Rural & Regional Bus Service Contracts EXPLANATORY NOTES CONTENTS PAGE Contracts A & B 1 2 3 4 Introduction to Rural & Regional Bus Reform Bus Average Age Not Used Not Used Contract A 5 6 7 8 9 10 11 12 Transition Arrangements – Capacity & Bus Category Category Shift Relief Bus Funding Resetting of Kilometres & Hours Reporting Requirements Contract Management Plan Forms Not Used Contract B 13 14 15 16 17 18 19 20 Application of Fare Scales - SSTS Conversion of Contract A to Contract B Country Town Boundary Movement Concession Payment (HFC / RED) Community Consultation Guidelines Reporting Requirements Contract Management Plan Neighbouring Service Provider Agreement Rural and Regional Bus Service Contracts – Explanatory Notes. July 2008 Rural and Regional Bus Service Contracts – Explanatory Notes. July 2008 No.1-RED DISCLAIMER These Notes have been prepared jointly by the Ministry of Transport and the BCA for bus operators to assist with the understanding of the reforms being introduced to NSW rural and regional bus contracts. They are for information purposes only and are not to be used as a substitute for the terms of the new contract itself, which will apply in all circumstances. Furthermore, the examples provided are indicative only and contain average rather than actual information. Actual impacts will vary from operator to operator. Operators should seek their own independent legal and accounting advice in relation to the new contract. The Ministry of Transport and the BCA shall not be liable for any matter contained herein or any loss suffered by an operator due to reliance on this information. INTRODUCTION In January 2006, the Minister for Transport, the Hon. John Watkins MP, established a joint Ministry of Transport / BCA Rural and Regional Bus Reform Consultative Taskforce (Taskforce) to develop options for the implementation of the Government’s reform of bus services in rural and regional NSW. The Taskforce presented its recommendations to the Government in April 2008. Government endorsed the Taskforce recommendations and new contract, funding and service planning arrangements were implemented, in accordance with the Passenger Transport Act 1990 from July, 2008 in co-operation with the NSW BCA. While a key objective of the Taskforce was to produce a simplified and “plain English” set of the contractual documents it was determined that further explanation would be helpful to bus operators and Ministry staff. This manual aims to provide additional detail and instruction in regard to the intent and application of the obligations imposed under the contract. To avoid any confusion this manual is not a legal document and at all times the requirements of the Act and contract take precedence in determining the provision of bus services in rural and regional NSW. What are the key elements of the new contract system? Security Seven (7) year term, performance based contracts that provide more certainty to the industry, improved service to the community, more effective management and efficient administration for both bus operators and the Ministry of Transport. The combining, where practical, of multiple lines of route contracts (old style non commercial contracts) held by an operator into a single contract document, streamlining contract administration for both parties. In addition, the opportunity for bus operators to consolidation lines of route into existing commercial contracts provides for flexibility in service delivery and more efficient use of resources. Rural and Regional Bus Service Contracts – Explanatory Notes. July 2008 Further contracts will be offered by way of first right of refusal to those operators who comply with the obligations of the first contract, the identified key performance indicators and Bus Operator Accreditation System (BOAS) requirements. Funding Improved funding models that accurately reflect the costs incurred by operators in providing the contracted services, gives a fair and equitable rate of return on bus capital costs and recognises the minimum engagement hours for drivers as per clause 6(ii)(a) of the Motor Bus Drivers and Conductors Award (minimum 1 hour for each engagement). A key component of the new model is the alignment of funding with the actual administration and bus capital costs, providing a fairer system for all operators. Service Delivery Replacement of the outdated Minimum Service Level Policy with new Service Planning Guidelines (SPG) that provide for greater flexibility in service design and delivery, enabling identified transport demands to be met. The contract and SPG prescribes stronger community consultation that will assist in better identification of the communities needs, shortfalls in service delivery and services that are better patronised. Rural and Regional Bus Service Contracts – Explanatory Notes. July 2008 No.2-Yellow BUS AVERAGE AGE INTRODUCTION Following consideration of alternate methods and other jurisdictions’ approach to determining the appropriate acceptable age of buses performing passenger services under contract to the Government, it was agreed with the BCA that the current principles were satisfactory in maintaining a roadworthy fleet of buses that was subject to regular replacement and improvement. In this regard, the following application of Bus Average Age will apply to the new 7 year contracts:Contracts A (Clause 8 & Schedule 12) Maximum average age of a bus is calculated over the life of the contract. Categories 1 & 2:- 8 years average bus age. Categories 3 & 4:- 12 years average bus age. The average age of the bus is calculated from the last day of the service contract year, using the actual bus age at the most recent anniversary of the bus’ first registration. GENERAL INFORMATION Date of First Registration For the purposes of determining the age of a bus under both Type A and B Contracts the following criteria will be applied in order of availability:- Note: (i) where the bus has not previously been used, the date of its first registration in New South Wales; (ii) where the bus has been previously used, the date of its first registration in New South Wales or any other jurisdiction; or (iii) where the date of first registration of the bus cannot be confirmed, the date of manufacture on its compliance plate (noting that, for older buses with separate chassis compliance plates and body compliance plates, the date of manufacture is that which appears on the chassis compliance plate). The Operator is responsible for proving the age of the bus. Rural and Regional Bus Service Contracts – Explanatory Notes. July 2008 Capacity and Category of Buses Since the introduction of the Passenger Transport Act 1990 and the findings of an industry survey at that time that lead to the determination of bus categories, there have been changes to ADR’s and the availability of certain models in the market place. To ensure that the new funding arrangements reflect buses currently available in the marketplace, the opportunity has been taken under this reform process to re-set the seating capacity bandwidths (categories) of contract buses. Category New Capacity Previous Capacity 1. 8 - 13 AASC 7-11 AASC 2. 14 - 24 AASC 12 – 25 AASC 3. 25 - 41 AASC 26 – 41 AASC 4. 42 AASC & above 42 plus AASC AASC = Authorised Adult Seating Capacity as prescribed under Clause 94 of the Passenger Transport Regulation. AASC quoted in table exclude driver. For category 2, 3 and 4 buses – [for replacement buses] the Operator must ensure that the seating and any modifications will not be of a design or configuration as to make it impractical for the loading of passengers in accordance with clause 94(2)(b) of the Passenger Transport Regulation 2007 (3 to 2 rule). If the Operator acquires a bus that has seating or modifications that make compliance with clause 94(2)(b) of the Passenger Transport Regulation 2007 impractical, the Director General will be under no obligation to increase monthly payments where an operator has been required to replace that contract vehicle to provide the required AASC for the bus category and meet passenger demand. Spare Bus – Contract A Only A spare bus is not to be included in bus average age calculations under the new arrangements. A spare bus is not to be used to perform the contracted services unless the contract/nominated bus is undergoing major or emergency repairs. CONTRACT A Single Route Operator As already indicated above, the maximum average age of a bus is calculated over the 7 year life of the contract for Type A Contracts. Operators of Categories 1 & 2 buses must not exceed an average bus age of 8 years. This means that over the life of the 7 year contract the total accumulated age of the bus must not exceed 56 years (see EXAMPLE 1). Rural and Regional Bus Service Contracts – Explanatory Notes. July 2008 Operators of Categories 3 & 4 buses must not exceed an average bus age of 12 years. This means that over the life of the 7 year contract the total accumulated age of the bus must not exceed 84 years (see EXAMPLE 2). EXAMPLE 1 – Category 1 or 2 The contract commences on 20 July, 2008. The date of first registration of the contract/nominated bus is 9 August, 2005, making it 3 years old at the conclusion of the first year of the contract on 19 July. 2009. First Contract Year Contract Year 2008/09 1 2009/10 2 2010/11 3 2011/12 4 2012/13 5 2013/14 6 2014/15 7 Age of Bus Accumulated Age 3 4 5 6 7 8 9 3 7 12 18 25 33 42 Divide the total Accumulated Age of 42 by 7 – answer is 6. The operator has complied with the bus average age obligations of the contract. The bus would need to be replaced during the next 7 year contract 2015/2022 on the basis of the following:Second Contract Year Contract Year 2015/16 2016/17 2017/18 2018/19 2019/20 2020/21 2021/22 1 2 3 4 5 6 7 Age of Contract Bus 10 11 12 13 14 Revised Age of Contract Bus 10 11 12 13 0 1 2 Accumulated Age 10 21 33 46 60 Accumulated Age With Replacement Bus 10 21 33 46 46 47 49 The operator acquires a new bus prior to the end of the 2019/20 contract year but not earlier than 19 July, 2017. Summary: - 49 divided by 7 - answer is 7. The operator has complied with the bus average age obligations of the contract. Rural and Regional Bus Service Contracts – Explanatory Notes. July 2008 EXAMPLE 2 – Category 3 or 4 The contract commences on 12 August, 2008. The date of first registration of the contract/nominated bus is 13 February, 2001, making it 8 years old at the conclusion of the first year of the contract on 11 August. 2009. First Contract Year Contract Year 2008/09 1 2009/10 2 2010/11 3 2011/12 4 2012/13 5 2013/14 6 2014/15 7 Age of Bus Accumulated Age 8 9 10 11 12 13 14 8 17 27 38 50 63 77 Divide the total Accumulated Age of 77 by 7 – answer is 11. The operator has complied with the bus average age obligations of the contract. The bus would need to be replaced during the next 7 year contract 2015/2022 on the basis of the following:Second Contract Year Contract Year Age of Contract Bus 2015/16 2016/17 2017/18 2018/19 2019/20 2020/21 2021/22 1 2 3 4 5 6 7 15 16 17 18 19 Revised Age of Contract Bus 15 16 17 18 4 5 6 Accumulated Age Accumulated Age With Replacement Bus 15 31 48 66 85 15 31 48 66 70 75 81 The operator has the option of acquiring a second hand bus that is no more than 4 year old bus prior to the end of the 2019/20 contract year but no earlier than 11 August, 2019 or a new bus. Summary: - 81 divided by 7 - answer is 11.6. The operator has complied with the bus average age obligations of the contract. The actual average age of the bus is to be calculated from the last day of the service contract year by referring to the most recent anniversary of the bus’ first registration. Rural and Regional Bus Service Contracts – Explanatory Notes. July 2008 Multiple Lines of Route Operator - Contract A Only The method of calculating Bus Average Age for operators that have multiple lines of routes attached as schedules to the contract is similar to a single Type A Contract in that the calculation is over the 7 year life of the contract (see EXAMPLE 3). EXAMPLE 3 – Category 3 or 4 The following table assumes three individual routes being operated under the one Type A Contract by buses that are either Category 3 or 4 with an average age requirement of 12 years. The contract commences on 10 September, 2008. The dates of first registration of the three contract/nominated buses are: 10 July, 2008 making it 1 years old; 16 July, 2004 making it 5 years old, & 7 August, 1994 making it 15 years old at the conclusion of the first year of the contract on 9 September. 2009. First Contract Year Contract Year 2008/09 1 2009/10 2 2010/11 3 2011/12 4 2012/13 5 2013/14 6 2014/15 7 Age of Buses 1, 5, 15 2, 6, 16 3, 7, 17 4, 8, 18 5, 9, 19 6, 10, 20 7, 11, 21 Total Age of Buses 21 24 27 30 33 36 39 Accumulated Fleet Age 21 45 72 102 135 171 210 Divide the total Accumulated Fleet Age of 210 by 7 (contract years) = 30 (Average Fleet Age per Year). Then divide the 30 by 3 (number of buses operated) = 10 year bus average age during the contract. The operator has complied with the bus average age obligations of the contract. The operator has replaced the 23 year old bus with a new bus during the first year of the second contract to comply with bus average age. Rural and Regional Bus Service Contracts – Explanatory Notes. July 2008 Second Contract Year Contract Year 2015/16 1 2016/17 2 2017/18 3 2018/19 4 2019/20 5 2020/21 6 2021/22 7 Age of Buses 8, 12, 22 9, 13, 23 10, 14, 0 11, 15, 1 12, 16, 2 13, 17, 3 14, 18, 4 Total Age of Buses 42 45 24 27 30 33 36 Accumulated Bus Age 42 87 111 138 168 201 237 Divide the total Accumulated Fleet Age of 237 by 7 (contract years) = 34 (Average Fleet Age per Year). Then divide the 34 by 3 (number of buses operated) = 11.3 year bus average age during the contract. The operator has complied with the bus average age obligations of the contract. Note: Operators that have a fleet that has a mix of Category 1 & 2 and Category 3 & 4 buses can not amalgamate for Average Bus Age calculations. Separate calculations are required due to the different bus average age requirements of 8 years and 12 years. In addition, Operators of Contract A multiple Lines of Route must ensure that the maximum age of each Category 1 & 2 bus does not exceed 15 years and that for Category 3 & 4 buses Operators must ensure that the maximum age of each bus does not exceed 25 years. From time to time, the Director-General may determine these maximum bus ages. Replacement of Buses Buses are to be replaced before they exceed the maximum average age for that bus category. At the time of replacing a contract bus, the operator must make best endeavours to procure a suitable bus with the minimum seating capacity, excluding the driver, for that bus category as follows:Category 1 Category 2 Category 3 Category 4 - minimum of 13 AASC minimum of 24 AASC minimum of 41 AASC minimum of 57 AASC Should an operator not be able to acquire a suitable bus with the minimum seating capacity for that bus category or feels that they have special circumstances, the Director General will consider applications for an exemption to this contractual