Advertising Supplement
Directory of
Software Products Directory of Software Products
Audit Management
AlineGRC. Aline’s governance, risk, and compliance software
leverages the power of information analytics to give business leaders
greater understanding and confidence in their oversight of strategy
and risk. The company’s software is unique in its ability to combine
an organization’s strategy, risks, controls, and performance objectives
within an intelligent database framework. Phone: +1-877-254-6324
(U.S. toll free); e-mail: info@alinegrc.com; website: www.alinegrc.com.
Compliance360. The latest internal audit solution from Compli-
ance360 sets a new industry standard in cost-effective oversight
with centralized management of all audit, risk management, and
compliance programs. Streamline the entire audit process, including
risk assessments, planning, scheduling, workpapers, remediation,
committee reviews, reporting, and continuous monitoring. Phone:
+1-678-992-0262; website: www.compliance360.com.
Galileo Audit System is a comprehensive and fully integrated
reduce risk, detect fraud, and improve business performance. With
14,000 customer organizations in over 150 countries, ACL is the most
widely used audit analytics solution on the market today. Phone:
+1-888-669-4225 (U.S. toll free); e-mail: info@acl.com; website: www.
acl.com; blog: www.acl.com/Blog; Twitter: @PBMillar.
audit management, documentation, and reporting system
which can be tailored to the precise needs of internal audit,
investigations, or compliance departments. It includes extensive
standard custom reporting facilities, personalized dashboards,
and e-mail alerts. Galileo provides significant efficiency and
quality gains as well as effective communication with the audit
client. Website: www.magiquegalileo.com.
auditOL. auditOL allows you to manage your audit function
GRC on Demand® for internal audit is a comprehensive internal
Auditor Assistant. The McGladrey Auditor Assistant is a
iAppraise: Enterprise Oversight Solution. Need a Web-based
AutoAudit® takes the paperwork out of workpapers. A fully
LP Software, Inc. provides software solutions to help your
Audit Analytics Technology. ACL technology helps organizations
efficiently and flexibly, minimizing cost and administration.
auditOL uses a subscription model with flexible hosting to fit
any organization’s budget. Allow auditOL’s functionality to
expedite handling of workpapers, audit issues, and review notes
while managing auditors, projects, and auditable entities. Phone:
+1-217-960-1912; website: www.ycngroup.com.
completely integrated audit management system that helps you
conduct, review, and manage your audits more efficiently. Fully
configurable features include an engagement portal/dashboard,
detailed personalized risk assessment, risk-based audit planning,
resource scheduling, automated workpapers, review/supervision,
ad-hoc and template reports, issue tracking, and time reporting.
Phone: +1-952-921-7729; e-mail: auditor.assistant@mcgladrey.com;
website: www.mcgladrey.com.
integrated audit automation system, it allows audit departments
to complete their work in a single database. With modules for risk
assessment, planning, scheduling, workpapers, reporting, issue
tracking, and administration, it’s the most complete way to manage
an audit department. Website: paisley.thomsonreuters.com.
BPS Resolver’s Audit Solution provides auditors with all the
audit solution proven to increase the efficiency of the audit process,
including risk assessment, planning, scheduling, documentation,
preparation, review, reporting, issue tracking, and administration.
Delivered as a software service — there is no software to install,
no hassle with IT, no capital investment, and no hidden IT costs.
Website: paisley.thomsonreuters.com.
compliance solution with integrated mobility? Configurable
for any regulatory environment? Delivering corporate-wide risk
and control audit results promptly? With our unique self-service
portal you can engage with vendors, members, participants,
contractors, or external locations, to deploy online evidence-based
self-assessments with fully automated reporting — without
stepping out of the office. E-mail: enquiries@icomply.com.au;
website: www.icomply.com.au.
organization improve the way you conduct your audits. Our
quick-to-implement Compliance Auditing software is utilized
for creating and performing all types of operational audits. This
information can then be used to identify trends and improve
efficiencies. Phone: +1-708-361-4310; e-mail: sales@lpguys.com;
website: www.lpguys.com.
functionality they need to model the audit universe and monitor
and follow up on audit progress. Our Audit Solution has advanced
features in resource tracking, workpaper automation, review note
and exception management as well as modeling complex audit
universe structures. Phone: +1-888-891-5500 (U.S. toll free); website:
www.bpsresolver.com.
