1 PSYCH 161 – Adv Topics: Industrial/Org Psyc Spring 2012 Wednesdays at 2:15pm Location: AS 101 Instructor: Professor Kate Bezrukova Department of Psychology Santa Clara University Email: ybezrukova@scu.edu Office: Alumni Science 201 Office Hours: By appointment COURSE DESCRIPTION This is an advanced class in I-O Psychology that focuses on one of the most critical areas of applied behavioral science, negotiations. We will use the negotiation context to discuss topics such as coalitions, conflict, third parties, ethics as well as how all these concepts apply to different levels of social interaction in the workplace (e.g., dyad, groups, intergroup, and crosscultural). The course has both research and applied components. You will find that this course will not only enhance your knowledge and conceptual understanding of I-O Psychology, but will also help you in everyday interactions in a variety of settings. We negotiate everyday. We enter into negotiations with potential employers, coworkers, roommates, landlords, parents, and many others. What price we want to pay, how much we want to be paid, who will clean the kitchen.... all of these are negotiations. Yet, while we negotiate often, many of us know very little about the strategy and psychology of effective negotiations. Why do we sometimes get our way while other times we walk away feeling frustrated by our inability to achieve the agreement we desire? Negotiation is the art and science of securing agreements between two or more independent parties who are seeking to maximize their outcomes. The central issues of this course deal with understanding the behavior of individuals, groups, and organizations in the context of competitive and cooperative situations. This course combines analytical material on the negotiation process with a series of negotiating experiences, to develop your skills at negotiation, bargaining and conflict resolution. The course encourages you to take risks; analytically think about what you read and observe; honestly reflect about your personal behavior and preferences; and apply course concepts to real experiences. COURSE OBJECTIVES The purpose of this course is to understand the theory and processes of negotiation as it is practiced in a variety of settings. The course is designed to be relevant to the broad spectrum of negotiation problems that are faced by managers and professionals, often in a global context. A basic premise of the course is that while a manager needs analytic skills to discover optimal solutions to problems, a broad array of negotiation skills is needed to get these solutions accepted and implemented. The course will allow participants the opportunity to develop these skills experientially and to understand negotiation in useful analytical frameworks. Considerable 2 emphasis will be placed on simulations, role-playing, and cases. The following is a partial list of course objectives: 1. To think about and understand the nature of negotiation. This objective is paramount because many of the important phenomena in negotiation, for example, interests, goals, and cooperation, are ambiguous and often do not have “right” answers. 2. To gain a broad intellectual understanding of the central concepts in negotiation. These concepts are the building blocks that you can use to understand and systematically evaluate a negotiation process. 3. To improve your ability to analyze the behavior and motives of individuals, groups, and organizations in settings which have both competitive and cooperative elements. 4. To develop confidence in the negotiation process as an effective means for resolving conflict in organizations. 5. To provide experience in the negotiation process, including learning how to evaluate the costs and benefits of alternative actions and how to manage the negotiation process more effectively. COURSE FORMAT The class is comprised of lectures, discussion, exercises, quizzes and negotiation simulations. The negotiation simulations range from two-party to multi-party negotiations and cover a wide variety of negotiation situations. You should also be prepared to spend additional time outside of or after class for certain negotiations. Students should also be prepared to stay a few minutes after class to arrange meetings with other members of the class. COURSE REQUIREMENTS 1. Participation (25% of your grade) A. Attendance and Preparation Because this is an experiential course, there is a strict policy on participation. You are expected to participate in class discussions and ALL negotiation exercises since they are the central component of the course. When you are not fully prepared for, or miss, a negotiation exercise, not only do you miss an