Diversity in Publishing Programme Evaluation Final Report 20 October 2008 Contents 1 EXECUTIVE SUMMARY............................................................................................... 1 2 INTRODUCTION ........................................................................................................... 3 2.1 2.2 Methodology ...................................................................................................................................4 Evaluation framework .....................................................................................................................5 3 RATIONALE FOR THE PROGRAMME ........................................................................ 5 3.1 3.2 3.3 Under-representation and access to employment .........................................................................6 Market opportunities and challenges .............................................................................................6 Diversity programmes in the publishing industry ...........................................................................7 4 PROGRAMME OBJECTIVES ....................................................................................... 8 5 PROGRAMME DEVELOPMENT .................................................................................. 9 5.1 5.2 5.3 5.4 Diversity in Publishing Coordinator role .........................................................................................9 Traineeships ................................................................................................................................ 11 University and school outreach ................................................................................................... 19 Development of DipNet ............................................................................................................... 24 6 PROGRAMME PERFORMANCE AND IMPACT ........................................................ 26 6.1 6.2 6.3 6.4 6.5 Agreed outputs ............................................................................................................................ 26 Agreed outcomes and impact ..................................................................................................... 27 Other outcomes and impacts ...................................................................................................... 29 Financial management ................................................................................................................ 32 Added value ................................................................................................................................ 32 7 LEGACY AND CONCLUSION .................................................................................... 34 APPENDIX: DIVERSITY IN PUBLISHING PROGRAMME TIMELINE ..................................... 36 FIGURES Figure 1 BOP evaluation framework for the Diversity in Publishing programme .............................. 5 Figure 2 Profile of applicants to first round of Diversity in Publishing traineeships ......................... 16 Figure 3 Profile of applicants to second round of Diversity in Publishing traineeships ................... 16 Figure 4 Gender and Ethnicity of the attendees of the Focus on Management Course 2006 ........ 20 Figure 5 Faculty of the attendees of the Focus on Management Course 2006 .............................. 21 Figure 6 Performance related to output targets agreed at programme inception ........................... 27 Figure 7 Performance related to short-term outcome measures.................................................... 28 Figure 8 Programme spend .......................................................................................................... 32 Figure 9 Percentage spend on programme areas ......................................................................... 32 Arts Council England Diversity in Publishing Evaluation BOP Consulting 2008 i www.bop.co.uk 1 Executive Summary The Diversity in Publishing programme was launched in December 2004 by Arts Council England, London in collaboration with a number of publishing houses and decibel, the Arts Council’s diversity programme. It concluded in December 2007. The programme largely emerged due to the findings of the In Full Colour report, commissioned by decibel and published by The Bookseller in March 2004. The report highlighted the issue of the under-representation of black and minority ethnic employees and authors in the publishing industry and advanced a business case for the importance of diversity to the industry. The rationale for Arts Council England, London intervention was that: the issue of under-representation in publishing was thought to impact adversely on cultural expression (an area of interest to the Arts Council) the majority of major publishers are based in London (thus placing it in the remit of the Arts Council England, London). The programme had three key objectives, which have shaped its main areas of activity. These were to: facilitate a positive action traineeship programme at publishing houses, literary agencies, and booksellers plan and implement a university and school outreach programme support the development of DipNet (an industry-led, membership organisation that commissions and publishes research, coordinates mentoring, and delivers a programme of events to raise awareness about issues of diversity within the publishing industry). Beginning with positive action traineeships at Faber and Faber and Random House in autumn 2005, the programme has grown throughout the three years of its operation to work in partnership with 12 publishing houses, literary agencies, and booksellers, including Hodder Headline, Saqi Books, Profile Books (formerly Serpent’s Tail), Bloomsbury, Harper Collins UK, Penguin UK, Rogers Coleridge and White, Foyles, Little Brown Book Group, and Curtis Brown. The programme has also worked closely with education and training institutions, such as the Publishing Training Centre (PTC), London College of Communications (LCC), London Metropolitan University, and University College London. 11 trainees participated in the programme: Bobby Nayyar (Faber and Faber), Danielle Weekes (Random House), Ayesha Siddiqi (LCC/ Saqi Books), Alexandra Officer (Hodder Headline), Erica Jarnes (Bloomsbury), Mohsen Shah (Rogers, Coleridge and White), Pria Taneja (Harper Collins), Sammia Rafique (LCC/Profile Books/Harper Collins), Rebecca Oku (Foyles/Puffin/Curtis Brown), Harpreet Purewal (Random House Children’s), and Chioma Okereke (Bloomsbury/Little Brown Book Group/Faber and Faber). Arts Council England Diversity in Publishing Evaluation BOP Consulting 2008 1 www.bop.co.uk In its three years, the programme: supported 11 traineeships, 2 of which included MA Publishing degrees sponsored by the London College of Communications facilitated the delivery of 72 days of training by the Publishing Training Centre engaged nearly 200 university students through outreach activity developed in collaboration with London Metropolitan University, University College London, and the University of London Careers Service developed a brochure on careers in publishing in collaboration with DipNet and distributed 10,000 copies at careers fairs and throughout UK universities in collaboration with the Association of Graduate Careers Advisory Services (AGCAS) and Arberry Pink, a specialist supplier of diversity magazines for students and graduates supported Arts Council England, East Midlands and Arts Council England, North West to roll-out the traineeship model to Manchester and Birmingham with Carcanet and Tindall Street Press developed a toolkit to provide guidance to publishing houses, literary agencies, and booksellers developing future (positive action) traineeships. engaged 24 secondary school students in publishing games organised by Eastside Educational Trust in collaboration with City of London Academy, Le Sainte Union Academy, National Magazine Company, Hodder Headline, Penguin, and LCC. As with any ambitious and politically sensitive programme, there have been a number of difficulties and challenges to overcome, most centrally those associated with: brokering and maintaining effective partnerships with a range of organisations in the planning and delivery of the programme ensuring that trainees were provided with regular and effective support during their traineeships managing the expectations of partners and participants general administrative and communications issues. Despite these challenges, the programme has largely met or exceeded its objectives and has been broadly praised by the organisations and individuals that have been partners and beneficiaries of the range of activities that have been undertaken. The success of the programme has been achieved due to four factors in particular: the clarity of initial programme objectives the role of a dedicated programme co-ordinator with a knowledge of the industry and an ability to facilitate effective partnerships a supportive evaluation process that has informed programme development. the breadth and depth of partnership working without which the programme could not have been a success Though the programme has met its objectives, its true test will be the degree to which it catalyses long-term change, particularly the degree to which: Arts Council England Diversity in Publishing Evaluation BOP Consulting 2008 2 www.bop.co.uk publishers adopt their own BME trainee programmes leading to better representation in the sector publishers demonstrate greater commitment to diversity of workers, authors and readers amongst London publishers more London graduates choose publishing as a career. Current indications suggest that publishers are seriously considering how best to tackle the issue of under representation and many are in the process of considering specific next steps, both in terms of mainstreaming traineeship programmes and undertaking more broad-based activities. The achievement of these long-term objectives, however, will require sustained engagement by the Arts Council (at least in the short-term) to support the industry to take leadership of the issue of diversity in publishing and develop industry-wide activities. The programme has already made substantial progress toward ensuring that its long term objectives are met by: 2 supporting the development of an informal partnership of publishing industry associations, education and training institutions, and independent commentators to lead on future activities supporting the development of the Diversity in Publishing Network (DipNet) to act as a key champion of the issue assisting publishers in adopting the traineeship model establishing partnerships between the publishing industry and educational institutions (schools and universities), which are likely to develop further in future. encouraging graduates (particularly black and minority ethnic graduates) to consider publishing as a desirable profession Introduction Arts Council England, London commissioned BOP Consulting in February 2006 to conduct an evaluation of the Diversity in Publishing programme. The evaluation was commissioned to help Arts Council England to determine whether the programme has been a trendsetter in terms of diversity in publishing, particularly addressing the following key questions: Has this programme been a catalyst for change? To what extent have the programme activities had an influence on new initiatives in the publishing industry? The evaluation also assesses whether the aims and objectives of the programme have been achieved. More specifically, BOP was asked to: define the context against which this programme has come into being research the diversity policies or schemes already in place in the publishing industry (particularly the major players in the industry) Arts Council England Diversity in Publishing Evaluation BOP Consulting 2008 3 www.bop.co.uk assess the effectiveness of programme activities and processes and make recommendations on how improvements can be made. This report of the evaluation examines: The rationale for the programme – What was the context in which the programme was conceived? Programme objectives – What did the programme set out to achieve and has it changed course? Programme development – What have been the key activities and events that have shaped the development of the programme? What challenges have been faced in developing and delivering the programme? Programme performance and impact – Has the programme met its objectives and what has it achieved? Legacy – How will the knowledge gained and relationships formed by the programme be taken forward? Methodology The BOP methodology involved the following activities: Desk research – researching issues related to the Diversity in Publishing programme such as Arts Council England