Pemberton Acetabuloplasty for Residual Developmental Acetabular Dysplasia Sameer Zahed MD, Alhusseiny Moustafa MD, Abd-albary Gouda MD, Banha Faculty of Medicine, Banha University, Egypt Abstract The objective of this work is to study the effect of Pemberton lateral acetabular osteotomy on acetabular development. The osteotomy was done for fifty- nine hips in 48 (11 bilateral and 37 unilateral) patients. The average age at the time of surgery was 1.9 years. The osteotomy was preceded by closed reduction in 18 hips, open reduction with varus derotation femoral osteotomy in 32 hips, and no treatment in 9 hips. The radiologic outcome according to the criteria of Severin was the corner stone in assessment of the results. At the final follow up period (average 4 years) for all the cases (59), there were: 46 hips with Severin class I (excellent), 10 hips with Severin class II (good), and 3 hips with Severin class III (fair). The final follow up values of acetabular index and centre edge angle were nearly the same for the normal and the operated abnormal hips in the unilateral cases. There was limited range of motion in one case but did not affect the daily activities. Our conclusion is that 1 Pemberton acetabuloplsty can positively affect the growth and maturation of the acetabulum with residual developmental dysplasia. Introduction Patients who have developmental hip dislocation have laxity of the joint capsule associated with acetabular dysplasia, subluxation, or dislocation of the hip, and, on occasion, an angular or rotational deformity of the proximal aspect of the femur. The major goal of treatment is to restore the hip to an anatomical configuration that is near to normal as possible {1}. However, the various methods by which this goal is accomplished have been subject to considerable controversy. There is disagreement as to whether the proximal aspect of the femur or the acetabulum should be selected as the site for correction {2}. Many authors {3, 4, 5, 6} have proposed that osteotomy of the pelvis represents a more direct approach to acetabular dysplasia. Conversely, there are several proponents of proximal femoral osteotomy {7, 8, 9, 10}. They believe that alteration of the neck shaft angle at the proximal aspect of the femur can lead to correction of the acetabular deficiencies. Osteotomy of the innominate bone, an operation devised by Salter {10}, is useful only when any subluxation or dislocation has been reduced or can be reduced by open reduction at the time of osteotomy in a child 18 months to 6 years of age. The entire acetabulum together with the pubis 2 and ischium is rotated as a unit, the symphesis pubis acting as a hinge. The osteotomy is held open antrolaterally by a wedge of bone, and thus the roof of the acetabulum is shifted more anteriorly and laterally. The term acetabuloplasty designates operations that redirect the inclination of the acetabular roof by an osteotomy of the ilium superior to the acetabulum followed by levering of the roof inferiorly. Pemberton {5) devised an acetabuloplasty that he called pericapsular osteotomy of the ilium in which an osteotomy is made through the full thickness of the ilium, using the triradiate cartilage as the hinge about which the acetabular roof is rotated anteriorly and laterally. Pemberton osteotomy is useful only (as in Salter osteotomy) when any subluxation or dislocation has been reduced or can be reduced by open reduction at the time of the operation in children at least 18 months old {11}. Historically {12}, the first authors to osteotomies the lateral side were Albee (1915), Jones (1920) in USA. Lance (1925) introduced the technique in Paris to be followed by other European surgeons. Some of them osteotomised deeper toward the triradiate cartilage (Wiberg 1953; Mittelmeier1964; Dega 1965). Pemberton lateral acetabuloplasty did not gain the same popularity as Salter innominate osteotomy. Also, there are no much reports investigating the effect of this osteotomy on the acetabular development. Objectives; this study aim to present the authors experience after 59 lateral acetabloplasty osteotomies of Pemberton type, for correction of 3 residual acetabular dysplasia in patients of congenital hip dislocation. The aim is to study the effect of Pemberton osteotomy on the acetabular growth and hip development. Patients and Methods During the period between February 1997 and July 2002, 59 lateral acetabuloplsty osteotomy had been performed for 48 patients with developmental hip dysplasia as a treatment for residual acetabular dysplasia. Forty three surgeries (35 patients) were done in Saudi German Hospital, Jedda and sixteen surgeries (13 patients) were done at Banha University Hospital. The age of the patients included in this study ranged from one to three years, (average 1.9 years). Operative therapy is generally not indicated in patients who are less than one year old, since non operative methods are usually successful. There were 11 bilateral