requirement. Rural and Regional Bus Service Contracts – Explanatory Notes. July 2008 Acquisition of Additional Contract A Lines of Route In situations where an operator acquires additional Contract As from another bus operator, either in total or a single line of route attached to the contract, the services operated under this contract will generally be amalgamated into the purchasing operator’s existing Contract A (Primary Contract). For bus average age calculations the last day of the Primary Contract year will be used, regardless of which Contract A commenced first. CONTRACT B The Operator must ensure that the average age of all buses used to perform the services does not exceed 12 years, regardless of bus category. In practice this means that the fleet average age must be no more 12 years at the anniversary date each year of the commencement of the contract. HOLDERS OF BOTH CONTRACT A & B Operators who hold both Contract A & B that provide services in the same general location can elect to combine all Category 3 & 4 buses into one fleet and calculate bus average age the same way as a Contract B holder does i.e. ensure that the fleet average age must be no more 12 years. However, should an Operator operate one or more Category 1 or 2 buses under a Contract A the average age of those bus/es must be calculated apart from the fleet. Rural and Regional Bus Service Contracts – Explanatory Notes. July 2008 Rural and Regional Bus Service Contracts – Explanatory Notes. July 2008 BUS AGE CATEGORY AND REPLACEMENT Contract Type Calculation of bus average age Contract A Single Bus Category 1 or 2 Contract A : Single Bus Category 3 or 4 Contract A Multiple Buses Category 1 or 2 Contract A : Multiple Buses Category 3 or 4 Contract A: Multiple Buses Mixed Category 1 or 2 and 3 or 4 Contract B: Single Contract B only Contract B: Multiple B Contracts in close proximity. Contracts B & A Category 3 or 4 Contracts B & A Category 1 or 2 Anniversary of Service Commencement Date – Contract B Over the life of the Contract – Contract A Anniversary of Service Commencement Date – Contract B including Contract A Cat 3 & 4. Over the life of the Contract – Contract A Cat 1 & 2 Contracts B & A Category 1 or 2 and 3 or 4 Over the life of the Contract Bus Average Age in Years 8 Contract A: maximum age prior to replacement (note: buses not to exceed average age) N/A Over the life of the Contract 12 N/A Over the life of the Contract 8 15 years Over the life of the Contract 12 25 years Over the life of the Contract Separate calcs 8: Cat 1 & 2 15 years: Cat 1 & 2 25 years Cat 3 & 4 12: Cat: 3 & 4 12 N/A 12 N/A 12: Contract B buses and Contract A Cat 3 & 4 buses amalgamated for calcs (Operator election) Separate calcs 12: Contract B buses 8: Contract A buses 25 years for Contract A buses only. Separate calcs 12: Contract B buses and Contract A Cat 3 & 4 buses amalgamated for calcs (Operator election) 8: Contract A Cat 1 & 2 buses 25 years for Contact A Cat 3 & 4 buses only 15 years for Contract A Cat 1 & 2 buses only Anniversary of Service Commencement Date Anniversary of Service Commencement Date Anniversary of Service Commencement Date - Contract B including Contract A Cat 3 & 4. Rural and Regional Bus Service Contracts – Explanatory Notes. July 2008 15 years for Contract A buses only NOTE: 1. All calculations are based on completed years. 2. Buses can be replaced within 12 months of average age and maximum age. PART 2 - CATEGORY INFORMATION Category Minimum AASC for replacement buses 13 Maximum primary school students# Maximum high school students# Funded life Seat belts compulsory in new bus Cat 1* Max AASC (for payment determination) 8-13 13 13 13 Yes Cat 2 Cat 3 14-24 25-41 24 41 No No 42+ 57 24 41 + Authorised Standees 57 + Authorised Standees 13 20 Cat 4 32 61 + Authorised Standees 85 + Authorised Standees 20 No NOTE: 2. 3. 4. 1. AASC is the Authorised Adult Seating Capacity excluding the driver. Authorised Standees is the number of passengers authorised to be carried standing as specified in a certificate issued by the manufacturer of the bus or by a consulting engineer approved by the RTA (clause 94(4) of the Passenger Transport Regulation 2007). # For category 2, 3 and 4 buses – [for replacement buses] the Operator must ensure that the seating and any modifications will not be of a design or configuration as to make it impractical for the loading of passengers in accordance with clause 94(2)(b) of the Passenger Transport Regulation 2007. If the Operator acquires a bus that has seating or modifications that make compliance with clause 94(2)(b) of the Passenger Transport Regulation 2007 impractical, the Director General will be under no obligation to increase monthly payments where an operator has been required to replace that contract vehicle to provide the required AASC for the bus category and meet passenger demand.. *For category 1 buses without seat belts subject to clause 94(3), clause 94(2)(b) of the Passenger Transport Regulation 2007 applies when loading passengers... Rural and Regional Bus Service Contracts – Explanatory Notes. July 2008 No.5-Blue TRANSITION PAYMENT ARRANGEMENTS Transition funding is being provided under the following circumstances: 1. Existing buses brought into the contract but not adequately depreciated under the previous contract payment system (Capital Remuneration Payment). This transition payment addresses the shortfall in the bus capital cost received under the PWC model at the new contract commencement. This is smoothed over the 7 years of the new contract through equal instalments. 2. Where an operators payment would otherwise reduce under the new funding model (Revenue Retention Payment). This payment is made where the operator’s existing bus(es) have already been fully depreciated under the previous contract payment system.and protects operators from a reduction in payments for the first twelve months of the contract. The payment is calculated on a per bus basis used the PWC payment model, adjusted for CPI, Wage increases and payment for compliance with the Bus Operators Accreditation Scheme (BOAS). This payment is made for up to twelve months of the contract with all payments ceasing by 30 June 2009. 3. The Operator’s bus has dropped a category with the changed category bands (Category Shift Payment) Under the new bus category bands operators with 12 and 13 passengers move from category 2 to category 1 see below: Authorised Adult Seating Capacity Cat 1 Cat 2 Cat 3 Cat 4 Old Category 7 – 11 12 – 25 26 – 41 42+ New Category 8 – 13 14 – 24 25 – 41 42+ This payment is calculated in the same way as the Revenue Retention Payment and is calculated on the basis of a category two bus. This payment is made for up to twelve months of the contract with all payments ceasing by 30 June 2009. Other Transition Arrangements Under the new contracts operators will be paid in arrears. To assist with operator cash flows, payments up to December will continue to be made in advance with payments from January made in arrears, noting that under the previous funding arrangements operators did not receive a January payment. . Rural and Regional Bus Service Contracts – Explanatory Notes. July 2008 Rural and Regional Bus Service Contracts – Explanatory Notes. July 2008 No.6-Grey CATEGORY SHIFT RELIEF UNDER CLAUSE 7.6(a) of CONTRACT A Clause 7.6(a) of Contract A states: “Where the Operator has incurred or will incur a significant reduction in contract payments under Schedule 4 as a result of a change in bus category, the Operator may apply to the Director General for special consideration for financial assistance. The Operator acknowledges that the decision to provide financial assistance is at the absolute discretion of the Director General.” This document attempts to set out guidelines for considering applications for relief for reductions of contract payments arising from “category shift” due to changing student numbers, after the contract commencement date. It should be noted that the Director General will determine whether an operator’s contract bus category should decrease. This is not automatic as it has been under the previous non-commercial contracts with categories decreasing as student numbers decreased. Under Contract A the Director General will determine whether the Ministry will continue to fund the larger bus until that bus is due for replacement, resulting in no change to the bus category. At any time when a bus is due for replacement the operator will only be funded for the sis bus required for that line of route. Any additional capacity purchased is at the operators own expense with no further relief due from the Ministry. In the event that the operators bus category does decrease the operator may apply for relief with the following guidelines to apply: 1. Any consideration for category shift relief be considered on a whole of business basis – ie an operator with a Contract A multiple lines of route may be in a position to reassign buses across services where student numbers have decreased for certain service(s) but increased for other service(s) thus mitigating the impact of changes to their overall financial position; 2. Relief to be in the same form provided as under the interim measure – ie 50% reduction in the payment decrease for the first year following the category reduction (The “parachute” arrangement provides for 4 equal instalments during the financial year totalling the 50% difference in contract payments) 3. Matters to be considered in determining eligibility for relief include, but are not limited to, the following: Age of bus - ie where a bus due for replacement the new bus is to be purchased to meet the new category requirements. The operator has incurred no loss. Newer contract buses present a stronger case for category shift relief, reflecting the capital loss incurred in replacing the bus. Fluctuations across categories – ie where the category reduction is not likely to be a permanent change and operator needs to retain the larger bus for future requirements (Operator to submit a Five Year Survey with submission). Rural and Regional Bus Service Contracts – Explanatory Notes. July 2008 Recent history of payment changes in previous years – e.g. <10% of total payments in one year but >10% over two years. Type of bus historically held by the operator – ie where an operator has made a business decision to hold a larger bus for the purpose of obtaining charter work this will be taken into account in determining the extent of any financial hardship claimed). Ministry to determine information to be submitted by the operator to support the claim for relief from category shift. Where an operator has incurred a reduction of 10% or more in total annual contract payments as a result of category shift. Rural and Regional Bus Service Contracts – Explanatory Notes. July 2008 No.7-Purple BUS FUNDING – CONTRACT A Two key components of the Contract A funding arrangements are the number of eligible students nominated on the Annual Survey for the service and the size of the bus needed to carry these students. After applying Clause 94(2) of the Passenger Transport Regulation (3 to 2 rule) where appropriate, a total number of eligible students is calculated and for funding purposes placed into one of four payment categories. The table below shows the AASC bandwidths of each category. Category 1. 2. 3. 4. New AASC Bandwidth 8 - 13 14 - 24 25 - 41 42 & above Old AASC Bandwidth 7- 11 12 – 25 26 – 41 42 & above AASC = Authorised Adult Seating Capacity as prescribed under Clause 94 of the Passenger Transport Regulation. AASC quoted in table exclude driver. Contract A funding is also related to the size and age of the bus operated and the Ministry has nominated four categories that reflect popular bus models. The following bus sizes have been determined as suitable by the Director General: Category 1 - minimum 13 AASC Category 2 - minimum 24 AASC Category 3 - minimum 41 AASC Category 4 - minimum 57 AASC Contract Commencement The Ministry will complete a cost analysis at the commencement of a new Contract A of those bus operators who currently have a larger capacity bus than what is actually required to carry the eligible students listed on their Annual Survey. An example could be an operator carrying 10 students and being paid by the Ministry at Category 1 funding rates and operating a 24 seater bus. The Ministry’s cost analysis will determine whether the operator should be funded on the actual bus or a new bus at the correct payment category. During the Contract Term A) While the contract is on foot an operator may choose to purchase a large bus that has excess capacity than is required to carry the eligible students listed on the Annual Survey. An example could be that the operator is active in performing charter work and a larger bus is more suitable in this market. Rural and Regional Bus Service Contracts – Explanatory Notes. July 2008 In cases such as this, the Ministry will only fund the standard bus determined suitable for that category based on the number of eligible students needing to travel on that service and any additional bus purchase costs are at the operator’s expense. B) There may be situations when there has been a reduction in the number of eligible students requiring the service and this has resulted in the Ministry calculating a lower payment category. The operator now has a bus with excess capacity and running costs that do not align with the reduced payments. Example: In 2009, bus operator John Smith had 32 students listed on his Annual Survey which equated to Category 3 payments. To carry those 32 students John operated a 2002 Hino with 41 seats. In 2010, John’s student numbers reduced to 22, equating to Category 2. John has undertaken a survey of families along his service to determine future student numbers. The survey indicates that it is unlikely that he will reach Category 3 payments in future. Under the above circumstances the Ministry will assess, on a case by case basis, the current and future bus payments and determine if it is more cost effective for the Government to continue to fund an older model large bus with excess capacity or approve the purchase of a smaller capacity new bus. The operator will be advised by the Ministry if the bus category has changed, and in this case the operator will only be funded for the reduced category. At Bus Replacement When the existing bus is due for replacement the Ministry will fund the standard bus of the minimum Category currently required for that line of route. Any additional bus capacity purchased is at the operators own expense with no relief due from the Ministry. If the operator decides to purchase a higher category bus, the payment will only be increased to the higher category if the student numbers increase to the AASC applicable to the higher category. Rotation of Contract Buses Between Routes Clause 8 Type A Contract: In addition to the circumstances described in Clause 8.1, the operator may replace a bus (an Original Bus) if the operator is the holder of more than one (1) lines of route within a contract Type A, with a bus used in providing