“Communing with the Dead Guys”: Tectonics of Tradition, Purpose and Execution Within Classical and Old-Time Music Undergraduate Research in Sociology/Anthropology Rachel Rudi Warren Wilson College SOC 410: Directed Research Dr. Siti Kusujiarti Spring 2012 Rudi 1 Table of Contents 2 Abstract 3 Entrance Étude: mu·sic \ myü-zik \ verb 8 Statement of Research Problem Purpose of Research 9 Dissecting Sound, Deconstructing History: A Review of the Literature 15 Research Questions Research & Sampling Methods 18 Research Instrument & Coding 19 Interlude: A Note on Genre 24 “Boys, Scoot the Chairs Back”: A Portrait of Old-Time Music 30 “Make Sure That it’s In Your Fingers”: A Portrait of Classical Music 38 Exit Étude: Communing with Each Other 43 Options for Further Research 44 Significance of Study 46 References Appendix A: Gatekeeper Letter Appendix B: Written Informed Consent Form for Semi-Structured Interview Appendix C: Research Instrument for Semi-Structured Interview Rudi 2 Abstract In 1833, Henry Wadsworth Longfellow deemed music “the universal language of mankind,” suggesting that the art form has been and will eternally be a platform for commonality within and across geographical and social borders. The author’s words are still spoken to this day, but for centuries musicology was pursued by upper-class, white, male Westerners and focused on classical music. The world's other genres were dubbed “folk” or “primitive” musics, and to speak of the two canons analogously was to equate sophisticate to savage. As musical genres exist because of and within the communities that create them, the imbalance in academic attention emphasized social stratification. In an effort to bridge the gap, this study examined the perspectives of six old-time musicians, six symphony members, and one orchestral conductor – all residents of Western North Carolina. Semi-structured interviews explored how informants learned their genre, what compels them to pursue it, what trends and stereotypes they have observed, and how the music informs their lives. Theoretical substrata include Christopher Small’s articulation of musicking, Karl Marx’s analysis of capitalism, commodity fetishism, and mystification, and George Ritzer’s something-nothing continua. By comparing and contrasting musicians’ commentary, social scientists can glean a more in-depth understanding of music and its hold on the psyche. Rudi 3 Entrance Étude: mu·sic \ myü-zik \ verb The analysis of music’s relationship with society has long been left either to anthropologists doing highly focused case studies or musicologists writing about Western classical music. Until recently, sociologists held music at an arm’s length and regarded it as little more than a mystifying byproduct of cultural reification. The study of Western classical music was long called musicology–the genre itself referred to simply as “music”–and was pursued by, and focused primarily on, upper-class, white, male Westerners. All of the world's other genres, including remaining Western musics, were studied within the field of ethnomusicology. Genres within the domain were described as “folk” or “primitive,” and to speak of the two canons analogously was to equate sophisticate to savage. The variation in academic analyses emphasized inherent differences in the processes of learning and practicing classical versus folk musics, and, in turn, between their respective communities. In recent decades the sociology of music has emerged, seeking to bridge the divide by approaching all music equally and deconstructing the stereotypes imbedded in the hierarchy of genres. While musical content is relatively simple to study through lyric analysis, understanding how music informs individuals’ world views and means of communication is a vast undertaking. Methods of musical production–from living room sing-alongs to Hollywood's Top 40–as well as the relationships between new and old genres have only grown more complex with the plate tectonics of globalization. Scholars in the burgeoning field are interested in the symbiosis of person and music: how we create it, how we listen to it, how we think about it, and how it changes us. By anatomizing centuries' worth of pigeonholed genres, the insights of musical sociology countervail social stratification. Rudi 4 There are two major approaches in the sociology of music. The first is textualism, the more traditional approach, which considers music to be a cultural artifact relatively unaffected by time and place. Textualists grant the sonics of a music an object-status, as they have been removed from their original contexts (i.e., Western classical works composed for masses or church services) and can be recreated in new social and temporal contexts (a wide variety of amateur and professional ensembles around the world). Some argue that this compartmentalization explains the commodification of music (Adorno, 2002; Bourdieu, 1984) and places it neatly into the process of reification. The other approach is contextualism, which asserts that music is a process or activity steeped in an involved discourse learned over time, and such a process, frequently spanning a lifetime and demanding certain lifestyles, is inextricable from the sonics of a music. Contextualism is fortified by Small’s idea of “musicking,” where “music is not a thing at all but an activity, something people do. The apparent thing ‘music’ is a figment, an abstraction of the action, whose reality vanishes as soon as we examine it at all closely” (Small 1998:2). Small equates music to love or hate; an intangible, all-encompassing notion reined in by a small word that can never completely convey its own meaning. Small adds that not only is the verb all-inclusive regarding the genre, use, or location of the music; whenever music is present, musicking occurs – Small describes it as occurring whenever music is granted attention in any way and by any individual, and though he does not explicitly articulate it, I would extend this concept to include music that is purposefully ignored and music that goes unnoticed despite its presence in a location – be it a radio unheard over the television, faint wisps of notation from the high ceilings of a department store, or street musicians against the edge of a bustling crowd. I provide this addendum, reminiscent of Ritzer’s Rudi 5 characteristics of non-things, because a negative space is carved into society whenever any thing or event goes unnoticed or is silenced. Another crucial element of musicking is that the process is “descriptive, not prescriptive”; as soon as individuals apply personal judgments of worth to any possible instance of musicking. The moment musicking is used to further an agenda or ideology, the pollution is back in the water, and, as Musicking was written in part to eradicate musical prejudice, we can be sure that we will all end up drinking whatever the contaminator let loose. The textualist and contextualist frameworks are not extremes of a spectrum, but present two helpful perspectives. Rarely has a genre been examined through both simultaneously. Individuals’ attachment of meaning to music is one of the most complex and intriguing themes to explore within the sociology of music. Roy and Dowd (2010) define meaning as “shared significance that occurs when music points to something beyond itself, representing some aspect of social life” (187). It is meaning, this subjective personal connection, that is arguably the essence of a music, what compels us to keep listening, and what draws a community. Individuals and communities have complicated, subjective associations of emotion or memory to sound. One cannot study the sociology of music without knowing what makes a community create it time and time again, or how a music's meaning changes over time. Meaning is not reserved for performed music, either; elevators, shopping malls, and hotel lobbies have their own distinct musics, and people regularly recognize them out of context. The meaning we assign to a music completes the environment and gives the music an identity, and understanding the acquisition of meaning is the first step in discussing the art form's relevance in daily life. Music sociologists struggle to define genre. There are endless musics across the world and vast variety therein, and in studying the interplay between people and music it is necessary Rudi 6 to somehow categorize the infinite repertoires. Some definitions of genre are fairly simple, such as that provided by Rosenblum, where a genre is defined by “particular mannerisms or conventions that are frequently associated together” (1975:424). But some scholars wish for their definitions to also encompass cultural factors’ – politics, time periods, ethnicities, families, etc. – effects on a genre and its development. Roy and Dowd (2010) define genres as “moving targets with evolving, rather than fixed, elements that move over time, sometimes gradually, sometimes abruptly” (191). They maintain that these musical evolutions are “anchored” by the process of collective enactment, where the process of making a music and creating an associated community contributes to and draws from social stereotypes: “A distinctive feature of modern Western music is the way that genre simultaneously categorizes cultural objects and people” (191). This sorting is convenient both for marketing purposes as well as everyday conversation, as every musical community surrounding a music is defined by certain demographical characteristics. Common stereotypical pairings might include “pop music,” perhaps reminding one of young, white listeners; “rap,” and urban African Americans; “country,” low- and middleclass white Southerners; or “folk” and middle-aged white liberals. When we intentionally or subconsciously organize music according to the groups associated with it, a hierarchy can be observed: marginalized people are paired with their devalued genre, and the stereotypes applied to either the music or to its associated group are, by extension, applied to the other. In his discussion of taste and social capital, Bourdieu notes the formation of such hierarchy across artistic media (1984). Rudi 7 Statement of Problem Any slice of a culture – a school, place of worship, literary canon, secular ritual – can provide insight into myriad social norms and values. It is difficult, however, to glean conclusions when the slice analyzed is so profoundly hinged on the nuances of language and its connection to individuals’ experiences, emotions, and memories. Sociologists’ hesitation to discuss society through the lens of music is understandable, but one can carefully pull back the veils separating us from the art form. Bearing in mind the implications of textualism and contextualism, association of meaning, definition of genre, and collective enactment, it is evident that music reflects cultural norms and values. Understanding the fluid patterns of genres and the communities which compose them can provide insight into, if not dispel, the stereotypes persisting within and between communities, and such an understanding can be achieved by qualitatively studying two musical genres created within two distinct contexts. Purpose of Research The research presented in this paper analyzes how and why two distinct musical groups differ in their modes of musicking and the hierarchy two musical communities. Scholarship focusing on the intersections of these themes is still new, and exploring the musics’ relationships to musicians enhances the way we understand creativity and individuals’ artistic inclinations. Comparative research of Western classical music and genres within the “folk” domain is Rudi 8 especially limited. This study gathers qualitative data from musicians regarding their experiences within their genres, and the findings will be viewed through a contextualist approach. Dissecting Sound, Deconstructing History: A Review of the Literature The sociology of music is a burgeoning field, with scholars focusing on various strands of research to gain a deeper understanding of cultures’ relationship to their genres. Sociologists have tended to explore this interplay by examining either broad themes of music or specific case studies, but recent scholarship attempts to bridge the micro- and macro-level studies of music into a more complex whole. Musicologist Christopher Small (1998) notes significant discrepancy between approaches toward classical music and other genres: “[Classical] is regarded as the model and paradigm for all musical experience [but also as] somehow unique and not to be subjected to the same modes of inquiry as other musics, especially in respect to its social meanings; brave spirits who have attempted to do so have brought the wrath of the musicological establishment down on their heads. Even those who try to right the balance by comparative study of other human musics most often avoid