but I can emphasise only 5% of the retail work force in the US is unionised. ADV KENNEDY: Yes, but would you agree with me that it is relevant to compare Wal-Mart with some of its competitors and if one looks at these three major competitors of Wal-Mart, they have approximately 70% typically union representation, whereas in WalMart it’s nil. MR BOND: I question if that’s a comparison. There were many other 20 comparisons merely by the nature of maths were 95% of the people aren’t unionised and must therefore be many more examples of where competitors unionised. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 249 Wal-Mart Stores and Massmart Holdings 10 May 2011 ADV KENNEDY: And then we had some debate about the benefits or dubious benefits that you seem to suggest as to the workers being unionised as reflected in wage outcomes. I’ve got here in front of me a figure for Sam’s Club, a cashiers average hourly wage at Sam’s Club, which of course is a major entity of Wal-Mart, not so? MR BOND: Yes. ADV KENNEDY: That currently is, the average hourly wage for a cashier is $9.48 whereas as Cusco, one of Wal-Mart’s or one of Sam’s Club competitors it’s $15.50, substantially higher? 10 MR BOND: I can’t dispute the numbers as I don’t … if we want a sort of challenge of the detail then I will again submit the discussion I made earlier about our evidence around the fact that Wal-Mart versus unionised activity in the US, we pay more and I can refer to those numbers. And they demonstrate that we pay more, so… ADV KENNEDY: Well I’m afraid the promise of some informational documents being available at a later stage doesn’t really help us. MR BOND: Well if I can, if I can refer to them because they demonstrate the opposite of your point? ADV KENNEDY: Well in fact I’m afraid we don’t have time to go 20 into that. The experts will deal with that too and unfortunately we simply are not allowed the opportunity to go into all of that, but I think we need to just put on record that our information and our instructions and our position is very different from your own. In AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 250 Wal-Mart Stores and Massmart Holdings 10 May 2011 relation to … yes, I’d like to get back now to another point that you made earlier and that is the attitude of Wal-Mart to unions and the commitments that have been made in relation to the proposed transaction with Massmart. You recall you referred to commitments, Mr Bond? MR BOND: Yes, I do. ADV KENNEDY: Are you listening to the question? MR BOND: Yes. ADV KENNEDY: Good. Can you remind us what those 10 commitments are, what commitments, public commitments were you referring to? MR BOND: The specific … the background to this I should say, is that I must emphasise again that it is a company culture that the chief executive and the board of each local country would decide on the union arrangements that are relevant for their market. So any future dealings with the union in South Africa will be dealt with through the board of Massmart and it will be the decision of Grant Pattison and the board. That is context. What we specifically have said publicly through the media is to reassure people, which was your concern 20 earlier, that we’ve not only complied by the rule of law, but we would commit to union arrangements not being degraded from where they are today. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 251 Wal-Mart Stores and Massmart Holdings 10 May 2011 ADV KENNEDY: Yes, if I can just remind you what you said at paragraph 61 of your witness statement, I’ll read the entire paragraph into the record, you’re welcome to follow it with me if you want to check that I’m reading it correctly. “As indicated above, Wal-Mart honours existing union relationships and contracts within acquired companies as has been the case in various other transactions that Wal-Mart has completed around the world. In line with this general policy, Wal-Mart is committed to working constructively with the local unions in South Africa.” Now you’ve heard the fears and 10 apprehensions on the part of our union clients in relation to WalMart’s approach generally in this regard. And they fear that this commitment may not be either honoured or realistic and so we’ve put, for example, as you heard yesterday to Mr Pattison the question of whether there would be any willingness on the part of the merging parties, and you’re here to speak on behalf of Wal-Mart, to give something a bit more concrete and definite and enforceable than these somewhat vague and currently unenforceable commitments that say really nothing more than just well we’ll just carry on with our union relationships. Is there anything that you can suggest that can address 20 those concerns and apprehensions on the part of our union clients? MR BOND: We’ve already committed to honouring existing arrangements and as have reinforced whilst with merging parties, I must make clear that is our company strategy that local union AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 252 Wal-Mart Stores and Massmart Holdings 10 May 2011 arrangements will be decided by local management. So I can merely reinforce the comments and assertions that Mr Pattison made yesterday, because it will ultimately be him that makes those decisions, not anyone higher up in Wal-Mart. ADV KENNEDY: And of course one of the facts that have given cause for concern on the part of our clients is a series of actions taken fairly recently by management. The one was the retrenchments concerning just over 500 people. MR BOND: Yes. 10 ADV KENNEDY: Were you made aware of those retrenchments? MR BOND: No we were not. ADV KENNEDY: Were you completely, blissfully unaware of it in all your discussions with the Massmart representatives in the discussions concerning this possible deal? MR BOND: We were. Largely because… ADV KENNEDY: You were told? MR BOND: No sir, we were unaware. ADV KENNEDY: You were unaware? MR BOND: Correct. 20 ADV KENNEDY: The other point of concern that I raised briefly with Mr Pattison yesterday concerned an agreement reached directly between management and workers in a town here called Nelspruit. And that Mr Pattison conceded was in fact in violation of agreements. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 253 Wal-Mart Stores and Massmart Holdings 10 May 2011 It does seem to us to be a rather strange coincidence that it happened both at the time when the parties were in quite serious discussions about a possible merger, but also that is seemed to be quite consistent with the Wal-Mart policy that we debated earlier today that applies in the United States, namely one-on-one dealings between management and employees rather that with their so-called third party representation, in other words, the union, not so? MR BOND: I recognise the position that it’s a coincidence and it is exactly that. And if you want me to give you Wal-Mart’s perspective 10 on that period of time, which was part of the discussions yesterday, I can do, but to just summarise it is pure coincidence. ADV KENNEDY: Pure coincidence? MR BOND: Yes absolutely. ADV KENNEDY: I cross-examined Mr Pattison about the possibility of some enforceable agreement rather than just a vague indication of well this is what we’re intending to do. Some firm undertaking that for example, the recognition of unions currently would continue even if the threshold requirements in terms of our legislation might not be maintained, for some acceptable period. Now if in fact you are 20 intending and Mr Pattison has said that from his side as local management he is intending to promote rather than undermine the collective bargaining relationship and recognition and so forth. Why AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 254 Wal-Mart Stores and Massmart Holdings 10 May 2011 is there difficulty, or is there any difficulty in giving that as a firm, enforceable undertaking? MR BOND: Forgive me for being repetitive, but our company culture will be that the board of Massmart led by Mr Pattison will make those decisions locally and I can offer you no more than to say we will support his recommendations. ADV KENNEDY: And has that not been discussed as yet? MR BOND: No, we don’t own the company and there’s a lot of matters to do with the company that of course have not been 10 discussed yet. ADV KENNEDY: But of course this is your opportunity as the perspective merging parties, when seeking approval from this Tribunal to address the sort of issues that we are raising, which we will argue in due course, are important issues particularly in relation the public interest consideration. So it just seems to us to be a surprising that we’re really fogged off by saying well, everything is going to be fine and local management will continue and what local management recommend, we will probably at board level once the merger takes place, approve it, but in other words, well trust us, don’t 20 worry. It’s not giving our clients any comfort and what I’m suggesting to you is that this is the golden opportunity for you to address our clients concerns. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 255 Wal-Mart Stores and Massmart Holdings 10 May 2011 MR BOND: I believe addressing their concerns is quite a fundamental effort, which is that we will not be exporting cultures for any country into South Africa. It is our respect for South African culture law that says we will respect the leaderships decision here on how they want to take the union relationship forward. We’ve underwritten that by a clear commitment that we will honour both the law and existing agreements. I feel that the most important commitment we can make is to demonstrate that we aren’t going to imposing cultures and legislation from elsewhere in the world. 10 ADV KENNEDY: Of course in terms of the deal you will take, WalMart International will take a control of Massmart, not so? MR BOND: We will, yes. ADV KENNEDY: And appoint board members? MR BOND: Appoint board members within the guidelines of the recognised king code, which is good governance of the board. ADV KENNEDY: Sure. MR BOND: So more independent than executive directors, yes. ADV KENNEDY: But as far as operational issues are concerned, is it not fair to say that Wal-Mart’s representatives on the board will have 20 a fair amount of say in relation to how matters are to be conducted, including labour matters, not so? MR BOND: Yes, but within the guidelines and principles I’ve just talked about. I’ve run the business in the UK for 5 years, I ran it to the AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 256 Wal-Mart Stores and Massmart Holdings 10 May 2011 best of my ability and within the culture as well as the legislation of the UK. I never had anything imposed on me, not only in the issue of unions, but in general operational practice. The only things that were imposed were legislative things, which is FCPA. ADV KENNEDY: As you sit here, is it correct that the merging parties are not prepared to give an enforceable undertaking that the collective bargaining relationship with the union will be preserved for a reasonable period, even if the threshold requirements are no longer met? 10 MR BOND: Without referring to the detail of the transcript from yesterday, I would reinforce whatever the detail of what Mr Pattison said, because that way… ADV KENNEDY: Well he didn’t give us a commitment. MR BOND: Okay in which I will not give one. ADV KENNEDY: And you’re not prepared to either? MR BOND: I will not be changing the stance of Mr Pattison, no. ADV KENNEDY: And are you prepared to make any commitment, for example, as to a closed shop agreement or an agency shop arrangement? 20 MR BOND: I’m not willing to change the perspective of Mr Pattison, no. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 257 Wal-Mart Stores and Massmart Holdings 10 May 2011 ADV KENNEDY: A point in relation to the United States history of Wal-Mart in the United States and its litigation history you referred to the NRLB. MR BOND: Yes. ADV KENNEDY: And their statistics. Is it correct in the United States they distinguish between labour disputes and employment disputes and those labels have a particular significance and labour as I understand it, concerns primarily the collective bargaining type relationship issues, whereas employment deals more with terms and 10 conditions of employment and dismissals as so forth, not so? MR BOND: I’m not aware of the detail, but my understanding and what I’ve been told is that that is the most representative sample of overall relationship complaints between employer and employee. ADV KENNEDY: Yes, that’s labour, the labour dispute category, not so? It is dealt with by the NRLB? MR BOND: I don’t know, you have evidence that I don’t. If you like to demonstrate the detail, I don’t know. ADV KENNEDY: But you’re not an expert on this? MR BOND: No. 20 ADV KENNEDY: As I understand it, the NRLB deals effectively with the relationship between management and unions and it’s hardly surprising, it is Mr Bond, that the figures relating to Wal-Mart are so AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 258 Wal-Mart Stores and Massmart Holdings 10 May 2011 small in relation to NRLB litigation where there is no level of unionisation in the United States in Wal-Mart operations? MR BOND: I can’t dispute your point, but I’d like you to demonstrate the point you’re making in terms of the … because my information is different from yours. ADV KENNEDY: Okay you can’t accept it, but you can’t prove otherwise as we sit here? MR BOND: No I can’t. ADV KENNEDY: And then currently there is … a few weeks ago 10 there was a US Supreme Court hearing in the matter of Dukes and Wal-Mart, are you familiar with that? MR BOND: I am, yes. ADV KENNEDY: That involves a class action brought by 1.5 million female employees, not so? MR BOND: I can’t dispute that. I don’t know the detail of the numbers. ADV KENNEDY: And the figures that we have are that Wal-Mart has settled 62 class actions in relation to wage issues, correct? MR BOND: In all cases Wal-Mart did not admit responsibility or 20 guilt. You will know better than me that legal costs in America are even higher than they are in South Africa. And as such it is often the case that the lowest cost activity for a company is settle rather that dispute. That doesn’t in anyway recognise admission of guilt. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 259 Wal-Mart Stores and Massmart Holdings 10 May 2011 ADV KENNEDY: A fairly lengthy section in your witness summary deals with the policies and practices of Wal-Mart in relation to prevent workplace abuse in supplier factories. If I can take you to your own statement, it’s paragraph 100. MR BOND: Yes, I’m with you. ADV KENNEDY: I think it’s page 43, I’m not sure. MR BOND: Yes, it is 43. ADV KENNEDY: And here for some pages you deal with standards that are set for suppliers, transparency, monitoring, audit process, 10 audit report assessments, assessment ratings with colours green, yellow, orange, red. Red failed, red disapproved, red denied audit findings, ethical standards and so forth. And then freedom of association, collective bargaining standards for suppliers, you see that at the foot of page 49, factory closure and payment of workers severance. MR BOND: You’re referring to the chart, yes. ADV KENNEDY: Yes, and then it goes on, supplier development, stakeholder engagement and so it goes on and on. Now that on paper looks superficially impressive. As we understand it, you’re effectively 20 saying, we are so concerned not only about our own workers rights and interests, but also those of the rights and interests of workers employed by our suppliers that we have this system in place to AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 260 Wal-Mart Stores and Massmart Holdings 10 May 2011 monitor their performance and presumably action is taken if they fail to comply, is that right? MR BOND: Correct. ADV KENNEDY: What do you actually do if a supplier doesn’t comply? MR BOND: Well I think if we were to read it, I’m not sure, forgive me I’m not sure if it’s all in here, but there is a very clear process of management and for sure our general company Ethos is not for one of bad temper … one strike and you’re out. We’re very much about 10 rehabilitating companies to be good suppliers, but of course there comes a point if suppliers cannot meet standards, they will be dismissed and all of that sort of policy of remedy is within the documentation, which if it’s not in here you’re able to access on the Wal-Mart website. ADV KENNEDY: Are you familiar with a recently decided case in the United States Court of Appeal for the ninth circuit Jane Doe matter where various litigants on behalf of workers in Shing Shing, China, Dakar, Bangladesh, Bogour, Indonesia, Matsapha, Swaziland, which is of course right next door to us, Nicaragua, California 20 workers etc, that that was a case that was decided in the United States Court of Appeal, which dealt specifically with the issue of abusive rights of suppliers, not Wal-Mart’s, but suppliers employees. Are you familiar with that litigation? AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 261 Wal-Mart Stores and Massmart Holdings 10 May 2011 MR BOND: No, I’m not. ADV KENNEDY: And so you wouldn’t dispute then that that in that case these workers from various countries around the world where Wal-Mart has operations, sued the Wal-Mart International group, the Wal-Mart stores incorporated rather, specifically on the basis that the Wal-Mart group was liable inter alia because you had the mechanisms available to impose standards on suppliers, which you had imposed, but had not implemented and they then sought relief against Wal-Mart and that was turned down by the court. 10 MR BOND: I can’t … I’ve said, I don’t know the cases so I can’t comment on any detail. ADV KENNEDY: Yes, the case was dismissed and precisely on the basis that whatever standards you have in terms of your agreements with your suppliers, the consequences that flow from a breach if WalMart has taken the trouble to detect that there is a breach, is that WalMart can then terminate the supply agreement with the supplier and a consequence of that of course is that the workers who rights have been disadvantaged are now out of work. So no longer are they in work and not being paid properly, or being discriminated against, 20 they’re now out on the street. MR BOND: Clearly I can’t comment on the particulars of that, but what I can comment on is my many years of experience around these factories around the world. I was a buyer for ASDA for Wal-Mart for AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 262 Wal-Mart Stores and Massmart Holdings 10 May 2011 many years and have visited many factories around the world and I can say very proudly, and by the way I now only work part time for Wal-Mart and for a couple of other companies, and I can say objectively that our standards of procedures with suppliers are world class and ones that I’m very proud of. And very practically I have seen a lot of very good practices. I’ve been to these factories, I can’t come in at one misdemeanour, but I can also comment on our general business principle, which as I say is to rehabilitate rather than cut people off at the knees, which I think is your inference. 10 ADV KENNEDY: Well in fact this case that you’re not familiar with, so I’ll accept that, this case in fact shows that it’s not some isolated minor misdemeanour. It is cases that have been brought by workers around the world in various countries, South America, Southern Africa, China, elsewhere in the Far East, Indonesia. And what is interesting is that instead of Wal-Mart resolving it by saying well we will sort that out through our suppliers and put pressure on them to treat you workers properly, instead it says, well don’t look to us. And the court held that your remedy in terms of your agreement is not to enforce the agreement against your suppliers, which you didn’t do in 20 those cases, but rather to terminate if you wished the contract with the suppliers. And if you did that then the workers would be losing them employment. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 263 Wal-Mart Stores and Massmart Holdings 10 May 2011 MR BOND: I can’t doubt the evidence. I guess my response is merely to try and context this and try and understand the substantive nature of it. We’ve talked about the fact that Wal-Mart’s a very big business. We do business in many countries. I’ve been to many, many factories, made many many orders and I’ve never been embarrassed by what you’re providing one example, I don’t know if this is substantive or not. ADV KENNEDY: Now I indicated we would take you back to the point you suggested we dealt with earlier, which is the events that 10 took place where the parties started talking and exploring towards the merger transaction. And as I understand from your own witness statement, you had a major involvement in that, not so? MR BOND: Yes I did. ADV KENNEDY: You were the team leader for Wal-Mart is that correct? MR BOND: Indeed. ADV KENNEDY: Yes, now you heard the evidence rather conveniently for you, of Mr Pattison yesterday as to what his understanding of the events were in relation to when for example, 20 Wal-Mart and Massmart started serious talks with a view to the possibility of this transaction, when it became a preferred, a primary target was one phrase used, and a preferred target and then later the exclusive target. Now obviously you’re talking from a perspective of AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 264 Wal-Mart Stores and Massmart Holdings 10 May 2011 Wal-Mart rather than Massmart and we can understand that Massmart might conceivably have had a slightly different understanding at different times. What from your perspective on behalf of Wal-Mart are the true facts in that regard? When was there in fact the beginning of a serious discussion between the parties with a view to a possible transaction? MR BOND: We may want to refer to the … or you may want to refer to particular documents. It certainly might help me in terms of specific dates, but to characterise the overall situation, we as a 10 business and forgive me if I take two minutes to explain this. We as a business have a very clear filtration process that first of all tells us the markets we’d like to be in based on certain criteria that are good for us a business. We then, within that context, then decide on companies we may wish to approach. South Africa as we heard yesterday has been on our target market list for quite some time. Within the context of South Africa, a number of companies of which Massmart is one, has been on our radar for some time. But it’s also true to say other markets and other companies have been on our target list. And just as, 20 forgive me with analogy, if you’re buying a house, you’re looking around and you’re looking a number of different places and you’re keeping a number of different warm whilst you’re making your decision. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 265 Wal-Mart Stores and Massmart Holdings 10 May 2011 And in fact there were two meetings, one in June and July with other potential brides, which it was long after and not that long after, because it was September. It was literally the first weeks in September when we made our decision that our primary target for the next step was South Africa. And in that context Massmart … we hadn’t even made a decision that our next approach was going to be a South African retailer until literally days before we approach Massmart. ADV KENNEDY: So when do you say Mr Bond, that Wal-Mart 10 decided on Massmart as the preferred target? MR BOND: Literally the two or three weeks before September the 23rd. ADV KENNEDY: In 2010? MR BOND: Yes. ADV KENNEDY: Because your documentation doesn’t reflect that. MR BOND: Well what the documentation says, if you’d like to refer to the documents, provide you with a different understanding. I may be able to help you understand that point of view, but the document you referred to yesterday had other targets blanked out and it may be 20 inappropriate to say too much in this forum, but not only have we not even thought South Africa was necessarily our preference, neither in the context of South Africa. We decided that Massmart was our definite target until after a couple of meetings in June and July. And AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 266 Wal-Mart Stores and Massmart Holdings 10 May 2011 without going too far, one of those meeting in June and July was with another South African retailer. ADV KENNEDY: You signed a confidentiality agreement between Wal-Mart and Massmart as far back as, yes that’s right, I think it’s the 2nd of February 2009, your answer? MR BOND: Yes, as we had them with numerous other retailers who are now bride-less. ADV KENNEDY: With others, yes I understand that, and as I understand the purpose of the agreement, we won’t take you now to 10 that, that’s also confidential, the purpose of that is to ensure confidentiality to the extent that you’re going to engage in discussions with potential suitors with potential brides, as you put it? MR BOND: Yes. ADV KENNEDY: If I can take you in the core bundle, you should have a file that’s … I think it’s that one, it should be marked core bundle. May we send someone to help the witness Mr Chair? It’s the bundle we used with Mr Pattison yesterday. MR BOND: I think I have it thank you. ADV KENNEDY: Right, if I could you ask please to turn to page 20 2653. MR BOND: 26? ADV KENNEDY: 53. 2653. MR BOND: Yes. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 267 Wal-Mart Stores and Massmart Holdings 10 May 2011 ADV KENNEDY: And this comes from a document relating to November 2009 and this is confidential so we won’t read it into the record, but if you could look at the specific reference to Massmart and what is referred to in the last column, a meeting and the status of Massmart in that regard. MR BOND: Yes. ADV KENNEDY: And that specifically refers to Massmart as being a preferred partner. That is not consistent with your evidence a moment ago which is that it became the preferred partner as late as September 10 2010. MR BOND: Do you mind if I reply? ADV KENNEDY: Please. MR BOND: You will notice the submission has got most of the transaction information blanked out. I have no ability and correct me if you have more information, that doesn’t in any way say that it was the preferred partner. It says it is one of the preferred partners across a number of markets. It is worthwhile recognising that at this stage of the transaction Massmart was the preferred partner in South Africa. ADV KENNEDY: Yes. 20 MR BOND: One of the meetings I referred to in June and July was with a retailer from another market that at the time was an equally important objective for us. ADV KENNEDY: It is another market. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 268 Wal-Mart Stores and Massmart Holdings 10 May 2011 MR BOND: Correct. ADV KENNEDY: Not the Southern African market? MR BOND: Correct. ADV KENNEDY: Of course you were looking at Massmart, not only to get into the South African market, but also as I understand it in a way to be a springboard to expand into other countries in Africa. MR BOND: Yes, I guess my point is I am trying to suggest that there are other markets around the world may at that time have been preferable to South Africa and also whilst they were a preferred 10 partner, price and availability are equal matters and the other retailers in South Africa were not off the table. ADV KENNEDY: Yes. MR BOND: Massmart was a preferred partner. ADV KENNEDY: Mr Bond, I am not trying to suggest that South Africa was your only possible target area in the world. We fully understand that, but do you agree that in relation to South Africa and the wider African venture, which you were considering as a possibility Massmart was the preferred partner at that stage? MR BOND: Whilst equal discussions were going on with other 20 parties yes. ADV KENNEDY: But other parties in relation to the South African venture. MR BOND: Correct. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 269 Wal-Mart Stores and Massmart Holdings 10 May 2011 ADV KENNEDY: But not categorised in this document as a preferred document. MR BOND: Correct. ADV KENNEDY: That is the point. MR BOND: Correct. ADV KENNEDY: There are two others that are referred to that you presumably met at the same time. MR BOND: Correct. ADV KENNEDY: In South Africa, but with a view to them being 10 included in your suitor’s list. MR BOND: Correct. ADV KENNEDY: But the one at the top of the list as the preferred partner was Massmart. MR BOND: Correct. ADV KENNEDY: Correct? MR BOND: Yes. ADV KENNEDY: And then in March 2010 you were actively pursuing an acquisition in South Africa, if I can take you to page 2659 the words I have just given you in fact are pretty much what 20 appears at page 2659, not so? MR BOND: Yes. ADV KENNEDY: Middle of the page. MR BOND: Yes absolutely. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 270 Wal-Mart Stores and Massmart Holdings 10 May 2011 ADV KENNEDY: Yes and then in June 2010 if I can take you to 2669 again from a confidential Wal-Mart documentation there is a reference to the South African possibility, reference to trips that were made, the first bullet point refers to a Massmart executive trip both to Bentonville in the United States and the UK, you were involved in that trip were you? MR BOND: In the UK one, yes. ADV KENNEDY: Yes and at the foot of the page, the very last line of the text refers to Massmart being confirmed as the exclusive target, 10 not so? MR BOND: Yes, but I would also refer to the fact that a meeting with another South African retailer that was of the same type and activities that one referred to here actually was hosted in June and so again, forgive me for the analogy, but in buying a house you certainly not going to be informing the seller of your options. ADV KENNEDY: But the point is that Massmart was still at the top of your list and was now in fact confirmed as the exclusive target. MR BOND: Whilst I recognise that says that, I dispute … I am just trying to clarify what activities were going on. We are not in 20 exclusive talks with Massmart. We were still talking to other parties. ADV KENNEDY: Despite the reference to Massmart as being confirmed as the exclusive target? MR BOND: Correct. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 271 Wal-Mart Stores and Massmart Holdings 10 May 2011 ADV KENNEDY: I see. But I would like you please to refer to a bundle, which … Mr Chair, I am now going to be taking the witness through a few extracts of correspondence that was exchanged that emerged from the additional discovery that Massmart made at the request of the Tribunal. So everybody knows it, it came from the merging parties I don’t believe it has been included in the record with specific page numbers. We have prepared a core bundle again and hopefully there are sufficient copies immediately available now. I understand yesterday when there was a hiccup we didn’t have enough 10 copies for our learned friends, it turned out we did have copies, but somebody had moved them off our attorney’s table, so I just reinforce there was nothing intentional. CHAIRPERSON: If this isn’t in the record already should we just give this an exhibit number? ADV KENNEDY: I think that should be done. CHAIRPERSON: Okay Exhibit A then. ADV KENNEDY: As I understand it at the top of the bundle you should have the confidentiality agreement that was referred to a little earlier in my questioning, is that right? 20 MR BOND: Yes, I do. ADV KENNEDY: Then the correspondence, as I understand it, is chronologically so although we don’t have page numbers I am afraid in what was presented by Wal-Mart we should be able to follow the AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 272 Wal-Mart Stores and Massmart Holdings 10 May 2011 letters in chronological order. If I can just, I am going to make very brief reference to just a few of these letters in the correspondence. The first letter following the confidentiality agreement is a letter from Doug McMillan he is the head of Wal-Mart International or was at the time, not so? MR BOND: Yes and he was then and is now. ADV KENNEDY: And this is as far back as 1 September 2009 refers to being, “continuing to be an exploratory mode in relation to South Africa” that is in paragraph 2 and “continuing to build our 10 relationship into a potential successful partnership.” This is where the parties were seriously looking to take forward the process of tentative discussions, not so? MR BOND: Yes and certainly not exclusively with Massmart. ADV KENNEDY: Yes, then if I can ask you to turn two pages later, in fact the very next page at the foot of the next page. I am sorry my colleagues are still at a disadvantage I want to try and sort that out so we don’t have more disruptions, may we just have a moment? We apparently have not prepared copies of the core bundle, but it is available, it is in the documents filed by way of the supplementary 20 discovery by Massmart or at the request or on the order of the Tribunal. Right, sorry about that Mr Chair and to the witness. If I can take you, we have just had a look at the first letter which was the 1 st of September, the next document is a set of e-mails if you can look at AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 273 Wal-Mart Stores and Massmart Holdings 10 May 2011 the foot of that next page, Friday December the 18th 2009 that is from Doug McMillan again to Guy Hayward, he is the senior executive at Massmart, not so? MR BOND: Sorry, my next mail I am struggling to keep up with you myself, so I have got the next insert in my pack is headed from a lady Karen Worth. ADV KENNEDY: Mr Chair, would it be in order if somebody from my team would just sit next to the witness and just to guide him with page numbers, if my junior could do that that would help, thank you. 10 After the very first letter in that bundle which was dated the 1 st of September there are the e-mails and at the foot of the page is an email from McMillan, Doug McMillan. MR BOND: On Thursday the 17th of December. ADV KENNEDY: That is right. MR BOND: Correct. ADV KENNEDY: That is addressed to the Massmart people as we see at the foot of the page to Hayward and Pattison. MR BOND: Yes. ADV KENNEDY: At the top of the next page what Mr McMillan is 20 asking Massmart in paragraph 3? MR BOND: Sorry just paragraph 3 “Hello Guy” and would... ADV KENNEDY: “With the seemingly large opportunities in Africa, why the focus on pharmacy and furniture?” AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 274 Wal-Mart Stores and Massmart Holdings 10 May 2011 MR BOND: Yes. ADV KENNEDY: That is as far back as December 2009. MR BOND: Yes. ADV KENNEDY: There is specific interest not simply to find out generally what people are doing in South Africa, but obviously to see how attractive this potential bride might be, not so? MR BOND: The same would be true of a number of other companies at that time. ADV KENNEDY: And then the following document, sorry, the e10 mail dated the 25th of January 2010. MR BOND: Yes. ADV KENNEDY: There is an e-mail from... MR BOND: Richard Phillips. ADV KENNEDY: Richard Phillips, is he one of your colleagues at ASDA in the UK? MR BOND: Yes indeed. ADV KENNEDY: Was he involved also in these discussions looking for the possible bride? MR BOND: Peripherally in the … Wal-Mart has got a number of 20 people who have been involved in this transaction, certainly Richard has been involved in this transaction. ADV KENNEDY: Was he writing on your behalf when he engaged in correspondence with South Africa? AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 275 Wal-Mart Stores and Massmart Holdings 10 May 2011 MR BOND: No, Richard has got an M&A background and he was sort of a part of the M&A team. ADV KENNEDY: Yes. MR BOND: Not all information would have gone through me, so don’t assume I will have seen any of this stuff. ADV KENNEDY: But the point of the contract, which involved, inter alia, Richard as well as yourself was potential acquisition, not so? MR BOND: Yes. ADV KENNEDY: And we see in bullet point 1, the first bullet point 10 “Brian and I” that is Richard Phillips “and Rothschild” Rothschild as I understand it is the acquisition advisor to Wal-Mart not so? MR BOND: Correct. ADV KENNEDY: “Would like to meet you on the afternoon” that is 23rd of February. MR BOND: Right. ADV KENNEDY: So you were looking specifically at the possibility of acquiring Massmart without having finalised your selection at that stage? MR BOND: Neither country nor targets, so you know this is an 20 example of an e-mail that you would see from 14, 15 different companies. ADV KENNEDY: And in the next document 23rd of February comes from Chase Tucker at Wal-Mart sent to various people including AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 276 Wal-Mart Stores and Massmart Holdings 10 May 2011 Phillips, your colleague and refers to attendees for the store visits including the vice president of merger and acquisitions Brian Henry, not so? MR BOND: Yes, it does. ADV KENNEDY: And Harper who is the vice president of integration is the vice president of asset protection, international real estate, etc this is clearly looking at systems and entities within WalMart to see whether there was a synergy between Wal-Mart and Massmart and to assess the attractiveness of each to the other, not so? 10 MR BOND: Again I can show evidence of similar activity across a whole load of companies ongoing always. ADV KENNEDY: And then if we can turn some pages later to an email dated, from Brian Henry addressed to Guy Hayward dated the 2nd of April. MR BOND: I am sorry, yes go on. ADV KENNEDY: This again refers to a note that Doug sent that is Doug being the head of Wal-Mart International, not so? MR BOND: I would imagine so, yes. ADV KENNEDY: And the last paragraph in the text, the second last 20 paragraph starting: “Finally” refers to “happy to see that our advisors are staying in close touch” is it fair to say that by this stage at least there was regular and frequent interaction between the AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 277 Wal-Mart Stores and Massmart Holdings 10 May 2011 advisors and officials of Wal-Mart with their corresponding people in Massmart? MR BOND: No more so than in many of the cases. I need to keep characterising that way because certainly it is my interpretation that you try and lead us to assume this is exclusive discussions that are not the case. ADV KENNEDY: I am not saying they were exclusive. MR BOND: I am merely clarifying. ADV KENNEDY: What I am suggesting to you though Mr Bond, 10 while we are at it is this that while you had other potential brides in the queue as the suitor Massmart was most certainly in position number one and that there were serious discussions at a very high level, right at the most senior levels of Wal-Mart and the most senior levels of Massmart in the early part of 2010, not so? MR BOND: It is not true that Massmart was the number one candidate. I must emphasise once again that it was the outcome of the meeting that happened in July with another retailer in another country that led to the discussions with Massmart. And I can say no more than that, it is obviously highly confidential but it is absolutely not true to 20 characterise Massmart as the primary target at all prior to a couple of weeks before the meeting in September. ADV KENNEDY: Despite the fact that some of the documentation indicates otherwise? AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 278 Wal-Mart Stores and Massmart Holdings 10 May 2011 MR BOND: I don’t feel it does. ADV KENNEDY: The Wal-Mart document it said that it was the exclusive target... MR BOND: In South Africa. ADV KENNEDY: In June 2010. MR BOND: In the South African... ADV KENNEDY: For the South African project, but that is all we are talking about Mr Bond. MR BOND: I am... 10 ADV KENNEDY: I understand that there were potential acquisitions in other parts of the world. We are talking about the South African acquisition... MR BOND: Forgive me if I am not helping clarify this. First of all however large the perception is of Wal-Mart, Wal-Mart has a limited CAPSOL allocation so there will be tradeoffs between different projects, so it will be wrong to assume that if we are buying X here we can still buy Y there, so there will be a trade off first of all between different country projects and then there will be trade off within countries. I am referring to the fact that Massmart was not the 20 primary target for Wal-Mart’s acquisitions... ADV KENNEDY: Internationally? MR BOND: Internationally. ADV KENNEDY: I accept that. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 279 Wal-Mart Stores and Massmart Holdings 10 May 2011 MR BOND: Right. ADV KENNEDY: We are really not quarrelling about that I assure you. MR BOND: Okay. ADV KENNEDY: If I can ask for my junior to assist to find the next document, which is at the top of the page referred to as Karen Worth from Guy Hayward sent on the 20th of April 2010. MR BOND: Yes, I have got it. ADV KENNEDY: And what I am interested in is the second e-mail 10 that appears halfway down from Brian Henry at Wal-Mart legal. In fact Brian Henry as his title underneath his name near the bottom of the page, he is the vice president of Wal-Mart for mergers and acquisitions correct? MR BOND: Yes. ADV KENNEDY: That is why he is president to Wal-Mart International? MR BOND: Correct. ADV KENNEDY: And that e-mail, which was sent on the 15th of April 2010, is of particular interest to my clients, the unions that we 20 represent. Mr Henry says, addressing this to Mr Hayward of Massmart: “As I mentioned it would be helpful to know the percentage of organised labour in the stores by division if possible. Also does Massmart operate under one or more CBAs” collective AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 280 Wal-Mart Stores and Massmart Holdings 10 May 2011 bargaining agreements I assume “with the union or unions. If you could let us know how many and with which unions and when they expire that would also be helpful. We look forward to the DB reports as well.” What is DB? MR BOND: I am not sure. ADV KENNEDY: Okay, well let’s look at the portion that does interest me. At the level of vice president of mergers and acquisitions for Wal-Mart when you are simply looking at the possibility of a South African project and a possibility of acquiring Massmart as well 10 as the possibility of acquiring other targets, in South Africa, potential targets, why at this early stage in your own timetable in April 2010 is there now discussion about union recognition in the stores of Massmart, what the collective bargaining agreements are and when they expire? MR BOND: It is a perfectly normal question asked not only by WalMart wherever it wants to go, but as I reiterated I now work for the companies and the other companies would ask exactly the same question of any number of companies, so I don’t see that as unusual at all. 20 ADV KENNEDY: And why is this typical and relevant issue to be raised to... AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 281 Wal-Mart Stores and Massmart Holdings 10 May 2011 MR BOND: As a responsible employer one wants to understand the arrangements between yourself and your associates this is not unique to Wal-Mart. I worked for... ADV KENNEDY: I asked you why? MR BOND: Why, because you want to understand the arrangements between the management... ADV KENNEDY: Why do you want to understand the arrangements? MR BOND: Why is... 10 ADV KENNEDY: Is it so difficult to simply answer... MR BOND: You want to understand the characteristics of the relationships. It is like asking what is your labour turnover... ADV KENNEDY: You want to understand because you want to understand? MR BOND: Yes. ADV KENNEDY: I put it to you that in fact the attempt by both Mr Pattison and you to suggest well it is going to be business as usual in relation to the relationship between management and the union and their workers in South African operations is, with respect, stretching 20 credulity a little too far. MR BOND: That is merely your assertion. I disagree. ADV KENNEDY: You deny that? I see. And then if I can ask you and your assistant there two pages later. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 282 Wal-Mart Stores and Massmart Holdings 10 May 2011 [Talking simultaneously] MR BOND: I closed the book, forgive me. ADV KENNEDY: Three pages later, to look at the e-mail from, again from Brian Henry again to Guy Hayward. MR BOND: So what date? ADV KENNEDY: That is the 10th of May. MR BOND: The 10th of May. ADV KENNEDY: I would like to look at the one at the top of the page “Monday’s agenda is confirmed. The concern centres around 10 the media rather than associates. As you will have noticed speculation has recently picked up outside of South Africa.” And then at the foot of the page there is an earlier e-mail sent a bit earlier the same day where the same Mr Henry says “I hope all is well? In reference to next week there is a fair bit of concern here about the recent focus on Massmart in the media. While we are comfortable with proceeding with the visit with Mike and Doug, we would prefer to cancel the Mexico portion of the itinerary. Given that your executive regularly visits the University here” that we understand to be Walton University in the United States, not so? 20 MR BOND: I think it is the Walton, forgive me, I am not sure of the detail but it certainly isn’t something called the Walton University. ADV KENNEDY: Yes, but it was sponsored, I believe by Mr Walton, the founder of Wal-Mart? AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 283 Wal-Mart Stores and Massmart Holdings 10 May 2011 MR BOND: I am sure you are right. ADV KENNEDY: There is sufficient pretext for your visit to Bentonville. And then the UK visits, the second paragraph “The UK visit is also fine. Although we will reduce the store visits to a minimum as Andy” that is yourself “does draw a fair bit of attention from our associates” associates what employees? MR BOND: Yes. ADV KENNEDY: Yes. MR BOND: I have my small fan club. 10 ADV KENNEDY: I beg your pardon? MR BOND: Sorry, go on. ADV KENNEDY: Mr Bond, it is just curious for us that there seems to be a bit of spin doctoring going on here, specifically to avoid speculation about visits as recent as May 2010, where there has been considerable discussion between the parties. Not final agreement I accept. MR BOND: Look again let me try and help here. First of all to reiterate the point, we were talking to a number of companies in a number of markets, some here some elsewhere the content of this is 20 with regard to the fact that as I remember there was speculation apportioned to the chief executive of another South African retailer who was speculating on who was Wal-Mart’s target. Now the reason for that for me speculating is to smoke out who the real target of Wal- AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 284 Wal-Mart Stores and Massmart Holdings 10 May 2011 Mart’s interest was. What happened as a consequence is a run on the Massmart share price, which is the content of this that is why this correspondence happened. ADV KENNEDY: Again you will appreciate, I trust, that this once again gives rise to concern on the part of our clients. And if you bear in mind too that the first indication that was given to the union, despite denials to the contrary earlier, the first indication given to the union that a merger was being explored was when it was actually announced as having been agreed to by the parties in September 2010 10 by way of a SMS? MR BOND: All I can do is say look I have sworn on an oath that I will tell the truth. I didn’t know we were going to approach Massmart as a primary target until about three days before we did, so I don’t know how anyone else can and we weren’t, bear with me, we were not considering them as a primary target until after a series of meetings had already identified and the decision was made in early September. I don’t know the exact date, but that is the truth. ADV KENNEDY: Well I accept that the deal was finalised that late. What we don’t accept is that you were … that you had decided to 20 approach Massmart with a view to a potential transaction only that late that was the end not the beginning of the process. MR BOND: I think the thing that we disagree on is the nature in which you negotiate a transaction. There is absolutely no way that we AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 285 Wal-Mart Stores and Massmart Holdings 10 May 2011 were going to define Massmart in any way, because we haven’t made the decision of the primary target, the decision was made after a series of meetings were already identified. ADV KENNEDY: I am talking about the process that preceded not followed the decision to actually enter into the transaction. MR BOND: All I can say is if we are sitting here talking about an acquisition between Wal-Mart and another South African retailer you would be able to expose similar documentation. ADV KENNEDY: Now if Wal-Mart allows potential acquisitions to 10 continue with good relationships with unions and where they wish to encourage rather than undermine those relationships does it not strike you as an outsider who also prides himself on employee and union relations in the UK and elsewhere within the group? Is it not a bit troubling to you that there was such late revelation to the union and no meaningful discussion with the union about this possibility, this possibility of a merger prior to the rest of the world knowing when the media published it in late September 2010? MR BOND: I obviously can’t comment either positively or negatively on the detail of the morning of the Monday following the 20 discussions in London on the Friday or the Saturday, but what I can say is I absolutely would have done the same thing in Grant’s position, because he had no knowledge of any, even potential transaction and remember as Grant said yesterday it was the start of AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 286 Wal-Mart Stores and Massmart Holdings 10 May 2011 the transactional process that weekend. He couldn’t possibly have discussed anything with anyone until he got back from London and he tried to, as soon as possible, I can’t comment how hard he tried, but I can comment I would have not attempted to address any outside stakeholder until he had got the support of his board. ADV KENNEDY: If I can take you to the next document please Mr Bond that is again an e-mail from Brian Henry to Mr Pattison dated 13th of May 2010, do you see that at the top? MR BOND: Yes. 10 ADV KENNEDY: If I can take you to the one near the bottom, halfway down, it is the one dated the 12th of May. MR BOND: I have got that, yes. ADV KENNEDY: Now that is a reference, this is at the time of the meetings or setting up the meetings that were going to take place, both in Bentonville and in the UK and Brian says: “We anticipate that we will be able to take you” that is Grant “to a perishables DC” that is a distribution centre “on Tuesday. Mitch can speak to the real estate approval process. He will have dinner with you etc. We have an SVP of ISD scheduled to participate in a group lunch on Monday. 20 She will be able to give you more insight to IT services.” SVP refers to what senior vice president? MR BOND: Senior vice president. ADV KENNEDY: ISD? AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 287 Wal-Mart Stores and Massmart Holdings 10 May 2011 MR BOND: Information systems division. ADV KENNEDY: So effectively it is IT services as he refers to a couple of lines down. MR BOND: Yes. ADV KENNEDY: But as early as May 2010 what is already being talked about is not just the possibility of Massmart as being a potential bride. What you are really talking about is how if that possibility is transformed into reality, how integration would take place, not so? 10 MR BOND: No, I mean it is part of the courtship process. And again this was happening with a number of companies at this time, not so exclusively with Massmart and not in any way to suggest there would be a transaction. This is a courtship process to get to know each other. ADV KENNEDY: Then if I can ask your so called associate to turn later past the itineraries to an e-mail from yourself Andy Bond to Grant Pattison dated the 1st of June 2010. “The subject is much appreciated” do you see that? MR BOND: Hold on a second please. ADV KENNEDY: I am sorry. 20 MR BOND: Yes, I have got that. ADV KENNEDY: And you say “Much appreciated great to see you too” that is in response to Grant Pattison’s e-mail to you at the foot of the text there. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 288 Wal-Mart Stores and Massmart Holdings 10 May 2011 MR BOND: Yes. ADV KENNEDY: The 1st of June. MR BOND: Yes. ADV KENNEDY: Then he says: “Andy I just want to convey my thanks to you and your team for the look under the bonnet at ASDA. You no doubt have built a great team there. We can only help to emulate that. We appreciate that all your insights of being part of the Wal-Mart family.” I put it to you that this is reflective of an ever closer relationship between the teams with a view to finalising the 10 negotiation of a merger deal. MR BOND: There is replicate e-mail between myself and the chief executive, another South African retailer following a meeting I’ve already referred to in June. ADV KENNEDY: But they were further down in the list, not so? MR BOND: They were on the list. ADV KENNEDY: On the list, further down on the list. We’ve established that. MR BOND: No, not necessarily at that stage. You refer chronologically to a different date. 20 ADV KENNEDY: Can I take you to the very next document, which is 1st of June, again from Mr Henry to Mr Pattison? In the second paragraph there is a reference to you, Andy “and I will be visiting SA again the last week in June along with another international AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 289 Wal-Mart Stores and Massmart Holdings 10 May 2011 executive. One of our stops will be Durban. It will be very helpful to take a closer look at your distribution centres, DCs and the Cambridge stores. Any assistance your guy might be able to provide on this front would be greatly appreciated”. I put it to you again, Mr Bond, that this is illustrative of a very close an intense process of engagement with a view to finalising a transaction. MR BOND: I think it mainly reinforces that we highly scrutinise the opportunities, of which this was one of many at the time. 10 ADV KENNEDY: And if I can take you to an e-mail a few pages later, it bears the name at the top Karen Worth, but it comes from Grant Pattison, the 25th of September 2010. This is approximately the date of the media announcement, not so? MR BOND: Bear with us please. We are trying to find it. ADV KENNEDY: I beg your pardon. MR BOND: Yes, I’ve got that. ADV KENNEDY: That’s round about, I think it was on the day or or the day before the media announcement, not so? MR BOND: I think it would be useful if we remember the exact date. 20 It certainly was on or around it. ADV KENNEDY: Yes. MR BOND: What day of the week was the 25th? AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 290 Wal-Mart Stores and Massmart Holdings 10 May 2011 ADV KENNEDY: Yes, I don’t think anything turns on it, fortunately, for either of us, Mr Bond. MR BOND: Alright. ADV KENNEDY: So, we won’t need to debate that. Here Mr Pattison is replying to you personally. It is addressed to you primarily. “As discussed, some brief thoughts about the unions. Firstly, know their politics. I attach a pdf of their latest thinking. A search of foreign will direct you to their thinking on foreign ownership. Just note they have little support for these positions within 10 the ANC or government. We will need to consider our response to the following demands: Commitment for a period to no retrenchments; commitment to continue to honour the recognition agreements in the unions’ favour; not test their representation level; commitment to employment equity; the principles of transformation stand firmly opposed to agency shop and industry bargaining council and continue to demand increased labour flexibility on working hours”. I suggest that this is illustrative of an attitude on the part of Massmart trying to confirm to you and impress you at the side of Wal-Mart that Massmart is going to be standing firm on various 20 principles, which are not exactly sympathetic to the union. MR BOND: I read this as a document between two chief executives trying to manage what is an important issue in the transaction. No one AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 291 Wal-Mart Stores and Massmart Holdings 10 May 2011 refutes union movement and the unions are important in South Africa and the mere fact we are on this conversation now demonstrates that. ADV KENNEDY: What is of interest is that he is raising with you as far back as round about the time of the media announcement that you are going to have to take a position as to possible commitment in relation to these issues. He already shows a clear assurance that he is going to stand firmly opposed to such issues as agency shop and industry bargaining council and to demand increased labour flexibility on working hours. I put it to you, Mr Bond, that we’ve had 10 no commitments that are meaningful and enforceable to provide some measure of assurance or comfort to the unions, even as you sit there today in the witness box. MR BOND: You are right. You haven’t and to the point that what I would know is it demonstrates the philosophy I was referring to. This is the chief executive of potential Wal-Mart business, reinforcing with a guy who we thought at the time might be supervised at how he wanted to handle the situation. He wasn’t telling me to give him my advice and say what’s the Wal-Mart policy? This is a demonstration of the fact that we respect the chief executive of a company doing 20 what is right for his business locally. ADV KENNEDY: But it doesn’t address and subsequent communications have not addressed, even today, our expectation that there would be firm binding commitments. On the contrary, the only AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 292 Wal-Mart Stores and Massmart Holdings 10 May 2011 thing that is shown is firm is firm opposition to some of the points that would favour the unions, such as agency shop and industry wide bargaining council where there would be industry wide sectoral bargaining collectively of wages and also a continued demand to the union that they must have increased flexibility as labour on working hours, which just happens coincidentally, is it, to coincide with exactly Wal-Mart, one of Wal-Mart’s approaches to employees and handling employees. MR BOND: You are not going to get a different answer out of me. 10 We’ve talked about this a number of times. Using the terminology yesterday, you are fencing me. We’ve asked the same question a number of times. My answer is that we respect the leadership of Grant locally. We respect the rule of law, but also the culture of this country. Grant would do what’s best for his business and we respect the fact that he is a South African running a South African business. I will support him in doing what is right. ADV KENNEDY: Why was there even communication between him and you on this day? MR BOND: I’ve already answered that question. 20 ADV KENNEDY: You have nothing further to add. MR BOND: I have nothing. No, I haven’t got anything else to add. ADV KENNEDY: Mr Chair, I’m about to get into another section of the cross-examination. I’m getting fairly close to the end of the time AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 293 Wal-Mart Stores and Massmart Holdings 10 May 2011 that we’ve agreed with our colleagues, but I won’t finish it before you take the normal lunch adjournment. Would this be a convenient time to take it? CHAIRPERSON: I think let’s come back a little earlier then. Perhaps we can come back at say quarter to two. Thanks. Adjournment On resumption: CHAIRPERSON: Mr Kennedy? 