Methodware ERA. Methodware is a world-leading developer of
BWise GRC. BWise is the global leader in governance, risk, and
MetricStream GRC Platform and Internal Audit Management
compliance (GRC) management software, with a strong heritage in
business process management. BWise enables stakeholders to measure
and manage risks and to comply with rules and legislation such as
Sarbanes-Oxley, Solvency II, MAR, IFRS, UCF, MiFID, PCI, GLBA, and
others. Phone: +1-212-584-2265; website: www.bwise.com.
CCH® TeamMate. CCH® TeamMate is the gold standard in audit
management systems and the choice of more than 70,000 auditors
from more than 1,800 organizations. TeamMate™ drives efficiencies
into all aspects of the audit process, including: risk assessment,
scheduling, planning, documentation, review, time and expense
capture, report generation, issue tracking, and committee reporting.
Phone: +1-813-675-6226; website: www.cchteammate.com.
risk, compliance, audit, and investigations software with over 1,800
clients in 80 countries. Integrate your risk assessments, internal
audits, compliance initiatives, and corporate governance in ERA, our
proven GRC solution. Move to a risk-based audit approach with ERA.
Website: www.methodware.com.
solution have been rated as best-in-class by Fortune 500 customers
and independent analysts (Gartner, Forrester, etc.). MetricStream’s
GRC suite also includes solutions for policy and procedures, risk
management, regulatory compliance management, ethics, quality,
safety, supplier governance, and IT GRC. Phone: +1-650-620-2955;
e-mail: info@metricstream.com; website: www.metricstream.com.
MKinsight™ is the new industry standard audit management
software. Web-enabled (but not Web-dependent) and fully
configurable, integrated modules include: Annual Planning,
Scheduling, Audit Management, Performance Reporting, Electronic
Working Papers, Recommendation Tracking, Comprehensive
Reporting, Time Recording, Risk Assessment, CSA, Online
49
august 2010 Internal Auditor
Advertising Supplement
Directory of Software Products
Questionnaires, and Libraries. Phone: +1-847-418-3898; website:
www.mkinsight.com.
Pentana Audit Work System. Pentana provides innovative
internal audit, risk, and compliance software. Pentana’s team
of experienced audit and risk experts drive Pentana’s software
development. Our software’s significant benefits include essential
time savings, better management, and audit committee reporting,
and, most importantly, improved quality. E-mail: info@pentana.
com; website: www.pentana.com.
Protiviti’s Governance Portal. The Governance Portal for
resource scheduling, automated workpapers, review/supervision,
ad-hoc and template reports, issue tracking, and time reporting.
Phone: +1-952-921-7729; e-mail: auditor.assistant@mcgladrey.com;
website: www.mcgladrey.com/auditorassistant.
AutoAudit® takes the paperwork out of workpapers. A fully
integrated audit automation system, it allows audit departments
to complete their work in a single database. With modules for risk
assessment, planning, scheduling, workpapers, reporting, issue
tracking, and administration, it’s the most complete way to manage
an audit department. Website: paisley.thomsonreuters.com.
Internal Audit is an integrated module of Protiviti’s GRC platform
that provides a complete audit management system: scoping,
scheduling, electronic workpapers, issue tracking, and reporting.
Offline capabilities allow your auditors to work anywhere, anytime.
Website: www.protiviti.com/GRC-Software/GRC-Software-Solution/
Pages/Internal-Audit.aspx.
BWise GRC. BWise is the global leader in governance, risk, and
RSA Archer eGRC Suite. Gain control of the complete audit
CCH® TeamMate–TeamMate EWP (Electronic Working Papers)
lifecycle with the RSA Archer eGRC Suite. Transform paper-based
documentation into a dynamic audit program that includes
planning, scheduling, risk-based prioritization, staffing, project
execution, and remediation. Also integrate with enterprise GRC
processes for a common approach to risk assessment across assurance
and compliance functions. Phone: +1-888-539-EGRC (U.S. toll free);
website: www.archer.com.
SEC-Qure Q Software. Secure and comply with Q Software, the
Oracle Gold Partner specializing in security, risk management,
and compliance solutions for Oracle’s JD Edwards, PeopleSoft,
and e-Business Suite. Prevent fraud with effective security and
segregation of duties, comply with Sarbanes-Oxley, and simplify
your security audit. Phone: +44 (0)1483 280400; website: www.
erpAudit.com and www.Qsoftware.com.
Automated Financial Close
Blackline Financial Close Software Suite automates the
entire financial close process for companies of all sizes. BlackLine is
deployed in an OnDemand/SaaS platform and includes modules for
Balance Sheet Account Reconciliations, Task Management, Journal
Entry, Transaction Matching, Variance Analysis, and Consolidation
Integrity. BlackLine complements existing BPM, ERP, and GRC
systems. Phone: +1-818-223-9008; website: www.blackline.com.