comparisons with Western classical music, thus emphasizing, if only in a negative way, its uniqueness and implicitly privileging it in reverse, although it is in fact a perfectly normal human music, an ethnic music if you like, like any other and, like any other, susceptible to social as well as purely musical comment” (Small 1998:4). Music, like other artistic forms, was long subject to little academic scrutiny, as its mystical and emotive nature seemed to escape – or, perhaps, soar above – articulation or analysis. Those scholars who ventured to discuss its construction, however, traditionally applied the textualist method, viewing the makeup of a music ultimately as a result of sonic building blocks – mathematical formulae translated into musical theory, where the meaning was thought to be contained in the sonic structure which was a metaphor for a composer’s philosophies or emotions. This reduction of sound to its barest bones, since the textualist ideology emerged as a Rudi 9 way to transfer music from one place to another for, eventually, profit, is known as the objectification of music, or music-as-object (Attali, 2011; Small, 1998; Weber, 1958). The presence of an audience, let alone a cultural fabric underlying a piece’s conception, was disregarded. This approach was taken by Carl Dahlhaus (1982), Deryck Cooke (1959) and Igor Stravinsky (1948). The audible manifestation of classical music was considered a product of only a prodigy’s sophistication, and the sounds of other cultures were denied the same gravitas (Roy and Dowd 2010). Scholars avoided the problems perpetuated by the music-as-object perspective by ignoring that larger, more nuanced beast of a conversation, and instead focusing on classical works of music harkening from Western traditions. It is far easier to discuss this genre, as it has a physical existence – written on paper – though the how’s and why’s are up for debate. The logical next question to ask is just what the meaning of a work is. “Even within a literate musical culture such as the Western classical tradition the exclusive concentration on musical works and the relegation of he act of performance to subordinate status us resulted in a severe misunderstanding of what actually takes place during a performance. That misunderstanding has, as we shall see, had in turn its effect on the performance itself – on the experience, that is, of the performance, for both performers and listeners – an effect that I believe to have been more to impoverish than to enrich it” (Small 1998:8). Much of Small’s dissection is either vaguely or absolutely Marxist in nature, as the disentanglement of the power dynamics within the world of music parallel Marx’s manifesto on an imbalance of power within capitalism. Some argue that the textualist perspective best explains the commodification of music, in that the compartmentalization of its creation becomes easily marketable (Duffins, 2007; Adorno, 2002; Bourdieu, 1984), placed neatly into the process of reification (Berger and Luckman, 1966). Rudi 10 And indeed, some of the most prominent patterns relevant to this study are that of regulation and rationalization within classical music, and the lack of such within old-time. Says Turley of Weber’s historical analysis of Western music: “Weber saw the rationalization of the Western cultures as the unique element that led to capitalism’s rise in the West. [...] Nowhere was this more apparent than in the historic rise of the Roman Catholic Church. Bureaucratization in the Church had a rationalizing/bureaucratizing effect on the music the Church produced, and was eventually responsible for the music ‘conventions’ (accepted musical practices and rules for music writing and musicianship) associated with European classical music. Example of this would be notational systems, structured harmony, organized choirs, ensembles, orchestras, and the standardized construction of instruments. A combination of processes led to the standardization of music notation, standardized music instrument construction, and standardized performance that produced the unique European music style we recognize” (Turley 2001:634). Weber maintained that this ever-narrowing regulation has only intensified since the Church put such processes in place; it is understandable that this mentality of ceaseless proficiency would only grow, given a capitalist society centered on industrialization and efficiency. A Marxist understanding of capitalism is imperative for assessing this regulation within classical music, where the abstract reality of pitch has been gracefully stuffed into twelve tones on the piano, simplified, translatable chords, chord progressions, a systematic music theory applied to Western sounds, and, of course, the act of placing the combed sonics on a stage as an object and charging an audience to see it. This commodification seeps its way into the transmission of classical music but also the classical music community, where, under a textualist paradigm, the performers are empty vessels used for creating the music-as-object. A class consciousness settles around the performers and the upper echelons of the ensemble – conductor, board of trustees, composer – are the ultimate decision-makers. When asked to comment on the difference between a solo performance and that of an orchestra lead by a conductor, classical Rudi 11 musicians enjoyed the teamwork of the latter but the freedom and elation of grappling with artistic content for themselves and being the ones to speak directly to the audience regarding their intentions, interests and passions. If the classical genre resembles a vertical capitalist hierarchy, old-time resembles fairly directly a socialist model of organization. No profit is made, typically, by old-time musicians. There is no individual or body of individuals who determines anything for other players, and a decentralized, stable community supports a music with an almost entirely celebrity-free genre. Pierre Bourdieu maintains that individuals’ preferences in a wide variety of cultural goods – from music to groceries – are learned both within their educational structure and the more general cultural tapestry around them. In surveying over 1,000 French citizens Bourdieu determined that these preferences were “markers of ‘class’” and that, above all other items, familiarity with and taste for certain musics corresponded to class most strongly. Not only is this useful in identifying why musicians gravitate toward particular musics, but especially important is it to note that a society’s elite, having utmost political sway, is the ultimate body legislating the educational system’s structure and content. Bourdieu’s articulations of cultural capital also supply language which conveys the collection of various of knowledge and their modes of exchange, how they are taught, learned, or bought, and Bourdieu notes that the content-less quality of music “makes it appropriate for cultural capital” (1984). Though Bourdieu’s findings are largely reflective of class and cultural capital in the U.S., George Ritzer’s something-nothing continua provide a fascinating and astute encapsulation of apt for our contemporary and globalized society. Something and nothing are the two principle terms which can be applied to goods undergoing the complex shifts and subversions of today. Something, Ritzer states, is “a social form that is generally indigenously conceived, controlled, Rudi 12 and comparatively rich in distinctive substantive content.” Nothing is “a social form that is generally centrally conceived, controlled, and comparatively devoid of distinctive substantive content” (Small 2003:195). The model is as follows: 1. Unique (One-of-a-Kind) ––––––––––––––––––––––––––––––––––– Generic (Interchangeable) 2. Local Geographic Ties –––––––––––––––––––––––––––––––––––––––––– Lack of Local Ties 3. Specific to the Times ––––––––––––––––––––––––––––––––––––––––––––––––––– Time-less 4. Humanized ––––––––––––––––––––––––––––––––––––––––––––––––––––––– Dehumanized 5. Enchanted –––––––––––––––––––––––––––––––––––––––––––––––––––––––– Disenchanted 1. “Something is closely associated with uniqueness (being one-of-a-kind), while nothing is linked to a lack of uniqueness, to that which is generic (interchangeable). That which is unique is highly likely to be indigenously created and controlled and to be rich in distinctive substance. That which is generic is likely to be centrally created and controlled and to be lacking in much, or even any, distinctive substance.” 2. “Phenomena that are found at or near the something end of the continuum are likely to have strong ties to local geographic areas while those at the nothing end of the spectrum have few, if any, such ties.” 3. “We can differentiate not only among phenomena that are, or are not, specific to a given locale, but also specific to a given time period. Those that are specific to the time period would tend to be distinctive (and more likely to be something), while those that are more time-less would tend to lack distinctiveness (and more likely to be nothing).” 4. “That which is something tends to be associated with deep and highly meaningful human relationships, while nothing is linked to the relative absence of such human relationships: to dehumanized relationships.” 5. “This final continuum tends to bring together all of that which has come before. That which is something tends to have an enchanted, magical quality, while that which is nothing more likely to be disenchanted, to lack mystery or magic.” (Small 2004:20–35) Ritzer positions various services, things, people and places on the plane and within four points of extreme to represent changes in objects’ creation and definition. This is an entirely subjective placement, and the multiple layers allow for a more thorough understanding of why a certain good or service fulfills all the something requirements except for one. The concept is useful for understanding the complexities of various musics and their communities. The more recent approach to the relationship between music and culture is contextualism, which asserts that all the aforementioned aspects of a music are the interwoven threads of a process (Roy and Dowd, 2010; Bohlman, 1999; Small, 1998). Small establishes the concept of “musicking,” maintaining that the sonics of a music are the result of – indeed, impossible Rudi 13 without – myriad social interactions and trends. Small proposes that the wide reach of a music’s conception, reliant on people’s social location and ongoing creativity, implies that music is in fact musicking, a complex verb as opposed to a compact noun. This gives the term a certain much-needed fluidity, projecting it to the full abstract status it deserves, as the integration of music into society is strikingly clear in many domestic and worldwide cultures. This understanding has enhanced knowledge of classical music performance (McCormick, 2009; Khodyakov, 2007; Alford and Szanto, 1996) and jazz (Dempsey, 2008). Not only does Small advocate for a perspective that would approach all genres as though they were human processes rather than objectified occurrences, but he also vehemently dismantles the textualist ideology, identifying the ways it has contributed to elitism and the privileging of classical music, as well as having succeeded in simultaneously excluding all other genres from equitable analysis. If the meaning is contained within the structures of the work, then those without access to the orchestration are denied its meaning. He maintains instead that the meaning of a music exists in the relationships of music-makers, not the lyrics and chord structures as textualism does. Says Small: “The act of musicking establishes in the place where it is happening a set of relationships, and it is in those relationships that the meaning of the act lies. They are to be found not only between those organized sounds which are conventionally thought of as being the stuff of musical meaning but also between the people who are taking part, in whatever capacity, in the performance; and they model, or stand as metaphor for, ideal relationships as the participants in the performance imagine them to be: relationships between person and person, between individual and society, between humanity and the natural world and even perhaps the supernatural world. These are important matters, perhaps the most important in human life [....] The act of musicking, in its totality, itself provides us with a language by means of which we can come to understand and articulate those relationships and through them to understand the relationships of our lives” (1998:13). Rudi 14 Through the window of contextualism these scholars provide a deeper understanding of the discourse musicians use, the meanings attached to music, the physical and emotional work of practice, the life experiences that lead musicians to music, and how each of these elements, according to both informants and scholars, are critical components of the genre. Research Questions Research questions guiding this study were alterations of Christopher Small’s directives for theorists of contextualist musicking, designed in order to approach all music genres equally and garner data which a textualist perspective could not. Through semi-structured interviews, this research addressed the following queries: 1) Why is it that old-time music differs in its modes of musicking than classical music? 