10 ADV KENNEDY: Mr Chair we just have a few more questions. Mr Bond we’ve discussed at some length the stages during 2010 when there were discussions between the parties and you were at pains to point out that you hadn’t selected a marriage partner until just shortly before the media announcement in September 2010, if we can be forgiven to perpetuating the same analogy with suitors and brides and so forth, which may be a little out of date and perhaps patronising. Can I put it to you that at least … would you be prepared to accept at least this, that during the course of the bulk of 2010 in the many months leading up to September 2010, while you were looking 20 at a potential marriage in South Africa, and you were looking at potential suitors of whom Massmart was at least important, that on the side of Massmart it was trying to position itself to look impressive AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 294 Wal-Mart Stores and Massmart Holdings 10 May 2011 to Wal-Mart and to structure its own affairs in a way which would accord with the broad Wal-Mart approach. Would that be fair to say? MR BOND: No it wouldn’t. Furthermore I refer to the redress from our lawyer earlier that even if it was trying to put lipstick on itself then putting itself in a position of retrenching 503 people in a highly unionised environment would not be putting lipstick on. ADV KENNEDY: You see one of the documents that have been produced by your own team, in fact reveals that in discussing the restructuring, which led to the retrenchment of 500 odd people, 10 Massmart was in fact restructuring through processes that borrowed from the Wal-Mart approach of improved techniques and improved structures, improved engineering of businesses. MR BOND: Sorry can you refer me to that? ADV KENNEDY: No, I don’t have the document at my fingertips. It just seems to me that this was again, not a mere coincidence, but in fact a manoeuvring by Massmart to make itself the most attractive target. MR BOND: I’m not at all familiar … I’m not questioning that you’re referring to facts. I think as Mr Pattison said yesterday, I know I used 20 some of my own examples, that’s just the nature of world class business. ASDA will emulate a lot of best practice from Tesco’s, does that mean that we are preparing ourselves to be acquired by Tesco’s? No it doesn’t. That’s just the nature of good quality business. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 295 Wal-Mart Stores and Massmart Holdings 10 May 2011 ADV KENNEDY: Now in conclusion I just want to take you back to the issue of the ability to ensure suppliers comply with proper practices. And I’ve referred you to the Jane Doe case, which obviously we’ll make available to your legal team if they don’t have it already. I’m told they do. One of the things that was decided in that case, Mr Bond, was that the provision in the agreements between Wal-Mart and its suppliers, that you’ve in fact referred to in your statement, to enforce standards on suppliers have no legal force or remedy other than to terminate the agreement itself. And I put it to 10 you Mr Bond that this is one of the many reasons why it is appropriate that if the transaction is to be approved by this Tribunal at all, appropriate conditions have to be imposed to ensure that the public interest is protected. MR BOND: Sorry, can you repeat. I’m struggling to hear some of it, because the noise out there, so do you mind repeating the point? ADV KENNEDY: Yes, it is a bit distracting. Some of our clients feel quite passionate about this issue. MR BOND: I’m sure they do. ADV KENNEDY: I put it to you that where in fact you have given 20 assurances and said that there are mechanisms available within the Wal-Mart standard operations across the world inter alia to ensure that the interest of workers of suppliers are protected, that they’re not enforceable to the benefit of workers. And that this is one of the AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 296 Wal-Mart Stores and Massmart Holdings 10 May 2011 illustrations of why it is so important that appropriate conditions be imposed if this transaction is to be approved at all. MR BOND: I’m not sure I fully understand the question, forgive me, it might be that I’m dumb, but I mean what I would say on the subject of supply is that all of the practices that you referred to and not just internal practices, but the benchmark against recognised global supply chain standards whether be in the UK, the ethical trading initiative or in the US similar standards. So these do apply and are consistent with best practices of all retailers across the world. So I’m not quite sure I 10 understand your point. ADV KENNEDY: And then you heard yesterday Mr Bond the debate between me and Mr Pattison as to job creation and the indication that Massmart, if it merges with Wal-Mart will increase, not reduce job opportunities for people. Will increase, not reduce job security of existing and future employees. If I can take to you to your own witness statement, paragraph 60, page 29. MR BOND: Yes I’m with you. ADV KENNEDY: What you say there in rather guarded terms is this “it’s premature to predict with any degree of certainty the degree to 20 which the implementation of the proposed transaction will translate into actual job creation in South Africa. However, Wal-Mart’s aforementioned track record coupled with Massmart’s stated intention to expand within the South African retail market is AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 297 Wal-Mart Stores and Massmart Holdings 10 May 2011 anticipated to have a positive impact on job creation in South Africa.” Would you agree with me that that’s pretty guarded terms in relation to this issue? I can understand why, but you’re cautious. MR BOND: Yes, I mean I will just explain the context. I mean first of all, I guess our track record is very important in this context. It’s my submission … evidence is that in every market that we’ve entered we’ve created jobs through growth. We’re a business that drives sales growth. The reason why we’re guarded is the fact that we have no absolute certainty and it’s not within our control as to the pace at 10 which we can open new stores, which is one of the major drivers of growth. But is it within our own documentation to evidence that we believe we can grow the Massmart business even more quickly than the Massmart team do, yes it is? So do I have confidence we can do it, yes? Could I give anyone a guarantee, no I can’t, because it’s not within our control. ADV KENNEDY: Well no doubt Mr Bhana in terms of the division of topics and time is going to deal in a moment with you concerning the extent of imports and the effect of the Wal-Mart operations on imports and the effect that that may have in relation to South Africa. 20 From a job point of view, one of the primary areas of our clients focus for the various unions we represent, it specifically relates to that issue. And if we are right and if the expert that has given a report to this Tribunal on behalf of the departments is right, and if there is indeed AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 298 Wal-Mart Stores and Massmart Holdings 10 May 2011 justification for concern that there will be substantial increases in imports that will inevitably have a major effect on jobs in South Africa, likewise increase in Massmart operations may have the effect that its opposition, its opponent retailers may suffer and jobs there may suffer, you cannot offer anything by way of undertakings or proposed conditions other than what you’ve said already, is that right, to try and address those concerns? MR BOND: I want to address one of the points you’ve raised there and it was raised yesterday. It is a fallacy to assume that retail growth 10 is a zero sin game. You live here in an economy that’s ripe for great growth, consumer spending, consumer household incomes will increase dramatically, you look across the world, one of our examples that we use is Chile but there’s many. As GDP grows the pie grows with it. It’s not a zero sin game where as Massmart grows other decline. We will grow ahead of the market, so we will gain share, but everyone will grow. That’s the nature of developing economies. And I think that’s massively misunderstood or misrepresented by your perspective. ADV KENNEDY: But no undertakings or proposed conditions to 20 address the concerns? Your answer, as I understand it is, don’t worry you’ve got no reason to be concerned? MR BOND: They’re not necessary in any concerns or commitments with regard to the union position, back to what I was saying earlier, I AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 299 Wal-Mart Stores and Massmart Holdings 10 May 2011 support the perspective that Mr Pattison gave yesterday. So there is no new news in my statement now and I’ve repeated it four times. ADV KENNEDY: Well I put it to you Mr Bond that if you felt it wasn’t necessary and because the business is going to grow substantially in the future and you’re so confident about GDP growth and the business growth and so forth in the future, there should be no reason not to make a firm enforceable, binding commitment in relation to the issues that we have raised concerning job security, concerning relations with unions and the like. 10 MR BOND: That’s your perspective. ADV KENNEDY: Thank you, we have no further questions Chair. CHAIRPERSON: Mr Bhana. ADV BHANA: Thank you Chair. Mr Bond let’s start with exploring the following, is the merger and the Wal-Mart association going to deliver savings for consumers or not? MR BOND: We are highly confident that we will be able to lower price and deliver those benefits to the consumers, as our submission says and as our practical evidence across the world as we enter markets in growth. 20 ADV BHANA: So your evidence will be that there will be an actual lowering of prices rather than simply a perception that because of the Wal-Mart association, the new entity is going to be cheaper than anyone else? AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 300 Wal-Mart Stores and Massmart Holdings 10 May 2011 MR BOND: Yes. ADV BHANA: And as a rough projection across the board, can you give us a guideline as to what you envisage that cost saving to be to the consumer, 10 to 15% fair? MR BOND: I have no idea. ADV BHANA: So you simply hold out this promise to the South African public that we will lower prices, without any idea whether that’s going to be a significant lowering of prices and tied to that, whether what you say is going to be an actual lowering, will in fact be 10 an actual lowering. MR BOND: I’m very confident we can lower prices. I’m not sure of the degree because it’s something that happens as a virtual circle. For your later discussion about sourcing, it’s very important that I position what the Wal-Mart business philosophy is. We are a low price retailer… ADV BHANA: No, no, let me deal with the question. MR BOND: Could I finish? ADV BHANA: No. Let me deal with the questions I want to put to you. You’ve had ample opportunity to set out the philosophy and 20 everything else… ADV GAUNTLETT: Chair, with respect the witness is answering the question. CHAIRPERSON: I think let him finish his answer please. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 301 Wal-Mart Stores and Massmart Holdings 10 May 2011 MR BOND: I think this is … and the reason it is … thank you Mr Chair. I think it’s very important because it’s fundamental to answering your other questions. So I think it’s important we get this on record now. You’ve heard, most of you, not all if you, about a business philosophy being about EDLP everyday low price. This is both a supply chain strategy which you will refer to later, but it’s also a consumer pricing strategy. Our pricing strategy is based on a fundamental believe that we’ve got a brand that is price elastic. So as we lower prices, we drive 10 volume more than we lower prices. And that creates an engine for growth, you lower prices you drive volume, you lower your costs, you invest that cost saving back in your prices and it becomes a virtual circle. It’s an ongoing perpetual obsession, we’re lowering prices for consumers. Can I say how much that will affect … how long it would take, I can’t, but what I can say and the evidence across the world is our obsession and what we’ve done in every market we’ve gone to is lower prices and allow underserved people to start enjoying a better lifestyle based on them giving them access to lower price goods. I can’t commit to how much, but I can tell what you we 20 did. ADV BHANA: In your experience across the world what has your experience been? What is your experience in Chile in terms of benefit to the consumer and of course, this is a rough and ready indication AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 302 Wal-Mart Stores and Massmart Holdings 10 May 2011 and of course it will differ in categories or products, but on average, what has the benefit been to the Chilean consumer? MR BOND: I don’t have the detail, but you may have chance to ask the other witness who is the chief executive. ADV BHANA: What has the benefit been to the UK consumer with your association with ASDA? MR BOND: Over the timeframe that Wal-Mart has owned ASDA, real retail prices have dropped in real terms by 15%. And we have dropped prices by 20% over that same timeframe. 10 ADV BHANA: Alright, so as a rough and ready guide, my postulate of 10 to 15% would be quite conservative if one were to take the UK example? MR BOND: Well it would, but it’s purely hypothetical. ADV BHANA: You don’t have anything better to offer, despite the extensive due diligence and one of the aspects of the decision being that you will be able to lower prices and extract value, you can’t offer anything better? MR BOND: I can’t because it’s an ongoing process. You articulate it as if it’s an one off impact, that’s not the way our business works. 20 ADV BHANA: Now where is that benefit going to come from? You’ve said to me it’s not just supply chain anticipating my question, but you accept that a substantial part of that benefit is going to be from the supply chain? AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 303 Wal-Mart Stores and Massmart Holdings 10 May 2011 MR BOND: I do submit that a lot of it will come from the supply chain. What I don’t submit is a lot of it will come from changing the places, items purchased and it won’t necessarily change the price at which things enter the supply chain using Mr Pattison’s term. We will have some impact, but not a lot of impact on the factory gate price. ADV BHANA: Mr Bond let’s just establish a few rules, every question I’ve asked you has extracted a long garrulous answer from you. Please answer directly and don’t anticipate where I’m heading to or what the next question will be, or what you’re trying to prove in a 10 non-responsive answer. Can you limit yourself to what I’m going to ask you? MR BOND: Can you help me by describing what garrulous means please? ADV BHANA: No. A substantial part of that benefit is going to come from the supply chain? MR BOND: Correct. ADV BHANA: Sourcing is going to be a substantial part of that supply chain benefit? MR BOND: No. 20 ADV BHANA: Why not? MR BOND: I will refer you to the Genesis report which identifies where we have identified synergies and that identifies significantly less than 10% of our total synergies will come from direct imports. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 304 Wal-Mart Stores and Massmart Holdings 10 May 2011 The vast majority will come from, and I’m willing to explain that if you would like the long rather than the short answer, the whole way we manage our supply chain. ADV BHANA: We’ll explore that in due course. So you say from your point of view of this, let’s take the hypothetical, 15% consumer benefit, 10% a portion of that only is likely to be as a result of your sourcing functions? MR BOND: The cost of the goods as they leave the factory will not necessarily significantly reduce and certainly we will not change the 10 location at which things are made. If you’ll allow me the chance I’ll try and explain what the overall vision of how the supply chain will work, because that may answer a lot of your further questions. Will you allow me to do that? ADV BHANA: I’m reluctant to because I think you’re just going to pre-empt things that I may not ask you to explain. So unless you believe it’s absolutely critical and the Tribunal is prepared to allow you to do that, I don’t want you to do so. MR BOND: Well Mr Chair would you allow me to explain the way the Wal-Mart supply chain structure works, I think it’s fundamental to 20 understanding how we do business? CHAIRPERSON: Go ahead. MR BOND: The first thing to say is I’ve worked for ASDA prior to being part of Wal-Mart and when it was part of Wal-Mart and the fact AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 305 Wal-Mart Stores and Massmart Holdings 10 May 2011 is that the goods we bought were not at any lower cost or not significantly lower costs as part of Wal-Mart than when we were on our own. There’s this misconception that big means you buy cheaper. What Wal-Mart does offer is know how, both intellectual property and systems capability to make sure we can transport goods and forecast the demand of goods at the lowest possible … more accurately to reduce waste and improve efficiency in the whole supply chain. So this links back to the point about EDLP, this is fundamental 10 EDLP is about offering the lowest price everyday so consumer demand is the same every day. Consumer demand is the same every day, you can forecast your demand more accurately, you can tell you’re vend is more accurately, they can produce more accurately and so everyone wins. Production is lower, shipment is lower cost, you receive goods more cheaply, you can organise your labour better so the whole supply chain is run at a lower cost, which allows you, forgive me for making a bit more money by passing the majority onto consumers. That’s the fundamental principle of EDLP and WalMart’s supply chain strategy. 20 It’s not about eating supplies up to get cheaper prices, it’s about working with them and working with the supply chain to make it the most efficient it can and adopting systems and disciplines, which are AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 306 Wal-Mart Stores and Massmart Holdings 10 May 2011 world class, which is exactly what Massmart will get when it becomes part of the Wal-Mart family. ADV BHANA: You see Mr Bond the difficulty we have with your witness statement and your evidence is you simply protest too much. Is it your evidence that these substantial benefits to consumers, substantial savings that you’re going to pass on is going to come principally from the more efficient management of the supply chain as opposed to any aspect of procurement? MR BOND: Both, but it’s not in any way … both. Both domestically 10 and globally. ADV BHANA: When you both what are you referring to? MR BOND: Primarily when we deal with the suppliers and they can produce things at a slightly lower cost they will pass that on, but there’s no evidence, certainly in our submission, there’s no evidence from my experience that that’s where the majority savings will come. Less than 10% of our identified synergies, which have been published, which is part of our submission, come from cost savings in that manner. The vast majority would come from flowing goods in a more efficient manner between supplies and our business and within 20 our business. ADV BHANA: Well you know you roll a few different responses into that answer. Do you accept that sourcing is going to be a AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 307 Wal-Mart Stores and Massmart Holdings 10 May 2011 substantial feature of that cost saving or not? Let’s take one proposition at a time. MR BOND: Help me understand and forgive me because we’re in danger of frustrating each of those, can you help me understand what your definition of sourcing is please? ADV BHANA: Using your size and your know how to procure at better prices. MR BOND: At factory gates? ADV BHANA: Yes. 10 MR BOND: There will be some, but it’s the $40 million in their present value, that are submitted in the Genesis report. ADV BHANA: Now what is the … you’re referring to the Genesis report, but you refer to the synergies document is that the document that is to be found … can you turn in those blue volumes to page 892, it might be in volume 2? MR BOND: Do you know which one it’s in, is it in volume 2? ADV BHANA: I think it is. We’ll help you find it in a minute. MR BOND: Can you repeat the page number again please? ADV BHANA: 892. 