Automated Workpapers
AlineGRC. Aline’s governance, risk, and compliance software
leverages the power of information analytics to give business leaders
greater understanding and confidence in their oversight of strategy
and risk. The company’s software is unique in its ability to combine
an organization’s strategy, risks, controls, and performance objectives
within an intelligent database framework. Phone: +1-877-254-6324
(U.S. toll free); e-mail: info@alinegrc.com; website: www.alinegrc.com.
auditOL. auditOL allows you to manage your audit function
efficiently and flexibly, minimizing cost and administration.
auditOL uses a subscription model with flexible hosting to fit
any organization’s budget. Allow auditOL’s functionality to
expedite handling of workpapers, audit issues, and review notes
while managing auditors, projects, and auditable entities. Phone:
+1-217-960-1912; website: www.ycngroup.com.
Auditor Assistant. The McGladrey Auditor Assistant is a
completely integrated audit management system that helps you
conduct, review, and manage your audits more efficiently. Fully
configurable features include an engagement portal/dashboard,
detailed personalized risk assessment, risk-based audit planning,
50
Internal Auditor august 2010
compliance (GRC) management software, with a strong heritage in
business process management. BWise enables stakeholders to measure
and manage risks and to comply with rules and legislation such as
Sarbanes-Oxley, Solvency II, MAR, IFRS, UCF, MiFID, PCI, GLBA, and
others. Phone: +1-212-584-2265; website: www.bwise.com.
drives significant efficiencies into the audit process. With TeamMate
EWP you will reduce the time spent on audit documentation,
review, and reporting. Advanced features include automatic audit
report generation, point-to-point cross referencing, audit snapshot,
and an advanced imaging solution for scanned documents. Phone:
+1-888-830-5559 (U.S. toll free); website: www.cchteammate.com.
Galileo Audit System is a comprehensive and fully integrated
audit management, documentation, and reporting system
which can be tailored to the precise needs of internal audit,
investigations, or compliance departments. It includes extensive
standard custom reporting facilities, personalized dashboards,
and e-mail alerts. Galileo provides significant efficiency and
quality gains as well as effective communication with the audit
client. Website: www.magiquegalileo.com.
GRC on Demand® for internal audit is a comprehensive internal
audit solution proven to increase the efficiency of the audit process
including risk assessment, planning, scheduling, documentation,
preparation, review, reporting, issue tracking, and administration.
Delivered as a software service — there is no software to install,
no hassle with IT, no capital investment, and no hidden IT costs.
Website: paisley.thomsonreuters.com.
iAppraise: Enterprise Oversight Solution. Need a Web-based
compliance solution with integrated mobility? Configurable for any
regulatory environment? Delivering corporate-wide risk and control
audit results promptly? With our unique self-service portal you can
engage with vendors, members, participants, contractors, or external
locations to deploy online evidence-based self-assessments with fully
automated reporting — without stepping out of the office. E-mail:
enquiries@icomply.com.au; website: www.icomply.com.au.
Methodware ERA. Methodware is a world-leading developer of
risk, compliance, audit, and investigations software with over 1,800
clients in 80 countries. Integrate your risk assessments, internal
audits, compliance initiatives, and corporate governance in ERA,
our proven GRC solution. Move to a risk-based audit approach
with ERA. Website: www.methodware.com.
MKinsight™ the new industry standard audit management software.
Web-enabled (but not Web-dependent) and fully configurable,
integrated modules include: Annual Planning, Scheduling, Audit
Management, Performance Reporting, Electronic Working Papers,
Recommendation Tracking, Comprehensive Reporting, Time
Recording, Risk Assessment, CSA, Online Questionnaires, and
Libraries. Phone: +1-847-418-3898; website: www.mkinsight.com.
Advertising Supplement
Directory of Software Products
Pentana Audit Work System. Pentana provides innovative
internal audit, risk, and compliance software. Pentana’s team
of experienced audit and risk experts drive Pentana’s software
development. Our software’s significant benefits include essential
time savings, better management, and audit committee reporting,
and, most importantly, improved quality. E-mail: info@pentana.
com; website: www.pentana.com.
policyIQ. policyIQ is a Web-based content management application
for documenting and managing all types of information, including
policies and procedures, Sarbanes-Oxley documentation, quality
system documentation, and more. Easily configurable to meet the
needs of any business, policyIQ has customizable folders, group
structures, and content templates. Website: www.policyiq.com.
