American Foreign Policy Page 1 of 10 POLSCI 157 American Foreign Policy Department of Political Science Duke University Spring 2011 Date and Time: Tue-Thur, 11:55 a.m -12:45 pm Room: Soc Psy 126 Office Hours: Tuesday, 2:30-3:30 Thursday, 9-10, or by appointment Peter Feaver Office Location: Perkins 308 Email: peter.feaver@duke.edu Phone: 660-4331 Teaching Assistants: Ionut Popescu (icp@duke.edu) Seth Cantey (seth.cantey@duke.edu) Course Description The objective of this course is to help students become informed observers of (and perhaps participants in) American foreign policy. We will cover the key themes in the historical evolution of American foreign policy and address current challenges and opportunities. The course is divided into four sections. The introductory section looks at the broad sources that shape foreign policy decisions generally—such as the international balance of power, ideas, and domestic structure—as well as the more specific traditions in American foreign policy, including isolationism, Wilsonian idealism, and American exceptionalism. The next section provides an in depth look at how domestic institutions and societal forces influence the process by which foreign policy decisions are made in the United States. We will examine the influence of the President and Congress on foreign policy, the role of bureaucracies, special interest groups, public opinion, and the media in shaping foreign policy, the nexus between elections and foreign policy decisions, and the relationship between the United States military and its civilian leadership. In the third section, we analyze the tools that American leaders use to pursue their interests in the foreign policy arena, including diplomacy, economic sticks and carrots, and military force. We will explore why certain tools are chosen in certain situations and also the conditions under which those tools are most likely to be effective. In the final section, we will use the framework developed in the first part of the class to analyze some of the special foreign policy challenges facing the United States today. We will discuss terrorism, nuclear proliferation, climate change, trade, anti-americanism, democracy promotion, and the United States’ relations with other major powers. Weekly discussion sections will be devoted to applying the relevant theories learned during lectures to specific foreign policy decisions. The cases were selected to provide students with an in depth understanding of pivotal events in American Foreign Policy. The combination of theory and history is designed to give students a better understanding of history but also to develop the student’s abilities to use history to test competing theories. Course Requirements Analytical Paper (40%): In this paper students will explain American conduct in a particular foreign policy case using the theories developed in parts 1-2 of the class, American Foreign Policy Page 2 of 10 including IR theories of foreign policy, traditions in American foreign policy, and the politics of American foreign policy. The case may not be one that the entire class discusses in section. The paper should be 8-10 pages, Times New Roman, 12pt font, with 1-inch margins. It is due March 4. You should discuss potential topics with your TA no later than January 30. Rewrite option: You will have the option to rewrite your paper and receive a second grade for this assignment. If you choose to do this, 20% of your grade will be based on your initial draft, and 20% on your rewrite. Final (40%): This in class exam will cover the material from the entire course and will be conducted during the scheduled time during exam week. Class Contribution (20%): Students are required to attend section each week and to actively participate in discussion. Students’ grades will be determined by performance on weekly current events quizzes and by their contribution to section discussions. Extra Credit Option: You can receive a 2% increase in your final grade if you enroll in the Political Science Research Pool (PSRP) program and