2) Why is classical music dominant over old-time music? 3) How can the disunity be mended? Research & Sampling Methods This research entailed ethnographic interviews with six Western North Carolinian oldtime musicians, six members of the Asheville Symphony Orchestra, and the orchestra’s conductor. The communities were chosen primarily because they represent the extremes of the textualist-contexutalist binary discussed by most explicitly by Small. Dozens of genres could have stood in for old-time, but the particular genre was not only conveniently close to my home, but steeped in a long history of unwritten music traditionally played by working class Southerners – a suitable comparison to the stereotypically well-dressed, wealthy classical musician. Rudi 15 In order to arrange interviews with old-time musicians, I asked personal acquaintances within in the community to suggest initial informants, and proceeded to lengthen my list through snowball sampling (for gatekeeper letter, see appendix A). I contacted orchestra members, as well as their conductor, through the orchestral artistic administrator via e-mail. I was given a list of 10 potential interviewees, contacted each, and was able to schedule an interview with six. Orchestral conductor Daniel Meyer was also contacted via the artistic administrator (appendix A). Due to the far-reaching nature of these diverse communities, I collected data through a non-probability approach, first using purposive sampling, then snowball sampling. Several musicians well-integrated into musical communities were scholars in fields related to musicology and folklore, providing commentary with a historical overview of a genre and its contexts. Developing a sampling frame for this research, especially for old-time music informants, would have been impossible; many musical communities, especially those centered around traditional genres, are composed complex familial webs as well as countless individuals introduced to the music through non-familial connections. Despite the fact that certain genres have geographical strongholds – the notion of a musical “mecca,” the idea that a music is still “pure” or “authentic” in a certain place or among a certain community, is often spoken of – there are dedicated musical community members scattered across the world. I gained written consent for all interviews (see appendix C). All informants were above the age of 18. While conducting interviews, I jotted notes on important questions, themes, intriguing tangents and emphases which informants addressed. These jottings aided in my writing of direct observation notes, recorded as soon as I left an interview. These notes chronicled my time with informants and included more details regarding individuals’ perspectives on certain issues, Rudi 16 explanations of emic language, and so on. I wrote analytic memos in order to place my findings within theoretical frameworks and deepen my understanding of overarching trends within the communities. I established rapport with informants through in-depth interviews with individual informants, lasting anywhere from an hour to three, typically averaging two. All but four interviews were held in informants’ homes; the others, in cafes. By asking involved questions and relating my own musical experiences and observations to theirs, I gained considerable trust. This one-musician-to-another dynamic helped me delve, frequently, into informants’ personal stories and feelings regarding their music, how it informed other significant aspects of their lives–family, friends, values, workplaces, philosophies, and so on. I held semi-structured interviews with musicians prominent in each community (see research instrument, appendix D). Open-ended questions greatly informed the direction of my research in unexpected ways, and I frequently asked individualized follow-up questions to solicit additional information and clarify comments, taking the data in a variety of thematic directions. I worked collaboratively with my informants to define the relevance and meaning of their musical genre and its community. Each informant granted me written and verbal permission to use their name and commentary in my work. I stored all data in a password-protected electronic file on my personal college account, and only I and my academic advisor have access to its contents. The data will be destroyed when the research is complete (see appendix C). Rudi 17 Research Instrument This study aims to explore why it is that classical and old-time music communities render their musics the way they do, what sort of social structures frame the community and, in turn, the music, and how this structure shapes the community’s understanding of itself and other genres. As discussing such abstract and personal processes can be analogous to one’s life story, my research instrument was constructed to accommodate a variety of themes. Interview questions functioned more as conversation-starters; informants were each asked how they came to their genre, why they continue to participate, what sort of community forms around the music, how they feel when they are with the community or creating music, etc. Such expansive queries naturally uncovered a great spectrum of thoughts, experiences, opinions, assumptions and beliefs. The themes on which informants dwelled during their interviews guided the direction of the discussion, and instrument items often were adjusted on the spot to create a smooth thematic segway, solicit a response to another informants’ complementary or contrasting words, or, as some informants had particularly strong religious, political or personal convictions, to avoid offense. (For my written consent script, see appendix C; for the research instrument, appendix D.) My data analysis was a process of identifying the themes, concepts, and patterns which emerge from my semi-structured interviews. My research instrument, designed to allow informants to identify the aspects of their genre they found most important, established how some musicians defined their genre and how their relationship to the music informs the meaning they attach to it. As I conducted open and axial coding, several new themes arose. Rudi 18 I employed several coding strategies. Ideal type was used in order to note significant similarities and differences between genres, especially since many musicians and listeners have formed romanticized views of what a genre “should” be, and what is the “best” or “right” way to achieve that ideal end. I also used successive approximation coding, as much of my research hinged on individuals’ descriptions their genres. This aided in my refining relevant themes related to definition. Domain and scheme analysis were especially helpful in deconstructing stereotypes of genres’ communities and the resulting formation of hierarchy. Paired with negative case method, a more complete examination was gleaned of how genres’ distinguishing attributes gather respective communities, and how these communities intersect, if at all. Interlude: A Note on Genre Definition At the outset of this study, I regarded one of my most important research items to be that of the informants’ definition of the genre they pursue. Much scholarship addresses how to best define what a genre itself is, and it seemed as though discussing genre during interviews would establish preconceived notions of the music and its people, with contradistinction further detailing one’s understandings of these issues. Such conversations appeared helpful for those informants or readers unfamiliar with either the overarching concept of genre or the details of the genres explored in this research – informants and any readers of this work – who seek clarity. It seemed that immediate responses to the questions would address any assumptions a newcomer to the concept might have through the outright dispelling of misconceptions by way of one definition or by a more layered conversation addressing stereotypes. Rudi 19 Genre, then, refers to people as well as music, as you cannot have a genre without at least the most remote connection to a human being. Music moves and changes anastomotically, and many informants equated the art form to language, which also was once far more microregionally specific. Genres can be exponentially expansive – non-person reliant, as with radio or celebrities with no association to their millions of listeners – and impossibly exact – the source becoming a particular individual, or even a certain period of that individual’s life, as one oldtime musician described: RR: Does this old-time change from place to place? Can it be picked up and carried elsewhere? JH: Well, it’s carried by the media now. […] It’s a pretty good parallel to biodiversity: if you have isolation and you get a new species, you get a new biological community. And the same thing with the cultural…it used to diversify by some kind of evolution, by slow-spreading word of mouth, the telephone game, and it used to be that on the other side of the mountain, they played the tunes differently than they did on this side. The difference between Galax and Round Peak – 15 miles, 20 miles – they played different styles. And it’s a very good parallel to regional accents. They’re getting lost now. So the guys out in Seattle that I know are learning from the exact same recordings I’m learning from, and if they’re paying attention, they’re playing them as close to the same way I’m playing them. When we get together, we say, “Let’s play Luther Strong’s version of [a given tune].” So we’re not even just playing a tune: we’re playing from a particular source. It’s really different. There are pockets of people these days who have their own sound. There’s an upstate New York sound. Maybe there’s an Asheville sound. People around Mount Airy and Galax still play pretty close to the way they played there, only because they decided to. RR: It complicates the conversation of genre so much. iTunes suggests genres for the music I listen to; it’s always “World,” “Folk,” or “Other” – endlessly broad – but you can be endlessly specific. JH: [A friend said] it 40 years ago, and I didn’t quite understand it: ‘Tommy Jarrell’s ‘Cluck Old Hen’ and Wade Ward’s ‘Cluck Old Hen’ – they’re two different tunes.’ And if you look at them closely, they’re two different tunes. If you back up the level of abstraction, they’re the same tune. If you take the style to be part of the tune, or the particular articulation of the tune […] there are those who approach old-time music and say, ‘Oh, ‘Cluck Old Hen’ – [sings:] dee, dee, dee.’ And that’s all they got, and they fill it out. There are others who know that Tommy Jarrell goes [sings a specific ornament], and someone else goes [sings other ornament]. Those are two different tunes. People have different degrees. Now from just the point of view of musicality, either one of those Rudi 20 approaches might lead to really great getting-in-the-groove and musicality. But from the point of view of authenticity and genre specificity, even saying Western North Carolina, the way Marcus Martin played compared to the way Manco Snead or Fiddlin’ Bill Hinsley. […] From one point of view you can say they’re from the same group. And look a little closer – they’re completely spread apart. In any art. Look at the Impressionists: does Pizzaro look the same as Sisley? Well, from outside, yeah, but if you start looking closer, the brushstrokes are different. […] We all have that experience, in every kind of music we don’t know! ‘Oh, that Baroque music, it all sounds the same!’ ‘Afro-pop? All the same.’ Until you get closer” (John Herrmann, Personal Interview, 2/2/2012). I therefore employ no operational definition of neither old-time nor classical music, but not for lack of trying; for my own edification and the clarity of this research, I asked each informant to define the genre they pursued. But while I expected to gain a broad framework or basic consensus, no such clarity or point of sufficient consensus surfaced – except for one shining, all-encompassing tenet: subjectivity. It is this permeable premise that seems to be the most reliable foundation of this study, as most definitions collected centered on very different aspects of the music, if not eventually gaining an equal and opposite response within my notes, illuminating a spectrum relationships and meanings associated with the music in question. These particular data, which are certainly grounds for a sociological study of their own, are in fact so contrasting and nebulous (that is to say, not too nebulous to dissect for the purposes of my research) that employing one or patchworking my own definition based on my findings proved counterproductive to the paper; while there are undoubtedly differences between the construction of classical and old-time musics, this research argues that the more we seek regulation and disregard relativity – the fluctuating binary of convergence theory – the easier it is to create and promote misinformation, as well as whatever stereotypes might follow. I do not wish to negate any existing definitions, only to stress that “definitions” is indeed plural, and that equality does not mean a lack of diversity, but rather a celebration of it and rejection of prioritization. Rudi 21 This said, this research also underscores the importance of accessibility in destigmatization. This dual motive demands that no information is assumed to be common knowledge, and also, more involvedly, that we strip ourselves of whatever assumptions we have in the interest of promoting equality. What follows this paragraph, then, are the words of several informants when asked to define their genre, as well as the added enhancing correlative, “...and what makes it unique?” Responses were pared significantly in order to illustrate the ungraspable horizon. Regarding old-time music: “It comes from an older old-time music which we learned from older people, pretty much my grandfather’s generation. [...] It’s unique in its particularities but certainly like other folk musics in that it’s a music people play for themselves and their communities. [...] The fiddle is the Celtic music, which is a melody against a drone, usually; the banjo is from Africa and adds microtones and syncopations and polyrhythms; the guitar is European and adds a harmonic structure” (John Herrmann, Personal Interview, 2/2/2012). “Yeah, I can define it. [...] Traditional music of the South prior to 1930 [...] String band music, song ballads, instrument music [...] A classical string band would have been the Skillet Lickers who played in Atlanta in the 1920s, where you had a couple fiddles...a guitar, and a banjo. They played traditional music of their area of North Georgia...but that same music was played all over the South and maybe all over the country” (Lewis Wills, Personal Interview, 2/3/2012). “Traditional music that involves fiddling and is based in dance tunes, and where everybody plays all together and people don’t take breaks. Back in the ‘20s, they put anything in – parlor organs, clarinets, whatever. [...] There doesn’t have to be a banjo in it” (Hilary Dirlam, Personal Interview, 2/7/2012). “Pre-bluegrass music or pre-commercial music. [...] The term ‘old-time’ came about in the 1920s as a way for record companies to differentiate this music from the modern jazz music [...] People have sung ballads and other things, but the main venue has been as dance music” (Phil Jamison, Personal Interview, 2/10/2012). “Oh, god. That’s horrible! I have very loose definitions...The way I think about old-time music is traditional, rural, American music [on] commercial recordings from the ‘20s and ‘30s, and field Rudi 22 recordings. It’s not just white music, and people differentiate blues and old-time...but there’s such an overlap...and ragtime. [It’s] the annoying thing of I-know-it-when-I-hear-it. To me it’s an aesthetic more than anything, because I would like to say it’s a repertoire, but that’s just not true because people can play old-time repertoire in a totally non-old-time way. And people can play other things in a very old-time way. [...] Having grown up with it, not just hearing my parents play but listening to loads and loads and loads of old recordings, I...definitely have strong opinions about things, but as far as defining it that specifically, I just don’t think I can” (Rayna Gellert, Personal Interview, 3/21/2012). And the same question of definition and uniqueness, posed to classical musicians: “I don’t know how to give a straight answer. [...] You know you’re playing classical music when you hear it. As long as it fits in one of the categories – baroque, classical, romantic, modern. [...] You can hear pop music and tap your foot and say, ‘That’s cool,’ but that instant will also be out the window pretty fast. But classical music, if you hear Mozart’s Requiem, it really strikes something deep inside. I don’t get the same effect when I hear Lady Gaga” (Oleg Melnikov, Personal Interview, 2/8/2012). “Broadly speaking: it’s thought-ought, well-constructed music of the canon. [...] One needs a great deal of training to be able to present this corpus or canon of music to others, whereas with other types of music, there’s generally a lot less training needed, [not to] sound presumptuous or look down on people. But it takes knowing the language” (Vance Reese, Personal Interview, 2/10/2012). “Most of us think of classical music as...written in a serious vein for serious musicians...but then there are some who are also not trained. [...] The classical era is pretty easy to define: Mozart, Haydn...but classical music in general, that’s pretty hard, because there are going to be lots of things” (Janet Barringer, Personal Interview, 3/5/2012). “It...has a body of composers and performers [ranging] from the church composers of the Italian Renaissance and the Netherlands, to the composers of the Baroque, like Bach and Handel, through the Classical period of Mozart and Hadyn, and the Romantic in the 20th century and the 21st century” (Daniel Meyer, Personal Interview, 3/1/2012). Rudi 23 “Boys, Scoot the Chairs Back”: A Portrait of Old-Time Music Introductions and pleasantries complete, I asked old-time fiddler Roger Howell the same question with which I began every interview. He first looked at me incredulously, as it seemed ridiculous, given our surroundings, but then, chuckling at my naïveté, gestured slowly around the room, pointing to the dozens of fiddles, mandolins, guitars, photographs, prize ribbons and awards, records and certificates. Covering every inch of the walls in the small instrument repair shop nestled between sharp ridges of Madison County, the collection formed a tapestry of local heritage, of old-time music history. I scanned what was unmistakably a constellation of a music-filled life, an anthology of song and story, and was moved by the nature of this musicking – a musicking so clearly ingrained that I felt its presence even as we sat in silence. Despite the visual manifestation, I had asked for the sake of consistency: “Are you a musician?” Still grinning and gazing at the photographs which hung on the walls in rows, Roger shrugged. “What can I say? I’ve always played. Well, not always, but since I was 11 or 12. And I was always around music” (Roger Howell, Personal Interview, 3/22/2012). For those first several years of his life, Roger’s family lived in Yancey County. They then moved to Banjo Branch Road, where he still lives, and where we met. He continued: “The old people, that old generation...every one of them played something. The neighbors down there...up to the head of the holler, the whole thing. They were called the Ball family, and they’re all kin. One of them married into the Ball family, and she lived way over there, on that hill over there, you can hardly see it any more. She was a banjo picker. Old-timey. She had a big old banjo. First thing I remember when I moved up here, I was five years old. ’54. We’d sit out on the porch over here, just messing around, and one day I heard her with that banjo, way over there. I said, ‘Oh, my goodness.’ I thought that was the prettiest thing. And she was singing ‘Old Maggie.’ [...] I just sat there, crying like a baby. [...] [Music was] just part of growing up here. Music’s just like anything else, like farming. Something you’ve done” (Interview, 3/22/2012). Roger described how old-time was a fluid presence both in his life and that of community elders, not particularly separated from everyday tasks or obligations, and a collectively assumed form of gathering and ending each day. He recalled the story of an older friend: Rudi 24 “They’d work in the field all day, and the boys, all seven of them, they'd get out and work. [...] They had mules and horses, and they’d clear the land and put corn plum top of that mountain. When they’d come in to eat supper, wore out, their daddy would say, ‘Boys, scoot the chairs back and roll out the carpet, and we’ll play.’ And they’d play until it was time to go to bed. They’d go to bed a 9 o’clock, dark. And they’d play every night. [...] And that’s their entertainment. They made their own entertainment. And that’s what I grew up with. [...] Times were different back then. Music was just part of growing up here” (Roger Howell, Personal Interview, 3/22/2012). The degree to which Roger described old-time as woven into everyday life resounds brilliantly with the local ties and personal relationships theorist George Ritzer requires of the something archetype, laden heavily with human, place-, and time-based associations (2004). Roger was the lone native North Carolinian with whom I spoke – notable because he grew up in the tradition, and did not come to it from outside the culture – and he answered most every question by way of personal narrative, referencing the actions and words of the elders who taught and influenced him. The connection to place and local history that the music holds is quite evident in each of Roger’s comments, as well as felt by other community members regularly. In 1980, Phil Jamison moved to Asheville from his native New York in order to professionally pursue clogging, a traditional dance form that accompanies old-time music. [Old-time] music is still very much a part of the local [North Carolina] culture. When I told people in New York state that I was moving to North Carolina to become a clogger, [New Yorkers replied,] ‘What?’ They didn’t know what it was. But you get here, you talk to the cashier at Ingles, saying, ‘Yeah, I’m a clogger,’ and they know what you’re talking about. The music and the dancing is still very much a part of the culture. Not that everybody does it, but people are aware of it. It’s in the radar” (Phil Jamison, Personal Interview, 2/10/2012). Hilary Dirlam has been living in Madison County for decades as well, and came upon old-time music in college in the North. She highlights the same interwovenness that Phil does, but from another angle: “People care less what you do if you’re in a jam,” she said, referring to the local gatherings where old-time musicians play together. “So you can mess around and experiment and switch instruments if you want. Or you can get up and go into the other room and have a conversation; nobody cares. But you sure can’t do that if you’re playing for a dance or in a concert because everything’s all planned out. There’s no Rudi 25 planning in a jam except where you’re gonna meet and when” (Hilary Dirlam, Personal Interview, 2/7/2012). Not only do Hilary’s words illustrate the lack of rigidity or formality within the old-time sphere, as musicians are free to float through the space as they please, but an activity where nothing other than a general time and meeting space is decided upon is, in our fast-paced culture, an unusual activity indeed. Groups plan detailed agendas of various events, be they meetings, vacation itineraries, or music performances, on a daily basis, ensuring that that which has the potential for complexity, for ambiguity, for tangent is able to be anatomized and arranged in a coherent order. An unscripted event, however, is one we weave ourselves in and out of, understanding that it exists outside of us and, though we are welcome at any time, it does not wait for us – a blank canvas. This sort of continuity is absolutely more an abstraction than objectification as it has no material or temporal borders that epitomize it, and certainly none comparable to that of an auditorium or concert hall, nor the logistics nor finances upon which a physical space is contingent. Roger aside, all old-time interviewees moved to Western North Carolina from another location, and as each sketched the cultural backdrop that informed their musical genesis, stories told by non-native Southerners focused less on local elders – neighbors, family members – whose wisdom and stories imbued the individual’s own musical life. These are the stories Roger recalled so strongly, which he could not leave out of any theme or question. This difference in communal integration is, of course, to be expected, but the contrast is notable because it reflects the old-time community contemporarily: a music which remains still quite close to its original sound and purpose but with