20 MR BOND: Thank you very much. Okay I have that. ADV BHANA: You refer to a 10% in cost saving will come from imports, is that what you were referring to? Did I understand you evidence? AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 308 Wal-Mart Stores and Massmart Holdings 10 May 2011 MR BOND: Yes, I’m referring … I genuinely don’t know how this document cross-references with the Genesis report. ADV BHANA: No, forgetting what Genesis says, what do you say as Wal-Mart? MR BOND: What I’m saying… ADV BHANA: Let me finish the question. MR BOND: Sorry. ADV BHANA: How much of the cost saving is going to come about as a result of sourcing? 10 MR BOND: We have identified a number of synergies which we believe that we can mutually benefit Massmart. And the number is not … I’m not sure how much of this is confidential, but it’s not. Of that number less than 10% comes from direct import savings. ADV BHANA: Now what is your source for that and you keep paging through a document, I’m not sure what it is? MR BOND: Well this is just my reference on how we built up the numbers that are then submitted into the report. ADV BHANA: Where is it to be found in the discovery? MR BOND: I’m not sure it needs to be does it? 20 ADV BHANA: You certainly won’t have any difficulty making that available, because as I understand that is your analysis of the synergies document? MR BOND: That is the detail behind the synergies. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 309 Wal-Mart Stores and Massmart Holdings 10 May 2011 ADV BHANA: That’s indeed. In fact it’s one of the aspects I was going to come to, that there’s got to be a furthermore detailed document underlining this. Is that the document that you’ve got or is it that plus something else? MR BOND: This is a legal question as to whether … certainly Mr Bhana I’m going to have refer to my legal team. ADV BHANA: Sorry, just listen to the question. Is the detail that goes into the synergies document solely to be found in the document that you have or is it to be found in that document together with other 10 documents? MR BOND: This is some detail on some of the lines that I’ve got. I don’t know where the other detail is. ADV BHANA: Unfortunately we were not favoured with that, so I’m going to ask that you allow us at a convenient point to take a copy of that to examine and see what flows from that. MR BOND: Okay. ADV BHANA: But based on what you have in that document, you say there’s detail there which shows that less than 10% of the benefits will come from direct … is it 10% or less than 10%? 20 MR BOND: I don’t have a calculator in front of me, but it’s less than 10%. ADV BHANA: How do you calculate it? What are you referring to in that document? AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 310 Wal-Mart Stores and Massmart Holdings 10 May 2011 MR BOND: I’m referring to the numbers that are in the Genesis report, which identifies our synergies line-by-line. ADV BHANA: No, no I’m asking you with regard to your document what are you referring to? MR BOND: I’m referring to the detail of how we built up our estimate of the $40 million. ADV BHANA: Give me the line items that you add up to get to the 10%? MR BOND: Again it’s significantly less than 10%, but the detail of 10 that is around … I mean it comes back to the point that was made yesterday, it’s identifying items that we feel are already sourced globally that we can buy at a low price. ADV BHANA: Please just read the line items from the document. MR BOND: It’s an estimate of margin benefit of identifying items by division that we think we can source at a lower price. It’s not … it’s substituting existing globally sourced items for our supply chain. ADV BHANA: How do you identify those items? MR BOND: We haven’t, they’re estimates. ADV BHANA: No, no, how do you identify the items? 20 MR BOND: We haven’t. It’s an estimate. It’s the methodology we use. We estimate based on a generic understanding where we think we can get benefits. There is no further detail behind that. ADV BHANA: Where does that generic understanding come from? AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 311 Wal-Mart Stores and Massmart Holdings 10 May 2011 MR BOND: From our knowledge and expertise in walk-in stores. ADV BHANA: So you walk a store, for example, in the UK and that gives you an idea as to what your benefit would be in terms of better sourcing in South Africa? MR BOND: No. It comes from all of the work that we’ve done and identifying opportunities over the last number of months. That is purely an estimate and one thing I can guarantee is it will be … it’s an estimate. It’s not a detailed number. ADV BHANA: You’re exceptionally evasive. Is it as a result of 10 walking the stores, as you suggested, or has there been a further study, because you in the same breath refer to all of the work we’ve done over the last number of months? Now what work is that? MR BOND: I was merely referring to the fact that we’ve spent time walking stores and understanding the general nature of the business. Has a detailed study been done line-by-line? No it hasn’t. ADV BHANA: You walked stores in South Africa? MR BOND: Correct. ADV BHANA: Ah, so you walked stores in South Africa, understood the general nature of the business and formed a view as to what you 20 could shave off prices by better sourcing? MR BOND: That’s a very good summary, thank you. ADV BHANA: And who was involved in that exercise? MR BOND: A number of people from the Wal-Mart business. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 312 Wal-Mart Stores and Massmart Holdings 10 May 2011 ADV BHANA: What does your document say, just read exactly what the document says in this regard? MR BOND: The document says… ADV GAUNTLETT: Chair, may I just say in this regard I’m sure the witness will bear in mind confidentiality and whether he needs the room cleared at your... MR BOND: Good point. Well it is confidential, so we need to decide how we handle that. ADV GAUNTLETT: Chair, if it’s necessary, perhaps it is from Mr 10 Bhana’s viewpoint to have line-by-line identification and numerals, if that’s what he’s after, then it looks like we have to clear the room. ADV BHANA: Perhaps can you show me the document. Let’s see if there’s another way we can establish it. CHAIRPERSON: Just have a look at it briefly please. ADV BHANA: Can I have a look at the document to see the nature of the information? MR BOND: Can I do that? ADV GAUNTLETT: Yes. ADV BHANA: You were referring to page 3 of this report, are you? 20 MR BOND: I don’t know. You’ve got it. I haven’t got it in front of me. ADV BHANA: Let me pass it back to you and just tell us which page you are relying on. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 313 Wal-Mart Stores and Massmart Holdings 10 May 2011 MR BOND: Yes, page 3. ADV BHANA: Just give it back to me. Well, firstly I have to put to you that your evidence is not entirely truthful when you describe that the nature of the document was that you were looking at. You will recall you said to me this document is the detailed document that formed the basis of the synergies document. Do you recall that evidence? MR BOND: I believe that’s what I said, yes. ADV BHANA: Well, the cover page of this document says “May 10 2011, synergy discussion, international mergers and acquisitions”. So, your evidence in that regard was certainly untruthful. Correct. MR BOND: Sorry, in what way? ADV BHANA: I beg your pardon? MR BOND: In what way? ADV BHANA: Because you said this document was the document used, the underlying document for the synergies document at page 892. You’ve just confirmed that. MR BOND: No, I referred to the fact it was the synergies document that was used as the background to the numbers that are in the 20 Genesis report. ADV GAUNTLETT: I wonder if I may help. It may speed up matters for Mr Bhana. That document... AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 314 Wal-Mart Stores and Massmart Holdings 10 May 2011 ADV BHANA: Chair, I don’t want my learned friend to start explaining and giving evidence. The witness can do that. ADV GAUNTLETT: Chair, I can identify where the document is to be found and its original iteration in the discovered documentation, which I would have thought would be helpful. ADV BHANA: Chair, my learned friend can do that at a later point where he can re-examine on this. CHAIRPERSON: Is the document already in the record, despite that it is dated 2011? 10 ADV GAUNTLETT: Yes. CHAIRPERSON: Can you just tell us where it is? ADV GAUNTLETT: [Mic not on] CHAIRPERSON: Is the data exactly the same? ADV GAUNTLETT: I don’t think so, Chair. I think the witness must testify to that. ADV BHANA: Has my learned friend even seen this document? He seems to be commenting quite knowledgeably about it. CHAIRPERSON: Alright, carry on, Mr Bhana. ADV GAUNTLETT: I can do that quite often. 20 ADV BHANA: Well, my instructions are that item 3.3 is not this document and in any event, what I’m exploring is what this witness said when I asked him pertinently. He was looking at a document and he created the impression that this was the underlying information AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 315 Wal-Mart Stores and Massmart Holdings 10 May 2011 used for the synergies document at 892. So, we can accept when you gave that evidence it was not correct, because this is a document created in May of this year, correct? MR BOND: Correct. ADV BHANA: The page that you referred to and I’m not going to go into confidential information, speaks about ... it is headed “improved supplier terms”. It then says “renegotiation of contract terms leveraging Wal-Mart’s global scale”. Do you confirm that? MR BOND: Sorry, which page are you referring to now? 10 ADV BHANA: Page 3. MR BOND: I haven’t got it. ADV BHANA: I’m just going to read this into the record and we’ll give it back to you. ADV McNALLY: Chair, could we have copies of this document? CHAIRPERSON: I think so. ADV McNALLY: We would appreciate that. CHAIRPERSON: I think so. Let’s take the tea adjournment early. Let’s get copies made of that and give it to everybody, including one of the witness and he may want time just to read it as well. 20 ADV BHANA: Yes. CHAIRPERSON: So, let’s take a 10-minute adjournment. ADV GAUNTLETT: Chair, in case there is any misunderstanding of your term “everyone”, it is obviously under confidentiality. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 316 Wal-Mart Stores and Massmart Holdings 10 May 2011 CHAIRPERSON: Yes, I’m saying everything that is... ADV GAUNTLETT: The legal representatives and experts only. CHAIRPERSON: Yes. ADV BHANA: Chair, rather than take the adjournment, I will need to come back to this fairly quickly, but can I go on with another aspects while copies are being made? CHAIRPERSON: Yes certainly. We can then deal with this after the adjournment. Then let’s take the adjournment around 3 o’clock then. ADV BHANA: Now, on your version you calculated that benefit to 10 be 10%. Was that a calculation that you did only in anticipation of this hearing or was it a calculation that was done at the time the synergies document was created and the deal put up to the Wal-Mart board? MR BOND: My recollection is it’s been a consistent number throughout this process. ADV BHANA: Now, what we do gather from the documentation is that certainly if one has regard to South African retailers, Makro is already 5% better than its nearest competitor in terms of price across the board. Do you accept that? 20 MR BOND: I haven’t got anything to refute that, but I would like to understand how you’ve measured that. ADV BHANA: Well, we will get back to that in a moment. I believe that is ... the basis is set out in the Genesis report, but I’m told that we AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 317 Wal-Mart Stores and Massmart Holdings 10 May 2011 might be veering into the area of confidential information, but the basis is as set out in the Genesis report. Let’s accept for the moment, let’s accept for argument’s sake the hypothetical, that Makro is 5% better at the moment, without the merger. If one is going to achieve savings, further savings in the order of 10 to 15%, Wal-Mart is going to have to do something fundamentally and radically different to what Massmart’s rivals are doing in the market. Correct? MR BOND: I don’t know. It’s a hypothetical argument. You get hypothetical answers and I don’t understand the point of the question, 10 but yes, if you’re minus 5% lower and then you take of 10 to 15%, yes it’s a big number. ADV BHANA: No, that’s not what I’m putting to you and the hypothetical need not prevent you answering the question. Don’t duck the question. Assume that Makro is 5% better in price. What we see from the due diligence summaries, etc, is that overall Wal-Mart had the view that the Massmart operations were certainly very efficient, world class operations. Correct? MR BOND: They are good. Yes, they are good at what they do. ADV BHANA: Alright. To achieve a further 10 to 15% and whether 20 the hypothetical is 5 or 3, it doesn’t matter. To achieve a further 10 or 15% in relation to somebody who is already good at what they do, already operating in a highly competitive market where margins are low, Wal-Mart will have to bring something fundamentally different AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 318 Wal-Mart Stores and Massmart Holdings 10 May 2011 to the table in comparison to what Massmart’s rivals currently are doing. Correct? MR BOND: The numbers are yours. They are not mine. I’m not sure we can get to 10 or 15%. ADV BHANA: You keep trying to duck the question with the numbers. Just deal with the proposition. Deal with it conceptually. MR BOND: Conceptually to reduce Makro’s prices by another 10 to 15% we would have to do something radically, definitely yes. ADV BHANA: And more efficient management, simply more 10 efficient management of the supply chain is not something radically different, I put to you. MR BOND: It is. We can be radically different, but whether it will achieve 10 to 15% I don’t know. ADV BHANA: What you certainly punt to the global investment community in terms of what you do different, your primary cell, if I can put it that way, is Wal-Mart’s global sourcing. That’s what you hold out as being fundamentally different, radically different. MR BOND: I don’t agree. I think we offer a number of things to companies that become part of the Wal-Mart family. That is supply 20 management. ADV BHANA: I didn’t ask you if it’s the only thing. I said that’s the primary cell. That’s the main feature of what you tell the investment community. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 319 Wal-Mart Stores and Massmart Holdings 10 May 2011 MR BOND: I would like you to evidence that, because certainly I’ve been involved in a lot of those presentations. ADV BHANA: I will. MR BOND: It’s one of the points, but it’s not the primary one. ADV BHANA: Okay, what is the primary point? Is there another point? MR BOND: Supply chain management. ADV BHANA: Oh okay, anything else? MR BOND: Talent development, ISD capability, know-how, access 10 to intellectual property, all the points that have been discussed. ADV BHANA: You hold all of those things out as equally important to the investment community. MR BOND: Well, it depends in which particular market and acquisition you are talking about, but they are all things that we feel strongly add value to businesses. It depends on acquisition by acquisition which ones are more important. ADV BHANA: You must please focus on the question I put to you. Do you hold all of those aspects out as being of equal importance when you tell the investment community why your results are so 20 great and why they are going to be as great in the future? MR BOND: I believe we do, yes. ADV BHANA: All of them equally? MR BOND: I believe we do, yes. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 320 Wal-Mart Stores and Massmart Holdings 10 May 2011 ADV BHANA: Have you been involved in those road shows for the investment community, if I can call it that? MR BOND: I’ve been involved in the analyst presentations, which are the critical ones that happen in October each year Bentonville, yes. ADV BHANA: So, you are there. You are present and you agree with the Wal-Mart line that gets presented to the analysts. MR BOND: Yes. ADV BHANA: I beg your pardon. Were you there at the presentation 10 in October last year? MR BOND: No, I was not. ADV BHANA: Are you familiar with what was presented to analyst then? MR BOND: Not in detail, no. ADV BHANA: Are you familiar to any extent? Did you see it? Are you aware of what was told to investors? MR BOND: In general terms. I wasn’t there. So, I don’t know what was said. ADV BHANA: You would have no reason to disagree with what 20 Wal-Mart, whoever it was represented by, was conveying to investors at that presentation. MR BOND: I would strongly suggest they were presenting accurate information. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 321 Wal-Mart Stores and Massmart Holdings 10 May 2011 ADV BHANA: Now, dealing with Wal-Mart’s global sourcing, you are aware that it increased in 2010. MR BOND: Yes. ADV BHANA: You’re aware that Wal-Mart held out that it was positioned and it projected that it would go on increasing its global sourcing in the foreseeable future? MR BOND: Yes. ADV BHANA: In fact, that was highlighted and these are my words, as a critical or fundamental tool in helping Wal-Mart cut prices across 10 the world, wherever it operated. Correct? MR BOND: Sorry, what are you asking me? They are your words, not Wal-Mart’s words. ADV BHANA: No, the increased global sourcing was held out to be a critical and fundamental tool and my words words are “critical” and “fundamental”, but if you want an important tool to help Wal-Mart cut prices, correct? MR BOND: I think that’s right, yes. ADV BHANA: And when one looks at global sourcing, food is not necessarily less susceptible to global sourcing than other commodities 20 such as house ware. MR BOND: Sorry, it’s not less susceptible? ADV BHANA: Yes. MR BOND: Well, I think it is largely less susceptible. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 322 Wal-Mart Stores and Massmart Holdings 10 May 2011 ADV BHANA: Really? MR BOND: Yes. ADV BHANA: So, you would say that when it comes to food, there is very little opportunity to bring prices down through global sourcing. MR BOND: There is some, but it’s more an example of how we have done that. So, to support your theory, exporting South African citrus food to Wal-Mart across the world, that is a relatively small amount of overall food product. 10 ADV BHANA: You choose as an example fresh produce. What about processed food, imported cheeses, tomato sauce? MR BOND: I think there is a limited ability to do that where there is a local source available. You use processed foods, Parma ham. You are not going to make Parma ham in the UK. You are going to make it in Italy, because that is where Parma ham comes from. ADV BHANA: And tomato sauce? MR BOND: I don’t know. ADV BHANA: There is no reason why one couldn’t benefit substantially from sourcing tomato sauce, even if South Africa is 20 sourcing tomato sauce from the US. MR BOND: The fast majority of food, as our submission suggests, in all of the Wal-Mart markets, is produced locally, well over 90% in virtually every case. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 323 Wal-Mart Stores and Massmart Holdings 10 May 2011 ADV BHANA: Is that fresh produce or does it include processed food? MR BOND: I believe that the numbers at the Makro level are across food overall. ADV BHANA: Well, we will check that. Whilst we are on the aspect of global sourcing and how it has increased in countries and stores where Wal-Mart has a presence, and I’m looking at Wal-Mart, it’s certainly prevalent in all regions where Wal-Mart operates and it is not limited to two or three or five of the areas. Correct? 