complete 2 credit hours. Please find all details on how to take advantage of this opportunity at http://www.duke.edu/web/psrp/. Required Course Materials The following are available in the campus bookstore: Glenn P. Hastedt, American Foreign Policy: Past Present and Future, (2009) Walter Mead, Special Providence, Graham T. Allison and Phillip Zelikow, The Essence of Decision: Explaining the Cuban Missile Crisis, (1999) In addition there will be book chapters and articles that will be available online or through e-reserves. American Foreign Policy Page 3 of 10 Course Outline Part I: Sources of American Foreign Policy Lecture 1: Why Study American Foreign Policy Hastedt, Chapter 1 p. 1-30 Mead Special Providence, Chapters 1-3 p. 3-98 January 13 Section: Is Obama A Realist or an Idealist? Lecture 2: History and Theory of American Foreign Policy January 18 Mead, Special Providence, Chapters 4-5 p. 99-173 Lecture 3: The “Isms” and the American Tradition Mead, Special Providence Chapters 6-7 p. 175-263 January 20 Section: League of Nations Debate Denis Merrill and Thomas G. Patterson, “Woodrow Wilson, the First World War, and the League Fight,” pp 41-75 (E-Reserves) o Document 5: The Fourteen Points o Document 6: Articles 10-16 of the League Covenant o Document 7: Wilson’s Speeches Defending the League o Document 8: Cabot Lodge Reservations o “Wilson’s Higher Realism” o “The Peace Advocate Out of Touch with Reality” o “Wilson’s Battle for the League: Progressive Internationalists Confront the Forces of Reaction” Part II: The Politics and Process of American Foreign Policy Lecture 4: Executive Branch/ Interagency Politics January 25 Hastedt, Chapter 7 and Chapter 8 p. 175-229 Graham T. Allison and Phillip Zelikow, Essence of Decision: Explaining the Cuban Missile Crisis, Chapter 1 ,3, 5 Lecture 5: Congress January 27 Hastedt, Chapter 6 p. 143-174 James M. Lindsay, “Deference and Defiance: The Shifting Rhythms of ExecutiveLegislative Relations in Foreign Policy”, Presidential Studies Quarterly, vol.33, issue 3, September 2003 p. 530-546 Section: The Cuban Missile Crisis Graham T. Allison and Phillip Zelikow, Essence of Decision: Explaining the Cuban Missile Crisis, Chapter 2 ,4, 6 American Foreign Policy Page 4 of 10 Lecture 6: Special Interest Groups February 1 Hastedt, Chapter 5, pp 121-130 Lawrence Jacobs and Benjamin Page, “Who Influences U.S. Foreign Policy?”, American Political Science Review, Feb. 2005 p. 107-173 John Newhouse, “Diplomacy, Inc.”, Foreign Affairs, May/June 2009 p. 73-92 Ron Asmus and Jeremy Rosner, “Logic, Not Lobbies”, Foreign Affairs, July/August 2009, Letter to the Editor, p. 166-167 Lecture 7: Public Opinion February 3 Hastedt, Chapter 5, pp 110-116 Ole Holsti, “Public Opinion and Foreign Policy”, International Studies Quarterly, (1992) Volume 36, No. 4, p. 439-466 Douglas C. Foyle, Counting the Public In: Presidents, Public Opinion, and Foreign Policy, Chapter 1 (E-Reserves) Section: The Israel Lobby John J. Mearsheimer and Stephen M. Walt, “The Israel Lobby and U.S. Foreign Policy”, Middle East Policy, vol. 13 issue 3, pp 29-87, September 2006 Eliot Cohen, “Yes, It’s Anti-Semitic”, The Washington Post, Wednesday, April 5th, 2006 Leslie Gelb, “Dual Loyalties”, The New York Times Sunday Book Review, September 23rd, 2007 Walter Russell Mead, “Jerusalem Syndrome: Decoding the Israel Lobby”, Foreign Affairs, November/December 2007, Vol. 86 No. 6, p. 160-168 Lecture 8: Media February 8 Hastedt, Chapter 5, pp 131-137 Mathew A. Baum and Phillip B.K. Potter, “ The Relationship Between Mass Media, Public Opinion and Foreign Policy: Toward a Theoretical Synthesis,” Annual Review of Political Science, Vol. 11, (June 2008) p. 39-65 Lecture 9: Electoral Politics February 10 John H. Aldrich, Christopher Gelpi, Peter Feaver, Jason Reifler, and Kristin Thompson Sharp, “Foreign Policy and the Electoral Connection,” Annual Review of Political Science, Vol. 9, (2006) p. 447-502 Section: US Intervention in Somalia James Burk, “Public Support for Peacekeeping in Lebanon and Somalia: Assessing the Casualties