services under that Contract A. Any bus which replaces an original bus must: (i) Have the same or substantially the same seating capacity as the original bus so as to ensure that no school student who commonly travels on the service is required to stand on the replacement bus where he or she was previously seated when travelling on the original bus and: Rural and Regional Bus Service Contracts – Explanatory Notes. July 2008 (ii) In all other respects be comparable to the original bus including, but not limited to air conditioning, and all other bus specifications. Rural and Regional Bus Service Contracts – Explanatory Notes. July 2008 No.8-Blue RESETING OF CONTRACT A KILOMETRES AND/OR HOURS Non-commercial contracts (Contract A) are established for the purpose of transporting school children to school where there is no alternative transport available. The Ministry establishes these contracts where costs of providing a bus service are either comparable or less than the cost of providing private vehicle subsidy for those students. As a guide the Ministry will consider establishing a new service whether there is a minimum of 15 students to be transported. When a new service is established, the Ministry issues a tender for the service. Tender responses must include detail of the proposed kilometres and hours to provide the service. The Ministry determines the successful tender on the basis of normal tender selection criteria which includes value for money. Once the contract is established the contract holder may, upon approval of the Ministry to any subsequent assignment of that contract, sell the contract to another party. Usually when this happens the purchasing party will be operating from a different location than the previous contract holder. This often results in the new contract holder not being remunerated under the contract for all kilometres operated and / or hours required to provide the service. The Ministry is of the view that purchasers of contracts should know and understand the requirements for service delivery for any contract considered for purchase as well as the income to be derived from that contract,. This is part of the usual due diligence process in business acquisition. For this reason, in the past, the Ministry has denied requests to reset the contract kilometres and / or hours after there has been a sale of the contract. Upon further consideration of this issue the Ministry is prepared to consider resetting of contract kilometres and / or hours, under certain circumstances, for contracts that have been operated by a purchasing operator for no less than 5 years. In considering any kilometre reset the Ministry’s primary focus is on matters outside of the operator’s control which may have otherwise impacted on the operator’s initial decision to purchase the contract. The Ministry expects an operator will have attempted, where possible, to mitigate any impacts that have occurred. Criteria for assessment: Criteria for assessment will include but not be limited to factors including: Multiple services combined into a single Contract A that may result in an efficiency payment reduction; Contracts awarded through competitive tender – resetting generally not available; Purchase date must have been > 5 years ago; Purchase price (copy of contract required) – noting that a significantly reduced contract price enables additional operating costs to be absorbed over time; Reason for the kilometre / hour variation and efforts made to mitigate impacts Contract payment history – noting that there may have been a number of unforeseeable fluctuations impacting on the financial viability of the operation; and Financial viability. Rural and Regional Bus Service Contracts – Explanatory Notes. July 2008 The Ministry may seek other information as required to substantiate a claim for a kilometre / hour reset. Process for Resetting Kilometres and / or Hours Operator must apply to the Regional Manager in the form provided and with supporting information. Operators will be advised within 60 days of the outcome of their application. Payment will be made from the first monthly payment after the application has been approved. No retrospective payment will be made available. Applications will be considered on a case by case basis. Rural and Regional Bus Service Contracts – Explanatory Notes. July 2008 No.9-Pink REPORTING REQUIREMENTS CONTRACT A – SCHEDULE 7 Quarterly Reports Worksheet No 1: Reliability Worksheet No 2. Customer Feedback Annual Reports Worksheet No 3. Annual Survey Worksheet No 5: Financial Results ........................................................................... Worksheet No 6: Bus/Fleet used to provide services ................................................ Rural and Regional Bus Service Contracts – Explanatory Notes. July 2008 Overview of the RRBSC Reporting; The Ministry of Transport is required to monitor performance of operators under the Rural and Regional Bus Service Contract (RRBSC) through self reporting by; Operators jointly understanding how data is captured, reported and how this data is interpreted by both parties and later used by MoT. This will be done by; Defining the meaning of each worksheet, understanding how the data is captured, and then it’s analysis in a consistent manner. Note: Reporting requirements may vary in time as new technologies are developed. Quarterly Report This section outlines the definitions associated with each of the quarterly reports as set out in the two worksheets provided to each RRBSC operator for the purposes of reporting performance on a quarterly basis. Worksheet No 1: Reliability Bus Service Number and Route Name Route description is generally the main origin and destination or the name of the service as per the Contract Service Plan. For example the Raglan Special, Blow Clear to Wyalong, Glen Innes Town Service No.1 or Blaxland to Grafton. The bus service route number will be allocated at the time the contract commences. See sample Worksheet No.1 of this document as a guide to input information. Contracted Trips The number of weekday contracted regular bus services (AM & PM school services) during the current reporting quarter. Number of Incomplete Trips This field represents the total contracted regular bus services (AM & PM school services) trips that did not operate in full during the reporting period. An incomplete trip is where only a part of the contracted trip operated. This means where any part of the trip was shortened at any location. Number of Cancelled Trips This field represents the total regular bus services (AM & PM school services) trips not operated because of cancellations. A cancelled trip is where the whole of the contracted trip did not operate. Incomplete and Cancelled Contract Kilometres This field represents the total bus service kilometres not operated (incomplete or cancelled) during the reporting period. Rural and Regional Bus Service Contracts – Explanatory Notes. July 2008 Incomplete and Cancelled Trip – Definition: An Incomplete trip is where only a part of the contracted service is operated. This means the trip was shortened to start or end at a point/s between the normal commencement and/or end of the Contract service. A cancelled trip is where the whole of the contracted service did not operate. Late trips - greater than 10 minutes This is the number of instances during the current reporting period that the contracted AM and/or PM trip arrived greater than 10 minutes after the timetabled timing point, Late Arrival at School/s AM & PM This is the number of instances during the current reporting period that the contracted trip arrives after the AM bell time at the school/s serviced. The number of instances during the current reporting period that the contracted trip arrives greater than 30 minutes after the PM bell time at the school/s serviced. Early Departure from School PM This is the number of instances during the current reporting period that the contracted PM trip departed the school of a PM early and/or left students behind. Worksheet No 2: Customer Feedback This worksheet is used to record the total number of different types of customer feedback received during the quarterly reporting period. Worksheet 2 must include all feedback received by the operator including: mail telephone email ITIS (131500) website matters referred by the Ministry of Transport or any new system that may be introduced in the future Annual Reports This section outlines the definitions associated with each of the annual reports as set out in the three worksheets provided to each RRBSC operator for the purposes of reporting performance on an annual basis. Worksheet No 3: Annual Survey Operators are to provide details to the Ministry of Transport by March each year of the SSTS eligible students they will be carrying for the current year in the Annual Survey. The Ministry of Transport uses this information to determine such things as payment category and bus capacity. Rural and Regional Bus Service Contracts – Explanatory Notes. July 2008 Worksheet No 4: Financial Reports Financial Statements are required from each Operator. It is recognised that the financial statements provided may cover operations other than bus operations, and for this reason a summary of expenses that relate solely to bus operations is to be provided to the Ministry of Transport in accordance with Worksheet No, 4. The Operator may complete Worksheet No. 4 themselves; however it is to be lodged at the same time as the Financial Statements. Financial Statements are to be submitted electronically, as specified in the contracts The last dates for which reports can be received are: o Operators with more than 5 lines of route – 31 March o Operators with less than 5 lines of route – 30 April Operators can provide either audited statements or management accounts, which can be reconciled to the taxation statements. Financial statements (with the exception of the expenses summary) are to be prepared by an accountant who is a member of a recognised Accounting body, i.e. CPA, CA or NIA or a registered tax agent. Where an owner-operator undertakes the accounting functions of the business and does not utilise the services of a member of one of the aforementioned groups then this operator may apply for an exemption in order to complete their own financial statements. Statement of Financial Performance Revenue Total Revenue earned by Operator – the Ministry of Transport will isolate contract revenue from its own records. Expenses Operators are to complete the worksheet summary of external costs for the operation of their bus contracts: 1. Driver costs (i.e. owner-driver will not complete) 2. Other labour costs (includes external cleaning paid) 3. Fuel 4. Bus related costs excluding fuel (registration, insurance, tyres, repairs, maintenance and insurance) 5. Lease expenses (vehicles, computers, other bus related capital items) 6. Administrative expenses (includes accountancy/legal fees, non-bus insurance, signs, utilities, and any other relevant expenses incurred by the operator not listed above) 7. Other The operator will be required to warrant that the reports, data, information, records and documents provided in the statement are true, accurate and not misleading and comply with clause 8.6 of the Standard Terms and Conditions of the Contract. Rural and Regional Bus Service Contracts – Explanatory Notes. July 2008 Statement of Financial Position Operators will be required to provide a Statement of Financial Position for their total business. Worksheet No 5: Fleet Profile Means a fleet profile of the buses operated under the RRBSC to deliver the regular bus services as contained at Schedule 2 – Services. Rural and Regional Bus Service Contracts – Explanatory Notes. July 2008 Rural and Regional Bus Service Contracts – Explanatory Notes. July 2008 Schedule 7 In accordance with Clause 8.2 of the Standard Terms and Conditions contained in the Contract. The following reports are to be lodged on a regular basis. Report Name Type of report Lodgement Date Worksheet Reference 1 Reliability Quarterly 21 April, 21 July, 21 Oct, 21Jan Customer Feedback Quarterly As above 2 Annual Survey Annual 31-Mar 3 Financial Report Annual Fleet Profile Annual > 5 contracts - 31-Apr < 4 5 contracts - 31 Mar 31-Mar 5 Major service disruptions N/A Immediately n/a Force Majeure Events N/A Immediately n/a Rural and Regional Bus Service Contracts – Explanatory Notes. July 2008 Worksheet 1 QUARTERLY REPORT Reliability RR BSC Nr: A01 Reporting Period: Bus Service Route Number & Name XXXX Raglan Special XXXX Blow Clear to Wyalong XXXX Blaxlands to Grafton Number of contracted bus trips AM & PM Number of Incomplete trips Number of Cancelled Trips Number of Late Early contracted arrival at departure Late trips KMs not school AM from school operated & PM PM 112 0 1 48 0 0 0 112 3 0 12 0 0 0 112 0 0 0 0 1 0 336 3 1 60 0 1 0 Rural and Regional Bus Service Contracts – Explanatory Notes. July 2008 Worksheet 2 Quarterly Report Customer Feedback RR BSC Nr: A01 Reporting Period: Feedback Type Compliment Staff/Driver Rude Staff/Driver Unhelpful Dangerous Driving Bus Early Bus Late Missed Stop Failed to Operate Overcrowded Bus Dirty Other Total Feedback No. Recorded 0 Rural and Regional Bus Service Contracts – Explanatory Notes. July 2008 WORKSHEET 3 ANNUAL SURVEY RR BSC Nr: A01 OPERATOR: x Time at Commencement of Service (AM) Trip Meter or Odometer Reading at Commencement of Service (AM) Time at Completion of Service (AM) Trip Meter or Odometer Reading at Completion of Service (AM) (first, middle name/s, surname) Class/ Year Date Students FULL Residential Address of Birth On: Off On: Off On: Off On: Off On: Off On: Off On: Off On: Off Rural and Regional Bus Service Contracts – Explanatory Notes. July 2008 School / TAFE Attended Confirm Data is Correct FULL Name of Eligible Student Gender Drop off (S/T) School or Transhipmen AM PM Stop Trip Meter Stop Trip Meter No Reading No Reading Time at Commencement of Service (AM) Trip Meter or Odometer Reading at Commencement of Service (AM) Time at Completion of Service (AM) Trip Meter or Odometer Reading at Completion of Service (AM) Rural and Regional Bus Service Contracts – Explanatory Notes. July 2008 Worksheet 4 Annual Report Financial Report Type A contracts Contract number (s) Financial Year 2008/09 Total Revenue Expenses summary – cost of bus contract(s) 1 Driver costs (ie owner-driver will not complete) 2 Other labour costs (includes external cleaning paid) 3 Fuel Bus related costs excluding fuel (registration, insurance, tyres, 4 repairs, maintenance and insurance) Lease expenses (vehicles, computers, other bus related capital 5 items) Administrative expenses (includes accountancy/legal fees, nonbus insurance, signs, utilities, and any other relevant expenses 6 incurred by the operator not listed above) 7 Other I, ………………………………, of ……………………………….. (full name) (company) warrant that the aforementioned reports, data, information, records and documents provided in this statement are true, accurate and not misleading and comply with clause 8.6 of the Standard Terms and Conditions of the Contract. …………………………. (date) This statement is to be forwarded with the Statement of Financial Performance and Statement of Financial Position. Rural and Regional Bus Service Contracts – Explanatory Notes. July 2008 WORKSHEET 5 ANNUAL REPORT Fleet Profile RR BSC Nr: B01 Reporting Period: 1 Depot Rego No Contracted Body Chassis bus Date of 1st Manufacture Manufacture category r r Rego Penrith MO9342 28-Feb-07 Scania Volgren Citybus Bus Type Wheelchair accessible Y No of Number of Airwheelchair positions conditioned bus Doors 2 Rural and Regional Bus Service Contracts – Explanatory Notes. July 2008 Y 1 Seated Capacity 47 Seatbelts fitted Standing Capacity Bus length 25 12.5 Fuel type Engine Emission Type Transmissio n Type Diesel Euro 3 Auto No.10-Brown CONTRACT MANAGEMENT PLAN CONTRACT A - SCHEDULE 9 CONTRACT DELIVERABLE Contract Reporting Obligations Reporting Requirements (Schedule 7) SUGGESTED OPERATOR RESPONSE Strategies implemented to ensure:1) correct data captured & recorded; 2) data is provided to MoT in the required format and by due date 3) key personnel are trained & available to carry out point in accordance with set timeframes; 4) drivers trained & monitored to support constant flow of relevant information. 