hip dislocations, 22 right and 15 left. There were 34 girls and 14 boys. Previous open reduction and derotation femoral osteotomy was done in 32 hips, closed reduction and hip spica was used before in 18 hips, and no interventions previous to the osteotomy in 9 hips. The indications for the osteotomy in this study were residual acetabular dysplasia or progressive subluxation of the femoral head, as documented by serial pelvic radiographs. The prerequisites for the osteotomy (inclusion criteria) were : (1) Concentric reduction of the femoral head in the acetabulum as demonstrated by antroposterior 4 radiographs with the hip abducted flexed and internally rotated; (2) Age one year or more; (3) No major deformities of the femoral head or the acetabulum; (4) Satisfactory hip range of motion. The duration of follow up ranged from 3 to 8 years (Average 4 years). The patients were evaluated clinically and radiologically every three months in the first two years after surgery and then yearly later on. The patients were assessed clinically regarding the range of motion of the hip joint, limping and pain. The hip joints were radiographed to assess the acetabular index, quality of reduction and the occurrence of avascular necrosis of the femoral head. Clinical assessment, on the final evaluation, was scored according to McKay {13} criteria as follows: Excellent; painless, stable hip with no limping and negative Trendelenburg sign. The hip internal rotation is more than 15 degrees and otherwise normal range of motion. Good; painless stable hip with slight limp, decreased motion and negative Trendelenburg sign. Fair; minimal pain with positive Trendelenburg sign and moderate stiffness of the hip joint. Poor; significant pain and limping. Radiologic classification of Severin {14} was adopted to assess the final radiologic results (Table 1). This anatomical classification is currently considered the best method for radiographic assessment of congenitally dislocated hip. It incorporates the evaluation of the centre edge angle, concentricity, and congruity of the hip joint. 5 Femoral head necrosis; The presence or absence of femoral head necrosis was determined with the use of criteria of Kalamaci and MacEwin {4}, (Table 2). Operative Technique - Under general anaesthesia with the patient supine on a radiolucent table, the hip joint is exposed through bikini incision. - The lateral side of the iliac bone is completely exposed down to the joint capsule and posteriorly to the sciatic notch. Next, two flat retractors are inserted subperiosteally into the sciatic notch, one along the medial surface of the ilium to protect the important structures over iliacus muscle, and one along the lateral surface to keep the anterior third of the ilium exposed both medially and laterally. - The acetabular roof is transected 6- 8 mm above the lateral acetabular margin using a flat 1- 2 cm osteotome driven forward and medially, under image intensifier control, towards the posterior rim of the triradiate cartilage. Anteriorly, the osteotome passes above or through the anterior inferior iliac spine and must be withdrawn and placed more posteriorly where the pelvic wing is thicker. On the medial side, the cut should terminate a short distance above the triradiate cartilage, without entering it; thus placing the hinge parallel to the posterior triradiate cartilage. 6 - Before levering the acetabular roof downwards to attain a normal angle, the osteotomy must be completed posteriorly by driving the osteotome in ilioischial rim of the triradiate cartilage just anterior to the sciatic notch. An osteotome of 2 cm width is ideal for this manoeuvre since it applies even pressure over the whole acetabular roof - The acetabular roof is kept in its corrected position by a bone wedge placed in the posterior side of the osteotomy. The graft might be fixed by one or 2 K wires. - Capsuloraphy is done to augment the soft tissue over the reduced head. - Bilateral hip spica is applied for 10- 12 weeks. Results No patient had discomfort or pain with activity at the time of the most recent follow-up examination. The motion in three hips was limited to 90 degrees of flexion and 20 degrees of inward rotation. This clinical limitation did not affect the activities of daily living. The range of motion of the remaining 56 hips was normal. A residual positive Trendelenburg gait of the fatigue type was found in one hip while the other 58 hips had a normal gait. The degree of acetabular coverage achieved by the growth and development of the abnormal (treated hips) was compared with that of the normal (untreated hip) with the use of the previously described Severin 7 radiographic criteria. Thirty seven patients had a unilateral Pemberton osteotomy (right; 22 and left; 15). Radiographs were made for both the abnormal (treated) and the normal (untreated) hips throughout the entire duration of follow-up averaging 4 years (3- 8 years). Thus, it was possible to assess the effect of