musicians whose musical backgrounds contribute to a steadily widening spectrum. The first time he heard old-time music, Lewis Wills was in high school. There was “just something about it that struck me. I couldn’t begin to tell you what it was,” Lewis had been playing music for years by the time he began to pursue a graduate degree at UCLA, in the university’s venerated folklore program. He was assigned the compilation of a descriptive discography for a tribute album to an old-time fiddler. Lewis immersed himself in the music, as he was required to complete the project within the college quarter, and he became more and more fascinated by the style. “I thought, ‘I can do this on the Rudi 26 fiddle,’” Lewis recalled. “And I knew some of tunes anyway, so I borrowed a fiddle in the summer of 1968 and I just sat down and tried to figure out how to play it. I’d do the best job I could at scratching out a tune.” He spent years practicing on his own before he “met a guy” who played the banjo and began to introduce Lewis to a larger world of old-time musicians. “From then on, it’s just been a learning process for me. It still is” (Lewis Wills:Interview February 3, 2012). Several old-time informants described how they “met a guy” who in some way opened the door to their old-time experience: A guy across the street played the music. A guy lent me his banjo. A guy started a pick-up band on campus. At first notice, Guy seemed little more than a motif, but upon reflection he became a pivotal character in this research, a sort of Robin Goodfellow hanging in the shadows, eventually illuminating a keystone of the genre’s non-capitalist-prone structure. Old-time is instead highly affected by micro-level interactions and relationships such as Lewis’s, aiding in the transmission of cultural capital. Those who eventually integrate themselves into the community are thus able to do so in myriad ways, whereas an orchestra would require a formal training by no means necessary for participation in old-time – a training, of course, that generally entails significant cultural, social and economic capital and therefore filters the population of a musical community. In this way, oldtime is now a diverse, international community. Its expansion is facilitated largely by an individual meeting Guy, or many guys, and the subsequent transmitting of Bourdieu’s embodied cultural capital: knowledge gained over time through relationships and conversations (1986). In Lewis’s case, it was a micro-version of the process; in Roger’s, the same process occurred in a far more seamless, ingrained fashion. Newcomers to old-time – those interested parties who first stumble across the genre in a situation outside of a local, community-oriented old-time music scene – undergo the learning process in nontraditional, albeit increasingly common, ways; lifelong old-time musicians such as Roger Howell grew up playing music not only because he loved but also because it in the water, flowing freely from a local spring from which Roger grew up gathering water. A newcomer, then, is new to town, and asks for directions to the stream. While still quite far toward the something extreme of Ritzer’s something-nothing Rudi 27 continuum, this new mode of learning not only the music, but the surrounding culture, begins, just the smallest bit, to standardize the practice, as it makes explicit just how implicit the music ought to be and. This ever-so slightly extracts a sliver of its enchantment, thus nudging the experience a degree closer toward nothing. It appears, however, that the reason old-time has yet to fully cross over the nothing threshold (though to be fair, anything placed anywhere on the quadrants is put there under an entirely subjective rationale, and technology continues to dumbfound us with its exponential reach; therefore, there are likely individuals who believe old-time has diverged that much from being something) is in the content of the very advice being exchanged. Old-time informants identified two necessary objectives for anyone fresh to the community. The first is to acquire an instrument, attend jams, and be, quite simply, determined. The music, informants maintained, is not a terribly difficult one to understand and keep up with at a very basic level. “You could always learn to play three chords on the guitar,” John said. In this way the music is accessible to a wide group of people – a genre occasionally referred to by some as “the people’s music” due precisely to its availability and the resulting validation for a new musician. This is not to say it is an altogether easy undertaking, however; even while playing those three chords, as John posits, one ought to be exact and careful as to not disrupt the group’s concentration. “You have to keep at it in order to really get in the groove,” he said. “Because it’s very simple, but it’s very exact. If you wanted to play old-time music, you just need to hang out with people that play it. Get and instrument and start playing. [Quoting country musician Bobby Bare’s song, “All American Boy”]: ‘Get you a guitar, put it in tune, you’ll be a rockin’ and a rollin’ soon!’” (John Herman, Personal Interview, 2/2/2012). Aside from keeping the music free of distinct authority figures or imposing regulation upon it, the emphasis on trial-and-error-by-immersion learning also gives the music a social context, as one can hold conversations with fellow players between songs, observe a wide variety of techniques across musical instruments, and sit in a circle which does not prioritize players. It is relevant that not only is this how the music is learned best, but that musicians in a mentoring role can identify clearly the impact of the equal structure on the success and well-being of a newcomer. Rudi 28 The second piece of advice informants articulated was even more emblematic of globalization and how old-time music encounters a wide variety of shifts and trends: the notion that one ought to familiarize oneself with a canon of music captured by technology. Perhaps this piece is a near-exposition of the first, but it is noteworthy in its specificity. Rayna Gellert is a professional fiddler and teaches private lessons. “The first thing I always say to people who want to learn old-time music,” she said, “is to go listen to dead guys.” She that a connection to previous generations it incredibly important, and it played a large role in her learning of the music. She encourages others to explore the same library. I just think it’s absolutely magical that we have these recordings of people who were recorded at a time before they had access to recordings of other people. And so there are just all these wacky, idiosyncratic styles of playing music. [...] I think that, aesthetically, there’s something you can get from those recordings that you can’t get from any living person. There are only a few living people that I think are virtual dead guys, but it’s so rare. I just don’t think there’s any substitute for digging through old recordings. [...] I’ve gone through so many phases of being obsessed with different dead guys, just imagining who they are. [...] That’s somebody I totally would have hung out with. [...] There’s “the idea of carrying something on and bowing down to something that’s bigger than you. … I’m a big advocate for getting out of the way of the music. If I learn a fiddle tune, I don’t think, ‘How can I make this fiddle tune mine?’ I think, ‘How can I get totally out of the way of the fiddle tune and just let it come through?’” (Rayna Gellert, Personal Interview, 3/21/2012). As Rayna articulates, field recordings level the temporal playing field, and one can, if willing to momentarily bend their understanding of physics, imagine contemporary musicians uniting with the tradition’s forefathers via some sort of technological wormhole, playing together on the porch and swapping stories. This sort of abstract relationship with the music, including the notion of “getting out of the way of the music,” renders and enhances its element of enchantment – the mystical glow surrounding social forms within the something category, and which Ritzer sees as the culmination of unique, locally tethered, time-specific, and humanized items (2004:20). It is also this fluidity, this notion without a truly essentializing label, which is the sort of metaphysical existence that can easily be likened to the other fluid-concrete binaries addressed in this paper (music, genre; pitch, distinct notes; fiddle hanging on the wall, weekly, hour-long lessons, to name a few), and which flourishes in a culture where each individual Rudi 29 governs their own exploration and execution of music and its associated emotions, free of an imposing structure. Were old-time within a more rigid, capitalism-inspired framework, this Rayna’s connection to her musical ancestors would almost certainly be co-opted and objectified much like, as Small asserts, “those abstractions which we call love, hate, good and evil” (1998:2). Above all, however, Rayna adds a cautionary corollary: inform yourself about, and engage with, the canon of those who have come before, but do not forget to engage on a very personal, present level. “I’m a huge fan of communing with the dead guys. But, I feel like it’s a little weird to just treat the music as music, and not as part of something bigger. While I think the music is fantastic as music, that’s not all it is, and when it’s removed from its context and the idea of connecting it with other people, I don’t know, it feels a little empty to imagine it that way” (Rayna Gellert, Personal Interview, 3/21/2012). “Make Sure that it’s in Your Fingers”: A Portrait of Classical Music The Asheville Symphony Orchestra (ASO) gives one major performance a month, presenting to an audience two to four pieces in the Thomas Wolfe Auditorium. These evening concerts last approximately three hours and are bisected by a brief intermission when, after the applause has died and the house lights crescendo back to bright, audience members are free to stand and mingle, wave at the neighbors sitting a few seats back, discuss the piece still fresh in their minds and ears, and stretch their legs, all before the lights re-dim and the concertmaster – the violinist deemed most experienced and skilled, the facilitator between conductor and orchestra, and the coordinator of ensemble logistics – returns to the stage and leads the ensemble’s re-tuning for the performance’s second half. Many musicians in the ASO are long-time residents of the city Asheville, and many others travel from homes within a 200-mile radius. The week prior to a performance, the entire Rudi 30 orchestra converges upon the city for daily rehearsals intended to tighten and polish what each individual musician has been practicing on their own for the remainder of the month. Most ASO members play in a smattering of other orchestras throughout the region, as each group constitutes only a part-time job with a part-time salary. During the three weeks that they have not converged upon the city for the rigorous preparation, members of the ASO – those who have not retired from all other occupational obligations – juggle a variety of performances with different groups and practice the selected repertoire. I met Margery Kowal in her home just outside of Asheville one early afternoon. She has played with the ASO for 38 years, 29 of which she spent as first chair of the viola section. She told me of how she learned to play classical music: “I came from a family that valued music a lot. My brother [is a] classically trained [pianist]. My mom was a classically trained singer, and my dad didn’t play anything, but loved to play the record player. I grew up listening to symphonies. I played piano from third grade to sixth grade and then we moved to the DC area, and stringed instruments were available in the schools in seventh grade. They came around to recruit for their string class and I had always been attracted to stringed instruments. [As a child,] my family members talked about the fact that my grandfather was a fiddler and would play at barn raisings, and I wanted that fiddle. I wished...to play the violin, or I wanted to be a ballerina. Either one or the other. They’re both really elegant and attractive to me. So when we moved East and I had a chance to play a string instrument at school, I really jumped at the opportunity. I started in seventh grade, in school. It was easy for me; I had piano background, a lot of ear training growing up, and I loved being in an ensemble. [...] I babysat, did all kind of things so I could raise the money to pay for my own lessons. And I was active in the local youth orchestra. I played in my church orchestra. I did all-state orchestra and eventually majored in viola performance in college. I got a master’s of music education and I taught orchestra in schools for 33 years” (Margery