5) Engage accounting professional to prepare financial reports and complete expenses summary in standard template Service Disruption - Advice to DG Contingency Plan – Service disruption Identify staff members responsible for the chain of responsibility i.e. drivers, depot staff, depot manager. Key contacts list. Mechanism/process to be used in relaying advice i.e. initial telephone advice to Regional Manager immediately. Progress reports/updates if disruptions protracted. Detailed report faxed/emailed to Regional Manager with strategy to eliminate/minimise similar disruptions in the future. Identify staff members responsible for the chain of responsibility i.e. drivers, depot staff, depot manager. Key staff briefed on contingency arrangements. Key contacts list/out of hours phone numbers. Arrangements for extra buses (if needed). Parents/passengers advised of disruption/alternate arrangements. Rural and Regional Bus Service Contracts – Explanatory Notes. July 2008 Emergency Plan – Service disruption including accidents & incidents arising on a bus Bus Age & Replacement (clause 8) Complaints Handling Fares & Concessions (Schedule 3) Identify staff members responsible for the chain of responsibility i.e. drivers, depot staff, depot manager. Key contacts list/out of hours phone numbers. Parents/passengers advised. Code of Conduct issues and management. Spare buses if required. Dealing with lost children Processes to be implemented on how fleet age will be monitored. Replacement strategy detailing how average bus age will be complied with in accordance with the contract. Training of staff to deal with complaints Set timeframes for resolution of complaints Chart compliant trends i.e. driver, service, passengers, etc Measure compliant ratios against previous year/s Strategies to monitor and reduce complaints. Staff & drivers trained to recognize various concession passes. Drivers trained and monitored to ensure appropriate concession fare charged. All customer-facing staff, including drivers, received or will receive training in relation to the service requirements of passengers with disabilities and passenger of diverse cultural and linguistic backgrounds. Rural and Regional Bus Service Contracts – Explanatory Notes. July 2008 No.11-RED Application to Change Service – Contract A WOLLONGONG PARRAMATTA NEWCASTLE PO Box 5215 WOLLONGONG 2500 Locked Bag 5085 PARRAMATTA 2124 PO Box 871 NEWCASTLE 2300 TO BE COMPLETED AND RETURNED BY THE CONTRACT HOLDER WITHIN 21 DAYS. Request for variation under clause 4 of Contract A. CONTRACT NUMBER SERVICE NAME OPERATOR NAME ACCREDITATION NO. STUDENT DETAILS: NAME AND DATE OF BIRTH ADDRESS (A) IS CHILD ON THE SERVICE YEAR SCHOOL *DISTANCE A *Distance from students (A) home to existing pick-up point & (B) home to proposed pick-up point (attach list if necessary). Rural and Regional Bus Service Contracts – Explanatory Notes. July 2008 B GENERAL COMMENTS: Please circle the correct response: 1. Will the extension alter travel arrangements for the existing passengers? (ie. earlier start or later finish times) YES (if yes please state reasons) NO WRITTEN COMMENT IS REQUIRED FROM THE PARENTS OF THOSE STUDENTS, CURRENTLY TRAVELLING, WHO WILL BE AFFECTED BY THE VARIATION (earlier pick up or later set down time, extra distance to travel). PLEASE ATTACH DOCUMENTS FROM PARENTS AND/OR SCHOOL CONFIRMING SUPPORT OR OBJECTIONS. 2. Additional distance per day required to travel the extension. ───────────────────────────── km 3. Additional time per day required to travel the extension. ───────────────────────────── 4. Is the road to be travelled suitable for bus services in the opinion of the Local Government Authority? YES NO WRITTEN ADVICE REGARDING ROAD CONDITIONS MUST BE OBTAINED FROM THE LOCAL GOVERNMENT AUTHORITY AND SUBMITTED WITH COMPLETED FORMS. 5. Is the proposed turnaround point suitable and safe? YES NO Rural and Regional Bus Service Contracts – Explanatory Notes. July 2008 6. Is there sufficient spare capacity on the bus? YES NO 7. Are there any other services in proximity to this service? YES NO (if yes please provide details) 8. Will there be any impact on any adjacent or associated school bus services? YES NO (if yes please provide details) SCHEDULE FIVE DETAILS: 9. Please provide a detailed route description as per Schedule Five of the Contract, a proposed timetable and a map of the existing service highlighting the proposed extension. MAP (attach if necessary). 10. I/We certify and declare that: All students mentioned on this form meet the eligibility conditions for transport in accordance with the School Student Transport Scheme. The information supplied on this form is true and correct. Signature of Contract Holder ───────────────── Signature of authorised person ───────────────── (where a corporation) ───────────────────────────── Date ──────────────────────────── Date Rural and Regional Bus Service Contracts – Explanatory Notes. July 2008 MINISTRY OF TRANSPORT FIVE YEAR SURVEY OF ELIGIBLE SCHOOL CHILDREN SERVICE: SCHOOL: NAME ADDRESS 2008 Age/Year Now 2009 2010 2011 x should be used to indicate conveyance is required - should be used to indicate conveyance is not required Principal’s signature date.................... Rural and Regional Bus Service Contracts – Explanatory Notes. July 2008 2012 2013 No.13-Green CONSISTENT APPLICATION OF FARE SCALES – RURAL & REGIONAL – SCHOOL STUDENT TRANSPORT SCHEME COUNTRY TOWN FARE SCALE The Country Town Fare Scale will apply: (a) when the origin and destination of the school student's SSTS journey are within the country town boundary (CTB); (b) when the origin of the school student's SSTS journey is inside the CTB and the school student travels to a school or TAFE within three complete sections outside the CTB; (c) to all other fares where the rural fare scale does not apply (as described in 2 below). RURAL FARE SCALE The Rural Fare Scale will apply: (a) when the origin and destination of the school student's SSTS journey is wholly outside the boundaries of the CTB (even in circumstances where the journey involves travel through the country town); (b) when the origin of the school student's SSTS journey is outside the CTB and the destination is inside the CTB; (c) when the origin of the school student’s SSTS journey is inside the CTB and the school student travels to a school more than three complete sections outside the CTB, unless the school student's SSTS journey (i) emanates out of an area with a population base that the Director General (in his sole discretion) has nominated as being one which can sustain a country town fare and (ii) travels into an Urban Region; (d) all Line of Route Contract B services except those Lines of Route that (i) emanate out of an area with a population base that the Director General (in his sole discretion) has nominated as being one which can sustain a country town fare and (ii) travel into an Urban Region. Rural and Regional Bus Service Contracts –Explanatory Notes. July 2008 No.14-Orange CONTRACT CONSOLIDATION AT CONTRACT COMMENCEMENT CONVERSION OF CONTRACT A TO CONTRACT B Where a Contract B operator operates services in one or more of the following situations; Operates Contract A services to schools located in the country town region or in close proximity (within 3 Sections) of the same operator, Operates Contract A services into a line of route network (Town to Town or Village to Town) of Contract B service(s) operated by the same operator, which enables connectivity between the services, the Contract A services will be consolidated into the Contract B as a line of route using these guidelines. Benefits to Bus Operators o Greater flexibility in scheduling services will result in improved use of resources and reduced costs eg reduction of bus fleet o Simplified administration eg no Annual Surveys. Benefits to Government o Reduction in administration eg Annual Surveys, no. of contracts. o Value for money. Benefit to the Community o Greater flexibility in scheduling services may result in improved services to the community. Core Principles of Conversion Operational and administrative efficiencies to be shared between Government & operators. Improve service to the public. Contract B will have a single payment model, any consolidated lines of route will be remunerated in accordance with the Contract B School Student Transport Scheme payment calculation. The following rules will apply in relation to Contract Consolidation. Cost to the Government The Net cost of consolidating the contracts and standardising the Rural Fare payment methodology must result in a saving to the Government over the life of the contracts on a state wide basis. Rural and Regional Bus Service Contracts –Explanatory Notes. July 2008 A calculation will be undertaken comparing the Contract A funding payments with fares applied to all the Contract A students, calculated under the Contract B fare rules. (The existing SSTS mapping principles will be used for this purpose) Operator Viability o If the above conversions result in a reduction in the Operator’s Total SSTS Revenue of more than 1.5% or a reduction in the combined converted Contract A Revenue by more than 10%, The operator will be given the option to convert. If the operator elects to convert, the Contract A services will be subjected to a “Reasonableness Test” to determine if the operator can sustain the conversion to Contract B. o When comparing the Contract A payments and the converted Contract B payments the following methodology will be used:The Contract A payments over the 7 year contract period will be compared with the Contract B fares applied to the entire Contract based on the March 2008 survey over the same period. The existing SSTS mapping principles and the consistent fare rules will be used in calculating the Contract B Payments. The existing bus and replacement new buses where required will be used in calculating the Contract A payments. o Where Contract As held by a Contract B operator are not converted prior to the initial contract execution, and the operator wishes to convert them at a later date, an application will have to be submitted to the MoT with proof that it will be in the public interest to undertake the conversion. Any conversions after the initial contract signing will be at the discretion of the MoT, and the MoT will use these same guidelines in making the decision. Operator’s with Increased Revenue o If the above conversions result in an increase in the Operator’s Total SSTS Revenue of more than 1.5% or an increase in the combined converted Contract A Revenue by more than 10%, The operator will not be allowed to convert. The operator may apply for special consideration to the DG as indicated below. Phasing-In of revised revenue o While there will be an overall saving to the government as a result of the conversions it is expected that some operators may immediately benefit from this change, while the majority of operators will lose revenue until such time that they can revise their services and gain efficiencies. Rural and Regional Bus Service Contracts –Explanatory Notes. July 2008 o To allow operators sufficient time to adjust, the increase or reduction in revenue will be phased-in over 3 years. o Where the operator incurs a loss as a result of the conversions, the operator would be fully reimbursed for any loss of revenue in the first year of the contract. In the second and third years the operator will be reimbursed for 50% of the first year’s loss of revenue. o Where an operator would receive additional revenue as a result of the conversions, the full amount of additional savings will be deducted in the first year. 50% of the additional revenue will be deducted in the second and third years. o Example: - If an operator is expected to lose $20,000 p.a. as a result of the conversions, a payment of $20,000 will be made to the operator in the first year, $10,000 in the second year, and $10,000 in the third year. Operators that are expected to receive additional revenue will have a deduction phased-in on the same basis. o The payments or deductions will be indexed each year based on the calculated Contract B indexation percentage. Special Consideration Bus operators who fall outside the above rules/guidelines and wish to consolidate their Contract A under a Contract B may submit a business case to the Ministry for consideration. The business case should include proposed funding of the services, improved/additional services to the community and other operational efficiencies that may be shared between the Government and operator over the life of the contract. Allocation of new students along lines of route o Where the converted Contract A contract does not interact or operate on roads utilised by any other bus services any growth along/adjacent to this converted line of route will be serviced by the Contract B. o Where another Contract A operator has pick-up rights partly along the converted road the following Rules will apply with regard to Growth. Unless there is an existing agreement that deals with the shared roads, any growth along/adjacent to the shared roads will be serviced by the Contract A operator/s with their existing category bus. Once the number of students on the Contract A/s reach the maximum under the existing category/s (57 for Cat 4 contracts), any new students along/adjacent to the shared roads will be serviced by the Contract B operator. Rural and Regional Bus Service Contracts –Explanatory Notes. July 2008 The Contract A operator/s will be allowed to increase the category only along the non shared portion of their contract. Once the Contract A operator reaches the current Category capacity, any new students along the shared portion of the route will be allocated either to the other Contract A operators along that shared route until their current Category capacity is reached and then to the Contract B operator. The Contract