10 MR BOND: Sorry, could you just repeat the question? ADV BHANA: Yes. The trend as to increased global sourcing is prevalent in all of the areas where Wal-Mart operates. MR BOND: I think to say all would be wrong. I think it depends market-by-market, category-by-category, but I think the general trend is as you suggest, yes. ADV BHANA: Yes, so it’s a general trend, forgetting specific variations within categories. That occurs in every country where WalMart operates. Wal-Mart increases its global sourcing. Correct? MR BOND: Yes, but if I’m allowed to make a point of clarity, that is 20 almost entirely a substitute for indirect imported product. ADV BHANA: Elaborate on that. MR BOND: To the point of definition that was discussed yesterday, our objective is to deliver efficient supply chains. There are occasions AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 324 Wal-Mart Stores and Massmart Holdings 10 May 2011 when dealing direct with a vendor in whatever country, is it more appropriate than to go through a middleman who is sourcing from the same factory and just importing. That’s the definition of indirect import. ADV BHANA: So, you say Wal-Mart simply cuts out the middleman and that’s where it obtains the substantial global sourcing benefit from. MR BOND: I wouldn’t suggest that’s all cases, but that is by far the majority of cases. I don’t have the detailed numbers, but that is 10 certainly my experience in the markets that I have been involved with. ADV BHANA: It’s an aspect we’ll come back to, but is that really true broadly speaking, because even where you out the middleman, so to speak, that’s perhaps a bit misleading, because you simply substitute one middleman for a Wal-Mart associated company or for a Wal-Mart division acting as the middle man. Correct? MR BOND: To an extent that’s true, but it is creating further transparency down the supply chain, which allows us to deliver the overall principle of supply chain management I referred to. When you 20 have a direct relationship through your business, your business most generally, so including your global procurement office, allows you to forecast more accurate, to link that supplier into our technology. We have a technology platform called Retail Link, which provides AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 325 Wal-Mart Stores and Massmart Holdings 10 May 2011 vendors with direct information of sales. You can do that much more easily through a direct relationship than through a middleman. ADV BHANA: Alright, so it’s not the benefit of cutting out the cost of the middleman. What you are saying is by using one of the WalMart agents or divisions – and we will talk about them and there are a few of them – what one does is you make the middleman more efficient in terms of the information it conveys. MR BOND: Yes, although I wouldn’t like it to be understood by the group that there aren’t occasions when we would cut out the 10 middleman, simply because of the cost additive without any benefit. There will be occasions when that will happen as well, but it is certainly true that what you say is one of the benefits, yes. ADV BHANA: There are always exceptions. We’re dealing with the general picture. MR BOND: Yes. ADV BHANA: Okay. And the aspect we will come back to, but we can throw around a few names. Those middlemen could be companies such as Lee and Fung or Fung Lee, I forget which way around it is. Correct? 20 MR BOND: Sorry, the middleman? ADV BHANA: Yes. MR BOND: No, I mean, Lee and Fung is a recognised name, but they aren’t a middleman in the way I’m describing it. I’m describing it, AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 326 Wal-Mart Stores and Massmart Holdings 10 May 2011 and forget me for using the UK example, we used to buy socks through a guy in the east end of Linden who bought them from a factory in China and all he did was import them and ship them on to us. They are the sort of guys who add relatively little value, which will need to think about how they exist in the future. I’m not talking about Lee and Fung. ADV BHANA: You are misunderstanding my question. MR BOND: I’m sorry. ADV BHANA: I’m not talking about the middlemen that you cut out. 10 I’m talking about the ones that you substitute for the people that you cut out or stop doing business with. In the UK there are entities such as IPL, correct? MR BOND: Yes. ADV BHANA: In Chile it’s the entity such as WSG. MR BOND: Yes. ADV BHANA: WSG in turn are owned by Lee and Fung. MR BOND: Yes. ADV BHANA: In partnership, I don’t know the exact percentage with Wal-Mart. 20 MR BOND: Yes. ADV BHANA: Elsewhere it’s Lee and Fung directly. Those are the kinds of agents we are talking about. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 327 Wal-Mart Stores and Massmart Holdings 10 May 2011 MR BOND: Yes, I agree, and to complete the picture, there is a substantial amount which is through Wal-Mart direct offices as well, but you are right. ADV BHANA: Okay. Now against that background I want to put a few propositions to you, which emanate from Wal-Mart documents. I will take you to the documents shortly, but these are the propositions. In dealing with Wal-Mart’s procurement practice, Wal-Mart is moving to adopt a single practice internationally across all its chains in all of the regions it operates in. Correct? 10 MR BOND: In what sense a similar practice? ADV BHANA: Call it a model, call it a philosophy, whatever it is and sure, country-to-country there will be reasons why you don’t apply the model in toto, but the model as such and the procurement practices as such is a practice, which Wal-Mart wants to see uniformly adopted internationally across all of its chains. MR BOND: No. I fundamentally disagree. First of all, the product selection is totally the accountability to the local country management. ADV BHANA: That’s now what I was putting to you. 20 MR BOND: Well, it is in a sense that then drives your sourcing structure. ADV BHANA: The way you go about procuring and the way you go about sourcing locally, forgetting which products you do it with, is a AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 328 Wal-Mart Stores and Massmart Holdings 10 May 2011 practice that Wal-Mart wants to see evolve as a uniform practice across all of the Wal-Mart operations. MR BOND: We definitely share best practices. The actual selection of merchandise, where it is sourced from and the manner in which it is sourced is the accountability to the local country management. ADV BHANA: Again, that’s not what I’m putting to you, but you agree that what you call the international best practice is what WalMart wants to see evolve as a uniform practice across all of its operations. 10 MR BOND: Well, can I just answer specially about Massmart? The Massmart agreement is an arm’s length contractual arrangement, which allows Grant pressing the board specifically o select its adoption or otherwise of the Wal-Mart practice of sourcing. ADV BHANA: That might be, but I’m talking about Wal-Mart and what it envisages happening. MR BOND: Well, we envisage applying by the... ADV BHANA: Forgetting that a local manager may decide I’m sourcing product A but not product B from Wal-Mart. That’s the kind of decision you are talking about at store level. 20 MR BOND: Yes. ADV BHANA: That has nothing to do with what I’m putting to you. MR BOND: Right. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 329 Wal-Mart Stores and Massmart Holdings 10 May 2011 ADV BHANA: The fact that that manager will, through whatever tools you provide, have access to your information platform, have access to your ordering systems, the claims are quite impressive, with a click of a button be able to see the kind of stitching on a product, whether he wants to buy that product, that is a uniform practice which is going to take place across all Wal-Mart stores. MR BOND: Again, to try and answer the question specifically with Massmart, in general I agree with you, but specifically the adoption of both the global sourcing arrangement and the IT systems platforms 10 are the decision of the Massmart board. ADV BHANA: Mr Bond, you are not as dumb, as you said to Mr Kennedy, that perhaps you may be. So, please don’t harp back to the specific decision in relation to a specific product. We are talking about method and process. I’ve made that clear three times now and I think you understand that. MR BOND: Forgive me if I’m being repetitive. I agree with you in general, but I’m trying to clarify with regard to Massmart that the decision making is retained within the Massmart board. ADV BHANA: Now, when it comes to global leverage, the second 20 proposition is that Wal-Mart, as a company, is focused on aggressively pushing cost savings through global leverage. Correct? MR BOND: Through adopting best practice supply chain both domestically and globally, yes. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 330 Wal-Mart Stores and Massmart Holdings 10 May 2011 ADV BHANA: I’m talking about procurement and global leverage. Correct? MR BOND: Yes. ADV BHANA: Right. And it does so principally through three channels. The first is its global merchandising centres. MR BOND: Yes. ADV BHANA: The second is its partnership with sourcing agents such as Lee Rung, WSG, I think they refer to the direct sourcing group. Correct? 10 MR BOND: Correct. ADV BHANA: And the third channel is through its traditional direct imports. MR BOND: Correct. ADV BHANA: And the global merchandising centre or centres – there are several of them – promote global leverage by creating platforms for the Wal-Mart stores. Correct? MR BOND: Correct. ADV BHANA: Information platforms. MR BOND: Correct. 20 ADV BHANA: The kind of thing I was putting to you perhaps quite superficially, clicking on, seeing what kind of product is available internationally, stitching on the product, quality, etc, etc. MR BOND: Correct. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 331 Wal-Mart Stores and Massmart Holdings 10 May 2011 ADV BHANA: So, when one talks about information, it’s not information in the abstract. It’s information which certainly in part will be used to increase global sourcing. Correct? MR BOND: I’m attempting not to frustrate you by answering it. I mean, if we take specially the George product, because they all came up later, George, the UK design office is a GMC. So, to help explain your point, the UK team design product that is then technically shared by IT with all of the markets. Where those markets source that product from is not a central decision. That is a local decision. So, as 10 an example, Wal-Mart Mexico will receive a design pack electronically from the UK and then they will source domestically, because that is there within Mexico, because that is their choice. That’s the way that the GMC intellectual property process works. ADV BHANA: It’s certainly not the way I understood it. Are you saying that that intellectual property is limited to design, which the local operation then takes and gets manufactured locally or decides to import? MR BOND: Yes, it is. I mean, the two things are separate. We share intellectual property, the design and know-how level. The local 20 country management has access to all of those flows, because it’s including global procurement. I accept that, but it’s their choice and it has to be their choice, because of tariff barriers, etc, where those products are sourced. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 332 Wal-Mart Stores and Massmart Holdings 10 May 2011 ADV BHANA: Choice aside, it goes beyond design, because the global merchandising centre will also have stock of the item, which it has procured from wherever it decides best. Correct? MR BOND: That is certainly not my experience and understanding. I mean, I think if you have an example to refute my point, I would like to hear it, because that’s not my understanding. ADV BHANA: So, you are suggesting that the GMCs are simply there to exchange product information in relation to design of product. 10 MR BOND: Absolutely, and I’ve given you the specific example, which is a GMC that I ran for a period of time. I recognise I don’t have all the information on all GMCs, but I do have information on the George apparel GMC, because it was the first one not in the US and that’s exactly how I ran that business. We shared IP through design packs. You have to do it that way, because the nature of import tariffs, etc, will not allow you to dictate where things are sourced. ADV BHANA: But the simple point about it is this. Local regulatory barriers aside, in most cases if the GMC, the UK GMC was procuring its denim jeans from China, other stores would simply piggyback on 20 that and be part of the order that you placed on China for George denim jeans. MR BOND: Not true. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 333 Wal-Mart Stores and Massmart Holdings 10 May 2011 ADV BHANA: No, there is no benefit at all in terms of using your international suppliers and getting larger orders together by placing those? MR BOND: Of course in theory there is, but the practice is not quite as straightforward as that. I will give you a simple example. The cotton weight for a T-shirt that is preferred in the US is a fundamentally different cotton weight to the one in the UK. ADV BHANA: You keep going back to choice, the decision of the local buyer. That might be a different thing, but that aside denim 10 jeans, 7 pounds, you are buying vast, you being George GMC in the UK buying vast quantities from China. Most of your other sources are simply going to piggyback on those large orders that you are placing. MR BOND: Look, I’m not in any way trying to project that doesn’t happen. I’m trying to characterise the level at which it happens. It is an unusual circumstance that yes there are examples of that, but I would also try and answer the question by dispelling the myth about scale. I mean I have worked in the manufacturing base for six years prior to being a retailer and certainly my experience of being a clothing buyer before as part of Wal-Mart is I could go and buy 20 products as an independent company as cheaply as Wal-Mart does. So this idea that you know buying 5 million pairs of jeans you get a lower price than 1 million pair of jeans it is just not true. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 334 Wal-Mart Stores and Massmart Holdings 10 May 2011 ADV BHANA: So you are saying it is rather an exception than the general feature that Wal-Mart stores will benefit from the scale of Wal-Mart buying globally? MR BOND: Well I guess I would be contradicting myself if I said any other, because our submission and when we come back to the finished document we recognise a relatively small scale of benefit in direct importing because that is not where we see the main benefits. We have seen the main benefits not buying that one extra pair of jeans. We see the benefit in supply chain know-how capability of 10 shipping that jean in a much more efficient way that is the way we will benefit Massmart. ADV BHANA: Mr Bond, the question is a simple one. Is it your evidence that it is the exception rather than the general rule that Wal-Mart stores will benefit from the scale of Wal-Mart global procurement? In other words, by virtue of sheer numbers and volumes of orders placed? MR BOND: Sorry Wal-Mart generically does not have a lower cost price than some of its competitors, is that your point? ADV BHANA: No, I don’t know why you are not listening to the 20 question. Your evidence, you gave evidence as to when one would get a Wal-Mart store in Mexico piggy backing on an order that Wal-Mart or ASDA UK would place on a Chinese supplier. And as I understood AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 335 Wal-Mart Stores and Massmart Holdings 10 May 2011 your evidence you said it certainly may happen, but it is more unusual than usual for that... MR BOND: Yes, I am sorry. And the answer to your question is that is my understanding and experience yes, the occasions when that happens are relatively limited, because at country levels businesses are big enough to benefit from scale already. ADV BHANA: Ah, but that is because a benefit of being part of a Wal-Mart store country by country? MR BOND: No absolutely not, because independently they are big 10 enough to deal with vendors and get good terms already. ADV BHANA: Did ASDA benefit significantly from these scale benefits by being part of the Wal-Mart family or not? MR BOND: In terms of cost prices the evidence as independently judged by the Competition Commission would suggest that ASDA is not cost price benefited from being part of Wal-Mart and that is public domain information. ADV BHANA: Yes. MR BOND: I think our lawyer can … it is on the Competition Commission website I believe, three times in the last 15 years. 20 ADV BHANA: Now just as a fact has ASDA not benefited merely from being part of the, not merely, has it not benefited substantially by virtue of these procurement benefits arising from scale benefits? AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 336 Wal-Mart Stores and Massmart Holdings 10 May 2011 MR BOND: No ASDA has benefited from the sharing of know-how about supply chain management. ADV BHANA: And is that what ASDA has held out to the general public as to where it gets its benefits from? MR BOND: I don’t think … we have been particularly transparent about exactly where we get the benefits from that is not of interest to consumers to be honest. In my view of... ADV BHANA: Is it of interest to your investors? MR BOND: ASDA is not a limited company, so it is a subsidiary of 10 Wal-Mart. ADV BHANA: And elsewhere in the world is it of interest to the Wal-Mart investors? MR BOND: Is what? ADV BHANA: As to where consumers get the benefits from, as to what enables Wal-Mart to achieve better prices? MR BOND: I can’t judge in my view consumers are interested in the, on occasions the origin of a product, hence the reasons still the vast majority goods are bought locally. And they are interested in the provenance and efficacy. I don’t think they are particularly interested 20 in whether we have shipped it in a full container or not a full container. ADV BHANA: Well I intend to come to this in a different context, but perhaps let’s just see what ASDA has been holding out to the AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 337 Wal-Mart Stores and Massmart Holdings 10 May 2011 public. And we take you to some documents that we have got from the internet ASDA and Wal-Mart documents. CHAIRPERSON: Can we call this Exhibit B? ADV BHANA: Yes Chair, thank you. ADV GAUNTLETT: Chair, I would like to reserve our position on this. This is evidently beautifully pre packaged and prepared, no precognition, no discovery with the introductory phase and it comes off the internet. With great respect, it is not the way the proceedings have been run up to now. We haven’t been allowed to ambush each 10 other and we would want to reserve our position as I say. It is nothing that the witness had a moment to look at, no explanation. ADV BHANA: Chair this pack was prepared overnight and was settled this morning. It consists of documents which comes off, in a majority of the cases, Wal-Mart websites so there shouldn’t be anything surprising in these documents. ADV GAUNTLETT: This witness does not carry an elephantine memory of every Wal-Mart piece of paper. This is unfair and inappropriate and we ask you to disallow it. CHAIRPERSON: Perhaps let’s [cell phone interference]. 20 ADV BHANA: Indeed the objection started as a reservation of rights and quickly developed into a disallowance of the bundle. So I am not sure what we are... AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 338 Wal-Mart Stores and Massmart Holdings 10 May 2011 ADV GAUNTLETT: No, it is the latter Chair now that we know from our learned friend that there has been no explanation other than it was prepared overnight and when we all had this date in our diary. We have all had to prepare and it is not a proper and fair basis Chair, I ask you to disallow it. CHAIRPERSON: I will allow it carry on Mr Bhana. ADV BHANA: Thank you Chair. Turning to page 2 or page 1, this is an article from the Telegraph it deals with an interview with Mr Tony Denunzio I am not sure if I am pronouncing his name correctly. 