policies, market trends in the publishing industry, and equality and diversity using a range of information sources Interviews and informal discussions with Arts Council England staff and partners – conducting informal conversations with Arts Council England staff and partners to discuss programme (and project) planning and development and identify issues and challenges and means of addressing these Documentation review – reviewing relevant documentation supplied by ACE such as notes of review meetings, planning diaries, project plans, project evaluations, contracts, application packs, press cuttings, correspondence, etc. Focus groups with trainees – organising and facilitating a series of semi-structured focus groups with trainees Trainee review meetings – attending quarterly review meetings between Arts Council England, host organisations, and trainees, and providing opportunities to trainees and host organisations for private and confidential conversations outside of the ACE-organised review process Attendance of relevant conferences, seminars and other events – attending events to keep abreast of issues related to the programme (eg equality and diversity) and to observe the ways in which the programme is advocated in public forums. Rather than focussing solely on monitoring the programme, BOP have taken an active role in using evaluation findings to make recommendations on programme development, particularly the development of the traineeships and of the university and school outreach programmes. Arts Council England Diversity in Publishing Evaluation BOP Consulting 2008 4 www.bop.co.uk Evaluation framework The table on the following page presents the evaluation framework used by BOP to evaluate the Diversity in Publishing programme. It defines the general areas of evaluation and associated evaluation objectives and describes the analytical and consultative approaches that have been undertaken to provide the necessary evidence. Figure 1 BOP evaluation framework for the Diversity in Publishing programme General evaluation areas Diversity in Publishing evaluation objectives define the context against which the programme has come into being Analytical and consultative approaches review relevant research material review programme documentation engage in discussions with Arts Council England staff and partners Context review information on similar initiatives in the publishing industry interview industry contacts consider the degree to which the programme has met its aims and objectives review programme documentation engage in discussions with Arts Council England staff and partners Aims and objectives examine programme activities and partnerships and their effectiveness, defining issues and challenges review programme documentation conduct trainee focus groups attend trainee review meetings attend meetings and workshops to observe programme planning and activities Processes interview programme partners monitor the number of activities undertaken and the beneficiaries and partners engaged engage in discussions with Arts Council England staff review programme documentation conduct trainee focus groups Outputs, outcomes and impacts consider the impact of the programme on beneficiaries and partners attend trainee review meetings interview programme partners engage in discussions with Arts Council England staff attend steering group meetings Legacy consider models developed and plans for future activity and partnership (particularly those activities that partners will undertake independently of the interview programme partners Arts Council) attend trainee review meetings engage in discussions with Arts Council England staff 3 Rationale for the programme There were three interrelated ‘drivers’ that influenced the conception and development of the Diversity in Publishing programme: the issue of under-representation in the publishing industry (and access to employment) Arts Council England Diversity in Publishing Evaluation BOP Consulting 2008 5 www.bop.co.uk the market opportunities and challenges posed by a globalised and fragmented book-buying market the success of some diversity programmes in the publishing industry to date. Each of these issues is considered in the sections that follow. Under-representation and access to employment The In Full Colour report, produced by The Bookseller magazine and decibel, had a central influence on the development of the Diversity in Publishing programme. It presents evidence on the under-representation of black and ethnic minorities in publishing and identifies a number of barriers to employment, including the perception of the industry’s exclusivity by potential applicants and the industry’s informal recruitment processes (that rely on personal contacts). The intelligence gathered from the small number of informal interviews that the evaluator (BOP) has conducted with new entrants and experienced professionals in the publishing industry corroborates the findings of In Full Colour. Publishing industry interviewees from black and minority ethnic backgrounds expressed concerns that the publishing industry maintains insular recruitment practices. Interviewees also reported that editorial and management roles in many publishing houses, in particular, remain extremely under-representative of the current ethnic makeup of UK society, particularly the ethnic make-up of London (where the majority of the industry is based). Others stated that the image (and some argue the reality) of publishing as a ‘snobbish’ and ‘middle-class’ profession represents a barrier to individuals from black and minority ethnic backgrounds. Still other interviewees from the publishing industry suggested that the issue of under-representation could be related to a lack of skills and the necessary tenacity of some individuals from black and ethnic minority backgrounds to secure employment in publishing and other competitive industries. The focus group and review meetings with trainees revealed that trainees were equally aware of the issues of under-representation in the publishing industry and of insular recruitment practices. Some trainees stated that they perceived under-representation to be not only an issue of ethnicity. Indeed, they perceived social background to be an equal, if not greater, barrier to entry into the publishing industry. Trainees further stated that from their first-hand experience in the publishing industry, certain departments appear more representative than others, and many agreed that editorial departments are perceived to be the least representative. Some trainees further suggested that issues of diversity did not seem to be a pressing concern for some host organisations and some seem unaware of the implications of continuing to recruit and employ only ‘people like themselves’. Market opportunities and challenges Beyond issues of under-representation and access to employment, the publishing industry is currently dealing with the opportunities and challenges associated with more highly differentiated and globalised markets for creative products and services and changes in technology. There is little doubt that international markets present many opportunities for the publishing industry, particularly the UK publishing industry, which is Arts Council England Diversity in Publishing Evaluation BOP Consulting 2008 6 www.bop.co.uk the largest book exporter in the world. There are also, arguably, substantial opportunities for the publishing industry to further engage black and ethnic minority consumers. The consideration of the (potential of the) black and ethnic minority consumer market has been important to the Diversity in Publishing programme because the case to the publishing industry, as expressed In Full Colour, rests significantly on a business case related to changes in the market for creative goods and services, including literature. According to the arguments advanced, encouraging a more diverse workforce and more open recruitment practices will provide companies (in publishing and other sectors) with the talent and fresh perspectives to navigate challenges and exploit opportunities in the market. During the programme, the book buying habits of the black and minority ethnic population of Britain were explored by a research programme – Books for All – supported by the Publishers Association, the Booksellers Association, The Bookseller, and decibel. This research highlighted that: libraries are most active in engaging black and ethnic minority readers, but publishers and booksellers are beginning to develop their marketing efforts to attract more BME consumers there are opportunities for booksellers to further develop their offer for BME consumers, including the development of specialist sections there are substantial opportunities to improve the range of material in children’s publishing and to develop more representative material. Following the research, there have been a number of developments in areas related to these findings. decibel, in collaboration with major and independent booksellers in London and Birmingham, including WH Smiths, Books Etc., Foyles, Bonds, and Waterstones, developed a pilot marketing campaign targeting black and minority ethnic book buyers. In December 2007, it was announced that Random House Children’s Books had acquired Tamarind Books, a well-regarded publisher of ‘multicultural children’s books for a multicultural world’, bringing its Director, Verna Wilkins, into the RHCB team. Diversity programmes in the publishing industry Some publishing houses have instituted policies and initiatives to promote diversity in their organisations. Penguin UK and its parent company, Pearson, in particular, have been running an internship scheme for ethnic minority students that predates the Diversity in Publishing programme by a number of years. Arts Council England consulted Penguin when planning the Diversity in Publishing programme in April 2004. Review meetings with host organisations have revealed that publishers that participated in the programme have collaborated with Penguin to share information and consider developing future initiatives around diversity in the publishing industry. The Penguin internship scheme is one part of a larger set of diversity schemes and practices, which include: a full-time diversity post funded by Pearson a diversity presentation at new staff induction Regular reporting to managers on diversity monitoring across the organisation Arts Council England Diversity in Publishing Evaluation BOP Consulting 2008 7 www.bop.co.uk a survey of managers regarding recruitment practices an open day for undergraduates from ethnic minority backgrounds events for 6th formers. In addition to these activities, recruitment practices have been altered in order to attract a broader range of applicants for positions at Penguin UK. Online recruitment forms now have a diversity page that applicants are required to complete, which will enable Penguin UK to monitor the application process to see how many individuals from ethnic minority backgrounds are applying for positions and what positions they are applying for. Penguin UK also advertises vacancies in The Guardian and The Booksller and uses recruitment agencies, including Rare Recruitment, a specialist in recruiting people from diverse backgrounds. Penguin UK plans to set up a broader diversity programme, rather than a black and minority ethnic-focussed programme, that will aim to achieve a more balanced workforce by recruiting more men, disabled and older groups as well as well those from black and minority ethnic backgrounds. The Penguin diversity programme was not the only initiative that influenced the Diversity in Publishing Programme. During the programme, the Diversity in Publishing Coordinator also met with the Association of American Publishers (AAP), an industry lobbying body, to discuss their diversity initiatives with a view to providing ideas that could be developed in future activities led by the UK publishing industry. The AAP has a Diversity/Recruit & Retain Committee whose primary vehicle for addressing diversity issues is its ‘Book Yourself a Career’ campaign, which includes the Bookjobs.com website, a resource on pursuing careers in publishing, and a college outreach initiative, which publicizes the website to colleges with high academic standards and a diverse student population. The Arts Council’s consultation with the AAP influenced the development of the university outreach programme, particularly the move to disseminate 10,000 brochures on careers in publishing to colleges and universities throughout the UK. 4 Programme objectives At inception and during the early stages of its development, the Diversity in Publishing programme had six key objectives, which were to: facilitate a 3 year BME trainee programme with commercial publishers (2005-08) support development of DipNet and implement diversity awareness training in sector (2005-08) plan and implement 6th-form and undergraduate outreach to bring BME graduates into publishing (2005-08) use a PR company to maximise catalytic advocacy effect, including co-funding BME Author of the Year Award commission, fund and disseminate research into publishing prospects for BME poets (2005-06) Arts Council England Diversity in Publishing Evaluation BOP Consulting 2008 8 www.bop.co.uk develop strategy for the support and development of BME independent presses (2006-08) Given this wide range of short-term objectives, the Diversity in Publishing programme has evolved to focus specifically on three areas of activity: (i) traineeships, (ii) school and university outreach and (iii) DipNet development. The objectives concerning BME poets and BME independent presses were folded into the general activities of the Arts Council England, London Literature team and advocacy activities were, for the most part, integrated into the decibel communications programme undertaken by Colman Getty, a public relations firm. In terms of longer-term ambitions, the programme would like to see its efforts catalyse: publishers to adopt their own positive action traineeship programmes (or other schemes and general changes in recruitment practices) leading to better representation in the sector publishers to demonstrate greater commitment to diversity of workers, authors and readers amongst London publishers more London graduates to choose publishing as a career. The degree to which the programme has realised its objectives is considered in Section 6. Programme performance and impact. 