A operator will not be allowed to increase the bus category until all the students along the shared road have been allocated and the increased capacity is required for the Non-Shared portion of the route. Rural and Regional Bus Service Contracts –Explanatory Notes. July 2008 No.15- Blue Country Town Boundary Movement - Explanatory Note Clause 5 of Contract A and Contract B provides for service reviews to be undertaken at specified times during the term of the contract. A service review can be initiated by the Director General or by the operator. This paper aims to explain a service review process that is initiated by the Director General and is a consequence of a change to a Contract B country town service region. In accordance with the Service Planning Guidelines (Schedule 10 of Contract A and B) a Contract B is generally issued to provide services within a country town when the population exceeds 7,500. A Contract B is also generally issued for Village to Town and Town to Town services where prescribed by the Service Planning Guidelines. Schedule 5 of Contract B contains a map depicting the contract service region. Within this service region, the operator is contractually obliged to design and provide regular passenger and school services that meet the community’s needs and expectations. Where a Contract A provides services to schools within a Contract B country town service region the Contract A will include a map at Schedule 5A depicting the Contract B country town service region. Where a Town to Town (TT) or Village to Town (VT) Contract B provides services to and from a country town that is serviced under a Contract B held by another operator, the TT and VT Contract B will have a map at Schedule 5a depicting the Contract B country town service region. In addition, the TT or VT operator will have entered into a Neighbouring Service Provider Agreement (NSPA) with the country town Contract B operator. The NSPA will identify and outline the operational specifics of the TT or VT service while operating in the country town service region. A country town service region is determined and agreed by the Director General based on information and data issued by the Australian Bureau of Statistics (ABS) in relation to a country town’s urban centre. The Director General also considers the topography, infrastructure and any proposed future development of a country town. ABS Census Data and Contract Boundaries Every 5 years the ABS releases, amongst other things, population data. This data may indicate that the population of a country town has grown and/or its urban centre expanded. Should this occur, the Director General will inform the Contract B operator of this change and may propose a change to the country town service region in line with the ABS data (Clause 5.1 of Contract B refers). Rural and Regional Bus Service Contracts –Explanatory Notes. July 2008 Should it be determined that a Contract B country town service region be changed and this impacts by including the residential addresses of students listed on the most recent annual survey for a Contract A or the SSTS return of a VT or TT Contract B, the affected operator will be advised as follows: Affected Contract As In situations where this transfer of students impacts on the funding level of a Contract A, the Director General will allow the operator to continue to carry the identified students and maintain the current funding level until 1 July the following year or at least 12 months, depending on operational circumstances. After that time the students must be transferred the Contract B country town operator Contract A operators may be eligible for financial assistance under clause 7.6 of their contract. Affected Contract Bs In situations where this transfer of students impacts on the SSTS funding level of a Contract B, the Director General allow the operator to continue to carry the identified students and will maintain SSTS payments for one semester before the students are transferred the Contract B country town operator. Please note that the above “parachute” payment arrangements only apply where the country town Contract B operator does not also operate the services affected by the transfer of students under these circumstances. The Director General will advise the parents of the affected students of when the new arrangements will be implemented. Generally, the new arrangements will be implemented at the commencement of the next new school year or semester. In making his decision to change a contract service region, the Director General will consider each location on a case by case basis and in the public interest, bearing in mind the objects of the Passenger Transport Act, 1990. Rural and Regional Bus Service Contracts –Explanatory Notes. July 2008 No.16-Grey CONCESSION PAYMENT PROCESS (HALF FARE / RED) RURAL AND REGIONAL CONTRACTS RED and concession fare changes are to commence from 1 January 2009. Concession Reimbursement Regional Excursion Daily (RED) Reimbursement and Half Fare Concession Reimbursement will be paid through a single calculation. The basic principles of this payment are: 1. to ensure that an operator suffers no financial loss as a result of the introduction of RED. This is achieved by underwriting the benchmark half fare concessional revenue that an operator would have been expected to receive; and 2. providing an incentive to operators to increase travel by persons eligible for RED through an arrangement that shares revenue received between the Government and bus operators. Calculation of Benchmark Benchmark half fare concessional revenue is the adjusted Total Half Fare Concessional Revenue for the prior year. Total Half Fare Concessional Revenue (THFCR) is the total of: Fare box received for sales of eligible half fare concession tickets; plus Half fare concession paid by the Government. The THFCR is annually adjusted by: 1. A % change equivalent to the % change in fares charged to the general public during that year; 2. A % change equivalent to 50% of any change in boarding evidenced by an operator during that year. No Net Loss Any operator able to demonstrate a financial loss incurred through the implementation of the RED ticket, that is not adequately compensated through this payment process may make a no net loss claim to the Director General. Proposed payment system for Contract B 12 equal monthly payments; Payments are paid for a calendar year and any reconciliation is for the calendar year; Annual reconciliation based on either annual survey or proven loss in determining the number of boardings for the calculation of any patronage movement (50% share to be applied as an adjustment to the benchmark); and February payment withheld if data not received for reconciliation purposes. Rural and Regional Bus Service Contracts –Explanatory Notes. July 2008 Rural and Regional Bus Service Contracts –Explanatory Notes. July 2008 1.1 No.17-Purple Communication and Consultation Guidelines for Bus Operators Rural and Regional Bus Services Contract B 1.2 Rural and Regional Bus Service Contracts –Explanatory Notes. July 2008 Contents 1.3 1. INTRODUCTION ............................................................................................... 55 2. WHY IS CONSULTATION REQUIRED ? .......................................................... 56 3. COMMUNICATING WITH STAKEHOLDERS ................................................... 57 4. WHEN IS COMMUNICATION AND CONSULTATION NEEDED? .................... 58 5. SERVICE REVIEWS ........................................................................................... 7 6. MATERIAL CHANGES ....................................................................................... 8 7. WHO SHOULD BE CONSULTED 9 8. KEY CONTACTS 10 APPENDIX A – STAKEHOLDER ISSUES MATRIX ................................................. 63 1.4 Rural and Regional Bus Service Contracts –Explanatory Notes. July 2008 1. INTRODUCTION This guide has been prepared for rural and regional bus operators to assist with community and stakeholder consultation required under Contract B. Under the contract, consultation is required during service reviews and prior to implementing any material service changes. The outcome of the consultation process is to assist in the design of a bus network that best meets the needs of the community. It is acknowledged that bus operators have expert knowledge on their passengers and the communities within which they operate. This guide attempts to enhance the current practices of determining demand for new or changed bus services and to provide useful information about how to meet the requirements of the Service Planning Guidelines. In particular this guide aims to assist operators in determining who should be consulted, why, when and how. Further information and assistance in any community consultation matters can be obtained from the Ministry of Transport’s Stakeholder and Community Management Division on telephone (02) 9268 2878. Rural and Regional Bus Service Contracts –Explanatory Notes. July 2008 2. WHY IS CONSULTATION REQUIRED? The Service Planning Guidelines for Bus Services in Rural and Regional Areas (Service Planning Guidelines) provide guidance in the provision of bus services that are relevant to the communities they serve by setting principles and thresholds that should be applied in the planning of bus services. The points below are excerpts from the Service Planning Guidelines that indicate the need for communication or consultation activities. Service frequency and span of service hours Services should be designed to meet local demands including tourists, special events and other specific demands eg students in university towns, jail or hospital locations and visiting hours. Community consultation In designing and reviewing bus services the operator must use best endeavours to involve the local community as a means of ensuring local transport demands are taken into account. The operator must undertake a service review every three years or no later than 12 months after any release by the Australian Bureau of Statistics of data compiled from a Census (including school services), this must include a community forum; Consultation in the event of a material change to services proposed includes consulting with local council, schools and other key stakeholders in the local community likely to be affected by the change; Operators are to participate in regional transport forums, where a forum exists in their area; Material changes require a minimum of two weeks’ notice to be given to the public prior to implementing the change; Minor changes require a minimum two business days’ notice to be given to the public prior to implementing the change. Timetable and service information Where there is more than one operator in a country town, operators are to work together to produce one coordinated timetable for the town services; All timetables are to be provided on the internet on the bus operator’s site(s) and provided to 131500 Transport Infoline, local council, tourist information centres and other local information sites as relevant. Rural and Regional Bus Service Contracts –Explanatory Notes. July 2008 3. COMMUNICATING WITH STAKEHOLDERS The Service Planning Guidelines stipulate that an operator must undertake a Service Review every three years or no later than 12 months after any release by the Australian Bureau of Statistics of data compiled from a Census. This guideline aims to achieve standard communication and consultation activities in the bus industry across NSW. The Ministry of Transport will continue to work with bus operators to ensure the dissemination of consistent messages about Bus Reform. The Ministry will also offer assistance to operators to ensure that an appropriate public involvement process is implemented during the reviews. Benefits of communication and consultation: create a positive public perception and manage stakeholder expectations through the dissemination of clear, relevant, timely and accurate information; identify all stakeholders impacted by the bus network review and provide opportunities for their involvement in the planning process, where appropriate; target stakeholder groups and increase stakeholder and community awareness of the bus service review; provide clear, relevant, timely and accurate feedback to stakeholders about their input into a decision-making process; use the outcome of the consultation process to assist in the design of a bus network that best meets the needs of the community; anticipate and address local issues to ensure main messages of the review remain positive for general public; create opportunities to partner with other transport operators on communityspecific publicity programs that encourage bus travel on an improved bus network, and to monitor community and stakeholder feedback and make appropriate network changes as necessary. Rural and Regional Bus Service Contracts –Explanatory Notes. July 2008 4. WHEN IS COMMUNICATION AND CONSULTATION NEEDED? The first step in consultation is communication – community members and stakeholders must have enough information about services that operators provide and when operators are reviewing services before they can effectively participate in a consultation process. In terms of communication and consultation, there are two key activities under the new contracts with different communication and consultation requirements for each: service reviews and material service changes. Before considering each of these, the value of feedback obtained from passengers and the general public should be noted. FEEDBACK / COMPLAINTS The Bus Operator Accreditation Scheme (BOAS) and contract requires an operator to maintain a complaints handling system. An added benefit of this system is the input provided from the community on possible service enhancements. Day to day feedback that is received by bus operators and the Ministry of Transport should be considered by operators in determining any service changes It is important that robust systems are in place to receive and manage feedback so it can be recorded, managed and considered during the service review, or resolved as a separate matter. Rural and Regional Bus Service Contracts –Explanatory Notes. July 2008 5. SERVICE REVIEWS A service review needs to occur within three years of the new contract agreement or no later than 12 months after the lease of census data by the Australian Bureau of Statistics. The bus operator determines when it will carry out service reviews and should initially develop a plan for consultation for discussion with the Regional Manager of the Ministry of Transport and the local Regional Transport Coordinator. This discussion will confirm what stakeholders should be consulted and the adequacy of the proposed consultation. The first review under the contract is critical in terms of how it will set the scene for future communication and consultation. Careful management of community and stakeholder expectations is necessary, as well as a comprehensive communication phase to ensure communities understand their opportunities for input or comment. It