opportunity to learn, so do the other students in your negotiation group. Therefore, you are allowed one “full miss.” A “full miss” constitutes missing the negotiation exercise (so long as you notify me at least two hours before the class in which the exercise will be negotiated). Any unexcused or additional negotiation misses will result in a reduction of one-half letter grade. If you will be absent, you should notify me at least two hours before class (the more advanced the notice, the better). Notification is important so that I can arrange for someone else to negotiate with your assigned partner(s). In addition, lack of preparation for an exercise will be treated as an unexcused absence for that exercise. If you know you will be consistently absent from class, please choose another elective. 3 B. Negotiation Results Summaries At the end of most negotiation exercises, you will turn in a short summary of the results of the negotiation. You will not receive a grade based on the negotiation outcomes reflected in these summaries. But consistently punctual and high quality (thoughtful and thorough) summaries will certainly help your participation grade; indeed, in past semesters the quality of these summaries have often been the differentiating aspect of final course grades. Failure to turn in every summary will certainly affect your participation grade negatively. C. Quality of Comments During Discussion Each negotiation exercise will be debriefed with the class. Thus, participating in this debriefing session will comprise a large part of your participation grade. Debriefing includes sharing information about results, sharing information about negotiating strategies attempted, reactions to the process, and relating assigned reading materials to the class discussion. Most students will have difficulty applying one or more of the negotiation concepts. I strongly encourage you to experiment. We learn from our mistakes and the mistakes of others. This course is a good opportunity to experiment with new ways of negotiating and to make mistakes in a low-risk environment. A brief lecture and wrap-up of the day’s topic will follow the debriefing session. I will evaluate the quality of your contributions and insights (rather than the quantity of comments you make) in class discussions. High quality comments possess one or more of the following: Thoughtful application of assigned readings (current and past) to the current negotiation experience Extension of (building upon) other students’ comments (demonstrates listening to others and understanding, in addition to presenting own idea) Analysis of a relevant personal experience that moves the discussion forward (not simply a description of that experience). Integration of prior comments and ideas, resulting in a new, relevant perspective. 2. Strategic Preparation Exercises (25% of a grade) Every week will include a negotiation exercise, so preparing for class involves not only completing the assigned reading, but also preparing for the specific case or exercise. You should always complete a “Negotiation Preparation Sheet” to use in the negotiation. Early in the term, and on occasion thereafter, you will be asked to write a one-page set of preparation notes in which you discuss your planning methods, strategies, and your expected outcomes. I will collect these Prep Sheets at the beginning of class, before negotiation exercises begin, at various, sometime unannounced, times during the term. 3. Negotiation Analysis Papers (20% of your grade) Three negotiation analysis papers are due during the term. The papers should analyze the process and outcome of selected negotiations (more details will be given in class). The papers should not 4 be a record of each detail of the negotiation. Rather, analysis papers should address the following: How did the actual process and outcome of the negotiation compare to the predictions of the text/readings? What did you learn about your opponents? What surprised you about your behavior? If you had a chance to do this negotiation over, what would you do differently? (“Nothing” is not an acceptable answer). On the due dates you should submit a copy of your analysis paper to each of the individuals who were involved in your negotiation, as well as one copy to me. This provides useful peer feedback. The reflection paper is a confidential communication between you, the other class members involved in your negotiations, and me. You should be specific in identifying others when it will help in the feedback process. My focus on grading will be: 1. Your ability to integrate information from the readings and class discussions into lessons learned from participating in the negotiation exercise; 2. The quality of feedback given to the other parties in the negotiation; 3. Evidence of insight and introspection. Maximum length: 4 double-spaced pages. 