The Zicklin School of Business of Baruch College and the Capco Institute inaugural conference: Institute Paper Series in Applied Finance Thursday, February 9, 2012 Zicklin School of Business 55 Lexington Avenue at East 25th Street Room 14-220 New York, NY All panel discussions and the cocktail reception will be held in The William and Anita Newman Vertical Campus Conference Center AGENDA 8:00 Registration and buffet breakfast 8:30 Opening remarks Charman’s welcome speech: Terrence Martell, Saxe Distinguished Professor of Finance, Zicklin School of Business, and Director, Zicklin-Capco Institute Paper Series in Applied Finance Welcome speech: Christopher Hamilton, Senior Partner, Capco, and Director, Zicklin-Capco Institute Paper Series in Applied Finance Welcome speech and an overview of the challenges facing the world of financial services - John A. Elliott, Vice President and Dean, Zicklin School of Business, and Director, Zicklin-Capco Institute Paper Series in Applied Finance 9:00 Panel 1 – Impact of global capital adequacy regulation on operations and profitability Chairman: : Linda Allen, William F. Aldinger Chair in Banking and Finance, Zicklin School of Business, Baruch College Presenter: Viral V. Acharya, C. V. Starr Professor of Economics, Department of Finance, Stern School of Business, New York University Panelists: Jason C. Cave, Deputy Director, Office of Complex Financial Institutions, FDIC Sean Culbert, Partner, Capco Gary Gluck, Deputy Head of Global Treasury and Global Head of Funding, Credit Suisse Craig M. Lewis, Director and Chief Economist, Division of Risk, Strategy and Financial Innovation, SEC 10:30 Coffee break 11:00 Panel 2 - The evolving financial regulatory environment Chairman: Rodgin Cohen, Partner and Senior Chairman, Sullivan & Cromwell LLP Presenter: Roberta Romano, Sterling Professor of Law, Director, Yale Law School Center for the Study of Corporate Law, Yale Law School Panelists: Michael S. Helfer, General Counsel, Citi Seth E. Lipner, Professor of Law, Zicklin School of Business, Baruch College David Meister, Director of Enforcement, CFTC Edward P. O'Keefe, General Counsel, Bank of America Corporation Joseph Polizzotto, General Counsel – Americas, Deutsche Bank AG Betty A. Whelchel, General Counsel - CIB Americas, BNP Paribas 12:30 Buffet lunch 1:20 2:50 3:20 Panel 3 – Future of financial services Chairman: Christopher Hamilton, Director, Zicklin-Capco Institute Paper Series in Applied Finance; Member of the Board of Editors, Journal of Financial Transformation, and Partner, Capco Presenter: Mark J. Flannery. Bank of America Eminent Scholar in Finance, Warrington College of Business Administration, University of Florida Panelists: Joe Anastasio, Partner, Capco Michael C. Bodson, Chief Operating Officer, Depository Trust and Clearing Corp. Scott A. Hill, SVP and Chief Financial Officer, InterContinental Exchange, Inc. Nicholas C. Silitch, Chief Credit Officer, Prudential Randy Snook, Executive Vice President, SIFMA Coffee break Panel 4 - Managing risks in the post-crisis world – can the old tools still be applied Chairman: Sandeep Vishnu, Partner, Capco Presenter: Emanuel Derman, Professor of Professional Practice, Industrial Engineering and Operations Research Department, Columbia University Panelists: Caryl Athanasiu, EVP and Chief Operational Risk Officer, Wells Fargo & Company Bruno Dupire, Head of Quantitative Research, Bloomberg L.P. Dilip B. Madan, Professor of Mathematical Finance, Robert H. Smith School of Business, University of Maryland Leon Tatevossian, Senior Risk Manager, Group Risk Management, RBC Capital Markets, LLC Leo M. Tilman, President, L.M. Tilman & Co., and Faculty, Columbia University 4:50 Wrap up and overview of the main findings of the conference: Christopher Hamilton, Senior Partner, Capco, and Director, Zicklin-Capco Institute Paper Series in Applied Finance 5:00 Cocktail reception