the lateral acetabuloplasty osteotomy of Pemberton on acetabular growth and development of the abnormal hips (Table 3). The preoperative acetabular index in the 37 normal hips averaged 19 degrees, compared with 33 degrees in the abnormal hips. At the most recent follow-up examination, the acetabular index average was 12degrees in the normal hips with an open triradiate cartilage, and it had improved to an average of 11 degrees in the abnormal hips. Preoperatively, the average centre-edge angle of Wiberg {15} was 27 degrees in normal hips and 3 degrees in abnormal hips. In contrast, the centre-edge angle averaged 35 degrees for both the normal and the abnormal hips at the most recent follow-up examination (Table 3). Acetabular angle of Sharp {16}, which was measured in patients who had a closed triradiate cartilage at the most recent follow-up visit, averaged 42 degrees in normal hips and 40 degrees in abnormal hips (Table 3). At the most recent overall follow-up examination of the 59 operated hips: forty-two hips were rated as class (Ia) (normally developed hip) according to Severin criteria {14} (Table 4) (Figure 1). Six hips were rated as class (IIa), with some deformity as a result of abnormal osseous 8 development (Figure 2), while the centre-edge angle of Wiberg was within the normal range. Eight hips had a marginal centre-edge angle that caused four to be classified as (Ib) (Figure 3) and another four as (IIb). Only three hips were rated as class III (a dysplastic hip with no demonstrable evidence of instability). This was considered to be a marginal result. Thus, 56 out of 59 of the treated hips were rated as class I or II (excellent or good) at the most recent follow-up examination; only three hips were rated as class III (fair). Complications: Preoperatively, ten hips had evidence of avascular necrosis of the femoral head (Kalamaci and MacEwin {4}, grade 1). The necrosis was in the fragmentation phase at the time of the osteotomy. All had had a previous closed or open reduction. At the most recent followup examination, only two of those ten patients had a Severin rating of class I. One had a rating of class (IIa); four, class (IIb); and three, class III. Avascular necrosis of the femoral head did not develop in any patient after the Pemberton acetabuloplasty osteotomy. No patient had necrosis of the acetabulum. We identified no radiographic evidence of chondrolysis, premature arrest of the triradiate cartilage, or iatrogenic femoral head-acetabular incongruity as a result of the osteotomy. There were no postoperative infections. 9 Discussion It has been agreed that correction of acetabular deficiency should be the primary goal in the treatment of residual acetabular dysplasia in patients who have congenital dislocation of the hip. We have observed, along with others {3, 4, 5, and 6}, that this is achieved most directly by pelvic osteotomy. In order to explore the validity of this concept, we reviewed the results of Pemberton pericapsular osteotomy in fifty-nine hips in forty-eight patients who had acetabular dysplasia. The osteotomy was done by first two of us in Benha University Hospital, Egypt and Saudi German Hospital, Jeddah, Saudi Arabia over a period of 7 years. Both surgeons followed the same technique prescribed before. Eyre- Brook et al. {17}, reviewed the results of Pemberton osteotomy in thirty-seven patients, but only the centre-edge angle was measured; the acetabular index and the angle of Sharp were not recorded. Five of their thirty-seven patients had closed triradiate cartilage at the time of the osteotomy, and eleven of the patients had a femoral osteotomy at the time of, or shortly after, the acetabular osteotomy. In addition, in eleven of their patients, the acetabuloplasty had been done after previous acetabular or femoral procedures. This multiplicity of variables made it difficult to reach conclusions regarding the real influence of the Pemberton osteotomy on acetabular development. We attempted to eliminate all of 10 these variables. Patients who had a previous procedure other than an open or closed reduction were excluded. The radiographic appearance of the hip joint has been recognized as the best prognostic factor for longevity of the hip joint in patients who have congenital dislocation of the hip {18}. In the present study, acetabular development was documented by qualitative and quantitative criteria as well as by the criteria of Severin {14}. With the use of these parameters, comparison of the normal and dysplastic hips permitted an assessment of the growth and maturation of the hip that had been treated with a Pemberton osteotomy compared with the normal, untreated hip. The centre-edge angle of Wiberg {15} is considered to have some value in the prediction of the function of the hip joint in adulthood. According to Wiberg, this measurement reflects either the adequacy of acetabular development or any subluxation of the femoral head, or both. The clearly established