10 MR BOND: Pretty well. ADV BHANA: And the header at page 2 says: “Tony Denunzio is putting the American parent groups’ huge retail power to full use against UK rivals.” Is that what Mr Denunzio did while you were involved with ASDA? MR BOND: You are going to have to be more specific than that, of course we have benefited from being part of Wal-Mart I have not refuted that at all. ADV BHANA: Let’s go to the detail. At the bottom of page 2 just as background we read: “Three years after Wal-Mart’s £6.7 billion 20 take-over ASDA is out performing its rivals even the mighty Tesco” and then it deals with the store visit and the results correctly, as you point out in page 3 in the middle it says: “Since the Wal-Mart takeover ASDA does not report profits or sales figures although city AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 339 Wal-Mart Stores and Massmart Holdings 10 May 2011 analysts reckon £3 billion has been added to sales over the past three years, taking its turnover to more than 11 billion, 30% over three years”. And then the paragraph after “so how has ASDA done it?” and it then provides specific examples on page 4, which is the focus of my interest. And the fifth paragraph says: “And what an amazing retailing machine it is, with its £218 billion of annual sales Wal-Mart’s global buying power is vast and as one city analyst describes it, ASDA is now piggy backing on an enormous elephant, increasingly it is 10 tapping into Wal-Mart’s global sourcing and reinvesting the savings into lower prices” true or not of the ASDA operation? MR BOND: Again I have not refuted the fact that we have benefited both from global procurement and more importantly global sourcing. This is where the nomenclature can sometimes get ... I mean this does not identify that we have necessarily bought things at a significantly lower cost price from a certain factory. ADV BHANA: It is not what I put to you, but ASDA benefited substantially from piggy backing on Wal-Mart’s global sourcing correct? 20 MR BOND: Well that is what it says and I am trying to clarify for you that... ADV BHANA: You were the CEO of ASDA do you confirm that or not? AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 340 Wal-Mart Stores and Massmart Holdings 10 May 2011 MR BOND: No, I wasn’t CEO of ASDA at that time, Mr Denunzio was. ADV BHANA: Alright what was your position then? MR BOND: I was running, what is the exact date of this article June 2002; I was running the George apparel business for ASDA. ADV BHANA: And when you … you became CEO after that? MR BOND: CEO in 2005. ADV BHANA: Right and when you became CEO is the trend or the feature that Mr Denunzio described did that continue? 10 MR BOND: Our direct import program was largely complete by 2005 not that my memory can remember everything, but we continued to benefit from the efficiencies in the supply chain that I have referred to. ADV BHANA: So from 1999, which is about the time of the WalMart take-over to 2004 did you say, 2005, there was a substantial direct import program taking place? MR BOND: Some of which was the removal of middlemen as my sock example. ADV BHANA: Do I understand your evidence correctly that you 20 spent the first five or six years after take-over in a substantial import program at ASDA? MR BOND: We were already importing indirectly. We moved to a direct import model, yes. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 341 Wal-Mart Stores and Massmart Holdings 10 May 2011 ADV BHANA: Alright. And that was implemented over a period of six years approximately on... MR BOND: I mean yes, the exact dates are not relevant unless you want me to try and remember but yes, roughly that time. ADV BHANA: Now let’s look at the specific examples. “Denunzio reckons that ASDA is now 12% cheaper than its rivals on 1 600 different products compared with being 7% cheaper on the same items three years’ ago. Take bananas, since most food is locally sourced the opportunities for global sourcing are less than in other 10 goods, but Wal-Mart is now buying ASDA's bananas along with its own and Denunzio says his cost price is down by a fifth” 20% even in relation to a food item such as bananas correct? MR BOND: In the context of the comment that most food is bought locally, but bananas the example is right, yes. ADV BHANA: And that is where ASDA piggy backed, if you want, combined its orders whatever you want to describe it as with WalMart orders. MR BOND: The price and I am pretty confident about this, the cost price outsourced did not change the issue was because we are part of 20 the Wal-Mart business we flowed goods in a different way including a ripening centre in Rotterdam, which we didn’t have before, which allowed us to reduce the overall price not necessarily the acquisition price. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 342 Wal-Mart Stores and Massmart Holdings 10 May 2011 ADV BHANA: Whatever you say, whatever you say the benefit arose from, whether through forcing a supplier to give a lower price or simply through, as you say, the way you moved those goods through the Wal-Mart operation it lowered prices on bananas by a fifth. MR BOND: Correct. ADV BHANA: “The gains in non food products are much bigger, some 2 000 of the 5 000 new general merchandise lines at the Pudsey store” am I pronouncing that correctly? MR BOND: Yes. 10 ADV BHANA: “Are globally sourced, reducing cost prices by about a quarter”. So the maths is simple. 40% of the merchandise is globally sourced and there is a cost price saving of about 25% as a result of global sourcing, correct? MR BOND: The product was made in the same factory in China, which I visited and the middle man was cut out. ADV BHANA: No, no, just deal with what I am saying to you. Is that correct? Can we accept that fact as correct that 40% of procurement was through global sourcing? MR BOND: I am convinced it was.... 20 ADV BHANA: And that resulted in a cost price saving of about 25%? MR BOND: Yes and I have clarified why, yes. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 343 Wal-Mart Stores and Massmart Holdings 10 May 2011 ADV BHANA: Right “For example it is basic George jeans cost £14.99 before the takeover three years ago. They now sell for £7 because with Wal-Mart’s help ASDA have spent 50% less for its denim, unsurprisingly 1 million pairs of jeans are now sold a year, against 170 000 three years’ ago” substantial benefit as a result of the Wal-Mart global sourcing, correct? MR BOND: Again removed a middle man in Litoith in Leicestershire and went direct to the factories. ADV BHANA: You know you keep telling me something that 10 doesn’t deal with the question I am putting to you. I am just asking you to confirm whether factually that is correct or you have got any reason to disbelieve what is said here. ADV GAUNTLETT: With respect the witness is not obliged to give the yes or no answer which is desired. The witness is, with respect, entitled to explain why. ADV BHANA: You can give an explanation after just tell me first factually was that correct or not that because of the Wal-Mart coupling itself with the Wal-Mart orders or procurement it managed to buy denim for 15% less is that factually correct or not, you have... 20 MR BOND: I have got no reason to doubt it. ADV BHANA: Right and you wanted to give an explanation. MR BOND: Correct, which the large element of saving in all of these examples is the fact that we were buying from similar if not the same AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 344 Wal-Mart Stores and Massmart Holdings 10 May 2011 factories in the same countries of origin and we were just removing middlemen. ADV BHANA: Well how do you know that, because you were only involved with apparel at that time, yet you give your answer as a general answer for all categories? MR BOND: I have, over the years … had bought in a number of these categories, I have been to the factories I have bought these things. ADV BHANA: And according to you at the time you were involved 10 only with apparel? MR BOND: Both of those facts are true and they are not diametrically opposed. I was not involved with the core as to business. I was involved with the George business, which is independently run and I was MD, but over the years I have bought those goods. ADV BHANA: Right, when did you start buying those goods? MR BOND: I have been responsible for general merchandise a couple of times once in the 90’s and once later on in 2004, 5, 6 brief, I can’t remember the exact... 20 ADV BHANA: And the 90’s was that before the Wal-Mart takeover? MR BOND: Yes. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 345 Wal-Mart Stores and Massmart Holdings 10 May 2011 ADV BHANA: So we can disregard that. And in 2004 I think you said by that time the direct importing program was already fully implemented? MR BOND: Yes and if I may clarify I don’t understand why me being involved in the 90’s is dismissed, because it allows me to explain how the goods were bought before being part of Wal-Mart, so I know they were bought from the similar factories. ADV BHANA: But you don’t know how the cost savings arose from then to 2004? 10 MR BOND: I can have a very good view, I ran the company for five years later on and I ran GM a bit after this so it allows me to have an oversight in terms of what fundamentally changed in the business. ADV BHANA: So by virtue of your running the company from 2004 you can give us... MR BOND: 5. ADV BHANA: 2005 you can give us detail as to the reason why it was able to procure denim for less in I think, what did you say the period was when Denunzio was CEO 2002? MR BOND: Yes. 20 ADV BHANA: Remarkable level of detailed knowledge you have. MR BOND: Well denim I was running George we just talked about that. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 346 Wal-Mart Stores and Massmart Holdings 10 May 2011 ADV BHANA: And how about blanket fees were you involved in that at all? MR BOND: In what sorry? No, I wasn’t. ADV BHANA: Another good example is blanket fees. Denunzio says that ASDA used to buy 50 000 yards of fleece at $9.00 a yard, WalMart buys 6 million yards of fleece at $3 a yard. It all translates into lower prices for customers, again piggy backing on the Wal-Mart global procurement correct? MR BOND: Correct. 10 ADV BHANA: And then on page 5 the article says this, paragraph 4: “But it is not just global sourcing that is behind ASDA's performance. The company has introduced Wal-Mart systems including a fancy little electronic gadget that looks a bit like a game boy with a handle it accepts its brand at Wal-Mart” and then it says what the gadget does, but the primary thrust of the article that whilst it is not just about global sourcing it is primarily about global sourcing although the information systems of course do play a part, correct? MR BOND: That is what the article says. It is my experience and 20 evidence as we will see when we come back to the synergies document that the systems and the flow of goods capability are substantially more than the direct import program. If you want me to answer this yes that is what the article says. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 347 Wal-Mart Stores and Massmart Holdings 10 May 2011 ADV BHANA: Yes and that is what Wal-Mart or ASDA was holding out? MR BOND: Yes that is what the article says. ADV BHANA: Right, I think we can take the tea adjournment. CHAIRPERSON: We will come back in 10 minutes. Adjournment On resumption: ADV BHANA: I haven’t had sufficient time to study this, but I would 10 just like to hand it out and perhaps give it an exhibit number, Chair. MR BOND: May I have my original back? Is that alright? ADV BHANA: Yes, absolutely. MR BOND: Thank you. CHAIRPERSON: It’s Exhibit “C”. ADV BHANA: I will come back to this document time permitting, but it looks to me like this is a briefing document that was prepared for you to assist you with giving your evidence here, is that correct? MR BOND: I have been involved in the development of the synergies, but it is certainly a document to help me refer to the many 20 detailed facts that are involved in this case. So yes, you can characterise it as a document... ADV BHANA: Who prepared the document for you? AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 348 Wal-Mart Stores and Massmart Holdings 10 May 2011 MR BOND: The people who prepared the document are the people who led the development of the synergies, which is a group led by myself and others that work out in Bentonville that are involved in any acquisition. ADV BHANA: You did not prepare this document, correct? Somebody else prepared it. MR BOND: Personally I didn’t, but I’m aware of it and signed it off. ADV BHANA: Signed it off for what purpose? MR BOND: Well, for it to be considered a reasonable representation 10 of our best knowledge in terms of where we will get the synergies. ADV BHANA: Trying to build a line to deal with the Genesis report, is that the purpose of the document? MR BOND: I can’t agree with that at all, no. I mean, you yourself referred to it. Well no, it’s not. ADV BHANA: We’ll study this document and we’ll get back to it, but in the tea adjournment you’ve been paging through the bundle. So, you’ve got an idea of what is in this document, correct? MR BOND: Sorry, are we back to this Exhibit “B”? ADV BHANA: Yes. 20 MR BOND: Yes, I’m aware of what’s in it. ADV BHANA: And if I can deal with the ... perhaps just whilst we are in the UK, can you turn to page 6 of that document? MR BOND: Yes? AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 349 Wal-Mart Stores and Massmart Holdings 10 May 2011 ADV BHANA: That has a very nice photograph of yourself see. We can see that and this says global sourcing is the key for ASDA. This is a February 2010 document. MR BOND: Yes. ADV BHANA: So, even after the direct imports program according to your evidence was completed in 2005, global sourcing remained the key for ASDA as at February 2010. MR BOND: Again, I think it will be consistent with what I said before the break. We will continue to get benefits by learning 10 increasingly about how to flow goods better. That is my view of what global sourcing means. In fact, the article you refer to refers to IPL and then your own document describes the improvements we’re making in the flow goods for IPL and it shows in detail the discussion point about moving goods more efficiently through moving middlemen. ADV BHANA: It shows a number of other things as well. You say roughly in paragraph 6 “it is now extending its activities into a wider range of products such as imported cheese, cooked meats, pate and pasta, global sourcing of processed foods”, correct? 20 MR BOND: No, that is IPL. ADV BHANA: Yes, but IPL is essentially Wal-Mart. MR BOND: If you allow me to sort of complete the picture here, imported cheese, cooked meats, pasta and pate are products that are AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 350 Wal-Mart Stores and Massmart Holdings 10 May 2011 not made and cannot be made in the UK. They are products sourced from Europe. They have historically been bought through middlemen. IPL is setting up a direct supply chain and that’s what that comment reports on. ADV BHANA: And then it says through a combination of better joint sourcing of product with Wal-Mart, the introduction of new global merchandising centres and removing the middleman wherever possible will be said to unlock the full potential. So, the removal of the middleman is just one of three aspects that is used to unlock the 10 potential, one of the others being global sourcing. Correct? MR BOND: Correct. ADV BHANA: Then if you can turn to the presentation... MR BOND: What page am I on, please? ADV BHANA: Page 86. MR BOND: 86? ADV BHANA: 86. This is, you said you were present at some of these presentations. You weren’t present at the October 2010 one. MR BOND: Correct. ADV BHANA: But you would have no reason to disagree with this 20 and so I’m going to put certain aspects and if you do disagree, you will tell us why. Firstly, as page 87 it deals with key takeaways from October 2009. I take it you were present at that presentation in 2009. MR BOND: I can’t remember, but I’m pretty sure I was, yes. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 351 Wal-Mart Stores and Massmart Holdings 10 May 2011 ADV BHANA: Under leverage it says “re-energise the productivity loop” and we’ll get to that and it also says “leverage global scale and expertise”. It’s a key feature of what was presented to the investment community, correct? MR BOND: Yes, and if I may articulate what I interpret that as meaning, that is about leveraging scale in the ways we’ve talked about, about improving the flow of goods through expertise and through efficiency of moving goods. ADV BHANA: So, it’s leveraging through scale and through 10 efficiency. MR BOND: Yes. ADV BHANA: Not just efficiency. Then if we can go to page 94, again the same point. We are very pressed for time, so we’ve heard your answer as to what you say global scale and expertise is. Here it confirms “how does Wal-Mart create value; enhancing distribution and logistics capabilities, accelerating growth, implementing best practice and leveraging global scale and retail expertise”. Again scale, not just in relation to efficiency, but also in relation to volume. Correct? 20 MR BOND: Scale means efficiency. ADV BHANA: Really? AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 352 Wal-Mart Stores and Massmart Holdings 10 May 2011 MR BOND: I’ve already explained in my view very little, if any, benefit gained in the manufacturing costs of the good through the scale of Wal-Mart. ADV BHANA: Alright, and sourcing also means efficiency only or does it cover procurement? MR BOND: Look, in my view there will be examples that you could provide or I could provide where Wal-Mart will be able to provide a product of low cost to Massmart, but in my... ADV BHANA: Let me interrupt you. Wal-Mart talks repeatedly 10 about global sourcing. When it does that, can we accept that it’s not just talking about the benefits of efficiencies, but also of access to its suppliers and of larger volumes and getting the benefit of that? Can we accept that it at least includes that? MR BOND: No, not on the assumption that that is a large element of the benefit, no we can’t. ADV BHANA: No, that’s not what I put to you. Does it include it or not? MR BOND: Yes. ADV BHANA: Alright. Now, let’s look at page 95. That’s the 20 productivity loop we were talking about that was referred to in one of the earlier slides and it has the circle and in terms of buying for less, what drives that is global sourcing. Correct? MR BOND: Correct. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 353 Wal-Mart Stores and Massmart Holdings 10 May 2011 ADV BHANA: If we can then deal with page 110, that supports what I put to you that global sourcing, as far as Wal-Mart is concerned, is evident in every region in which it is involved in. Correct? MR BOND: I have previously accepted that, yes. I agree. ADV BHANA: And some of the regions are quite substantial, the benefits, others a little less, but certainly in the order, if you take a rough average, of about 30%. Correct? MR BOND: Yes. ADV BHANA: Then at page 111 “our global presence enables us to 10 source directly from suppliers around the world” and not even you can have a difficult with what source means there. Source there means simple procurement. Correct? MR BOND: Directly run through the middleman, yes. ADV BHANA: Yes. And the merchandising centres that we spoke about are identified and including the DSG direct sourcing group. That’s probably China, Hong Kong and refers to Lee and Fung. Correct? MR BOND: I’m not familiar enough to be able to confirm that. I can’t deny it. 20 ADV BHANA: Page 112 we have an example and you spoke about information, etc, but that information really and technology drive the sourcing, the platforms we spoke about and there is an example of where a buyer is sitting, for example, in Makro in Main Reef Road AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 354 Wal-Mart Stores and Massmart Holdings 10 May 2011 and he would be able to gain access to the Wal-Mart global sourcing network and would be able to, at his desk, sit, call up the product and order it, if necessary. MR BOND: And the example given is George and I’ve previously explained how that works. The sourcing decisions are taken locally, yes. ADV BHANA: Okay. Now there is also in the pack that you have transcripts of what was conveyed, apart from the slide presentations, by Wal-Mart representatives to investors and I’m going to simply put 10 certain features to you. The actual source, the transcripts themselves are there and in the question and answer session the following appears. MR BOND: Which page are you on now, please? ADV BHANA: I haven’t trawled the transcript, but you will find for example in Mr Doug McMillan’s transcript, they are all to be found from page 116 onwards. I can assure you what I’m putting to you are quotations taken from the transcripts. I just want to speed up things by putting this to you. Don McMillan, president and CEO of WalMart, said “our focus continues to be on growth, leverage and 20 returns. There are benefits to being global. While it’s a business that’s local, we can see things across markets today and help reactor trends that we see to enable us to serve customers. Two trends that continue to be big issues are price and value”. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 355 Wal-Mart Stores and Massmart Holdings 10 May 2011 So, he is emphasising that you leverage global scale to get better price and value for the customers. Do you agree with that? MR BOND: Sorry, can you repeat that? I’m not sure I get the connectivity myself. ADV BHANA: He emphasises benefiting or using global scale to give consumers better prices and value. Correct? MR BOND: Well, I can’t follow where you are. ADV BHANA: Do you disagree with that? MR BOND: Well, I’m not... 10 ADV BHANA: I don’t have the time to take you to the transcript. I’ve taken extract out of the transcript. Your legal team can set me right if I’m quoting incorrectly. CHAIRPERSON: I think try and take him to the transcript. ADV BHANA: Page 119 I’m told. MR BOND: Whereabouts on 119, please? ADV BHANA: Let me just put a few propositions to you, forgetting what the transcript contains. Leveraging arises from three areas. It’s process, systems and product, correct? MR BOND: Yes, I’m not sure that’s exclusively it, but they are all 20 benefits, yes. ADV BHANA: Part of the global procurement is the concept of centralised catalogues. Those are the catalogues, which go to all of the merchants and buyers in all of the stores. Correct? AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 356 Wal-Mart Stores and Massmart Holdings 10 May 2011 MR BOND: In the very emerging GMCs, which represent a very low percentage of Wal-Mart’s business, we’ve talked about how that does happen sometimes, yes, but it’s a very small part of our business at the moment. ADV BHANA: Alright. Then in relation to catalogues and product ranges what I want to ask you is this. Certainly the benefits from importing would not be limited to direct imports or imports through import agents. Would you accept that? MR BOND: Just say that again, please. 10 ADV BHANA: The benefits for say a Massmart store in relation to global sourcing on the Wal-Mart basis would arise not only in the areas of direct imports and imports through import agents, but also in relation to products, which Wal-Mart is able to source and which Massmart neither imports directly nor brings in through an import agent. MR BOND: It would benefit from new products, I guess is your point. ADV BHANA: Yes. MR BOND: Yes. 20 ADV BHANA: And the range of products that Massmart has in its global sourcing network is obviously vast and is not simply a duplicate or mirror of what Massmart’s product catalogue, if you want to call it, would look like at the present moment. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 357 Wal-Mart Stores and Massmart Holdings 10 May 2011 MR BOND: There will be products that Wal-Mart sources that Massmart didn’t sell, but the selection of the range will be largely determined by what customers want to buy and I think, and it’s my experience in Massmart, it will be very well sourced. To help giving an example on this, ASDA has probably introduced 10 items that are new to ASDA because of it being part of Wal-Mart. We’re all very well merchandised for us customers beforehand. ADV BHANA: Let’s deal with a simple example. Let’s deal with a cooking pot made in South Africa by Hendler Hart. Accept that it’s 10 fully manufactured in South Africa and all its components are local components. So, it is... MR BOND: Sorry, is that your assumption or is that a fact? ADV BHANA: Yes, it’s a hypothetical that I’m putting to you. It’s not a direct import and it’s clearly not brought in through an import agent and say for argument’s sake that pot is procured at a cost of R300.00. MR BOND: Yes? ADV BHANA: Notionally access to Wal-Mart’s sourcing network and platforms could indicate a similar, largely identical pot can be 20 sourced in India at a cost of R150.00. Correct for the hypothetical? MR BOND: Yes. ADV BHANA: On that scenario it will be completely counterintuitive and contrary to good business sense for Wal-Mart not AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 358 Wal-Mart Stores and Massmart Holdings 10 May 2011 to import such a pot from India ... sorry, for Massmart not to import such a pot from India using Wal-Mart’s procurement systems. MR BOND: I response, the first thing is that there will almost certainly be a direct import agent already having access to that product who could sell that to Massmart today. ADV BHANA: No, no, I’m giving you a hypothetical to you. MR BOND: I am hypothetically answering. ADV BHANA: Don’t complicate the hypothetical. We are dealing with a pot that they buy directly from a supplier... 10 MR BOND: The answer then, if you want a simple answer, is no. That is not the answer. The answer is that the product from India would already be accessible to the retail industry in South Africa through a direct import agent. The other thing that I’ve clearly... ADV BHANA: Really? MR BOND: Yes, it would be. ADV BHANA: And that would be across all of the products that form part of Wal-Mart’s global sourcing? MR BOND: Those that customers want to buy, yes. ADV BHANA: So, there is no real benefit to having access to Wal- 20 Mart’s global sourcing platform. MR BOND: There is. There are supply chain improvements that I continually refer to, cutting out the middleman in Durban or wherever... AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 359 Wal-Mart Stores and Massmart Holdings 10 May 2011 ADV BHANA: But this example doesn’t deal with a middleman here. You are saying in all instances the product will probably be available in South Africa through a middleman and therefore there is no incentive for Massmart to buy through the Wal-Mart procurement systems the pot in India from using those systems. MR BOND: Forgive me. I’m either not understanding you or you are not communicating well. My point is that a R150.00 pot, if hypothetically it was available, would already be available to buy. Massmart and Grant’s team could buy that at R200.00 today. So, why 10 would the R300.00 product being sold. The hypothetical is purely hypothetical, because that just doesn’t work. Your maths don’t work. ADV BHANA: Alright, so your answer conceptually is that my hypothetical would never arise, because in relation to every product on the Wal-Mart global procurement system Massmart in South Africa would be able to procure that product at as good a price without the benefit of Wal-Mart. MR BOND: No. ADV BHANA: So, what is your answer? MR BOND: My answer is twofold. If that product was available at 20 R150.00, it would be imported at R200.00 and therefore would be sold and what Wal-Mart would do is take that R200.00 item and make it available at R170.00. That’s the reality of would happen. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 360 Wal-Mart Stores and Massmart Holdings 10 May 2011 ADV BHANA: So, central to your assumption is that any import agent in South Africa, even if he was buying 100 pots compared to Wal-Mart buying 10 000 pots, it can get the same price that Wal-Mart can get that product at. MR BOND: In the vast majority of cases ... I am being repetitive, but I don’t mind doing that, that is my assertion, yes, and what’s more, having been a manufacturer for years and worked buying in retail, if it has been forced by Wal-Mart and since that is absolutely my experience. 10 ADV BHANA: I put it to you it goes against every common sense notion one could have that if you are buying 100 units of a product and if you are buying 100 000 units of the product, you don’t get a better pricing... MR BOND: Well, I did premise my answer by saying it’s an assumption that the retail is already an optimal scale and in my view Massmart is already big enough to be getting a good quality product sourced from the right locations. ADV BHANA: So, that’s your answer. Chair, I’m really running out of time, but there is just one aspect I want to put to Mr Bond. I’ve 20 already gone beyond my allocation, but can you turn to the synergies document at page 892? You’ve got the document. MR BOND: Sorry, just for clarity, the document is a board of directors presentation, if that’s the one you are referring to. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 361 Wal-Mart Stores and Massmart Holdings 10 May 2011 ADV BHANA: Yes. MR BOND: It’s not specifically a synergies document. ADV BHANA: Yes. Now, what we see from page 892 in the overview is “following our non-binding expression of interest, WalMart has conducted an in-depth due diligence investigation of members”. Do you see that? MR BOND: Sorry, just repeat. ADV BHANA: Under the “executive summary overview” paragraph? MR BOND: Yes. 10 ADV BHANA: Right, so this is simply a high level presentation to the board, but what we know is that there is an in-depth investigation and probably a report, which has the result of that in-depth investigation. Correct? MR BOND: Correct. ADV BHANA: Right. Why has that not been made available to us in the discovery process? MR BOND: I’m not aware of the process one way or the other, but what I can say is now have it in front of you. ADV BHANA: Really? 20 MR BOND: That is the document. ADV BHANA: Exhibit “C” you say is the in-depth the report produced as the result of the in-depth due diligence investigation that formed the basis of the document at page 892. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 362 Wal-Mart Stores and Massmart Holdings 10 May 2011 MR BOND: Excerpts, not the entirety. You will see that then refers to some of the synergies. ADV BHANA: Mr Bond, let’s not play with each other. Where is the document that has the full report of the due diligence? MR BOND: This, as far as I know and I’m aware, you are going to have to ask others if you want a different answer, but this is the document or an excerpt from the document as far as I’m aware. ADV BHANA: Excerpt from which document? Where is the document that you took that excerpt from? 10 MR BOND: I don’t know the process of discovery. So, it’s a legal question. I’m not aware of what that is from. ADV BHANA: Don’t try and hide behind that. You said that you signed off on this document. You are aware that it’s an excerpt of another document. So, at the very least you must at least be able to tell us which document was used to make the extracts from. MR BOND: A number of spreadsheets, which were extremely similar to the ones that you have in front of you, is the basis on which we’ve build the synergies. ADV BHANA: Can you produce all of the spreadsheets that you used 20 for Exhibit “C”, as well as all and any reports or documentary information that was used to compile the document at page 892? MR BOND: I think that’s a legal question. I’m a witness. ADV BHANA: No, no, it’s not a legal question. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 363 Wal-Mart Stores and Massmart Holdings 10 May 2011 MR BOND: Well, the answer to your question is no, I haven’t got it. So, I can’t... ADV BHANA: I’m not asking for it now. How long do you need to get that? MR BOND: I think it’s a legal question as to whether that’s necessary and discoverable. ADV BHANA: I’m going to ask the Tribunal now then for an order that you do so. To enable the Tribunal to decide when you should do that, please tell us how long you think it will take to get that 10 information. ADV GAUNTLETT: Chair, may I indicate again, as I indicated earlier, that the figures in that document are to be found in the valuation report behind you in the Wal-Mart discovery, document 95. ADV BHANA: Chair, I don’t know why my learned friend is giving this evidence when it’s something that he cannot have personal knowledge of and the witness should tell us. CHAIRPERSON: Well, can you show the witness? ADV GAUNTLETT: Chair, the witness was out of this country and the witness did not personally discovery the Wal-Mart documents. 20 Unsurprisingly the lawyers did do it. CHAIRPERSON: Well, let’s go to that document and let’s see if that’s the one. ADV BHANA: Can we have the page again, 894? AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 364 Wal-Mart Stores and Massmart Holdings 10 May 2011 ADV GAUNTLETT: For the third time for the help of our learned friends, it is document 95 in the Wal-Mart document, item 3.3 of our discovery index, as I have it, Chair. ADV BHANA: I’m instructed though that is simply a spreadsheet or spreadsheets and it is not a due diligence report. Now, was a due diligence report created or not, Mr Bond? MR BOND: A due diligence, as far as I’m aware and I’ve got to preface it with this, as far as I’m aware there were two elements of the due diligence report. One was a synergy set of spreadsheets, which 10 we’ve just referred to and the other was a risk map of the things that we found through the due diligence, which is a normal risk map. It’s got nothing to do with synergies or anything like that. I’m not aware of any other documents. ADV BHANA: I’m going to show you what we have as item 95 and I want you to tell us if this is what consists in its entirety of the due diligence report. That’s the document identified by your counsel. MR BOND: Can someone help by telling me where it starts and ends? ADV BHANA: Well, perhaps your counsel can assist, as he has 20 clearly done until now. ADV GAUNTLETT: Chair, as we understand the position of the document, which I think is now Exhibit “C”, if you go after that introductory page to what is the third unnumbered page of it, the one AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 365 Wal-Mart Stores and Massmart Holdings 10 May 2011 headed “improved supplier terms”, you will see there is a block under the narrative “excerpts from model” and then follows the table and further tables over onto the unnumbered fourth and fifth pages, which I’m told is taken from the valuation report. It’s got nothing to do with due diligence. It’s a valuation report comprising item 95. The due diligences are produced higher up in the discovery schedule. ADV BHANA: Well, my question was directed to the due diligence report. So, I don’t know why my learned friend was referring to these spreadsheets. My questions to Mr Bond had been directed to where 10 the due diligence report was that formed the subject matter of the document at 892. ADV GAUNTLETT: Chair, we are at cross-purposes. We never said the due diligence report formed the subject of this. We said four times now the valuation report gave rise to this document, which seems to have been compared. ADV BHANA: My learned friend is at cross-purposes. I’m not talking about Exhibit “C” now. I’ve moved on and I’m at the document at page 92. I’ve been talking about the synergies document, 892 of our index. I’ve been talking about what has been called the 20 presentation to the board, what I’ve called the synergies document and which referred to an in-depth due diligence investigation. So, why we are wasting time on going back to Exhibit “C” I don’t know. CHAIRPERSON: Look, can we get this ... sorry Mr Bond. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 366 Wal-Mart Stores and Massmart Holdings 10 May 2011 MR BOND: I’m confused about the nomenclature or the language, because the due diligence report and the synergies document are two different things. ADV BHANA: They are two different things. MR BOND: As far as I’m aware. ADV BHANA: That’s as we understand it. MR BOND: Yes. ADV BHANA: Now, where is or what is the due diligence report? MR BOND: Well, I’m not aware of what process is gone through in 10 terms of discovery. So, I’m not willing to go into the detail of that, unless it’s a discovered document. ADV BHANA: Oh, you don’t want to show your hand, do you? MR BOND: No, come on, I’m not... ADV BHANA: Just tell us this, Mr Bond. Forget the discovery process. Was there a due diligence report compiled or not? MR BOND: I’m not aware of the detail of what is behind that comment there. If there was a due diligence process, I’m not aware of what report was written. ADV BHANA: I’m going to ask you the question again. My question 20 now, this question doesn’t relate to the detail of 892. Was there, as a fact, a due diligence report that was compiled or not? MR BOND: I’m not aware one way or the other. ADV BHANA: You are not aware? AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 367 Wal-Mart Stores and Massmart Holdings 10 May 2011 MR BOND: I’m not aware if there was... ADV BHANA: You are the person that led the negotiating team. MR BOND: Yes. ADV BHANA: You are the person who reported to the board. MR BOND: There was a due diligence process alongside that. I was not involved in the detail. ADV BHANA: That’s not what I asked you. You are the person that reported to the board. MR BOND: A group reported to the board, which has a number of 10 people on it and I was not actively involved in the due diligence. ADV BHANA: And you can’t tell whether a due diligence report was compiled or not. MR BOND: I don’t know the detail of what’s behind that. ADV BHANA: I put it to you that you are being evasive, because you don’t want to reveal the due diligence report. MR BOND: That’s merely speculation. I’ve answered accurately and honestly. I don’t know. ADV BHANA: So, who can tell us whether there is a due diligence report? 20 MR BOND: Someone else in Wal-Mart. I’m not quite... ADV BHANA: Who? I don’t know how many thousand employees there are. You are the person who headed the team. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 368 Wal-Mart Stores and Massmart Holdings 10 May 2011 MR BOND: The presentation to the board would have involved one of the M&A team. ADV BHANA: That’s not what I asked you. Who can we ask at WalMart as to whether a due diligence report was completed and whether such a report exists? MR BOND: Probably the gentleman who was referred to earlier, Brian Henry. ADV BHANA: And where can he be found? MR BOND: In the room. 10 ADV BHANA: So, tomorrow we can ask him about the due diligence report. MR BOND: I’m assuming that’s good practice, yes. ADV BHANA: Alright. Chair, unfortunately I’ve gone way beyond my allocation and it’s unfortunately eating into... CHAIRPERSON: Well, can we find out if this report exists and that it be made available? ADV BHANA: Are you prepared to ask... ADV GAUNTLETT: Discovery items again, 81 to 93 in the discovery, Chair. 20 CHAIRPERSON: Alright, I think let’s adjourn until tomorrow, 10 o’clock tomorrow morning. AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Competition Tribunal Case No. 73/LM/Nov10 Page 369 Wal-Mart Stores and Massmart Holdings 10 May 2011 ADV BHANA: Chair, can I be excused? I’m not going to put anymore questions now, because I’ve run over the allocation and I also have a difficulty tomorrow. CHAIRPERSON: Do you want to be excused for tomorrow? ADV BHANA: Yes, my junior will be here. CHAIRPERSON: Certainly. ADV BHANA: Thank you Chair. ADV GAUNTLETT: We want to just put on record we’ve got those discovery items here. We have Mr Henry in the room and so be it. 10 CHAIRPERSON: If there is a further dispute about this, someone from your team will let us know tomorrow. Okay, 10 o’clock tomorrow morning. ADJOURNMENT AMB Recordings and Transcriptions CC P O Box 326, Derdepoort Park. 0035 – Tel: (012) 819 1013/5; Fax: (012) 349 8218 Transcriber’s Certificate I, the undersigned, hereby declare that this document is a true and just transcription, in as far as it is audible, of the mechanically recorded proceedings in the matter of: Competition Tribunal of South Africa Wal-Mart Stores/Massmart Holdings – 10 May 2011 .................................................... Transcriptionists: M Van-Der-Ben A Van-Der-Ben R Mulder Date: 10 May 2011 Editor’s Certificate I, the undersigned, hereby declare that this document is a true reflection, in as far as it is audible, of the mechanically recorded proceedings in the matter of: Competition Tribunal of South Africa Wal-Mart Stores/Massmart Holdings – 10 May 2011 .................................................... Editor: P J Van-Der-Ben AMB Recordings and Transcriptions CC P O Box 326 Derdepoort Park 0035 Date: 10 May 2011