will be important to identify if a relevant consultative group exists in the community before determining the communication and consultation plan. It is crucial that established networks and groups are used wherever possible and appropriate (eg Local Transport Working Group). Where there is no established group or network it is necessary for the operator to identify stakeholders who can participate in a meeting about the existing bus services and any proposed changes. Bus passengers and the wider community should be informed and asked for feedback on the results of the service review. The operator should consider all feedback and incorporate reasonable suggestions into the final network design wherever possible. Rural and Regional Bus Service Contracts –Explanatory Notes. July 2008 6. MATERIAL CHANGES Under the contract the following service changes are defined as Material Changes: (a) removal of an existing service; (b) removal of an existing trip or journey; (c) decrease in the frequency of an existing service; (d) a permanent change to, or removal of, the route of an existing service; or (e) otherwise considered to be material by the Director General, acting reasonably. Where the bus operator proposes a Material Change it must gain the consent of the Director General prior to implementing the service changes. The Director General must notify the bus operator in writing of whether or not he consents to the proposed service change within 42 days. The Director General's consent is not required for a Material Change where, prior to implementation of the change, the bus operator has provided to the Director General, in writing, confirmation that it has addressed all the criteria that is set out in detail of clause 4.3 of the Contract. The criteria include requirements for the bus operator to submit to the Director General confirmation, with accompanying details where necessary, that it has: has carried out all community consultation required under the Contract and the Service Planning Guidelines; has considered and reasonably taken into account issues raised during the consultation process; and details of the implementation, including the communication strategy, of the proposed change. The community consultation principles for a Material Change are similar to those for Service Reviews. However, depending on the extent of the Material Change proposed and the impact it will have, the consultation process should be tailored to focus on those affected stakeholders. An example of this could be the proposed re-allocation of a poorly patronised midday timetabled trip from one area to a new residential development within the existing contract region. In this case it would be appropriate to place notices in the bus, consult the regular passengers, any aged peoples’ facilities or similar and notify the Local Transport Working Group. Another example is the removal of a dedicated school service due to the small number of students being conveyed. In this case only the school and affected parents would need to be consulted prior to the withdrawal of the service. Rural and Regional Bus Service Contracts –Explanatory Notes. July 2008 7. WHO SHOULD BE CONSULTED? It is important to identify as many stakeholders as possible as it is better to have too many than to have missed one. There is generally a logical grouping of stakeholders that allows the identification of issues or matters of interest. This helps to create actions specific to each group. A stakeholder issues matrix can be created to make this a straight forward process. An example is attached at Appendix A. Government This stakeholder group comprises the Ministry of Transport, whose primary concern is for the provision of efficient bus services that follow the service planning guidelines. Key contacts are the Regional Manager and the local Regional Transport Coordinator. Local government This stakeholder group comprises local government, whose primary concern relates to the provision of sufficient bus services that adhere to relevant Council Traffic Committee requirements. Other transport providers This stakeholder group comprises other transport providers such as rail, taxi, local community transport agencies, whose primary concern relates to the integration of services and impacts any proposals may have on their business. Transport interest groups This stakeholder group comprises transport interest groups such as Council Precinct Committees (eg Local Transport Working Groups), local Progress Associations, local Country Women’s Association branches, local Senior Citizens’ Associations, whose primary concern relates to the provision of bus services that meet the needs of their membership. Accessibility This stakeholder group comprises accessibility action groups such as NSW Disability Council, Guide Dogs Association, Deaf Society of NSW, and local disability groups, whose primary concern relates to the provision of accessible transport. Passengers This stakeholder group comprises existing passengers, whose main concern is their level of service. Media This stakeholder group comprises media outlets, including TV, print and radio, whose main concern is for the provision of information to the community. General public This stakeholder group comprises all members of the community, whose main concern as tax payers and possible public transport users is for information about any proposals and changes to local transport. Rural and Regional Bus Service Contracts –Explanatory Notes. July 2008 8. KEY CONTACTS Ministry of Transport Organisation Position Address Telephone Operations Division Ground Floor, 239 King St, Newcastle NSW 2300 PO Box 871, Newcastle NSW 2300 Level 6, NRMA Building, 221-229 Crown Street, Wollongong NSW 2500 PO Box 5215, Wollongong NSW 2500 Toll Free 1800 049 983 02 4929 7006 Manager Northern Region - Newcastle Manager Southern Region - Wollongong Local and Community Transport Toll Free 1800 049 961 02 4224 3333 South East Regional Coordinator 6124 3007 0417 218 876 Mid North Coast Regional Coordinator New England / North West Regional Coordinator Orana Regional Coordinator Illawarra Regional Coordinator Aboriginal Project & Liaison Officer Central West Regional Coordinator Far West Regional Coordinator Riverina / Murray Regional Coordinator Northern Rivers Regional Coordinator Gosford Regional Coordinator Hunter Regional Coordinator 6648 4431 0438 255 543 6773 7015 0419 412 211 6884 6626 0437 032 335 4224 3324 0438 659 139 6621 9424 0427 415210 6339 4910 0419 619003 6884 6626 0434 073 568 6921 3588 0418 227 996 6621 9424 0419 685 385 4337 2313 0407 946 912 0408 679 202 Stakeholder Community Liaison and Officers Community Management Level 21, 227 Elizabeth St Sydney NSW 2000 9268 2885 Rural and Regional Bus Service Contracts –Explanatory Notes. July 2008 Communication and Consultation Guideline for Bus Operators – Draft 1 Appendix A – Stakeholder Issues Matrix Who? What is their interest? Government Access to information about bus service review Planning of a new/ amended network Public perception of a network proposal Network implementation Local Transport Working Group Local government Other transport providers Proposed changes to route and school services Access to information about bus service review Planning of a new/ amended network Public perception of a network proposal Proposed changes to routes Links with existing Council Transport Committee or other relevant committee Network implementation Access to information about bus service review Planning of a new/ amended network What can be done about their interest? Provide information about when the review will take place and provide regular updates Provide opportunities for involvement in the planning of the new or amended network Provide feedback about the community’s concerns or ideas about the new or amended network proposal Provide information about when the network will be implemented and which methods will be used to inform the public on the new network Determine if a committee that represents a cross section of the community exists and if so, meet with the committee to discuss the new proposal Provide information about when the review will take place and provide regular updates Provide opportunities for involvement in the planning of the new or amended network Provide feedback about the community’s concerns or ideas about the new or amended network proposal Provide information for Council consideration of proposed route changes Invite representation at meetings of local transport committees, if not already represented. Provide information about when the network will be implemented and which methods will be used to inform the public on the new network Provide information about when the review will take place and provide regular updates Provide opportunities for involvement in the planning of the new or amended network How can it be done? Contact the Ministry of Transport’s Regional Manager and Regional Transport Coordinator Contact the local council or the Ministry of Transport’s Regional Transport Coordinator Contact the local council transport planner Who? What is their interest? Proposed changes to routes Access to information about bus service review Impacts on transport disadvantaged What can be done about their interest? Anticipate impacts to their business and provide information so they can determine any additional impacts Involve them in the planning of changes and/or provide early advice on any changes that may impact their business Provide information about when the network will be implemented and provide copies of public communications Provide information about when the review will take place and provide regular updates Ensure impacts to transport disadvantaged are managed so that transport services remain available Proposed changes to routes Anticipate impacts to their membership and provide information on proposal Network implementation Provide information about when the network will be implemented and provide copies of public communications Provide information about when the review will take place and provide regular updates Impacts on their business Network implementation Community Groups Accessibility Access to information about bus service review How can it be done? Contact all local transport providers Contact the transport interest groups Contact the Local and Community Transport Coordinator at the Ministry of Transport to discuss. Contact the groups, following discussion with Local and Community Transport Coordinator Write to the accessibility groups Write to accessibility groups Improvements to, or Impacts on accessibility Ensure improvements and/or impacts to people with accessibility needs are managed so that transport services remain accessible Contact the Ministry of Transport’s Stakeholder and Community Management Division Proposed changes to routes Anticipate accessibility impacts and provide information on proposal Network implementation Provide information about when the network will be implemented and provide copies of public Write to, or contact the group, following discussion with Ministry of Transport’s Stakeholder and Community Management Division Write to accessibility groups Rural and Regional Bus Service Contracts –Explanatory Notes. July 2008 Who? What is their interest? Passengers Access to information about bus service review Planning of a new/ amended network Network implementation Media Access to information about bus service review and implementation of final network Local hot issues and public perception of review General public Access to information about bus service review Planning of a new/ amended network Network implementation What can be done about their interest? communications Provide information about when the review will take place and provide regular updates Provide opportunities for involvement in the planning of the new or amended network Provide information about when the network will be implemented Provide information about when the review will take place and provide regular updates How can it be done? Bus driver briefings, posters and/or pamphlets on buses Bus driver briefings, posters and/or pamphlets on buses Bus driver briefings, posters and/or pamphlets on buses Draft sample letters etc provided in this guide. Prepare media responses to issues as they arise Contact the Ministry of Transport’s Stakeholder and Community Management Division for assistance in preparing media responses Provide information about when the review will take place and provide regular updates Provide opportunities for involvement in the planning of the new or amended network Provide information about when the network will be implemented Examples include: Notices in buses, Articles in newspapers, local radio interviews, pamphlets or posters in Council, libraries and supermarkets (or other popular places) Rural and Regional Bus Service Contracts –Explanatory Notes. July 2008 Rural and Regional Bus Service Contracts –Explanatory Notes. July 2008 No.18- Blue www.transport.nsw.gov.au Ministry of Transport Rural and Regional Bus Service Contracting (RRBSC) Contract B Reporting definitions for Monthly and Quarterly Reporting requirements under the RRBSC. 2008 Rural and Regional Bus Service Contracts –Explanatory Notes. July 2008 Table of Contents Overview of RRBSC Reporting; ................................................................................ 69 Monthly Reports ...................................................................................................... 70 Worksheet No 1: Reliability. ..................................................................................... 3 Worksheet No 2: Boardings by Route & Ticket Type. ............................................ 70 Worksheet No 3: Boardings by Day ........................................................................ 5 Worksheet No 4: Customer Feedback .................................................................... 5 Annual Reports Worksheet No 5: Financial Reports ......................................................................... 5 Worksheet No 6: Fleet Profile .................................................................................. 7 Worksheet No 7: Total Kilometres ........................................................................... 7 Worksheet No 8: Peak Requirements ...................................................................... 