Hypothesis,” Political Science Quarterly, Vol. 114 No. 1, (Spring 1999) p. 53-78 Jim Mermin, “Television News and American Intervention in Somalia: The Myth of a Media-Driven Foreign Policy.” Political Science Quarterly, Vol. 112 No. 3, (August 1997) p. 385-403 American Foreign Policy Page 5 of 10 Lecture 10: Civil Military Relations February 15 Peter D. Feaver, Armed Servants, Chapter 3, (E-Reserves) Eliot Cohen, “The Unequal Dialogue: The Theory and Reality of Civil-Military Relations and the Use of Force,” in Peter D. Feaver and Richard H. Kohn, eds., Soldiers and Civilians (Cambridge: MIT Press, 2001), pp. 429-458 (E-Reserves) Lecture 11: Q&A No assigned readings February 17 Section: Truman and McArthur in the Korean War Roy K. Flint, “The Truman-MacArthur Conflict: Dilemmas of Civil-Military Relations in the Nuclear Age,” in Richard Kohn, ed., The United States Military Under the Constitution, pp. 223-267. [Course Documents, Blackboard] Part III: Tools of Foreign Policy Lecture 12: Diplomacy Hastedt Chapter 10 Hillary Clinton, “Leading Through Civilian Power”, Foreign Affairs, November/December 2010 Vol. 86 No. 6 p. 13-24 February 22 Lecture 13: Engagement/Appeasement February 24 Peter Karsten, “Response to Threat Perception,” in Knorr, Historical Dimensions of National Security, pp. 120 – 163 (E-Reserves) Stephen Rock, Appeasement in International Politics, (2000), Chapter 7 (EReserves) Section: Détente and Rapprochement—Nixon Goes to China Geoffrey Warner, “Nixon, Kissinger, and the Rapprochement with China: 19691972,” International Affairs, Vol. 83 No. 4 (July 2007) p. 763-781 Lecture 14: Public Diplomacy and Soft Power March 1 Christopher Ross, “Public Diplomacy Comes of Age,” Washington Quarterly, (Spring 2002) p. 75-83 Joseph Nye, Soft Power: The Means to Success in World Politics, (2004), Chapter 4, pp 99-126 (e-reserves) Lecture 15: Economic Instruments March 3 Hastedt, Chapter 11 Richard Haass, and Meghan O’Sullivan, Honey and Vinegar: Incentives, Sanctions and Foreign Policy, (Brookings Press 2000), Conclusion (E-Reserves) Risa Brooks, “Sanctions and Regime Type: What Works When,” Security Studies, (2002) Section: Apartheid in South Africa American Foreign Policy Page 6 of 10 Neta Crawford and Audie Klotz, How Sanctions Work: Lessons From South Africa (1999), Chapter 1 and 14 (E-Reserves) Bronwen Mamby, “South Africa: The Impact of Sanctions,” Journal of International Affairs, Vol. 46 No. 1, (Summer 1992) p. 193-217 Phillip I. Levy, “Sanctions on South Africa: What Did They Do?” Discussion Paper, Economic Growth Center Yale University, (1999) p. 1-13 Lecture 16: Latent Military Power—Conventional Deterrence and Compellence March 15 Hastedt Chapter 12 pp 322-324 Paul Huth, “Deterrence and International Conflict: Empirical Findings and Theoretical Debates,” Annual Review of Political Science, (1999) pp. 25-48 Robert J. Art, “Coercive Diplomacy: What Do We Know?” in The United States and Coercive Diplomacy, ed. Robert J. Art and Patrick M. Cronin (2003), 359-420 [Course Documents, Blackboard] Lecture 17: Latent Military Power—Nuclear Strategy March 17 Hastedt Chapter 12 pp 313-322, 332-336 Robert Jervis, “Why Nuclear Superiority Doesn’t Matter,” Political Science Quarterly, Vol. 91 No. 4 (Winter 79/80) Robert Jastrow, “Why Strategic Superiority Does Matter,” Commentary, March 1983, pp. 27-32 Karl Lieber & Daryl Press, “The Nukes We Need”, Foreign Affairs, November/December 2009 Vol. 88 p. 39-51 Jan Lodal, James Acton, Hans M. Kristensen, Matthew McKinzie, and Ivan Oelrich; and Karl Lieber and Daryl Press, “Second Strike”, Foreign Affairs, March/April 2010 Vol. 89 p. 145-152 Section: The Berlin Crises Alexander L. George and Richard Smoke, Deterrence in American Foreign Policy: Theory and Practice, (1974), Chapters 13, 14, (E-Reserves) p. 390-446 Lecture 18: Using Military Power—Conventional Conflict March 22 Hastedt, Chapter 12, pp 325-328 Robert Pape, Bombing to Win, (1996) Chapter 1-2. Read pg 1-38, 48-54, skim 38-48. (E-Reserves) Steve Biddle, “Military Power: Explaining Victory and