4. Research credit/Term project (30% of your grade) Part of this course will involve your participation in conducting an I-O Psychology study to fulfill the research requirement. This project is to be completed in a group of four or five students. The result will be a 7 page paper, double spaced and a twenty-minute class presentation. This research projects will require a substantial amount of time outside the class over the entire quarter. More details will be given later in the quarter. This project will be evaluated in terms of the following criteria: - Intellectual understanding: How well you understand the concepts you employ. - Creativity: How you extend, modify, or elaborate the concepts. - Validity: How well you use descriptive data to illustrate the concepts. - Perceptiveness: How you bring meaning and cohesiveness to the data you report. - Organization: How clearly written and professionally presented the paper is. All group members will receive the same grade on the project. 5 REQUIRED MATERIALS Negotiation Exercises and Handouts (will get in class) Textbooks: Bazerman, M. H., and Neale, M. A. (1992). Negotiating Rationally. New York: The Free Press. Fisher, R., Ury, W., and Patton, B. (1991). Getting to Yes (2nd ed.). New York: Penguin Books. Electronic Reserves: In the interest of saving you money, several of the non-text book readings will be available through Angel. All e-reserve readings are listed under the course number 161. Email Account: You are required to have access to an email account that you review regularly. COURSE HONOR CODE This course requires that the following honor code standards be met: 1. You are expected to be prepared and on time for all negotiation exercises (we will generally begin negotiating at the beginning of class). 2. You may not show your confidential role instructions to the other side, though you are free to tell the other side whatever you would like to about your confidential information. 3. Do not make up facts that materially change the power distribution of the exercise (e.g., that your family has just bought the company you are currently negotiating with for a job). 4. You may use any strategy, short of physical violence, to reach agreement that you wish, including misrepresentation. However, in selecting a strategy, it is wise to consider that using it may have ramifications that go beyond the particular negotiation. 5. Do not discuss cases or borrow notes with people outside of class. Class discussion stays in class. 6 Date CLASS OUTLINE (SUBJECT TO CHANGE) Topic Required Readings and Assignments INTRODUCTION TO ADVANCED TOPICS IN I/O PSYCHOLOGY 4/4 Expectations and requirements Course Overview BASIC CONCEPTS OF NEGOTIATION 4/11 Read: Job Recruit, prepare your role for Class activity negotiation 4/11 Bazerman & Neale, Chaps. 1 – 5 & 10 – 11 “Prepare, Prepare, Prepare” “Reservation Points, Resistance and BATNAs” DUE: Team contracts Read: Debrief & Lecture ETHICAL ISSUES IN NEGOTIATIONS 4/18 Read: Bullard Houses, prepare your role for Class activity negotiation DUE: Analysis Paper 1 4/18 Read: Bazerman & Neale, Chaps. 9, 12 & 17 Fisher & Ury, Ch. 7 “What if they won’t play?” Debrief & Lecture Fisher & Ury, Ch. 8 “What if they use dirty tricks?” Fisher & Ury, “Conclusion and 10 Questions” “Three Ethical Issues” “Ethics and Profitability of Bluffing in Business” THE NATURE OF CONFLICT 4/25 Class activity 4/25 Debrief & Lecture GROUP NEGOTIATIONS 5/2 Class Activity Read: College Apts, prepare your role for negotiation DUE: 1 page of term project proposal Read: Tjosvold, “Introduction,” 1-15 Pruitt & Rubin, “Contentious tactics” “Interdependence” Read: Tower’s Market, prepare your role for negotiation DUE: Analysis Paper 2 5/2 Debrief & Lecture Read: “The group and What happens on the way to yes” “Negotiating group decisions” 7 THIRD PARTIES & AGENTS 5/9 Guest Speaker: Caitlin Hogan, Ph.D. People Analytics Group at GOOGLE INTERGROUP NEGOTIATIONS 5/16 Class Activity 5/16 Debrief & Lecture Read: Bazerman & Neale, Chapter 15 Read: Harboco, prepare your role for negotiation Read: Bazerman & Neale, Chaps. 12, 14, & 18 CROSS-CULTURAL NEGOTIATIONS 5/23 Read: Read: Alpha Beta, prepare your role for negotiation Class activity DUE: Analysis Paper 3 5/23 Read: “Negotiation and culture: A Framework” “Negotiating with foreigners” Debrief & Lecture “Rethinking the culture-negotiation link” 5/30 No class TEAM PRESENTATIONS 6/6 Last Day of Class 6/6 Last Day of Class Prepare for your final project Final presentations Final presentations FINAL PAPERS DUE