5 Programme development The following sections present information on the planning, development, and management of the programme. Based on programme documentation and consultation with Arts Council England staff, host organisations, trainees, and other partners, the discussion begins with a consideration of the Coordinator’s role an in turn considers the traineeship programme, the school and university outreach programmes and the development of DipNet. For a timeline of critical events in the development of the programme, please refer to the Appendix. Diversity in Publishing Coordinator role From BOP’s review of relevant paperwork and discussions with Arts Council England staff, Arts Council England, London Literature invested in the Diversity in Publishing Coordinator (the Coordinator) role in order to give priority to the programme by having a member of staff dedicated exclusively to it. Feedback from Arts Council England staff, host organisations and partners, and trainees suggests that the Coordinator played a key determining role in the development of the programme, bringing diplomacy and charm to what were, at times, difficult situations. The sections that follow consider the recruitment and key responsibilities of the Coordinator. Arts Council England Diversity in Publishing Evaluation BOP Consulting 2008 9 www.bop.co.uk Recruitment of co-ordinator The Coordinator was appointed in January 2005. From BOP’s review of programme documentation, it appears that the recruitment panel (which included members of the ACE London Literature team, a representative from Arts Council England Human Resources, and a representative of a related Arts Council England project) structured the selection process for the Diversity in Publishing Coordinator role around finding an individual(s) that could provide evidence of the following key competencies: General organisational skills Understanding of public affairs – advocacy, stakeholder engagement, and communications Project and programme management Knowledge and experience of publishing Awareness of issues of equality and diversity Knowledge of the literature and publishing sector and the issues facing individuals from black and minority ethnic backgrounds in this sector One can assume that the individual selected for the role, Gina Antchandie, was thought to have provided strong evidence of these competencies. In particular, Gina, who was appointed in January 2005, brought: prior experience of working in the publishing industry, having been a Rights Assistant at Random House Children’s Books and a Production Controller at Random House Ebury Division and having completed an MA Publishing at the London College of Communications an interest in the issue of diversity as it relates to culture, particularly literature, having obtained an MA in Literature and Culture of the English Speaking World and a DEA (equivalent MPhil) in a theme related to the African Diaspora. Project and programme management responsibilities The Diversity in Publishing Coordinator was primarily a programme manager with responsibilities ranging from the placement of positive action trainees in host organisations to day-to-day operational tasks. More specifically, the Coordinator: formed and maintained partnerships with a range of organisations to develop various aspects of the programme instigated traineeships by pursuing publishing contacts, networking with publishing industry professionals at major events, and following up queries from interested parties participated in the selection process of trainees provided support and a point of contact for trainees and partners liaised with host organisations on the development and monitoring of the traineeship programme Arts Council England Diversity in Publishing Evaluation BOP Consulting 2008 10 www.bop.co.uk arranged mentoring (where necessary) and external training for the trainees led the day-to-day planning of the programme. Communications responsibilities The Diversity in Publishing Coordinator also had a significant public affairs role. This involved internal and external communications, advocacy, and the engagement of a wide range of stakeholders. The Coordinator attended a broad range of industry and topical events in order to establish and maintain contacts with relevant stakeholders. For example, the Coordinator represented the Diversity in Publishing programme as a guest speaker and panellist at the SPIT-LIT 2006 event “The Battle for Culture – diversity or divisiveness?” Fellow panellists included well-known commentators, writers, and theorists on issues related to cultural diversity and the arts. Beyond such external advocacy, the Coordinator also advocated the programme internally by giving programme updates at Arts Council England, London board meetings. The Co-ordinator also coordinated external communications in collaboration with the Arts Council England, London communications team and oversaw the advertising of the traineeships. Traineeships The traineeships in publishing houses, literary agencies, and booksellers represented the core of the Diversity in Publishing programme. The traineeship programme involved contractual agreements with host organisations and other partners and for the trainees: a six month to one year placement in a host organisation (in two cases supplemented by a MA publishing course) external training with the Publishing Training Centre external mentoring coordinated by DipNet. Agreements with host organisations and other partners Arts Council England entered into contractual agreements with host organisations for the positive action traineeships. These agreements identified the rationale for the traineeship, the terms of the traineeship, financial obligations of both parties, and guidance on the development of the traineeship programme. Both parties shared responsibility for providing support to the trainee and shared financial commitment (although these commitments varied between host organisations). The host organisations involved in the traineeship programme were Random House, Faber and Faber, Hodder Headline, Saqi Books, Serpent’s Tail (now Profile Books), Bloomsbury, Harper Collins, Puffin, Rogers Coleridge and White, Foyles, Little Brown Book Group, and Curtis Brown. Arts Council England also entered into agreements with other stakeholders for delivery of other aspects of the traineeship programme, e.g. external training and mentoring. The Publishing Training Centre and the Arts Council entered into a partnership to provide access to five days of training to each trainee. The Arts Council also entered into an agreement with DipNet to deliver mentoring to the trainees. Arts Council England Diversity in Publishing Evaluation BOP Consulting 2008 11 www.bop.co.uk Host organisation placements The placements at host organisations aimed, where appropriate, to cover all aspects of an organisation’s activities, providing trainees with exposure to various functional areas. For publishing houses, the trainees rotated between the main functional departments: Editorial, PrePress and Design, Rights, Marketing, Publicity, Sales, and Production. In larger publishing houses, there was also rotation through divisions of the company (eg education and trade). In the very small publishers and in literary agencies and booksellers, traineeships were more informal in character, where trainees responded to various tasks, at times being given a high level of responsibility, as well as conducting routine administration. Despite the guidance provided by Arts Council England in the placement agreements, quite naturally, each of the traineeships evolved differently, reflecting the differences in size, resources, capacity, and organisational style of the host organisations. All, however, provided trainees with broad exposure to all aspects of the business concerned and an opportunity to make valuable contacts in the industry. Though there are many commonalities between the traineeship programmes, they can be contrasted according to differences in management and direction, focus, and design. From the review of relevant paperwork, review meetings with trainees and host organisations, and the focus group with trainees, the different traineeship ‘models’ that evolved are: Senior management directed traineeship – a traineeship in which senior managers in the host organisation take responsibility for directing the traineeship programme and providing guidance and support directly to the trainee Department directed traineeship – a traineeship in which departments within host organisations have primary responsibility for organising the traineeship and providing support to the trainee, even when senior management may have had nominal ownership of the programme Individual representative directed traineeship – a traineeship in which a (self-) nominated individual assumes ownership of the programme (often with limited support from senior management) directs the traineeship programme and provides guidance and support to the trainee Departmental focused traineeship – a traineeship in which the trainee has experienced across business functions but has an extended experience in a chosen area of interest (eg editorial) Professional qualification integrated traineeship – a traineeship in which the trainee undertakes a traineeship in a host organisation and studies for a related professional qualification (eg a postgraduate diploma in publishing) Multi-organisational traineeship – a traineeship in which the trainee undertakes a series of traineeships in several organisations, either several publishers or different organisations that relate the book trade as a whole (eg publisher, literary agent, and bookseller). These models do not represent discrete types, but are useful in highlighting areas of particular importance that may inform the planning and development of future traineeship programmes. Moreover, there have been both positive and negative aspects of each of these models; none represent the ‘perfect’ model for a traineeship programme. For example, although senior management buy-in can provide a number of benefits (particularly in terms of the organisation of the traineeships and the buy-in of staff and Arts Council England Diversity in Publishing Evaluation BOP Consulting 2008 12 www.bop.co.uk managers), there have been instances where a senior manager’s involvement in the dayto-day running of the programme has not been effective, due to the demands on a person of such seniority. The diversity of approaches to the traineeship reflects both the differences between the host organisations and the desire of the Arts Council to test various models (such as the multi-organisational traineeship). External training As stated, Arts Council England entered into an agreement with the Publishing Training Centre (PTC) in April 2005 to offer training courses to the trainees. The original agreement between the Publishing Training Centre and the Arts Council was for PTC to provide 5 complimentary days of training per trainee (a programme with an approximate value of £18,000). In addition, £10,000 in bursary funds were allocated by the Arts Council (through Grants for the Arts) to supplement the training course days available to trainees. Over the course