Defeat in Modern Battle”, Chapter on “The Modern System” (E-Reserves) Lecture 19: Using Military Power—Asymmetric Conflict March 24 Hastedt, Chapter 13 Max Boot, “The New American Way of War”, Foreign Affairs, July/August 2003 p. 4159 American Foreign Policy Page 7 of 10 Frank G. Hoffman, “ Hybrid Warfare and Challenges”, Joint Force Quarterly, No.52, 1st quarter 2009 p. 34-39 Army Field Manual 3-24 : Counterinsurgency Operations; Preface, Introduction, Chapter 1 (available online) p. 9-33 William Lynn, “Defending a New Domain: The Pentagon’s Cyberstrategy”, Foreign Affairs, September/October 2010 p. 97-108 Section: Vietnam Robert Pape, Bombing to Win, (1996) Chapter 6 (e-reserves) Andrew Birtle, “Doctrine Applied: The US Army in Vietnam, 1965-1973,” in U.S. Army Counterinsurgency Operations Doctrine, (1998), (E-Reserves) Part IV: Special Topics in American Foreign Policy Lecture 20: Morality in American Foreign Policy March 29 Mark R. Amstuz, International Ethics: Concepts, Theories, and Cases, Chapter 1-3 (EReserves) Lecture 21: Human Rights, Democracy and Humanitarian Intervention March 31 Michael Ignatieff, “Are Human Rights Defensible: The Attack on Human Rights,” Foreign Affairs 80, No. 6 (November/December 2001), pp. 102-116. Clifford Bob, “Merchants of Morality,” Foreign Policy no. 129 (March/April 2002), pp. 36-45. George W. Bush, “Remarks by the President at the 20th Anniversary of the National Endowment for Democracy,” 6 November 2003. Available for download at: http://georgewbush-whitehouse.archives.gov/news/releases/2003/11/200311062.html Barack Obama, “Remarks by the President at Cairo University, Cairo, Egypt,” 4 June 2009. Available for download at: http://www.whitehouse.gov/the-pressoffice/remarks-president-cairo-university-6-04-09 Kenneth Roth, “Empty Promises? Obama’s Hesitant Embrace of Human Rights,” Foreign Affairs 89, No. 2 (March/April 2010), pp. 10-16. Section: Debate over Rwanda Samantha Power, “Bystanders to Genocide: Why the United States let the Rwanda Tragedy Happen,” Atlantic Monthly (September 2001) Astri Suhrke and Bruce Jones, “Preventive Diplomacy in Rwanda: Failure to Act or Failure of Actions?” in Bruce Jentleson, Opportunities Missed, Opportunities Seized: Preventive Diplomacy in the Post Cold War World (2000) (e-reserves) Lecture 22: US Relations with the Great Powers April 5 Fareed Zakaria, “The Future of American Power,” Foreign Affairs, (May/June 2008), pp. 18-43 American Foreign Policy Page 8 of 10 Richard Haass, “The Age of Nonpolarity,” Foreign Affairs, (May/June 2008), pp. 4456 Stephen Sestanovich, “What Has Moscow Done?” Foreign Affairs, (November/December 2008) pp. 12-29 Elizabeth Economy, “The Game Changer”, Foreign Affairs, November/December 2010 Even Feigenbaum, “India’s Rise, America’s Interest”, Foreign Affairs, March April 2010 pp. 76-91 Yoichi Funabashi, “Keeping Up With Asia,” Foreign Affairs, (September/October 2008), pp. 1-7 Jorge Castaneda, “Not Ready for Prime Time”, Foreign Affairs, September/October 2010, p. 109- 123 Lecture 23: Nuclear Proliferation April 7 Feaver, Peter and Emerson Niou, “Managing Nuclear Proliferation: Condemn, Strike or Assist?” International Studies Quarterly, Vol. 40 No.2 (Summer 96) pp. 209-233 World at Risk: The Report of the Commission on the Prevention of WMD Proliferation and Terrorism, Executive Summary and Chapter 1: pp. xv – xxviii, 1-20 (online) Graham Allison, “Nuclear Disorder”, Foreign Affairs, January/February 2010, Volume 89, No.1, pp. 74-85 Section: Iran James M. Lindsay and Ray Takeyh, “After Iran Gets the Bomb”, Foreign Affairs, March/April 2010, Vol. 89, No. 2, pp. 33-49 Eric S. Edelman, Andrew F. Krepinevich Jr, and Evan Braden Montgomery, “The Dangers of a Nuclear Iran: The Limits of Containment,” Foreign Affairs, January/February 2011, Vol. 90, No. 1, pp. 66-81 Barry Posen, Barry Rubin, James Lindsay and Ray Takeyh, “The Containment Conundrum” Foreign Affairs, July/August 2010, Vol. 89, No. 4, pp. 160-168 Thomas Preston and Michael P. Infranco, “The Nuclear Standoff between the United States and Iran: Conflict, Misunderstandings, and Diplomatic Inflexibility,” in Contemporary Cases in U.S. Foreign Policy (e-reserves) Lecture 24: Terrorism April 12 911 Commission Report, Chapter 2, 11, 12 (approx. 