7 A Rural and Regional Bus Service Contracts –Explanatory Notes. July 2008 Overview of the RRBSC Reporting; The Ministry of Transport is required to monitor performance of operators under the Rural and Regional Bus Service Contract (RRBSC) through self reporting by; Operators jointly understanding how data is captured, reported and how this data is interpreted by both parties and later used by MoT. This will be done by; Defining the meaning of each worksheet, understanding how the data is captured, and then it’s analysis in a consistent manner. Note: Reporting requirements may vary in time as new technologies are developed. Rural and Regional Bus Service Contracts –Explanatory Notes. July 2008 Monthly Reports This section outlines the definitions associated with each of the monthly reports as set out in the four worksheets provided to each RRBSC operator for the purposes of reporting performance on a monthly basis Worksheet No 1: Reliability Bus Services by Route Number: Means regular bus services carried out by the operator in accordance with the Schedule 2 – Services of the Contract. The Route Number is the number allocated by the operator as part of the route network identified within the contract service plan as regular bus services (including dedicated school services). Bus Service Route Description Route description is the main origin and destination as advertised in the timetable service operated as per the Contract Service Plan. For example route 300 would be Lithgow to Oakey Park. Planned Timetabled Trips The number of Weekday and Weekend timetabled regular bus services trips (including dedicated school services).during the current reporting month as per the operators Contract. Number of Incomplete Trips This field represents the total timetabled regular bus service trips (including dedicated school services) that did not operate in full, including accessible trips during the reporting period. An Incomplete trip is where only a part of the advertised timetabled service operated. This means where any part of the trip was shortened at any location to start or end between the two advertised and timetabled points. Number of Cancelled Timetabled Trips This field represents the total timetabled regular bus service trips (including dedicated school services) not operated because of cancellations, including accessible trips during the reporting period. A cancelled trip is where the whole of the advertised timetabled trip did not operate. Trips early by greater than one (1) minute This is the number of instances during the current reporting period that the timetabled trip departed greater than two minute before the advertised timing points along the route. Rural and Regional Bus Service Contracts –Explanatory Notes. July 2008 Trips late greater than five (5) minutes This is the number of instances during the current reporting period that the timetabled trip arrives greater than five minutes after the advertised timing points along the route. Bus full on route This is the number of occurrences where customers could not board a timetabled trip during the reporting period because the bus was full to capacity. The bus may be full to capacity due to school students already on board a timetable route service. Timetabled Accessible Services This is the number of wheelchair accessible timetabled trips during the reporting period. Accessible services not operated This field represents the total wheelchair accessible bus trips not operated in full or part by an accessible bus during the reporting period. Definition: A Dedicated School Service means Regular Bus Service carried out primarily to cater for transport of primary or secondary school students and that carry few, if any, fare paying passengers who are not school students. Worksheet No 2: Type Actual Boardings by Route and Ticket This worksheet reflects the actual passenger boardings by ticket type by bus route number. Each bus route is only to be listed once on this sheet and each bus route operated by the RRBSC operator is to be recorded on a separate sheet. Ticket means any entitlement to travel on the operator’s bus services including dedicated school services, as evidenced by a paper, electronic or magnetic ticket, coupon, card or other instrument. 1 Adult Full Fare: Ticket types are cash fare products for adult passengers as set out within the operator’s RRBSC at Schedule 3, Part 1 – Fares and Concessions. 2 Concession Fare: Ticket types are concessions as set out within the operator’s RRBSC at Schedule 3 Part 2 – Approved Beneficiaries for Concession. Note that reimbursements are not available for Primary and Junior School, aged children (ages 4-15). 3 Child Fare: Ticket types are cash fare products for children as set out within the operator’s RRBSC at Schedule 3, Part 1 – Fares and Concessions. Rural and Regional Bus Service Contracts –Explanatory Notes. July 2008 4 Regional Excursion Daily (RED) – Fare Paying: Ticket type is RED as set out within the operator’s RRBSC at Schedule 3 Part 2 – Approved Beneficiaries for Concession. The information to be provided is for the first or initial trip a passenger undertakes after purchasing a RED. 5 Regional Excursion Daily (RED) – Non Fare Paying: The information to be provided is for subsequent trips undertaken after the first or initial trip a passenger undertakes after purchasing a RED. These subsequent trips require the production by the passenger of a valid RED and do not require a fare to be paid. 6 Non Fare Paying: Non fare paying passengers as set out within the operator’s RRBSC at Schedule 3 Part 3 – Approved Beneficiaries for Free Travel. Worksheet 3: Boardings by Day. The purpose of this sheet is to provide information on patronage variations by ticket type by day. Monday to Friday The total number of passengers, other than school students, carried on all services during the week. Saturday The total number of passengers carried on all services on Saturdays Sunday and Public Holidays The total number of passengers carried on all services on Sundays and public holidays. Worksheet No 4: Customer Feedback This worksheet is used to record the total number of different types of customer feedback received during the monthly reporting period. Worksheet 4 must include all feedback received by the operator including: mail telephone email ITIS (131500) website matters referred by the Ministry of Transport or any new system that may be introduced in the future Rural and Regional Bus Service Contracts –Explanatory Notes. July 2008 Annual Reports This section outlines the definitions associated with each of the annual reports as set out in the four worksheets provided to each RRBSC operator for the purposes of reporting performance on an annual basis Worksheet No 5: Financial Report Operators are required to submit a Statement of Financial Performance for their business activities. Revenue Total Revenue earned by Operator – the Ministry of Transport will isolate contract revenue from its own records Expenses Total expenses incurred by the Operator. Operators are to complete the pro-forma (Worksheet 5) which provides a summary of external costs for the operation of their bus contracts: 1. Driver costs (wages and on-costs) 2. Other labour costs (includes external cleaning paid) 3. Accountancy/legal fees 4. Fuel 5. Bus related costs (registration, insurance and tyres) 6. Repairs, maintenance and refurbishments 7. Depot expenses 8. Non-bus insurances 9. Vehicle lease expenses 10. Other lease expenses (computers, other capital items) 11. Other – incorporates signs, advertising, utilities, timetables and any other relevant expenses incurred by the operator not listed above The operator will be required to complete a statement indicating that the data in the pro-forma does not, to their knowledge, contain any material misstatements. Rural and Regional Bus Service Contracts –Explanatory Notes. July 2008 Statement of Financial Position Operators will be required to provide a Statement of Financial Position and indicate whether this Statement covers bus operations solely or multiple activities. In the case of the latter, operators will be required to provide details of the balances at balance date of the following balance sheet accounts as they relate to bus assets only: o o o o Bus assets/fleet leases Depot buildings Fleet debt Depot debt Worksheet No 6: Fleet Profile Means a fleet profile of the buses operated under the RRBSC to deliver the regular bus services (including dedicated school services) as contained at Schedule 2 – Services. Also required is information on the number of other buses operated that primarily provide non-contract work such as charter or tourist services. Worksheet No 7: Total Kilometres Bus Services by Route Number: Means regular bus services (including dedicated school services) carried out by the operator in accordance with the Schedule 2 – Services of the Contract. The Route Number is the number allocated by the operator as part of the route network identified within the contract service plan as regular bus services. Total Kilometres: Means where a bus operates in accordance with the advertised timetable (including dedicated school services) and a fare or subsidy is able to be collected under the contract but excludes kilometres run for positioning or other incidental movements of buses. Worksheet 8: Peak Requirements This worksheet requires the operator to provide information on the peak requirements of buses operated under the Contract over the reporting period. 1. 2. 3. 4. Fleet size by contract (total route & school buses) AM peak requirement (weekday) PM peak requirement (weekday) Additional non contract buses operated, including charter buses . The above four items are shown as the requirements on the last working weekday of reporting year - excluding public holiday. Rural and Regional Bus Service Contracts –Explanatory Notes. July 2008 Schedule 7 In accordance with Clause 8.2 of the Standard Terms and Conditions contained in the Contract. The following reports are to be lodged on a regular basis. Report Name Type of report Reliability Monthly Actual boardings by route/ticket type Monthly Lodgement Date Worksheet Reference Within 7 business days 1 of month end Within 7 business days of month end Within 7 business days of month end 14 days of month end 2 Boardings by Day Monthly 3 Customer Feedback Monthly Financial Report Annual >10 contracts - 31Oct > 5 contracts - 31-Dec < 5 contracts - 31 Mar 5 Fleet Profile Annual 6 Total Kilometres Annual Peak Requirement Annual Within 14 days of year end Within 14 days of year end Within 14 days of year end Major service disruptions N/A Immediately 9 Force Majeure Events N/A Immediately 10 4 7 8 Rural and Regional Bus Service Contracts –Explanatory Notes. July 2008 WORKSHEET 1 MONTHLY REPORT Reliability RR BSC Nr: B01 Reporting Period: Bus Services by Route No XXXX Raglan Special XXXX Blow Clear to Wyalong XXXX Blaxlands to Grafton Total 0 3 3 0 Accessible trips incomplete or cancelled 1 1 0 0 6 2 Route Desc. Planned Timetabled Trips Number of Incomplete trips Number of Cancelled Trips Trips Late Timetabled Trips Early Bus full on = to or > 5 accessible > 1 minute route minutes trips 112 0 1 48 0 0 0 112 3 0 12 0 0 0 112 0 0 0 0 1 3 1 60 0 1 Rural and Regional Bus Service Contracts –Explanatory Notes. July 2008 WORKSHEET 2 MONTHLY REPORT Actual Boardings by Route and Ticket Type RR BSC Nr: B01 Reporting Period: Route Number - [ insert route number ] 1 2 3 4 5 6 Sections Purchased Adult Full Fare Concession Fare Child Fare Regional Excursion Daily (RED) RED - Non fare paying Non Fare Paying Passengers (Not including SSTS) 1 2 3 4 5 6 7 8 9 10 11-15 16-25 26+ Total 0 0 0 0 Total Passengers Carried 0 Route Number - [ insert route number ] 1 2 3 4 5 6 Sections Purchased Adult Full Fare Concession Fare Child Fare Regional Excursion Daily (RED) RED - Non fare paying Non Fare Paying Passengers (Not including SSTS) Total Passengers Carried 1 2 3 4 5 6 7 8 9 10 11-15 16-25 Rural and Regional Bus Service Contracts –Explanatory Notes. July 2008 26+ Total 0 0 0 0 0 WORKSHEET 3 MONTHLY REPORT Boardings by Day RR BSC Nr: B01 Reporting Period: BOARDINGS BY TIME OF DAY Passengers other than school students ACTUAL NO. Adult Full Fare Regional Concession Excursion Fare Child Fare Daily (RED) Non Fare RED- Non Paying fare Passengers paying (Non SSTS) Monday-Friday Saturday Sunday and Public Holiday TOTAL 0 0 0 0 0 Rural and Regional Bus Service Contracts –Explanatory Notes. July 2008 0 WORKSHEET 4 MONTHLY REPORT Customer Feedback RR BSC Nr: B01 Reporting Period: Feedback Type No. Recorded Compliment Staff/Driver Rude Staff/Driver Unhelpful Dangerous Driving Felt Unsafe Ticket Dispute Bus Early Bus Late Missed Stop Failed to Operate Overcrowded Running Wrong Route Bus Dirty No Seats Available Noisy/Unruly SSTS Bags Bus Shelter Inadequate Shelter No Seating Shelter Not Provided Timetable Other Total Feedback 0 Rural and Regional Bus Service Contracts –Explanatory Notes. July 2008 Worksheet 5 Annual Report Financial Riport RR BSC Nr: B01 Financial Year 2008/09 Total Revenue Expenses summary – cost of bus contract(s) 1 Driver costs (ie owner-driver will not complete) 2 Other labour costs (includes external cleaning paid) 3 Fuel Bus related costs excluding fuel (registration, insurance, tyres, 4 repairs, maintenance and insurance) Lease expenses (vehicles, computers, other bus related 5 capital items) Administrative expenses (includes accountancy/legal fees, non-bus insurance, signs, utilities, and any other relevant 6 expenses incurred by the operator not listed above) 7 Other I, ………………………………, of ……………………………….. (full name) (company) warrant that the aforementioned reports, data, information, records and documents provided in this statement are true, accurate and not misleading and comply with clause 8.6 of the Standard Terms and Conditions of the Contract. …………………………. (date) This statement is to be forwarded with the Statement of Financial Performance and Statement of Financial Position. Rural and Regional Bus Service Contracts –Explanatory Notes. July 2008 WORKSHEET 7 Annual Report Total Kilometres RR BSC Nr: B01 Reporting Period: BUS SERVICES BY ROUTE NO. (inluding dedicated school routes) Timetabled Km's Total Kilometres 0 Rural and Regional Bus Service Contracts –Explanatory Notes. July 2008 WORKSHEET 8 ANNUAL REPORT Peak Requirement RR BSC Nr: B01 Reporting Period: Category Total number Fleet size (total No. route and school buses) AM peak requirement (weekday) PM peak requirement (weekday) Additional non contract buses oprated including charter buses Rural and Regional Bus Service Contracts –Explanatory Notes. July 2008 No.19- Pink CONTRACT MANAGEMENT PLAN SCHEDULE 9 CONTRACT B CONTRACT DELIVERABLE Passenger Relations Plans Timetable Information 131500 (clause11) Complaints (clause 10) Strategies in place to promote 131500 1) number & logo displayed on website; timetables & buses; & 2) communication of service changes informed in accordance with stipulated timeframes. Training of staff to deal with complaints and difficult people. Set timeframes for resolution of complaints. Chart compliant trends i.e. driver, service, passengers, etc. Measure compliant ratios against previous year/s to establish trends. Strategies employed to monitor and reduce complaints. Feedback page on website (all feedback to be considered during Service Reviews clause 5). Handling Fares & Concessions (Schedule 3) Staff Training Timetables displayed at major bus stops, shopping centres. Timetables available from the driver and depot. Posted on wedsite & including school timetables/advice schedules. OPERATOR RESPONSE Identification of the person & resources committed to implementing and managing the Passenger Relations Plans. Needs to display Passenger Relations Plan on website/in buses. Staff & drivers trained to recognize various concession passes. Drivers trained and monitored to ensure appropriate concession Rural and Regional Bus Service Contracts –Explanatory Notes. July 2008 fare charged/RED followed. Contract Reporting Obligations Reporting Requirements (Schedule 7) Service Disruption - Advice to DG All customer-facing staff, including drivers, received or will receive training in relation to the service requirements of passengers with disabilities and passenger of diverse cultural and linguistic backgrounds. Strategies implemented to ensure:1) correct data captured & recorded in the required format; 2) data is provided to MoT in the required format and by due date 3) key personnel are trained & available to carry out point in accordance with set timeframes; 4) drivers trained & monitored to support constant flow of relevant information. 