Kowal, Personal Interview, 2/8/2012). Margery’s musical history was rich with classical music from early on, no doubt providing her with a crucial background knowledge of the genre and its functioning – an acquiring of cultural capital that strongly resembles Roger Howell’s – and her training regimen Rudi 31 throughout school paralleled that of every other classical musician with whom I spoke. When I asked her to describe Asheville’s classical music community, her notions of the music and the people who comprised it, she depicted it with a similar continuity that old-time musicians repeatedly referenced regarding their music, and one which I found with most other orchestral players. “I’ve been thinking a lot about that recently because I’m 60. I joined the orchestra when I was 22. There are a lot of musicians my age and we’ve grown up together and the symphony has kind of grown up with us. Now we’re aging and there’s a new generation coming in of musicians. All these years, it’s been a small community. I knew every violinist who lived in Asheville. It’s not that way anymore. [...] There are so many other musicians besides classical. [...] But my colleagues, the ones around my same age, we have been very close friends and played a lot together, not just in symphony but in weddings, church gigs. It’s really one of my families. My orchestra family” (Margery Kowal, Personal Interview, 2/8/2012). This discussion of a strong and emotional cohesion between orchestral musicians is incongruent with the stern, clean-cut stereotype that some old-time musicians illustrated in their discussions, or that which Small seems to reference when discussing the stratified classical music world that textualism depicts. I asked Margery, who has played in multiple semi-professional orchestras throughout the country, if the ASO was somehow different than others, especially considering such a distinct stereotype society projects onto classical musicians. She described the ASO as far more laid-back and kind than others with which she has played, and added, “I feel the difference and I hear, from others who come and play with us, that our orchestra is very different in that we’re friendly. We don’t have a lot of strife. In other orchestras I’ve been in, it’s very cutthroat and not much fun.” She noted that the region of Western North Carolina – a lush, mountainous landscape – seems to calm people, and that many musicians members feel lucky to be there, but added that orchestral playing, as a full-time vocation, can be a strain given the competition that flourishes in the highest of professional classical realms. “I think the reason Rudi 32 we’re different is partly...that we don’t make our living with the orchestra,” she said. “It’s something we all [at the ASO] enjoy doing. It’s a part-time commitment, so there’s no reason to have jealousies or cutthroat attitudes. Although there are some people who have that, it’s just built in, I think, with some people. Especially if they came from it” (Personal Interview, 2/8/2012). The corollary Margery includes – “coming from it” – may well be the distinguishing factor between those musicians who exemplify the role of a classical musician prone to the valuation and regulation that old-time music frequently rejects, and the calm individual who loves their music, and music as a whole, far more openly. Lissie Okopny is a flautist with the ASO who spoke often of the rigor in various elements of classical music. Especially enlightening comments made by classical musicians were in response to my requesting a comparison between practicing and performing the music and hand. Lissie explained: “Practicing, you have to listen much more critically first to the technical things, and you’ve got to drill, drill, drill. Just so much repetition to make sure that it’s in your fingers and when you get the performance, you don’t have to worry about it. Because if you do, then it’s going to sound like an étude and no one’s going to want to hear it. And thinking about music is really important in practice as well, with phrasing and the musicality of it. Because you do have to plan all that stuff out. But it doesn’t have to be as cohesive as when you're in performance” (Lissie Okopny:Interview February 10, 2012). It seems to be this restriction Lissie describes that is the “coming from it” Margery noted; that learning the abstract within such a limiting structure contributes to a more evaluative and dichotomizing music. Indeed, the requisite planning in classical music, be it a solo performance or ensemble work, must cater toward today’s ever-rising levels of proficiency, and is in the starkest possible way antithetical to Hilary Dirlam’s statement regarding old-time and its lack of Rudi 33 premeditation. I asked Lissie just what it is she would like to be teaching but cannot fit within the half-hour periods, and she spoke of how a musician can render best the turning of a phrase to pull certain colors and textures out of a piece. Such is the state of institutionalized education in general, let alone when imposed on abstract concepts such as “color” and “musicality” that younger individuals need more time to comprehend. This particular method of acquiring cultural capital is far less embodied than it is institutionalized and objectified – strict instruction with a tutor, or expensive lessons which, when compared to old-time’s hinging on osmosis, seem entirely capitalist in nature. Not only are there educational circumstances which constrain musicians’ ability to explore the full spectrum of musical potential, but the lessons learned during the years of such training are projected onto the orchestra itself, with musicians being, ultimately, subject to a conductor’s decisions. No informant discussed particular tensions with their current director or in any direct way decried this aspect of the genre, but multiple musicians expressed in various ways a vague or outright frustration toward operating within an environment so steeped in levels of authority and evaluation. When asked to describe the feeling of disagreeing with a conductor’s decisions and being required to comply, violinist Janet Barringer said, “It absolutely doesn’t matter what you think! I’m just an orchestra player, I’m just being paid to sit there. It doesn’t matter that I don’t agree. […] You do what they tell you to do, period. Whether you like it or not” (Personal Interview, 3/5/2012). As a long-time teacher of music, Janet was a strong advocate for letting students explore as much of music as they could, and to whatever extent they felt compelled. She attributed her love of classical music to its beauty, but also the thrill of teamwork, which she noted as lacking in many professions in today’s Western world. Rudi 34 Margery echoed Janet’s statements and described the differences between performing as a soloist versus an orchestral musician. “I do play a little bit of solo work now and then, and my focus is entirely different. I’m much more in tune to my audience – [and can ask myself] how I communicate a certain emotion? See, when I’m in the symphony, I’m just a pawn doing what the conductor tells me to do. I don’t have any creative power, really. I just try and do my job the best I can with my part. But if I’m in a small group, a chamber group or playing with piano, it’s much more creative. Much more rewarding. Recently I’ve chosen some solo pieces that I particularly like and then I can speak to the audience before I play, tell them what I’m trying to get across, what the composer might have meant, and what I’m interpreting, and that’s a lot more rewarding” (Personal Interview, 2/8/2012). Mike Brubaker, a horn player for the ASO, conveyed the same intense feelings of elation upon being his own musical decision-maker: “I had some friends over the other day and we played horn trios and quartets. It’s hard to organize because everybody’s time is difficult and because we live so far away. […] We get paid to play music; therefore we don’t play with other people unless we get paid. And it’s hard to break that down. […] The most fun I have ever had has been when we have no conductor and […] we’re just all brass players, and we have a certain, if you will, vocabulary, an idiom to ourselves. […] We know what we’re going to do and we’re going to do it, and it’s just amazing fun. But it’s hard to organize that as a regular thing” (Interview, 3/22/2012). And so it becomes apparent that, despite each musicians’ deep love for their medium, to the most unfortunate extreme, an orchestra player is alienated by the weighty protocol restraining their passion. The orchestra is a person-less yet inherently person-filled machine, and small ensemble work a venue where a musician may enact their own artistic agency. When we reapply Marxist philosophies to this dynamic, it becomes a firm example of the structure as alienating to the musician, not an inevitable, natural determinacy. It is the solo performance that is described as freeing and gratifying, whereas the orchestra is also gratifying and powerful, but more concerned with contributing skill than personality. Rudi 35 Oleg Melnikov has been a violinist with the ASO for nearly 12 years. As he lives in Waynesville, North Carolina, and drives to and from each rehearsal, the two of us met in a café just a few hours before the entire orchestra would begin its first rehearsal for Beethoven’s Pastoral Symphony. Oleg recalled how his father, a classical musician, one day returned home with a violin in hand and asked his son if he would like to play with it. Oleg, who was five or six at the time, was utterly thrilled by the idea and enthusiastically began to experiment with the instrument. At that age, Oleg said, he had no sense of the work demanded of professional violinists, but he feels as though the sound of the instrument caught hold for good. He tried many times to choose another path, as the vast amounts of work weren’t enjoyable. “My fate was decided for me,” he said. “I tried to quit many times, saying, ‘I did not sign up for this!’ I didn’t want to practice, I didn’t want to do any of this work. I just wanted to have fun. And of course, it was too late. Many years later, here I am, calling myself a ‘musician’” (Oleg Melnikov, Personal Interview, 2/8/2012). On what he might impart to an individual just beginning a life of classical music, Oleg said: “There’s a basic formula that applies to most people. There’s a little bit of talent. That helps, especially in the beginning, but it’s not nearly enough to succeed. There’s so much more, so many variables, so many things can go wrong, really. So the majority of success to the trade is work. It’s just doing a lot of work. Thousands of hours. That would be my basic explanation to somebody who’s about to embark on this journey. I would say, ‘If you’re really willing to do all this work, it’s just important to understand.’ [...] It’s not going to be, all the time, a glorious situation. There are some bad days. [...] I wish somebody had explained it to me; of course, I don’t think I really would have understood all that, but anyway. My father always tried to be very strict with me. He said ‘Yes, you will have to try to be better than the rest because if you aren’t better than the rest, you won’t succeed.’ That’s why it’s a very competitive business. You’re either at the top or you’re at the bottom. There’s virtually no middle” (Oleg Melnikov, Personal Interview, 2/8/2012). Several classical musicians recounted being a young child presented with an instrument and developing a nearly instantaneous fascination with its shape, texture and sound. This is an Rudi 36 interesting slant on Ritzer’s discussion of enchanted goods which captures a person’s imagination. One might argue that this is not an example of enchantment but rather a child’s wide-eyed grasping for any new object in their midst – the hand of biology and psychology, a learning of the world’s contents by physically grappling with them. But these two things do not necessitate a nature-versus-nature binary; they go hand in hand. This child’s play reaffirms the reality of a systematic process of objectification through which musical instruments and, in turn, music and so many other intangible aspects of the world, go (and to one who would point out that the violin is an object: it is a physical, personalized connection between human and music and thus applies to the other four of Ritzer’s [2004] continua, as likely more generic a violin than a unique violin within the unique/generic extremes; received and played in the home, within local ties/non-local ties; given to him during childhood, in time-specific/timeless; given as a gift by his father, in humanized/dehumanized). Watching a child’s seemingly naive enamorment is not watching a naïveté at all, but observing an individual unconscious, due to their newness in the world, of the object-status society has placed on a thing. This is the very converse of John Herrmann’s earlier biodiversity image. (It is at this level of analysis that many things and forces serve as metaphor for many others. I will try to both simplify and expand each by separating them with slashes.) A genre/ecosystem alters when introduced to new stimuli – perhaps a new species/culture, unusual weather/shifting ideologies. In this case, however, we understand the initial contact from the stimuli’s point of view, as it meanders along and plays with whatever intriguing thing it encounters. In this version, perhaps the sequel to John’s depiction, society plays the role of genre/ecosystem, some massive force which due to sheer strength and size is faceless, invisible, quick to pull you in and thus harder to withstand, let alone actively challenge. This is the dominant, well-established and stable Rudi 37 ecosystem already in place. By calling upon Ennis’s (1992) notion of genres as interflowing, ever-evolving streams, the enormous weight and power of objectification becomes perfectly clear, as the dominant ideology rolls like an all-powerful river, with a child (or whatever nonconforming species/folk genre) standing on the bank, either to remain in the margin or be swept up as so much of the population has been. This is the all-or-nothing conclusion Oleg reached early in his musical career, and a lesson his father had learned as well and found wise to pass on, emphasizing a tradition. When I asked Margery about any particular musical flavor the ASO might solely have, she responded that musicians in the area are inspired by the physical environment and less harried by the competitive nature of a full-time classical career. When I asked Oleg the same question, his response was similar but more amplified, perhaps due to working with more competitive international orchestras: “You have to measure [orchestras] by the size of their budget. That’s what it comes down to. The bigger the budget, the better the players, usually. Not always, but usually. The harder it is to get in, more bells and whistles, there’s more nuance and things like that. […] When you’re talking about the Atlanta Symphony you absolutely have to deliver the best performance. Absolutely the best. But when you’re talking very, very rural community orchestras, you can’t compare apples to [oranges]. It’s not the same kind of world...You just have to think of it as budget. Basically: money talks” (Personal Interview, 2/8/2012). Exit Étude: Communing with Each Other The roots of social hierarchy are always deep and interwoven, and the same difficulty of diagnosis which exists in society at large also holds true in music. And yet, upon holding conversations and broadening our horizons, we see that one of the primary causes of inequality begins when one collects whatever crumbs of knowledge they’ve picked up along the years and carries it with them as though it’s trustworthy, not somehow tainted or premeditated. We insert Rudi 38 ourselves into our art and the relationships we form around it, and it seems to make perfect sense that Small was correct, and whatever our relationship to it – passive listener, active performer, car-radio enthusiast – music is woven into, not tacked onto, our lives, and it teaches us. “Every major social rupture has been preceded by an essential mutation in the codes of music, in its mode of audition, and in its economy. […] It is not by chance that the half-tone found acceptance during the Renaissance, at precisely the same time the merchant class was expanding; [it] is not by coincidence that the unrestricted use of large orchestras came at a time of enormous industrial growth; that with the disappearance of taboos there arose a music industry that takes the channelization of desire into commodities to such an extreme as to become a caricature…that the cautious and repressive form of musical production condoned today in countries with State-owned property designates ‘socialism’…as simply the successor of to capitalism. […] Can we hear the crisis of society in the crisis of music? Can we understand music through its relations with money? Notwithstanding, the political economy of music is unique; only lately commodified, it soars in the immaterial. It is an economy without quantity. An aesthetics of repetition. That is why the political economy of music is not marginal, but premonitory. The noises of a society are in advance of its images and material conflicts. “Our music foretells our future. Let us lend it an ear. “Music is prophecy. Its styles and economic organization are ahead of the rest of society because it explores, much faster than material reality can, the entire range of possibilities in a given code. It makes audible the new world that will gradually become visible, that will impose itself and regulate the order of things; it is not only the image of things, but the transcending of the everyday, the herald of the future. For this reason musicians, even when officially recognized, are dangerous, disturbing, and subversive; for this reason it is impossible to separate their history from that of repression and surveillance” (Attali 2011:12). Bound by a capitalist system, we are accustomed to cramming our everyday lives into the insufficient, altogether suffocating, discursive formations. Though we tend to think that the arts are the last vestige of freedom from such a constricting paradigm, we see that, at least for some genres, this is not the case; and when one reincorporates Small’s notion that a music’s meaning lies within each of its relationships, not its written self, we see a musical structure that is teaches elitism, and more successfully so than other institutions since we expect it to be soaring above such earthly troubles. But it is in fact our creation, albeit seemingly ethereal, and we are Rudi 39 incorporated into the tones. Shall we recall Oleg as a boy, sitting on the living room floor, enthralled by the curves of his new violin? All that Lissie hoped to spark within her students but constrained by an outside force? Margery’s joy at connecting with her audience? The musics can be entirely the same, but one has been placed within a structure that has successfully glorified it but alienated its musicians, often, along the way. Musicians are proud of the effort they exert in order to bring a unifying sound to the world, but without a continuity, a strength that is wide and low as opposed to soaring higher and higher, we grow distant and alienated from one another, stop seeing any commonality between genres, and indeed divide ourselves into vertical echelons of credibility and skill. As an occupation, classical music is hinged on the financial and the individuals who own it. For those who don’t own the means of production, the field is one of intense competition and stress, and though there are undeniable stages of gratitude and joy, the system mirrors capitalism and commodification at large. The higher one’s echelon in this structure of music, the more one sees music – out of a competitor’s need – as black-and-white, right-and-wrong – indeed, right-versus-wrong, and this dualism is one of the best ways to crystallize a hierarchy within the community an also stack the genre against others, once again living out Marx’s philosophy. If every individual, in every setting, approached a music as a process rather than objhect, and sought not to study only what has been recorded on-page, but to hear the stories and thoughts of those who create and contribute to it, we would have a clearer insight onto the items above – our stereotypes and prejudices of others and their abilities. A genre that does not seek the limelight, but is instead content to lean into a huddle and play can, in that strong river of modernity, be cast aside as simplistic, not simple; backward, not Rudi 40 rural; nuanced, not unskilled. This point is no binary either, however; with Ritzer’s model in mind especially, we see myriad ways the world is growing larger and smaller, and in turn, music, too. Corralling a spectrum of pitch into distinct notes is comparable to channeling the ocean of extant music into cohesive genres, requiring that a human musician adhere to a strongly established musical tradition and execute the music with mechanistic self-extinction – a musician who, by their very humanness, is replete with personal philosophies, experiences, and habits that could potentially be engaged in any artistic pursuit. What finds a place within this structure is the abstract commodified, and what falls through the cracks between categories, or remains outside of the general paradigm, is subject to misunderstanding. John Herman, in the midst of telling me what it was like to play old-time music, referred to “the groove.” I asked him to explain, and instantly knew what he was talking about. In every interview I held, I asked about the groove, and each informant began to smile instantly. The groove is perhaps the most compelling aspect of musicianship, of art, of life, and the reason that a paper such as this must, at times, push language in an inconventional manner – for, as John says in this near prose-poem, music is above what spoken word can aheive. To be truthful, this is the emotion I wanted to find across genres, to understand the importance of musical ecstacy in others’ lives. And, so, one more call for subjectivity: “The groove is beyond a bunch of ideas and thoughts and prejudices and all that. It’s just here-now. There is a groove deeper than the groove, so to speak. You can be absorbed in what you’re doing and what you’re doing could be something that’s not as broad as it could be. Music, being non-verbal, even singing is nonverbal in a sense, even though there’re words used. Where you’re going is not Rudi 41 about the ideas in the words, but the performance. Music, being non-verbal, is outside of all the ideas you might have. You’re in this place together that’s herenow, having shed your ideological differences. To go to that place and experience it is to give you a foothold in something outside of your prejudices and rigid preconceptions. Some people never go to that kind of place so they’re inside the bubble of their worldview. They never get out of it. To have something you do that takes you out of your worldview in a non-verbal, non-idea sort of way broadens your perspective and gives you the ability to relate to others. These old guys [in SH] if they’d never done that, they might be just like, “this is the way.” But having gone there, it’s bound to broaden you. I think that’s what happens” (John Herrmann, Personal Interview, 2/22/2012). Rudi 42 Options for Further Research There are infinite ways one might study the relationship between music and culture, and this is a fascinating time to be doing so. Branching from this particular body of research, some related investigations might explore: 1) Similar semi-structured interviews with a much larger scope of classical and old-time musicians, encompassing many different subgroups and echelons within each community and analyzing both inter- and intra-community conversations that are but briefly mentioned in this paper 2) The same query as above, but with a additional genres; rap and pop music were frequently referenced and would prove an enlightening angle on mainstream society, though truly any genre or micro-genre provides us with much to learn 3) An extensive study, quantitative and/or qualitative, of musicians at different experience levels within one genre, in order to understand how a genre organizes itself 4) A thorough quantitative analysis of musicians’ language when discussing their own work and others’, especially if asked to define both common and less common words they might employ Limits and Delimitations My research instrument attempted to measure concepts and intangible processes that rely very heavily on individuals’ life experiences, perspectives, and verbal communication. This left room for occasional ambiguity and discrepancy as I sought to understand genres’ meaning, context, and definition, especially given the notion that music is unfettered by language. The only way we can discuss it is just that, and so there is always worry over subjectivity. As with many cultural practices, there is frequently a notion–held by both informants and researchers–that a newcomer will never fully understand a culture’s music. The validity of such a Rudi 43 sentiment was of less concern than the possibility of it affecting informants’ interactions with me: a music can be closely tied to one’s personal memories and emotions, and some musicians are protective of the tradition and wary of outsiders. Rarely did I feel as though I was perceived as naive or intrusive, but nevertheless, it was always a consideration approaching and throughout an interview. The groups I worked with are located in Western North Carolina, but each is part of a greater worldwide network. Musicians learn their genre from their family, school, colleagues, the Internet, and myriad other sources, and the associated meaning of the music could be altered with a different combination of variables. Responses to my instrument would likely vary in other regions, and therefore, findings will be regionally specific. Similarly, in receiving suggestions for orchestral informants, I was provided with a list of individuals who the artistic director perceived as likely willing to speak with me based on her understanding of them. This, perhaps, automatically filtered my understanding of and experience with said community. Significance of Study Music and other art forms function as social mirrors, reflecting a culture’s stereotypes and values in subtle, yet sometimes blatant, ways. By examining musicians’ emic language regarding their music through the implementation of contextualist method, data can ascertain the ways musical communities understand the relevance of their creations, how they differ from one another, how inter-community conflict reflects conflict in the larger world, and what social commentary music provides. This research places classical and old-time music on an even playing field and addresses the same themes within each, adding to other new scholarship Rudi 44 intended to bridge this gap. The study also addresses musical commodification in learning environments and while playing. Rudi 45 References Alford, Robert and Andras Szanto. 