improvement in the centre-edge angle at the time of follow-up in the hips that were treated with Pemberton osteotomy demonstrates that the osteotomy consistently improved coverage of the femoral head. Over many years, Severin {14} criteria have been used for analysis of the end-results of various treatment modalities for congenital dislocation of the hip. Ward {19} and his associates reported poor levels of interobserver and intraobserver reliability when the system was used. Despite this, we found that Severin criteria are the most realistic available system to use in 11 this study. Severin primarily restricted his classification to patients who were six years old or more only because too few of his patients were younger than the age of six for him to make a statistically valid statement about the usefulness of his system in this age group. Severin, however, found that the centre-edge angles in normal children who were younger than the age of six years corresponded to the same values as those found in children who were six to thirteen years old. To test the hypothesis that the classification of Severin could be used in patients who were younger than the age of six, we classified the normal hips in our series with his system. We found that the classification could be reliably extended to younger patients, who had the same distribution of marginal values as would be expected with the use of the values that Severin gave for patients who were six to thirteen years old. In our study, at the follow-up examination, fifty-one of the operatively treated hips were rated as either class I (forty-four hips) or class II (seven hips), with the radiographic results rated as excellent or good, respectively. These results are evidence of the effectiveness of the Pemberton osteotomy on acetabular development. Pre-existing necrosis of the femoral head (10 hips) infection makes the prognosis for hips treated with a pericapsular osteotomy much less predictable. The necrosis that was seen in the present study was identical to that which occurs in patients in whom avascular changes in the capital 12 femoral epiphysis develop after a closed reduction with excessive abduction force, and while the patient is wearing a spica cast or a Pavlik harness, for treatment of congenital dislocation of the hip {20, 21, 22, 23}. As children, these patients rarely have pain, and very few have a limited range of motion. Similarly, the prognosis, in terms of normal development of the femoral head, after a Pemberton osteotomy is not as good as in children who have no necrosis of the femoral head. Seven of the ten hips that had good (four) or fair (three) radiographic results in the present series had had necrosis of the femoral head before the osteotomy. Only two of the ten hips in which necrosis of the femoral head had been identified preoperatively had a rating of class (Ia) at the latest follow-up examination. Arthrograms of the hip were not used in this series, as we think that the concentricity of reduction of the hip can be interpreted accurately by careful study of radiographs made with the hip in abduction and internal rotation. In conclusion, we think that Pemberton osteotomy is a safe, effective procedure for correction of residual acetabular dysplasia in patients who have congenital dislocation of the hip. References 1- Tavaro J: Modified Pemberton acetabuloplasty for the treatment of congenital hip dysplasia. J Pediatr Orthop. 24 (5):501- 7, 2004 13 2- Milickovice Z: Acetabular development after operative treatment of residual acetabular dysplasia: a comparative study between different age groups. J Bone and Joint Surg 85-A(2):278-86, 2003 3- Hall J E: Pelvic osteotomy in the early treatment of CDH. Advances Orthop Surg, 10: 3, 1986. 4- Kalamchi Ali; and MacEwen G: Avascular necrosis following treatment of congenital dislocation of the hip. J. Bone and Joint Surg, 62-A: 876-888, Sept. 1980. 5- Pemberton P: Pericapsular osteotomy of the ilium for treatment of congenital subluxation and dislocation of the hip. J. Bone and Joint Surg, 47-A: 65-86, 1965. 6- Salter R: Innominate osteotomy in the treatment of congenital dislocation and subluxation of the hip. J. Bone and Joint Surg, 43-B (3): 518-539, 1961. 7- Harris N; Lloyd-Roberts G; and Gallien R: Acetabular development in congenital dislocation of the hip. With special reference to the indications for acetabuloplasty and pelvic or femoral realignment osteotomy. J. Bone and Joint Surg., 57-B (1): 46-52, 1975. 8- Kasser J; Bowen J; and MacEwen, G: Varus derotation osteotomy in the treatment of persistent dysplasia in congenital dislocation of the hip. J. Bone and Joint Surg, 67-A: 195-202, Feb. 1985. 14 9- Lloyd-Roberts G: The role of femoral osteotomy in treatment of congenital dislocation of the hip. In congenital dislocation of hip, p 427-435. Edited by Tachdjian M O. New York, Churchill Livingstone, 1982. 10- Somerville E: A long-term follow-up of congenital dislocation of the hip. J. Bone and Joint Surg, 60-B (1): 25-30, 1978. 