5) Engage accounting professional to prepare financial reports and complete expenses summary in standard template. Identify staff members responsible for the chain of responsibility i.e. drivers, depot staff, depot manager. Key contacts list. Mechanism/process to be used in relaying advice i.e. initial telephone advice to Regional Manager immediately. Progress reports/updates if disruptions protracted. Detailed report faxed/emailed to Regional Manager with strategy to eliminate/minimise similar disruptions in the future. Identify staff members responsible for the chain of responsibility i.e. drivers, depot staff, depot manager. Key staff briefed on contingency Contingency Plan disruption – Service processes Rural and Regional Bus Service Contracts –Explanatory Notes. July 2008 Emergency Plan – Service disruption including accidents & incidents arising on a bus Service Planning Change to services initiated by Operator (clause 4) Service Review 3 years/12 months within ABS (clause 5) 1) 2) 3) 4) 5) 6) 7) Bus Age (clause 7) arrangements. Key contacts list/out of hours phone numbers. Arrangements for extra buses (if needed). Parents/passengers advised of disruption/alternate arrangements. Identify staff members responsible for the chain of responsibility i.e. drivers, depot staff, depot manager. Key contacts list/out of hours phone numbers. Parents/passengers advised of disruption/alternate arrangements. Code of Conduct issues and management. Spare buses if required. Dealing with lost children. Process of periodic reviews (clause 4):examine complaints/feedback survey passengers meet with Regional Transport Coordinators discuss with neighbouring service provider and other public transport service providers if appropriate; attend Regional/Local Transport Working Groups; comply with service Planning Guidelines; & Community Consultation Guidelines Implementation of new services notice in media, on website, on buses. Processes to be implemented on how fleet age will be monitored. Replacement strategy detailing how average bus age will be complied with in accordance with the contract. Rural and Regional Bus Service Contracts –Explanatory Notes. July 2008 Rural and Regional Bus Service Contracts –Explanatory Notes. July 2008 No.20-Brown Neighbouring Service Provider Agreement (NSPA) RURAL & REGIONAL BUS SYSTEM CONTRACT NEIGHBOURING SERVICE PROVIDER AGREEMENT (NSPA) (Insert Name of Neighbouring Service Provider) (Insert Name of Neighbouring Service Provider) Rural and Regional Bus Service Contracts –Explanatory Notes. July 2008 DATE: 1. PARTIES The Parties to this NSPA are identified in Item 1 of the Schedule. 2. RECITALS A) The Parties have each entered into separate Rural and Regional Bus Systems Contract Type B (RRBSC) with the Ministry of Transport. B) For the purposes of the RRBSC and this NSPA, the Parties are each Neighbouring Service Providers (NSP). C) Clause 19 (Neighbouring Services) of the RRBSC provides that the Operator must: (i) cooperate with its NSP to ensure that Regular Bus Service under the RRBSC is provided in an efficient coordinated manner; (ii) negotiate in good faith with its NSP to develop plans for efficient coordinated Regular Bus Services; and (iii) provide any Neighbouring Service Plan [NEEDS TO BE DEFINED) to the Director General for review within 12 months from the Service Commencement Date of the RRBSC. D) The RRBSC also stipulates in Schedule 11 that: (i) The Operator must use their best endeavours within 12 months of the Service Commencement Date to negotiate and execute a NSPA with their NSP; and (ii) The Operator must, in accordance with the Service Planning Guidelines (SPG), under the RRBSC, consult Rural and Regional Bus Service Contracts –Explanatory Notes. July 2008 with a NSP to achieve, where practicable a co-ordinated use of resources and improved delivery of services. E) Pursuant to the RRBSC, the Operator is responsible for designing Services and, will endeavour to work with their NSP to develop efficient co-ordinated Services. F) The Commencement Date shall be the date as set out in Item 2 of the Schedule. 3. DEFINITIONS References to clauses are references to clauses in this NSPA unless specifically stated as references to the RRBSC. Furthermore, the definitions in this NSPA are the definitions in the RRBSC. 4. TERM This NSPA shall commence from the Commencement Date shall end upon the termination or expiry of the Operators RRBSC, or as otherwise agreed. 5. OPERATION OF BUS SERVICES 5.1 The Parties agree that they will comply with their respective RRBSC to ensure a co-ordinated use of resources and improved delivery of services when planning services including any new services that have resulted from areas of growth within each parties contracted area. More specifically each of the Parties will: 5.1.1 Recognise the exclusivity of their NSP’s Contract Service Region (CSR) and further acknowledge that there exists, from the Commencement Date of this Agreement, routes that traverse into their NSP’s CSR over which the Parties have unrestricted rights of pick up and set down (Shared Routes). Rural and Regional Bus Service Contracts –Explanatory Notes. July 2008 5.1.2 Acknowledge and agree that the CSR of their NSP and the Shared Routes of the Parties are identified in Item 3 of the Schedule. 5.1.3 Negotiate with their NSP in good faith to develop co-ordinated, efficient, Regular Bus Services, including School Services, where those Services may travel through the other party’s CRS or on the Shared Routes. 5.1.4 Develop a co-ordinated plan with their NSP, within 12 months of the Commencement Date, of this Agreement, and ensure that, every three (3) years, they use their best endeavours to coordinate the timing of each Party’s reviews under the RRBSC. 5.1.5 Work co-operatively to produce one co-ordinated time table in accordance with the SPG for the Town Services as defined in the SPG. 5.1.6 Agree to share facilities where applicable and to introduce coordinated ticketing systems and products and to consult with their NSP in the development of their respective contract management plans under the RRBSC. 5.1.7 Keep their NSP informed of any relevant changes or variations to this Agreement that will affect the other party and meet, as required ensuring a co-ordinated approach to planning and community consultation as required by the RRBSC. 6. PLANNING OF SERVICES 6.1 The Parties agree that, when they are developing the co-ordination of their Regular Bus Services under their respective RRBSC, they will take into account, in addition to the SPG and those matters referred to in clause 5 above, the following planning principles: 6.1.1 Timetabled Route Services 6.1.1.1 Any increase, reduction or alteration of service to the CSR or Shared Routes on which a party is operating a service takes into account those existing services operated by the other party. Rural and Regional Bus Service Contracts –Explanatory Notes. July 2008 6.1.1.2 That any passenger is not unreasonably disadvantaged from using Regular Bus Services because of the fact that the service may cross the CSR of another party or use the Shared Route of that party. 6.1.1.3 Travelling restrictions that would unreasonably disadvantage a passenger’s normal travel needs should be minimised taking into account the provisions of clause 6.1.1.1 above. 6.1.1.4 Restrictions may apply where other passengers are unduly affected by increasing the number of pick ups or set downs on the journey such as overloading or increased travel times. 6.1.2 School Services 6.1.2.1 Where possible, School Services operated by one party that have a full load of students or where practical, travelling to one school or neighbouring schools, should be able to travel through their NSP’s CSR directly to school. Pick up restrictions will be observed in their NSP’s CSR. 6.1.2.2 These direct School Services should not result in a significant impact on the revenue of the other party. 6.1.2.3 Where practical, in the CSR, duplication of Services within the region is to be minimised. 7. REVIEW OF SERVICES The Party operating a service will be responsible for the planning of that service or route or dedicated school service but will ensure that it consults with the other party where that party is affected. [NOTE ISSUE OF SHARED SERVICES] 8. CONTACT PERSONS Rural and Regional Bus Service Contracts –Explanatory Notes. July 2008 The nominated contact persons for each Party are those stated at Item 4 in the Schedule. 9. DISPUTE RESOLUTION Unless the Parties agree otherwise, a dispute between the Parties in connection with the NSPA must be dealt with in accordance with clause 24 of the Standard Terms and Conditions of the RRBSC. 10. TERMINATION 1 10.1 Neither Party may terminate this NSPA without the written consent of the Director-General. 2 10.2 In the event that consent to terminate is sought, the Party seeking that consent must immediately notify the NSP of the request to the DirectorGeneral to terminate specifying the full particulars of the grounds for seeking such termination. 11 CROSS INDEMNITY 3 Each Party hereby indemnifies the other Party in respect of: 11.1 pecuniary penalties imposed by the Director-General as a consequence of that Party’s negligent act or breach of the RRBSC; and 11.2 all loss and damage, arising out of personal injury or property damage caused or contributed to as a result of any act, omission, breach of contract or negligence to the extent so caused or contributed to. Rural and Regional Bus Service Contracts –Explanatory Notes. July 2008 12 INSURANCE 4 12.1 The Parties must have in effect those insurances as required pursuant to their RRBSC. 12.2 The Parties shall do all things, and provide all documents, evidence and information necessary to enable either Party to collect or recover any monies due or to become due in respect of any relevant insurance policy. The obligation pursuant to this clause 12.2 includes an obligation to provide all necessary information and documentation to the relevant insurers. 12.3 Each Party shall inform its insurers of this NSPA and disclose to their respective insurers the access being given to the other Party to that Party’s insured assets, premises and facilities. 5 13. CONFIDENTIALITY 1 13.1 Subject to clause 13.2, a Party must not disclose unpublished information or documents supplied to the other Party in connection with this NSPA or any other documents that are specifically indicated to be confidential and that are not in the public domain. 2 13.2 Clause 13.1 does not apply to disclosures required by the RRBSC. Rural and Regional Bus Service Contracts –Explanatory Notes. July 2008 14. ASSIGNMENT OF RRBSC 14.1 In the event that either Party assigns or subcontracts its rights or obligations under its RRBSC, it must notify the other Party. 1 14.2 Such notification must include all relevant details of the assignment or subcontract. 15. ENTIRE AGREEMENT 1 This NSPA contains the entire agreement between the Parties with respect to its subject matter and supersedes all prior agreements and understandings between the Parties in connection with it. 16. NO WAIVER No failure to exercise, or any delay in exercising any right, power or remedy by a Party operates as a waiver. A single or partial exercise of any right, power or remedy does not preclude any other or further exercise of that or any other right, power or remedy. A waiver is not valid or binding on the Party granting that waiver unless made in writing. Rural and Regional Bus Service Contracts –Explanatory Notes. July 2008 17. FURTHER ASSURANCES Each Party agrees to execute all deeds, instruments, transfers or other documents as may be necessary or desirable to give full effect to the provisions of this NSPA. 18. COSTS 18.1 Each Party will pay its own costs in relation to: 18.1.1 compliance with its obligations under this NSPA; and 18.1.2 negotiation, preparation and execution of this NSPA. 1.1 18.2 Each Party shall pay its own costs plus the other Party’s costs of implementing any of its specific requirements which has a specific benefit only to that Party arising out of this NSPA. 18.3 All stamp duty (including fines, penalties and interest) that may be payable on or in connection with this NSPA and any instrument executed under this NSPA will be borne equally by the Parties. 19. GOVERNING LAW AND JURISDICTION This NSPA is governed by the laws of New South Wales. Each Party submits to the non-exclusive jurisdiction of courts exercising jurisdiction there in connection with matters concerning this NSPA. Rural and Regional Bus Service Contracts –Explanatory Notes. July 2008 20. COUNTERPARTS This NSPA may be executed in any number of counterparts. All counterparts together will be taken to constitute one instrument. 21. ORDER OF PRECEDENCE Should there be any inconsistency between this NSPA and any other document, the following order of precedence shall apply: 1. Rural and Regional Bus System Contract; 2. Neighbouring Service Provider Agreement; and 3. Any other document not listed in (1) or (2) above. SCHEDULE Item 1 Clause 1 Neighbouring Service Providers # # Item 2 Clause 2(F) Commencement Date Item 3 Clause 5.1.2 Rural and Regional Bus Service Contracts –Explanatory Notes. July 2008 Contract Service Area and Shared Routes (Attach plan) Item 4 Clause 8 Contact Persons SIGNED SEALED AND DELIVERED by ## ) in the presence of: ) ) ) ___________________________________ ) ) Signature of witness ______________________________ ) ) ___________________________________ ) Name of witness - please print Rural and Regional Bus Service Contracts –Explanatory Notes. July 2008 EXECUTED by ## in accordance with ) section 127 of the Corporations Act 2001 ) ) ) ___________________________________ ) ______________________________ ) Signature of Secretary ) Signature of Director ) ___________________________________ ) Name of Secretary - please print ______________________________ Name of Director - please print EXECUTED by ## in accordance with ) section 127 of the Corporations Act 2001 ) ) ______________________________ ) ) Signature of Sole Director and ) Secretary ) ) ______________________________ Name of Sole Director and Secretary please print [NOTE: USE WHICHEVER EXECUTION CLAUSE IS REQUIRED] Rural and Regional Bus Service Contracts –Explanatory Notes. July 2008