1996. “Orpheus Wounded: The Experience of Pain in the Professional World of Piano.” Theory and Society 25:1–44. Attali, Jacques. 2011. Noise: The Political Economy of Music. Minneapolis, MN: University of Minnesota. Becker, Robert Saul. 1982. Art Worlds. Berkeley, CA: University of California Press. Binder, Amy. 1993. “Constructing Racial Rhetoric: Media Depictions of Harm in Heavy Metal and Rap Music.” American Sociology Review 58:753–67. Berger, Peter and Thomas Luckmann. 1966. The Social Construction of Reality: A Treatise on the Sociology of Knowledge. New York: Anchor. Bohlman, Phillip. 1999. Rethinking Music. Chicago: University of Chicago Press. Bourdieu, Pierre. 1984. Distinction: A Social Critique of the Judgment of Taste. Cambridge, MA: Harvard University Press. Cantwell, Robert. 1997. When We Were Good: The Folk Revival. Cambridge: Harvard University Press. Cooke, Deryck. 1959. The Language of Music. Oxford: Oxford University Press. Dempsey, Nicholas. 2008. “Hook-ups and Train Wrecks: Contextual Parameters and Space for ‘Work.’” Symbolic Interaction 31:57–75. Dalhaus, Carl. 1982. Esthetics of Music. Cambridge: Cambridge University Press. DeNora, Tia. 2000. Music in Everyday Life. Cambridge: University of Cambridge Press. Duffins, Ross W. 2007. How Equal Temperament Ruined Harmony (And Why You Should Care). New York: Norton. Ennis, Philip H. 1992. The Seventh Stream: The Emergence of Rock-n-Roll in American Popular Music. Middletown, CT: Wesleyan University Press. Fabbri, Franco. 1982. Popular Music Perspectives. Exeter: International Association of Popular Music. Fabbri, Franco. 1989. World Music, Politics and Social Change. Manchester: Manchester University Press. Rudi 46 Frith, Simon. 1996. Performing Rights: On the Value of Popular Music. Cambridge: Harvard University Press. Griswold, Wendy. 1987. “The Fabrication of Meaning: Literary Interpretation in the United States, Great Britain and the West Indies.” American Journal of Sociology 92:11077–117. Holt, Fabian. 2007. Genre in Popular Music. Chicago, IL: Chicago University Press. Khodyakov, Dmitry. 2007. “The Complexity of Trust-Control Relationships in Creative Organizations: Insights From a Qualitative Analysis of a Conductorless Orchestra.” Social Forces 86:1–22. Kubrin, Charis. 2005. “Gangstas, Thugs, and Hustlas: Identity and the Code of the Street in Rap Music.” Social Problems 52:360–78. Lamont, Michele and Virag Molnar. 2002. “The Study of Boundaries in the Social Sciences.” Annual Review of Sociology 28:167–95. Lena, Jennifer C. and Richard A. Peterson. 2008. “Classification as Culture: Types and Trajectories of Music Genres.” American Sociological Review 73 (5). Retrieved September 14, 2011 (http://www.jstor.org/stable/25472554). McCormick, Lisa. 2009. “Higher, Faster, Louder: Representations of the International Music Competition.” Cultural Sociology 3:5–30. Ritzer, George. 2003. “Rethinking Globalization: Glocalization/Grobalization and Something/Nothing.” Sociological Theory 21 (3). Retrieved September 18, 2011 (http://www.jstor.org/stable/3108635). Rodriquez, Jason. 2006. “Color-Blind Ideology and the Cultural Appropriation of Hip-Hop.” Journal of Contemporary Ethnography 35:645–68. Rosenblum, Barbara. 1975. “Style as Social Process.” American Sociology Review 43:422–38. Roy, William G. and Timothy J. Dowd. 2010. “What is Sociological About Music?” Annual Review of Sociology 36. Retrieved September 20, 2011 (http://www.jstor.org/stable/25735074). Small, Christopher. 1998. Musicking: The Meanings of Performing and Listening. Hanover, CT: University Press North England. Stravinsky, Igor. 1948. Poetics of Music. New York: Random House. Turley, Alan C. “Max Weber and the Sociology of Music.” Sociological Forum, 16:633–652 Rudi 47 Walser, Robert. 1993. Running with the Devil: Power, Gender, and Madness in Heavy Metal Music. Hanover, NH: University Press of New England. Watkins, S. Craig. “‘A Nation of Millions’: Hip Hop Culture and the Legacy of Black Nationalism.” Communication Review 4:373–98. Weber, Max. 1958. The Rational and Social Foundations of Music. Carbondale, IL: Southern Illinois University Press. Rudi 48 Appendices Appendix A: Gatekeeper Letter To whom it may concern, My name is Rachel Rudi, and I am a student at Warren Wilson College in Swannanoa, North Carolina. I am currently conducting my senior research project in sociology, analyzing how communities form around certain genres of music and the values and meaning individuals attach to their music. I am writing to request your permission to observe musical events and interactions during the music festival/orchestral rehearsals/performances and interview approximately five individuals on their experiences with the music and relationship to it. My study will be published on the Warren Wilson sociology department website upon its completion in May. I will protect the identity of my informants, as well as their affiliated organization, by storing all of my data in a password-protected electronic file on my college network account. No one other than me and my academic advisor will have access to the contents of my data, and the interviewee’s name and identifiable characteristics will be omitted from my published research. I will only use informants’ names if they give me written permission to do so. My data will be destroyed when the research is complete. I have been granted approval from the Social Sciences Institutional Review Board at Warren Wilson College. Sincerely, Rachel Rudi Warren Wilson College rrudi@warren-wilson.edu (828)301-3969 Dr. Siti Kusujiarti, Academic Advisor Warren Wilson College Sociology/Anthropology Department skusujia@warren-wilson.edu Appendix B: Verbal Consent Form for Informal Interview Hello, my name is Rachel Rudi and I am a sociology student at Warren Wilson College in Swannanoa, North Carolina. I am doing a senior study on the ways musicians form community around genres of music. Would you mind taking 15 minutes to talk with me about your involvement with this music and what it means to you? Would you mind if I used your name, or prefer I maintain your confidentiality? Rachel Rudi Warren Wilson College rrudi@warren-wilson.edu (828)301-3969 Dr. Siti Kusujiarti, Academic Advisor Warren Wilson College Sociology/Anthropology Department skusujia@warren-wilson.edu Rudi 49 Appendix B: Written Informed Consent Script for Semi-Structured Interview My name is Rachel Rudi, and I am an undergraduate sociology student at Warren Wilson College. I am studying the ways individuals within musical communities define and describe their genre, the reasons they participate in their music, and how they incorporate music into their lives. I seek your participation, (name of interviewee), in an interview for the purpose of my research. It should take approximately an hour and a half. The interview is not intended to be a strict question-and-answer session, but instead, closer to a conversation; I am interested in your involvement with the music you pursue and the aspects of it which you find most crucial to its perpetuation. Although I have general questions to begin our conversation, I am mostly interested in what you find important about this music. I encourage you to take the discussion in whatever directions you consider most notable regarding your musical experiences and your musical community. I will ask follow-up or clarifying questions when necessary. You are free to not answer any of my questions or end the interview at any time. I will record the interview and transcribe our conversation for my research, but you are in control of the audio recorder: you may turn it off, or tell me to turn it off, at any point. If you wish, I will maintain your confidentiality by omitting your name and identifiable characteristics in my paper. I will also maintain the confidentiality of your affiliated organization. All of my data will be stored in a password-protected electronic file on my college network account. No one other than me and my academic advisor will have access to the contents of my data. My data will be destroyed when the research is complete. If, however, you give me written permission to refer to you by name, I will do so. Please check your answers to the following questions: Do you agree to this interview? Yes: _____ No: _____ Would you like for me to maintain your confidentiality, or may I use your name? Please maintain my confidentiality: _____ You may use my name: _____ Are you over the age of 18? Do you have any questions: Yes: _____ No: _____ Yes: _____ No: _____ (If “yes,” what are they?) Are you ready to begin the interview? Yes: _____ No: _____ Interviewee signature: ___________________________________________ Date: _____________________ Interviewer signature: ____________________________________________ Date: _____________________ Rachel Rudi Warren Wilson College rrudi@warren-wilson.edu (828)301-3969 Dr. Siti Kusujiarti, Academic Advisor Warren Wilson College Sociology/Anthropology Department skusujia@warren-wilson.edu Rudi 50 Appendix C: Research Instrument for Semi-Structured Interview 1. Are you a musician? What does that role mean to you? 2. Do you play, sing, or listen to a certain genre of music more than others? If so, how and why? 3. How do you define your musical genre? 4. Is this genre important to you? Tell me how. 5. Is your genre somehow unique? If so, how? 6. Do you participate in a community that is formed around this genre? If so, could you describe that community? 7. Do you have a particular role in that community? 8. Tell me about this musical community. 9. How did you learn this music? 10. Do you have family or friends who participate in this music? If so, does this affect your relationship with them? How? 11. Tell me about your relationships with others in this musical community. 12. How do others learn this genre, in your experience? 13. What are the most important things a newcomer ought to know about learning this genre? 14. Do you think that there is a “right” or “best” way to create this music? Can you explain it to me? 15. In your opinion, what is required of a musician to make this music? 16. Do you think there is a “right” way to play this music? 17. People play this genre all around the world. Does the sound change according to the place where it is created or community creating it? 18. Some musicians maintain that their music sounds “best,” or is most “authentic,” either in a particular part of the world, or when it is created by specific people. Do you think this true of your music? If so, what is that place or community, and what makes it different from others? 19. Is this music ever performed for an audience? If so, does it change in such a setting? How or why, in your opinion? 20. Have you noticed if this genre affects other aspects of your life–relationships, thought processes, etc.? If so, which aspects, and can you describe music’s affect? 21. What would be different in your life without this music? 22. Do you think that the people in your musical community would be in your life without this music? 23. In your experiences participating in this genre, have you seen the music change over time? If so, how? Has the community changed? How? 24. What do you think about when you play/sing/listen to this music? 25. What emotions do you experience when you play/sing/listen to this music? Thank you so much for your time. Rudi 51