84 pages) Peter Bergen and Katherine Tiedemann, “The Almanac of Al Qaeda”, Foreign Policy, May/June 2010, No. 179, pp. 68 Ryan C. Hendrickson and Frederick Gagnon, “The United States versus Terrorism: Clinton, Bush, and Osama Bin Laden,” in Contemporary Cases in U.S. Foreign Policy (e-reserves) George W. Bush, “National Strategy for Combating Terrorism: Remarks delivered at the Military Officers Association of America”, September 5th, 2006, available online at http://www.washingtonpost.com/wpdyn/content/article/2006/09/05/AR2006090500656.html American Foreign Policy Page 9 of 10 Douglas Feith, “Civil Liberties, Civil Society, and Civility,” Remarks at the John F. Kennedy School of Government, Harvard University, Cambridge, Massachusetts, March 3, 2005. Available at http://www.au.af.mil/au/awc/awcgate/dod/feith_3mar2005.htm (approx. 8 pages) Bruce Hoffman, “The Myth of Grassroots Terrorism,” Foreign Affairs, May/June 2008, Vol. 87, No. 3, p. 133-138 Jessica Stern, “Mind over Martyr: How to Deradicalize Islamist Extremists”, Foreign Affairs, January/February 2010, Vol. 89, No. 1, pp. 95-108 Lecture 25: Getting Into and Out of Iraq April 14 Kenneth M. Pollack, The Threatening Storm: The Case for Invading Iraq (New York: Random House, 2002), 243-280 (E-Reserves). John J. Mearsheimer and Stephen M. Walt, “An Unnecessary War,” Foreign Policy (January/February 2003): No. 134 pp. 50-59 Stephen Biddle, Michael O’Hanlon, and Kenneth E. Pollack, “How to Leave a Stable Iraq: Building on Progress,” Foreign Affairs, Vol 87 No. 5 (Sept/Oct 2008) pp. 40-58 Section: Debate on the Surge James H. Baker and Lee Hamilton, The Iraq Study Group Report, pp. 4-31, 48-51 (online) Peter Feaver, “The Right to be Right: Civil-Military Relations and the Iraq Surge Decision,” manuscript in draft Lecture 26: Trade April 19 Bernard K. Gordon, “A High Risk Trade Policy,” Foreign Affairs, (July/Aug 2003) Vol. 82, No. 4; pg. 105 Contemporary Cases in American Foreign Policy (E-reserves), Chapter 9, 11, 12 C. Fred Bergsten, “A Renaissance for U.S. Trade Policy,” Foreign Affairs, (Nov/Dec 2002), Vol. 81, No. 6; pg. 86-98 Lecture 27: Climate Change April 21 Department of Defense. 2004. "An Abrupt Climate Change Scenario and its Implications for United States National Security." (http://www.edf.org/documents/3566_AbruptClimateChange.pdf) pp. 1-22 Shearer, A.W. 2004. “Whether the Weather: Comments on 'An Abrupt Climate Change Scenario and its Implications for United States National Security,'” Futures, Vol. 37 No. 6, pp. 445-463 RG Bell, “What to Do About Climate Change,” Foreign Affairs, (2006) Vol. 85, No. 3; pp. 105 Carter F. Bales and Richard B. Duke, “Containing Climate Change: An Opportunity for U.S. Leadership,” Foreign Affairs, (Sept/Oct 08) Vol. 87, No. 5; pp. 78-90 Section: The Global Financial Crisis American Foreign Policy Page 10 of 10 Roger Altman, “The Great Crash, 2008: A Geopolitical Setback for the West,” Foreign Affairs, (January/February 2009) Vol. 88, No. 1; pp. 2-15 Robert Blackwill, “The Geopolitical Consequences of the World Economic Recession – A Caution”, RAND Occasional Paper Series, 2009 (http://www.rand.org/pubs/occasional_papers/OP275.html) pp. 1-10 Harold James, “The Making of a Mess: Who Broke Global Finance, and Who Should Pay for it,” Foreign Affairs, (January/February 2009) Vol. 88, No. 1, pp. 162-169 Walter Russell Mead, “The Top Ten Lessons of the Global Economic Meltdown”, May 24th, 2010, available at http://blogs.the-americaninterest.com/wrm/2010/05/24/the-top-ten-lessons-of-the-global-economicmeltdown/ The Economist, “A Special Report on the World Economy: How to Grow”, October 9th, 2010, available online at http://www.economist.com/node/17173886 Lecture 28: Anti-Americanism April 26 Anti-Americanisms in World Politics, ed. Peter J. Katzenstein and Robert O. Keohane (2007), Chapter 1 & 10 (e-reserves)