of the programme, 72 days of training were offered to the 11 trainees (11 days of which were funded by the Arts Council). The enrolment process was coordinated by Gina Antchandie with each of the trainees. The training provided by PTC consisted of one to three day courses focussed on proofing and editing skills. From review meetings with trainees and host organisations and the focus group with trainees, it seems that the external training provided by PTC is thought to have been highly valuable by both trainees and the host organisations. Trainees, however, felt that external (and internal) training could be better matched with the timing of activities being undertaken in the host organisation to maximise benefit. External mentoring As stated, Arts Council England entered into an agreement with the Diversity in Publishing Network (DipNet) to deliver a mentoring programme to trainees. Due to issues of capacity, however, DipNet have had to work closely with Arts Council England to approach host organisations and other industry contacts to recruit mentors for the programme. Though initially mentors from Black, Asian, or Chinese backgrounds were desired, it was quickly realised that due to the nature of the industry at present, finding a number of suitable mentors from these backgrounds would not be possible. Both the Arts Council and DipNet agreed that the most important objective of the programme was to provide trainees with a useful contact with a good knowledge of the industry and the willingness to act as a thoughtful mentor. Therefore, mentors were appointed regardless of their ethnicity. The mentoring agreement stipulated the following criteria for mentors: The mentor needs to be a senior member of publishing staff. The mentor cannot work within the same company as the trainee. Confidentiality must be honoured. The agreement also bound the mentor to the following objectives: to provide a supportive role to the trainee, providing advice and guidance as necessary to provide career advice and suggestions for maximising opportunities as they arise Arts Council England Diversity in Publishing Evaluation BOP Consulting 2008 13 www.bop.co.uk to actively introduce the trainee to other people within publishing to provide information and background on the publishing industry and how it operates. In the review meetings and focus group, some trainees stated that mentoring was not as useful as it could have been and some remarked that they were not set up with a mentor until well after their traineeship began (perhaps due to problems associated with recruiting mentors). Many trainees stated that their mentors, though helpful, did not actively introduce them to other individuals in publishing or invite them to industry events. For most, the mentoring experience was very useful and provided a valuable industry contact, resource, and confidant. One of the mentors, a Managing Director at one of the host organisations who is now an executive coach, provided an unusually high level of support to three of the trainees, sharing techniques for addressing any issues faced in their day-to-day activities and encouraging them to take a high degree of personal responsibility for their traineeship. This support seems to have had a strong effect on these trainees, giving them the confidence to raise issues with the Arts Council and their host organisation (particularly around the structure and content of the traineeship at some stages) and to agree appropriate steps forward with them. Mentoring was also an issue considered by host organisations. Indeed, during discussions with host organisations at review meetings, some expressed the need to ensure that the person who is assigned as the mentor is not too busy to undertake the sessions, has been adequately trained and/or has awareness of what it takes to provide effective mentoring. “It’s more than taking someone out for lunch,” stated an HR Director at one the host organisations. An Editorial Director at another organisation was concerned about external mentoring being a conflict of interest, as it opened the possibility that sensitive commercial information could be inadvertently reported to competitors. Recruitment of trainees The selection of high-calibre trainees for the programme has been critical to ensuring participation in the programme by a large number of publishers and other companies involved in the book trade. The following sections examine the advertising of the traineeships and the selection process and give an indication of the profile of the applicants and trainees. Advertisement of the traineeships The traineeships were advertised in The Guardian media pages and website and on the Arts Council England website. According to the evaluator’s review of relevant correspondence, it appears that the Diversity Team at ACE London was consulted as to whether it might be appropriate to advertise vacancies in the “ethnic press,” but all parties agreed that a major media outlet – The Guardian – would be more appropriate. It was argued that job advertisements in The Guardian are generally picked up by university careers officers who disseminate the information to students. It was also argued that the broad profile of candidates desired would necessitate advertising in a large media outlet. All trainees reported that they or a friend had seen an advertisement in The Guardian concerning the traineeship. An analysis of the application statistics shows that 61% of the 101 applicants for the first round of traineeships had heard about the scheme via The Guardian, 89% of the 92 applicants for the second round of traineeships. Arts Council England Diversity in Publishing Evaluation BOP Consulting 2008 14 www.bop.co.uk Selection process A standard application form was used for the traineeships, with the following sections: 1. Personal details – biodata and contact details 2. Employment history – reverse chronological details of past work experience 3. Education, Training and Professional Qualifications – qualifications and training courses, other qualifications 4. Statement in Support of Application – Please state how your experience, skills and achievements to date, both inside and outside paid work, or through study, make you a suitable candidate for this traineeship. Please ensure that you read the specification for the traineeship and have given us sufficient information to describe how you meet each of the requirements set out in the trainee specification. Please tell us about your interest in publishing and what you hope to gain from the traineeship. Include any special ways in which you hope the traineeship might help you or any particular topics or skills you hope to learn. 5. References – present employer and one other from work/school/college 6. Miscellaneous – permission to work in the U.K., work permit status, and legal particulars 7. Declaration – declaring the accuracy of the information contained in the application form Arts Council England short-listed candidates for interview based on an assessment of the information provided in the application forms, and representatives of the host organisations conducted the interviews of short-listed candidates with the Gina Antchandie. From a review of the interview aide memoire, it seems that the assessors based their decision on the ability of the applicants to provide persuasive evidence of the following skills and competencies: Self-awareness Self-confidence Ability to recognise and deal with challenges in a constructive manner Knowledge of the publishing industry and of the specific host organisation Knowledge of literature Awareness of issues of under-representation Relevant prior experience and/or education. Profile of applicants 101 applicants applied to the first round of traineeships. 92 applied to the second round of traineeships. All applicants were required to hold British citizenship and were required to be graduates (educated to degree level). Applicants attended a wide range of universities and degree subjects varied greatly. A significant number of applicants Arts Council England Diversity in Publishing Evaluation BOP Consulting 2008 15 www.bop.co.uk resided in London (52% of applicants for the second round), but there were also a significant number of applicants from other parts of the country. An analysis of the data provided on the applicants to the first scheme shows the following breakdown of applicants by ethnicity. Figure 2 Profile of applicants to first round of Diversity in Publishing traineeships Ethnicity of applicants Percentage of applicants Asian or Asian British: Indian Chinese Black or Black British: Caribbean Mixed (Dual Heritage) Black or Black British: African Asian or Asian British: Pakistani Asian or Asian British: Bangladeshi 25% 16% 13% 11% 9% 4% 3% Source: Arts Council England There were also applicants who described themselves as White, Korean, Malaysian, Arab, and of varied dual heritage. An analysis of the data provided on the applicants to the second scheme shows the following breakdown of applicants by ethnicity. Figure 3 Profile of applicants to second round of Diversity in Publishing traineeships Ethnicity of applicants Percentage of applicants Asian or Asian British: Indian Black or Black British: Caribbean Chinese Mixed (Dual Heritage) Black or Black British: African Asian or Asian British: Pakistani Black or Black British: Other 17% 17% 16% 16% 14% 7% 2% Source: Arts Council England There were also applications who described themselves as Turkish, Vietnamese/ Chinese, and French. 23% of applicants for the second round of traineeships were male (77% female). The age of applicants ranged from 20 – 56. Profile of trainees It is arguable that the profile of trainees selected fits closely with the general profile of entrants to the publishing industry. In general, the five trainees in the first and second cohorts exhibit the following characteristics (based on an analysis of the information submitted in application forms and in dialogue with trainees at individual review meetings and focus groups): Self-directed Intellectually curious Educated to degree level (often at prestigious universities) Relevant experience in the sector or in related sectors (eg media, booktrade, film) Strong desire for continuing professional development Arts Council England Diversity in Publishing Evaluation BOP Consulting 2008 16 www.bop.co.uk Keen interest in literature Interest in exploring publishing as a career. Despite the similarities between the trainees in competencies and motivation, there were differences between trainees in terms of experience and career stage. Over half of the trainees were recent graduates with marginal experience, but many had gained substantial experience prior to joining the programme and some where making a significant career change by undertaking the traineeship. From meetings with host organisations, it seems that, in some cases, host organisations took the opportunity that the programme provided to take on trainees from non-traditional backgrounds (in terms of level of prior experience and demonstrated commitment to publishing as a career), as they saw this as an essential objective of the traineeship programme. Others were more conservative in their choices, selecting candidates who closely aligned with their usual candidate profile. Many host organisations commented on the quality of applicants (although in some cases there was a significant amount of unsuitable applicants), and particularly the quality of short-listed candidates (which were screened by the Arts Council). Issues and challenges Ownership of the programme Though the Diversity in Publishing programme was an Arts Council initiative, the delivery of activities were developed in partnership, and in the case of the traineeships, host organisations were given the freedom to develop traineeships in the manner that they deemed appropriate. The majority of host organisations accepted responsibility for the programme, while alerting the Arts Council to any areas in which they felt that the Arts Council, as a partner, could play a more effective supporting role. Despite this arrangement, there have been statements from a few host organisations that suggest that the programme was an imposition, in some senses, and was unlikely to have the desired affect on the industry. It must be stressed, however, that this position was not a view held by the vast majority of host organisations. At review meetings with trainees and host organisations, it was made clear that there was considerable confusion with a few host organisations on who is responsible for assisting and/or offering advice to trainees on finding employment in the publishing industry post-traineeship. Giving that the traineeships represented a partnership between Arts Council and host organisations, it was thought (by the Arts Council and most host organisations) that