11- Ponseti, I: Growth and development of the acetabulum in the normal child. J. Bone and Joint Surg., 60-A: 575-585, July 1978. 12- Cherney D; and Westin G: Acetabular development in congenitally dislocated hips as a function of age at the time of reduction. Orthop. Trans., 6: 377-378, 1982. 13- McKay D: A comparison of the innominate and the pericapsular osteotomy in the treatment of congenital dislocation of the hip. Clin Orthop, 98: 124-132, 1984. 14- Severin Erik: Congenital dislocation of the hip. Development of the joint after closed reduction. J Bone and Joint Surg, 32-A: 507-518, 1950. 15- Wiberg Gunnar: Studies on dysplastic acetabula and congenital subluxation of the hip joint. With special reference to the complications of osteoarthritis. Acta Chir. Scandinavica, Supplementum 58, 1939. 15 16- Sharp I: Acetabular dysplasia. The acetabular angle. J. Bone and Joint Surg., 43-B (2): 268-272, 1961. 17- Eyre-Brook A; Jones D ; and Harris F: Pemberton's acetabuloplasty for congenital dislocation or subluxation of the hip. J Bone and Joint Surg, 60-B(1): 18-24, 1978. 18- Smith W; Badgley C; Orwig J; and Harper J: Correlation of post reduction roentgenograms and thirty-one-year follow-up in congenital dislocation of the hip. J. Bone and Joint Surg, 50-A: 1081-1098, Sept. 1968. 19- Ward W, Voght M, Grudziak J, et al: Severin classification system for evaluation of the results of operative treatment of congenital dislocation of the hip. J Bone and Joint Surg 1997; 79–A:656- 63 20- CoopermanD; Wallensten R; and Stulberg S: Post-reduction vascular necrosis in congenital dislocation of the hip. Long-term follow-up study of twenty-five patients. J. Bone and Joint Surg, 62A: 247-258, March 1980. 21- Gage J ; and Winter R : Avascular necrosis of the capital femoral epiphysis as a complication of closed reduction of congenital hip dislocation. A critical review of twenty years' experience at Gillette Children's Hospital. J. Bone and Joint Surg., 54-A: 373-388, 1972. 16 22- Thomas C; Gage J; and Ogden J: Treatment concepts for proximal femoral ischemic necrosis complicating congenital hip disease. J. Bone and Joint Surg, 64-A: 817-828, July 1982. 23- Tonnis D (editor): Congenital Hip Dislocation—Avascular Necrosis, translated by Gottfried Stiasny. New York Thieme- tratton, 1982. 17 Figure (1): (A) Open reduction and Pemberton osteotomy were done for non touched neglected left DDH for this male patient at the age of 25 months. (B&C) Antro-posterior and lateral follow up radiographs at the age of 7 years with excellent outcome (grade Ia Severin). Figure (2): (A), Male patient with left DDH. (B), varus derotation osteotomy (complicated by avascular necrosis, grade I) was done at age 25 months followed 5 months later by Pemberton osteotomy. (C), follow up at 38 months age. (D), the final follow up at age of 4 years and 5 months showed centre edge angle >19 deg. with mild deformity of the femoral neck (Severin grade IIa, good). Figure (3): (A) 13 month old female with neglected left DDH. (B) Pemberton acetabuloplasty was done at age of 19 month following healed varus derotation osteotomy. (C) Final follow up at age of 6 years. Acetabular index was restored, centre edge angle 15 deg.- 19 deg. denoting grade Ib Severin (excellent). 18 Table (1): Severin {14} classification system for hip dysplasia. Table (2): Kalamaci and MacEwin classification system {4}. Table (3): Average radiographic measurements (in degrees) for the normal (untreated hips) and abnormal (treated hips) in 37 unilateral cases. Table (4): Radiologic outcome at the last follow up 19 Figure (1): (1- A) (1- B) (1- C) 20 Figure (2): (2- A) (2- C) (2- B) (2- D) 21 Figure (3): (3- A) (3- B) (3- C) 22 Table (1): Class & Grad Centre edge angle (degrees) Radiographic Appearance Ia, Excellent > 19 deg. (6-13 yrs old) Normal > 25 deg. (14 yrs or more) Ib 15-19 deg. (6-13 yrs old) 20- 25 deg. (14 yrs or more) IIa, IIb Good III, Fair Same as class I <15 deg. (6-13 yrs old) Normal Moderate deformity of femoral head, femoral neck, or acetabulum Dysplasia without subluxation < 20 deg. (14 yrs or more) IVa, Poor IVb V, Failure VI, Failure 0 deg. or more < 0 deg. Moderate subluxation Severe subluxation Negative Femoral head articulates with pseudoacetabulum in superior part of original acetabulum Negative Redislocation Table (2): 1- Delay in the appearance of ossific nucleus or mottling of the cartilage model with little effect on the neck, minimal loss of height of the ossific nucleus, occasional coxa magna. 2- Changes in the ossific nucleus plus lateral physeal damage. 3- Changes in the ossific nucleus plus central physeal damage 4- Total damage to the head and physis. 23 Table (3): Acetabular Index Hip Preop. Follow up Centre edge angle Preop. Follow-up Angle of Sharp Follow up Normal 19 12 27 35 42 Abnormal 33 11 3 35 40 Table (4): Grade Ia Excellent No of patients 42 Ib 4 IIa Good 6 IIb 4 III Fair 3 IV, V, VI; poor to failure 0 24