the parties would share responsibility for this (with the well-being of the trainee in mind). But, in a few cases, host organisations thought that it was the Arts Council’s responsibility to offer advice, guidance, and support to the trainee in considering their next steps. Interestingly, even those host organisations that felt that the Arts Council should have responsibility for providing this support and those that may have viewed the programme as an imposition of sorts seem to have fully accepted the latitude they were given in structuring traineeships in a manner consistent with their needs. Communications issues within host organisations Effectively communicating the scheme within host organisations was a challenge in some organisations. Some trainees reported that it seemed as if their colleagues in the host organisation were unsure of why they were there and equally uncertain as to the Arts Council England Diversity in Publishing Evaluation BOP Consulting 2008 17 www.bop.co.uk objectives of the scheme. Certain publishing houses have reported in written and verbal communications to Arts Council England that they would have benefited from Arts Council support in designing the internal communication of the scheme (particularly as they believe that Arts Council England maintain ownership of the scheme). After the initial evaluation findings, the Coordinator suggested to host organisations that communication of the scheme by management is crucial. Support to trainees As stated, a number of trainees faced situations in which they were not pleased with the content or structure of the traineeships at various stages of the programme. Although support from external mentoring provided techniques and instilled confidence to face these situations diplomatically and to negotiate appropriate solutions, it was felt by some trainees and representatives of host organisations that the support provided by the Arts Council was not decisive enough in these circumstances. Such situations presented difficulties for the Arts Council, because of its joint responsibility for developing effective working relationships with partners and providing suitable support to trainees. But, in all such cases, the Arts Council did take all reasonable steps to address the concerns of trainees while preserving delicate relations with host organisations. These circumstances, which were never very serious, arguably provided trainees with an opportunity to be proactive in ensuring that their programme broadly reflected their needs and expectations while giving them experience of handling challenging situations in a working environment. Arts Council England Diversity in Publishing Evaluation BOP Consulting 2008 18 www.bop.co.uk Legal issues The wording of various documents, such as the contract with host organisations, the traineeship advertisements, and the contracts with trainees, had to be carefully constructed in order to comply with equal opportunities legislation. There have also been issues around whether the scheme is open to applicants from black and minority ethnic backgrounds generally or only open to the groups identified in the advertisement: Black, Asian, or Chinese. The traineeship advertisement seems to have presented some sort of ambiguity around the entry requirements for the scheme during the first round of traineeships, which led to applications being received from those outside the target groups. Despite being advertised as a positive action scheme, Arts Council England has received submissions from White applicants, who were referred to publishing industry resources. These issued were addressed early, the legal team having confirmed that the scheme is only open to the target groups. These issues did not occur in later recur after the first selection round. To ensure equal opportunities, Arts Council England Human Resources required host organisations to use similar interview questions. University and school outreach The Diversity in Publishing programme also included a university and school outreach programme, which was aimed at exposing students (particularly those from a culturally diverse background) to the publishing industry. The university and school outreach programmes are considered in the sections that follow. University outreach programme The objectives of the university outreach programme were to: showcase publishing as a possible career to black and ethnic minority students attract a new and varied pool of talent from black and ethnic minority communities to the publishing industry. develop strong partnerships between colleges and universities and the publishing industry With these objectives in mind, the Diversity in Publishing Coordinator conducted research on the ethnic profile of various universities in London and consulted with DipNet to identify potential partners. Given the remit of the programme, partnerships were developed with institutions that have a diverse student profile or a diversity-related focus to their work. The Coordinator approached careers advisers at the identified universities, and was successful in establishing partnerships with London Metropolitan University and University College London. Careers events The main area of collaboration between the Arts Council and its university partners was a series of careers events. The Arts Council both participated in existing university careers events and suggested new events to its partner universities. Arts Arts Council England Diversity in Publishing Evaluation BOP Consulting 2008 19 www.bop.co.uk Council engagement began with a series of workshops at London Metropolitan University that were designed to give students an insight into specific areas of the publishing industry: editorial, design, marketing (etc.). Senior staff from publishing partners, including Pearson, Bloomsbury, and Faber and Faber ran these sessions, giving students presentations on their respective companies and routes into publishing and engaging students in practical exercises related to various aspects of the publishing business. The Diversity in Publishing programme also facilitated the engagement of its partners with the Skills4Work and Focus on Management careers courses, affiliated with University College London and the University of London respectively. The Publishing Training Centre, Penguin, Ayebia Publishing, Little Brown Book Group, Faber and Faber, Pearson, and Bloomsbury were involved in these events, giving presentations on the publishing industry and facilitating publishing case studies. The Arts Council engaged London Metropolitan University and University College London in order to disseminate information on careers in publishing to a diverse student profile, focussing particularly on ethnicity, but the programme was also interested in targeting non-traditional candidates regardless of ethnicity. The careers courses that the programme was involved in attracted the desired profile of students. For example, the Focus on Management Course held in June 2006 – a two day course sponsored by Deloitte that provides students with the opportunity to explore various industries through a series of interactive case studies – had the following profile of applicants in terms of gender and ethnicity. Figure 4 Gender and Ethnicity of the attendees of the Focus on Management Course 2006 Characteristic Subgroup Percentage of students Gender Female 50% Male 50% Ethnicity White British Other white Asian or Asian British - Indian Chinese English Black or Black British - African Mixed (Dual Heritage) Other Asian Asian or Asian British - Pakistani Asian or Asian British - Bangladeshi Welsh 20% 18% 11% 11% 11% 7% 7% 5% 3% 1% 1% Source: UCL Careers Service (2006) This data on attendees shows that the course was balanced in terms of gender and had a range of attendees in terms of ethnicity. Beyond gender and ethnicity, the course attendees also represented a wide range of disciplines, the majority of whom were not from subjects traditionally related to publishing. In fact, only 9% of students on the Focus on Management Course 2006 had a humanities degree. The table below presents a full breakdown of attendees in terms of their faculty. Arts Council England Diversity in Publishing Evaluation BOP Consulting 2008 20 www.bop.co.uk Figure 5 Faculty of the attendees of the Focus on Management Course 2006 Faculty Percentage of students Engineering 25% Life Sciences 19% Social and Historical Sciences 14% Laws 10% Mathematics and Physical Sciences 10% Arts and Humanities 9% Built Environment 5% Clinical 1% Source: UCL Careers Service (2005) The course was also balanced in terms of undergraduate and postgraduate students. The programme’s outreach efforts to universities also included a workshop for around 20 careers advisors organised by the Arts Council and London Metropolitan University in September 2006. The engagement of careers advisors aimed to further disseminate information on publishing careers to university students and to increase the scope of university outreach efforts beyond London. The careers advisors who attended represented the following universities (which are varied in terms of size, student profile, and academic focus): Norwich School of Art and Design College of Law London Metropolitan University University of Hertfordshire Southbank University University of Northampton Kings College London University of Warwick Anglia Polytechnic University University of Reading University of the Arts University of Essex Midldlesex University Oxford University University of Westminster Roehampton Institute University of London Buckinghamshire Chilterns University College University of Hull. Like students, careers advisors engaged in publishing cases studies and were given presentations on careers in publishing. Careers in publishing brochure As stated, the exchange with the Association of American Publishers, particularly around their ‘Book Yourself a Career’ campaign influenced the Coordinator to consider undertaking a large-scale dissemination exercise on careers in publishing to universities throughout the UK. The Coordinator consulted university careers advisors and graduate Arts Council England Diversity in Publishing Evaluation BOP Consulting 2008 21 www.bop.co.uk careers information services (such as Prospects) on the current information made available to students on careers in publishing. Based on her own impressions and the recommendations of these individuals, the Coordinator took a decision that there was a lack of highly informative and engaging material that could attract the attention of students who were unaware of careers in publishing. Therefore, the Arts Council contracted DipNet to co-produce a brochure on careers in publishing with the Coordinator, using the AAP campaign material as a model of good practice. The brochure was completed in July 2007 and is available on both the Arts Council and DipNet website. 10,000 hard copies of the brochure are being disseminated to universities and at careers fairs throughout the country in a staged distribution exercise coordinated by Arberry Pink, a specialist producer of magazines on diversity for university students and graduates. School outreach programme The school outreach programme was developed in partnership with Eastside Educational Trust, an educational charity, who led the initiative. Eastside coordinated the projects, developing relationships between schools and publishing partners. The aims of the programme, which was called ‘The Publishing Game’, were to: remove cultural barriers and showcase publishing as an interesting career option to students make the publishing industry more visible to schools and students develop partnerships between schools and the publishing industry in a stimulating and innovative way. The projects involved selected teams of 12 students in 2 schools in producing a collection of short-stories and essays and a supplement for a magazine. Eastside Educational Trust worked closely with the Diversity in Publishing Coordinator to put together the projects, both in terms of content and engagement with publishing partners. The programme was primarily funded by a grant from the Arts Council, but publishers also made financial and in-kind contributions. The National Magazine Company (Nat Mags), Penguin, and Hodder Headline were approached to take part in the programme initially and London College of Communications also showed a strong interest in supporting the programe. In the end, the timescale proved difficult for Hodder to accommodate, but they remain interested in working with Eastside on similar projects in the future. The recruitment process for schools was conducted during November and December 2006. Several schools in Camden and Tower Hamlets were sent informational material and invited to submit applications to take part in the programme. The applications for the two projects –the book publishing project and magazine publishing project – had slightly different applicant forms, but both asked interested schools to provide a supporting letter from the senior management team and a clear description of the desired impact on the school and on students. Due to the tight timescale (with projects to commence in January 2007), selection was based solely on the quality of submitted applications. Le Sainte Union and City of London Academy were selected to participate in the programme; City of London Academy for the magazine publishing project and Le Sainte Union for the book publishing project. Arts Council England Diversity in Publishing Evaluation BOP Consulting 2008 22 www.bop.co.uk The content of the book publishing project included a number of workshops with students both in and out of school. Some workshops were held at the London College of Communication, which proved a coordination issue for the schools involved. Beginning with an overview workshop, workshops covered the key stages of the book publishing process: commissioning, sales and marketing, editorial, design, sales, marketing, legal, and production. There was also a series of intensive writing workshops during which students developed content for the proposed collection of short stories and essays. The magazine publishing project had a similar structure, with workshops on aspects of the magazine publishing process including advertising, design, marketing, writing, and printing. The magazine publishing project was regarded by partners and students as having been highly successful. It provided students with: a broad exposure to the magazine publishing process (including the time of senior managers at NatMags and professors at LCC) the opportunity to express themselves creatively by acting as writers, photographers, and researchers on the magazine supplement the chance to convey issues of relevance to the day to day experience of young people in their community. It also exposed Nat Mags to the opportunities afforded it to work with schools and established a positive relationship between partners, which can be built upon in the future. The book publishing project showed every sign in the early stages of being as successful, but due to unforeseen and difficult circumstances, the project broke down, frustrating all parties involved and deeply challenging both the ethos of the Diversity in Publishing programme and the delicate relations between partners that had not worked together before. As part of the project, students were encouraged to make submissions to a collection of short stories and essays and were given freedom to make submissions that addressed their day to day experience and concerns. Submissions were reviewed by students, teachers, and partners, and selected submissions were put forward for inclusion in the collection. One of the submissions selected was a piece that explored the difficulties that one of the students faced in coming to terms with his/her sexuality. Although this piece had been selected by the student’s peers and the teacher, when the senior management of Le Sainte Union, a religiously affiliated school, were informed about it, they were very reluctant to have the piece published. According to interviews and informal discussions with the Arts Council and Eastside Educational Trust, it appears that the school approached both the partners and the student to have the piece removed from the group of selected works, which deeply offended many involved, who felt that it violated (most importantly) the rights of the student as well as the good faith on which the partnership between the various organisations involved was based. Penguin, the publisher involved in the project, was particularly concerned for the well-being of the student involved as well as the message that it would send to the students as a group. Eastside Educational Trust and Arts Council England attempted to come to an agreement with the school that would address these concerns, but in the end, the school decided that only pieces given written parental consent would be allowed to be included in the collection. This decision led to nearly all submissions being withdrawn, so the Arts Council England Diversity in Publishing Evaluation BOP Consulting 2008 23 www.bop.co.uk development of the collection was abandoned. Given the nature of the Diversity in Publishing programme as an initiative aimed at addressing inequality and discrimination, this outcome was felt to be very unsatisfactory by the Arts Council England, Eastside Educational Trust, and Penguin. These circumstances have led Eastside, who is keen to take the programme forward in future years, to commit to altering both the selection process and contractual arrangements in future in order to take all reasonable measures to avoid a similar situation occurring. Development of DipNet The Diversity in Publishing Network (DipNet) was established in 2004 by Alison Morrison and Elise Dillsworth, both then senior managers in the publishing industry. The In Full Colour report was a major impetus for setting up the Network to address the issue of under-representation in the publishing industry. Though there has been a growing awareness that diversity is an area of concern for the industry, DipNet was also set up because of the lack of advocates of the issue within the sector. As stated, some publishers (such as Penguin UK) have been advocates of diversity within the industry, but there are no other trade or sector bodies that champion the issue on an industry wide level (in the UK). Since its inception, the aims of DipNet have been to: promote the status and contribution of people from diverse ethnic groups in all areas of publishing provide a forum for discussion and the sharing of information and expertise work towards equality of opportunity and advancement for minority ethic groups in publishing help with practical training for career development where possible develop relationships with organisations and individuals with similar objectives. encourage communication and mutual support among people from diverse ethnic groups in publishing develop international inks with other publishing industries to share knowledge and ideas To realise these ambitions objectives, DipNet set out to undertake a range of activities: a series of events and debates tackling the issues surrounding diversity in publishing a mentoring programme for the Arts Council positive action trainees in publishing membership development website development educational activities market research on representation in the publishing industry. Since its inception, DipNet has been primarily run voluntarily by individuals working in the publishing industry. This has meant that the organisation’s capacity has not been able Arts Council England Diversity in Publishing Evaluation BOP Consulting 2008 24 www.bop.co.uk realise its ambitions. As with any voluntary organisation with no day-to-day staffing, reacting to various queries from interested parties and planning and developing an events programme and other activities were challenging for DipNet. Despite its constraints, DipNet delivered a number of events, disseminated a newsletter, and worked closely with the Arts Council on the mentoring programme offered to trainees. During the course of the programme, the Arts Council both contracted DipNet to deliver the mentoring programme and funded an administrator post to provide day-to-day operational support to the Network. There were personnel problems, so the administrator was only in post a few months, which caused a number of administrative and communication issues with mentors and trainees. Issues of capacity (both in terms of the time that the management committee can devote to the organisation and resource constraints) have also meant that the strategic development of the Network has moved slowly. The development of DipNet has been a central but challenging area of activity for the Diversity in Publishing programme. The central issue has been to support DipNet to develop sufficient capacity to take a leading role in championing the issue of diversity of publishing. DipNet is currently planning the next phase of its development. As one of the DipNet chairs is now also a chair of Booktrust, an independent national charity that encourages people of all ages and cultures to discover and enjoy reading, DipNet will likely be working closely with Booktrust in future. The Arts Council and DipNet are confident that if this close working relationship is established with Booktrust, the issues of capacity, which have constrained DipNet to date, will be resolved. As DipNet is to play a central role in the legacy of the Diversity in Publishing programme going forward, it is critical that DipNet develops the necessary capacity to effectively engage with the industry. It is worth cautioning, however, that, the close working relationship between the organisations will likely come with its own challenges. Though there will be a degree of common ground between the objectives of DipNet and Booktrust, each should retain its strategic integrity and the Arts Council should maintain distinct relationships with both. Maintaining the autonomy of the two organisations will be challenging as the organisations are sharing the post of Development Manager, who will have responsibility for: maintaining the website developing key relationships within the industry developing and enhancing membership levels organising a programme of events providing general administrative support to the co-chairs spearheading the Booktrust’s activities around diversity. Though the Development Manager has now been appointed, the recruitment process has moved slowly, leaving the activities of DipNet stalled until nearly a year following the conclusion of the programme. It is important that DipNet move quickly to re-engage the publishing industry, because as the Arts Council has phased out its direct involvement, there is a danger that the industry will lose its interest and commitment, or at the very least, the momentum that accompanied the development of the programme. Arts Council England Diversity in Publishing Evaluation BOP Consulting 2008 25 www.bop.co.uk 6 Programme performance and impact The impact of the programme was assessed throughout the term of the evaluation by monitoring: the progress of the trainees and their experiences the various collaborations between ACE and its partners on the development and delivery of programme activities. the commitment of host organisations to the programme and their broader actions with regards to diversity issues (particularly cultural diversity) The following sections attempt to provide a picture of the performance and impact of the programme based on documentation and engagement of relevant individuals. As stated, the research into BME poetry, though related to the Diversity in Publishing programme, was rolled into the general work of the Arts Council England, London literature team and the PR campaign was overseen by an external communications agency appointed by decibel. Though these activities were not a primary area of focus for the programme, it was included in the output and outcome targets given to the programme at inception, so details on the degree to which desired activities have been conducted has been included in the sections that follow. Agreed outputs In order to measure the performance of the programme, the literature team agreed a number of outputs with Arts Council England, London to be completed by the end of the project. In the table below, these outputs and the progress made toward achieving them are summarised. Arts Council England Diversity in Publishing Evaluation BOP Consulting 2008 26 www.bop.co.uk Figure 6 Performance related to output targets agreed at programme inception Planned Outputs Degree of success Actual Outputs Commentary 1 BME trainee given a 6 month long experience and knowledge of commercial publishing 6-8 BME trainees given year-long experience and knowledge of commercial publishing Research conducted into BME poetery published and publicised in early 2006 PR campaign builds awareness in sector, leading to action: BME Author of the Year working as advocate Met - exceeded Met - exceeded 10 BME trainees given year-long experience and knowledge of commercial publishing Free Verse report launched in 2006 at the South Bank Positive action traineeship at Carcanet (poetry publishing) following Free Verse Spread the Word undertaking mentoring programme fro BME poets following Free Verse more appropriate as an outcome measure than as an output Uncertain PR campaign led by decibel Nearly 200 students informed about publishing as a career through seminars and interactive activities 1500 students (with 29% BME) informed about publishing as a career over three years 3 additional BME trainees given 6 month to 1 year traineeships (2 outside of London) with practical support from the Diversity in Publishing programme and financial support from ACE, East Midlands and ACE, North West Broadly Met 10,000 brochures on careers in publishing distributed to universities throughout the UK through AGCAS (4,000 through CAL - a graduate careers magazine aimed at BME graduates) 19 careers counselors (representing 19 universities) informed about publishing as a career Source: BOP Consulting (2008) Agreed outcomes and impact Short-term outcomes There were also a number of outcomes identified that relate to the key objectives of the programme and the outputs above. The table below details these short-term outcome measures and evidence of achievement. Arts Council England Diversity in Publishing Evaluation BOP Consulting 2008 27 www.bop.co.uk Figure 7 Performance related to short-term outcome measures Success factor Suggested action Trainee model adopted by publishers PR campaign; dissmeminate good models Data capture on BME % growths Baselines; plan to track legacy of spend; commission evaluator Evidence of success Additional comments Publishing traineeship toolkit developed and disseminated to host organisations In Full Colour Report and additional DipNet research establish baselines Need to ascertain who will be responsible for tracking BME % growth in the future Collaborating with DipNet on developing legacy steering group Ensure DipNet thrives and grows Work in partnership; budget of 2 - 3 years catalytic support ACE funding not required after 2008/ industry becomes responsible for future developments Time-limited approach and sustainable models for future BME graduates see publishing as desirable profession Providing funding to DipNet to help to develop capacity (in particular to commission a Diversity Manager) Developing legacy steering group with high-level industry representation Around 200 graduates have been involved in university outreach activities (many of whom are not from associated academic subjects e.g. Literature) University outreach programme 10,000 brochures on careers in publishing will be distributed through an independent distributor (Arbery Pink) to universities throughout the UK Trainees take up employment in the publishing industry 10 of the trainees have been offered employment in the industry Strong partnership arrangement has been established with London College of Communications MA publishing courses engaged Integrate MA publishing bursaries into traineeship programmes; engage MA publishing courses long term Hodder Education Scholarship will provide one graduate with a place on the LCC MA Publishing course in 2008-09 MA publishing courses becoming a highly valuable qualification in the publishing industry Seeking respresentation from MA publishing course on legacy steering group School outreach programme adopted Support the development of a model for a publishing related school programme Eastside Educational Trust was commissioned to organise and deliver a school outreach programme which it will continue in future, seeking financial support from charitable foundations and other sources Source: BOP Consulting (2008) Long-term impact In addition to outputs and short-term outcomes, long-term aspirations were defined at the inception of the programme. As long term indicators of success, it is difficult to ascertain at this stage the degree to which outcomes will be met. Moreover, it is difficult to attribute causality, that is, the degree to which the Diversity in publishing programme amongst other interventions and changes in markets has been a primary factor in change being realised. In many respects, therefore, the following outcomes represent aspirations for the publishing industry that the Diversity in Publishing programme and related Arts Council England initiatives (particularly decibel) would like to see realised in the future: Arts Council England Diversity in Publishing Evaluation BOP Consulting 2008 28 www.bop.co.uk Publishers adopt their own BME trainee programmes leading to better representation in the sector More BME poets published throughout UK More London graduates choose publishing as a career. Greater commitment to diversity of workers, authors and readers amongst London publishers Other outcomes and impacts Beyond the overarching outputs defined by the programme at inception, BOP have identified a number of additional outcomes and impacts of the programme on partner organisations, trainees, and other beneficiaries of the programme’s activities. These additional outcomes and impacts as well as some of the outcomes presented in the sections above are considered in detail in the sections that follow. Impact on trainees BOP attended the majority of trainee review meetings and conducted 2 focus groups with trainees to inquire about their impressions and experiences during and after their traineeships. The impacts of the traineeships on trainees are considered in the sections below. Employment and progression in the publishing industry All, but one, of the trainees who completed a positive action traineeship have been secured employment in the publishing industry to date. All, but one, of those that have secured employment are working in the host organisation that they were placed in. As of the end of the programme, 4 of the 11 trainees were in editorial departments, one was an assistant to a literary agent, and the remaining trainees were working in marketing, production, publicity, and corporate strategy. Nearly one year on, one of the trainees has been promoted to a role as an editor at a literary publisher and another has been promoted to Marketing Manager position. One of the trainees has returned to a career in journalism, citing difficulties with career progression in the industry as a reason for making this decision. One trainee has been unable to secure a position in the publishing industry, but is pursuing other interests in the media. Exposure to a broad range of business functions During review meetings and focus groups, nearly all trainees agreed that they gained a broad overview of the publishing industry, despite the differences between the programmes and the degree of support provided. Many trainees recognise that this experience is, in some ways, unusual in an industry in which many specialise in a single functional area, and nearly all trainees recognise that such broad-based experience will likely stand them in good stead in terms of their career development. Many of the trainees stated, however, that the traineeships do not adequately emphasise skills acquirement. The short time spent in each department, some trainees argue, provides limited opportunities for skills/knowledge development. Some trainees noted that as publishing houses deliver a wide range of in-house services, skills acquired in one department may not be transferable to another department. In addition, many Arts Council England Diversity in Publishing Evaluation BOP Consulting 2008 29 www.bop.co.uk trainees felt that either before undertaking the traineeship or during the course of the traineeship, each had a clear idea of a business area or a few business areas in which they would like to gain more in depth experience. For most, the area of desired specialisation was editorial. Change in perception of the culture of the publishing industry In individual review meetings, all trainees were asked whether and how their impression of their host organisation (and the publishing industry) had changed as a result of being on the programme. Many of the trainees stated that they initially felt uncertain about whether publishing was suitably open to people from black and minority ethnic backgrounds, but that the traineeship had offered them an opportunity to experience the culture of publishing firsthand, so that they could make a determination about whether the industry could provide a safe and inclusive working environment despite issues of under-representation. All stated that the experience of working in their host organisation had challenged their preconceptions about publishing, all finding their working environment open and accessible. Many now believe that the issue of underrepresentation, rather than being a problem with the culture of the publishing industry, relates to the lack of black and minority ethnic applicants, which is compounded by the informal recruitment practices of the sector. Engagement in raising awareness on issues of diversity in publishing The trainees argued that a small group of individuals cannot change the face of publishing, but some reported that it was clear that their participation in the traineeship had made people within the organisation, in some cases at a senior level, think about issues of diversity and how organisations can do more to address under-representation. Some trainees have also been involved in advocating the Diversity in Publishing programme by: speaking about their experiences at Arts Council England, London board meetings participating in university outreach and dissemination events undertaken by the programme. being featured in press articles and information materials disseminated by the programme Impact on host organisations Willingness to develop future positive action traineeships independently Nearly all of the host organisations have stated that they will consider undertaking a similar positive action scheme in the next year or two. The host organisation most reluctant to undertake a similar traineeship scheme has stated that the organisation is considering the best ways to address issues of under-representation and broader issues of diversity through its diversity committee. Those that plan to undertake further positive action traineeships are not certain how the schemes will be organised in future, and many are interested in trying to integrate a commitment to diversity into their ‘mainstream’ human resources activities. The Publishing Training Centre has started a bursary programme, offering four £5,000 bursaries to students from Black or Minority Ethnic (BME) backgrounds studying for publishing Masters degrees at four UK universities: City University London, Oxford Brookes, Napier and UCL. Hachette Livre and Random House UK are also offering scholarships, though these are open to all Arts Council England Diversity in Publishing Evaluation BOP Consulting 2008 30 www.bop.co.uk potential candidates. These scholarships demonstrate both the growing importance of MA Publishing course for entry to the industry and the awareness of the potential barrier that this may represent on the part of the publishing industry. Increased awareness of issues of equality and diversity Host organisations had varying capacity in the area of equality and diversity and in HR practice. As stated, the positive action traineeships seem to have highlighted the need for diversity practices to inform general recruitment and other practices. Several of the host organisations are reviewing their recruitment practices, including advertising of positions externally, remuneration for work experience, and a broader traineeship programme that addresses not only ethnicity issues but other barriers to entry and issues of representation. Impact on the wider publishing industry The greatest impact on the publishing industry has been increased collaboration between organisations in the industry and partnerships with external organisations. During the programme, host organisations: collaborated on providing training to the trainees, in some cases, allowing trainees from other host organisations to undertake internal training at no cost met with interested publishers to discuss the scheme and share their experience participated in university and school outreach programmes to raise the profile of publishing as a prospective career. In addition to the activity of the host organisations, the Arts Council also took steps to extend the scope of the programme by: rolling out to the traineeship model to the East Midlands and North West, with traineeships developed with small, independent publishers Tindal Street Press and Carcanet incorporating companies beyond publishers, such as literary agents, booksellers, and distributors. Impact on other partner organisations Other partner organisations, including universities and other educational institutions, also benefited from the programme. The impact on university partners mainly related to exposure to the publishing industry and the relationships formed with publishers and the development of useful case study material that may be used in future years. The impact of outreach activity on schools was examined in an evaluation of the project conducted by Eastside Educational Trust. The evaluation found that: the project provided material and subject knowledge which teachers could use in developing the content of future courses students developed skills in autonomy and keeping to deadlines and were exposed to the reality of the day to day work of people active in their careers. Arts Council England Diversity in Publishing Evaluation BOP Consulting 2008 31 www.bop.co.uk Added value Beyond the outputs, outcomes and impacts highlighted in preceding sections, in the most basic terms, the ‘added value’ of the Diversity in Publishing programme has been to: increase coordination of efforts to address the issue of under-representation in the publishing industry, including partnerships within the publishing industry and between the publishing industry and educational institutions increase knowledge about the issue of under-representation (and issues of diversity more broadly) which is leading the industry to take action. Financial management A total of nearly £320,000 was allocated by the Diversity in Publishing programme. The total spend on the various programme areas is presented below. Figure 8 Programme spend Programme area Total spend Traineeships £99,757 Management £74,260 Other £51,427 Evaluation £47,051 Advertising and PR £16,900 DipNet £11,000 Schools outreach £10,000 University outreach £7,753 Source: BOP Consulting 2008 Figure 9 Percentage spend on programme areas Arts Council England Diversity in Publishing Evaluation BOP Consulting 2008 32 www.bop.co.uk Percentage spend on programme areas 3% 3% 2% 5% 30% Traineeships Management 14% Other Evaluation Advertising and PR DipNet Schools outreach University outreach 19% 22% Source: BOP Consulting (2008) Nearly a third of programme spend (30%) was allocated to the traineeships. As the traineeships were a mechanism through which to establish relationships with the publishing industry and to pilot a model for broadening access, it seems sensible that the Arts Council would allocate a significant proportion of its resources to this aspect of the programme. Nearly a quarter (22%) of programme spend was allocated to management costs. While this is a significant management cost, this level of resource allowed the Arts Council to bring in a Co-ordinator for the programme. As stated, the Co-ordinator played a significant role in brokering relationships and developing programme activities. Nearly 15% of the Diversity in Publishing budget was allocated to evaluation. As the programme evolved, the evaluation process was used to support the decision-making of Arts Council officers on the direction of the scheme and to provide additional support to the trainees. 19% of the programme budget – the ‘Other’ designated in the chart above – was spent on the Spread the Word research and support for BME-led publishing. As stated, these were tangential aspects of the overall programme, though important to the Arts Council’s broader work to support diversity in the literature sector. Only 5% of the budget was spent on outreach activities to schools and universities, but this seems understandable given that these activities were not costly to administer and were meant to test approaches that the publishing industry and other partners can take forward in future. Only 3% of programme spend was allocated to the DipNet. Though this might seem a low figure because of the importance of DipNet to the continued legacy of the programme, this allocation was made to fund the delivery of mentoring activities exclusively. The Arts Council England, London Literature team supported DipNet in applying for Grants for the Arts funding during the course of the programme to support the organisation’s development. DipNet was awarded over £60,000 through Grants for the Arts during 2005 – 06 to support various organisational development activities. Arts Council England Diversity in Publishing Evaluation BOP Consulting 2008 33 www.bop.co.uk Over £240,000 of Grants for the Arts funds was awarded to activities related to the Diversity in Publishing programme from 2005 to 2007. Grants for the Arts funding supported a number of programme areas, in particular a series of traineeships with small publishers (Saqi Books) and publishers in the English regions (Carcanet, and Tindall Street Press). 7 Legacy and conclusion Despite the challenges faced in its development and delivery, the Diversity in Publishing programme has largely met or exceeded its objectives and has been broadly praised by the organisations and individuals that have been partners and beneficiaries of the range of activities that have been undertaken. The success of the programme has been achieved due to three factors in particular: the breadth and depth of partnership working without which the programme could not have been a success the role of a dedicated programme co-ordinator with a knowledge of the industry and an ability to facilitate effective partnerships a supportive evaluation process that has informed programme development. The true test of the programme, however, will be the degree to which it catalyses longterm change. The Arts Council has defined its long-term objectives as being the degree to which: publishers adopt their own BME trainee programmes leading to better representation in the sector London publishers demonstrate greater commitment to diversity of workers, authors and readers more London graduates choose publishing as a career. There are already encouraging signs that these longer term objectives will be realised. Pearson Group and Random House have expressed plans for continuing traineeship schemes, making changes to HR practices, and engaging with universities and schools. Hachette Livre UK, Random House UK are offering scholarship for MA Publishing course and the Publishing Training Centre is offering diversity awards, which will provide bursaries to BME candidates for MA Publishing Courses. These scholarships are also a sign that the industry is continuing to engage with the issue of diversity in publishing and developing activities that seek to address the issue of under-representation. As the Arts Council has decreased its engagement following the end of the traineeship programme in November 2007, the presumption is that DipNet, particularly now that a Development Manager has been appointed, will spearhead sectoral activities moving forward. While the increase in the capacity of DipNet is an important step, the Arts Council should sustain its engagement (at least in the short-term) by supporting DipNet and the publishing industry more broadly in taking leadership on the issue of diversity in publishing and developing industry-wide activities around this agenda. Arts Council England Diversity in Publishing Evaluation BOP Consulting 2008 34 www.bop.co.uk In order to do this, the Arts Council will need to continue to support DipNet’s development and engage with the informal partnership/working group of publishing industry associations (eg the Publisher’s Association and Booksellers Association), education and training institutions (eg the London College of Communication, Oxford Brookes, etc.), literature organisations (eg Booktrust) and independent commentators that will soon be established to lead on future activities. By securing the Development Manager post for DipNet and Booktrust, the Arts Council has shown a commitment to developing the necessary capacity to support future efforts. The Arts Council’s could also support DipNet and the publishing industry more broadly in: developing and maintaining relationships with university careers advisory services to raise the profile of publishing as a career option creating an annual award recognising individual or organisational contributions to diversity in publishing developing the positive action traineeship toolkit as an online resource for publishers. The Arts Council should use any residual (or additional funds) to support these developments and reconsider its continued involvement in 2010, when DipNet should be reassessing its trajectory. The informal steering group will likely generate ideas for other activities that the publishing industry should pursue in taking forward the agenda, and the hope is that by 2010, the Arts Council will be able to further decrease its engagement, working with other stakeholders to consider if and how it might support any future activities. Arts Council England Diversity in Publishing Evaluation BOP Consulting 2008 35 www.bop.co.uk Appendix: Diversity in Publishing Programme Timeline April – Sept 2004 Initial planning commences at ACE Literature London after In Full Colour is published in March 2004. ACE London Literature approach Faber and Faber and Random House about the possibility of hosting traineeships, and draft contracts. October – December 2004 ACE and the publishing houses (Faber and Faber and Random House) enter into an agreement and decide to recruit first cohort of trainees. January 2005 ACE appoints Gina Antchandie as Diversity in Publishing Co-ordinator. January – March 2005 ACE finalise application materials and publish advertisement for traineeships in The Guardian in January. The selection process occurs in March and two candidates are selected, Bobby Nayar at Faber and Faber and Danielle Weekes at Random House. February – March 2005 Bloomsbury approaches the Diversity in Publishing Co-ordinator in February at DipNet launch to inquire about the programme. ACE provide materials to Bloomsbury and they confirm their participation in the scheme mid-March. March – April 2005 Diversity in Publishing Co-ordinator discusses opportunity for traineeship with Saqi Books at the London Book Fair and shortly after Saqi confirm participation in the scheme at the end of April. April – May 2005 The Publishing Training Centre approach ACE to find out how they can become involved with the programme in April and a bursary fund is established to cover additional training needs of the trainees. Traineeships commence in April at Faber and Faber and Random House in May supervised by director-level staff at both publishers. Arts Council England Diversity in Publishing Evaluation BOP Consulting 2008 36 www.bop.co.uk ACE enter into a contract with DipNet in May to provide external mentors for the trainees. May – June 2005 ACE have initial meeting with Hodder Headline in May and Hodder confirm their participation in June. Guardian ad for second cohort of trainees appears on 27 June 2005 for two weeks. July – August 2005 Selection process for second cohort occurs. Three trainees are selected in August 2005, Ayesha Siddiqui at Saqi, Alexandra (Sandy) Officer at Hodder Headline, and Erica Jarnes at Bloomsbury. September 2005 Ayesha Siddiqui, Alexandra (Sandy) Officer, and Erica Jarnes start their traineeships near the end of September 2005. December 2005 Workshop on careers in publishing conducted for 22 students London Metropolitan University students. January 2006 ACE appoints Burns Owens Partnership (BOP) as external evaluator. January 2006 Traineeships at Harper Collins and Rogers, Coleridge and White are advertised in the Guardian. March 2006 Mohsen Shah begins traineeship at Rogers Coleridge and White. April 2006 Pria Taneja begins traineeship at Harper Collins. Workshop on careers in publishing conducted for 13 students at London Metropolitan University First steering group meeting for the evaluation of the Diversity in Publishing programme takes place. May 2006 Arts Council England Diversity in Publishing Evaluation BOP Consulting 2008 37 www.bop.co.uk Books for All research published by The Bookseller. June 2006 Publishing case study conducted for 77 students at the University College London Focus on Management Course 2006. September 2006 Workshop for 25 careers advisors on careers in publishing held at London Metropolitan University. October 2006 Rebecca Oku begins first stage of her traineeship at Foyles, Puffin, and Curtis Brown – beginning at Foyles. November 2006 ACE, London and Eastside Educational Trust meet to brainstorm school outreach programme Harpreet Purewal begins traineeship at Random House Children’s Books. January 2007 Publishing games with The City of London Academy and Le Sainte Union launched by Eastside Educational Trust, National Magazine Company, Hodder Headline, Penguin UK. February 2007 Gina Antchandie visits the Association of American Publishers in New York. May 2007 Chioma Okereke begins traineeship first stage of joint traineeship at Bloomsbury, Little Brown Book Group, and Faber and Faber – beginning at Bloomsbury. June 2007 Publishing case study conducted the University College London Focus on Management Course 2007. July 2007 Diversity in Publishing Coordinator’s contract ends. December 2007 Final traineeship ends. Arts Council England Diversity in Publishing Evaluation BOP Consulting 2008 38 www.bop.co.uk ISBN: 978-0-7287-1436-6 You can get this publication in Braille, in large print, on audio CD and in electronic formats. Please contact us if you need any of these formats. Arts Council England Diversity in Publishing Evaluation BOP Consulting 2008 39