Protiviti’s Governance Portal. The Governance Portal for
Internal Audit is an integrated module of Protiviti’s GRC platform
that provides a complete audit management system: scoping,
scheduling, electronic workpapers, issue tracking, and reporting.
Offline capabilities allow your auditors to work anywhere, anytime.
Website: www.protiviti.com/GRC-Software/GRC-Software-Solution/
Pages/Internal-Audit.aspx.
RSA Archer eGRC Suite. Gain control of the complete audit
lifecycle with the RSA Archer eGRC Suite. Transform paper-based
documentation into a dynamic audit program that includes
planning, scheduling, risk-based prioritization, staffing, project
execution, and remediation. Also integrate with enterprise GRC
processes for a common approach to risk assessment across
assurance and compliance functions. Phone: +1-888-539-EGRC
(U.S. toll free); website: www.archer.com.
Continuous Monitoring/Auditing
Approva® Corporation is the industry-leading provider of
continuous controls monitoring software. We enable business,
finance, IT, and audit professionals to identify, manage, and prevent
business exceptions in order to reduce compliance risk, increase
operational efficiency, and prevent inappropriate payments. Global
companies rely on Approva to deliver actionable and auditable
intelligence of control breakdowns across their business systems,
processes, and transactions. Phone: +1-703-956-8300; e-mail: info@
approva.net; website: www.approva.net.
Audit Analytics Technology. ACL technology helps organizations
reduce risk, detect fraud, and improve business performance. With
14,000 customer organizations in over 150 countries, ACL is the most
widely used audit analytics solution on the market today. Phone:
+1-888-669-4225 (U.S. toll free); e-mail: info@acl.com; website: www.
acl.com; blog: www.acl.com/Blog; Twitter: @PBMillar.
CaseWare Monitor is a software framework that enables
continuous visibility into business processes, allowing stakeholders to
identify and manage high risk situations, prevent fraud and money
leakage, and achieve compliance and revenue optimization. Monitor
can be applied to any business process, regardless of the underlying
system or platform, across the entire organization. Website: www.
casewaremonitor.com.
BWise GRC. BWise is the global leader in governance, risk, and
compliance (GRC) management software, with a strong heritage in
business process management. BWise enables stakeholders to measure
and manage risks and to comply with rules and legislation such as
Sarbanes-Oxley, Solvency II, MAR, IFRS, UCF, MiFID, PCI, GLBA, and
others. Phone: +1-212-584-2265; website: www.bwise.com.
Compliance360. The latest internal audit solution from
Compliance360 sets a new industry standard in cost-effective
oversight with centralized management of all audit, risk
management, and compliance programs. Streamline the entire
audit process including risk assessments, planning, scheduling,
workpapers, remediation, committee reviews, reporting, and
continuous monitoring. Phone: +1-678-992-0262; website:
www.compliance360.com.
Data Mining Tools for Internal Audits discover patterns in
the data to help auditors to reveal things that they never thought
of, detect frauds, and uncover cases to be investigated. Expose
unexpected cases to be investigated: WizRule/WizWhy. Reveal
similar records: WizSame. Match complex transactions to detect
fraud: WizCount-Reconciliation. Phone: +1-516-393-5841; e-mail:
info@wizsoft.com; website: www.wizsoft.com.
eProcessManager® Transition/1, is a leading provider of corporate
risk, compliance, and performance solutions that insure integrity and
reliability of financial reporting and operational systems. A real-time
framework to document, manage, and monitor processes and
controls to comply with Sarbanes-Oxley and improvement initiatives.
Templates available. Phone: +1-866-590-4ePM (U.S. toll free), e-mail:
info@t1mas.com; website: www.eprocessmanager.com.
FirstStrike® Fraud Detect. Transforming fraud detection,
FirstStrike® Fraud Detect allows you to continuously monitor
vendor and employee data and the mountain of invoices submitted
for payment each year. This software tool uncovers overlapping
relationships, flags suspicious transactions, and rank-orders risks. You
can pinpoint your highest risks, bypass false-positives, and focus on
actionable results. Phone: +1-800-284-4522 (U.S. toll free); e-mail:
info@apexanalytix.com; website: www.apexanalytix.com.
IDEA – Data Analysis Software. CaseWare idea Inc. is the
developer and global distributor of idea™, the leading data analysis
software used by accountants, auditors, and systems and financial
professionals around the world. With idea, you can read, display,
analyze, manipulate, sample, or extract from data files from almost
any source. Website: www.caseware-idea.com.
MetricStream. GRC Platform and Internal Audit Management
solution have been rated as best-in-class by Fortune 500 customers
and independent analysts (Gartner, Forrester, etc.). MetricStream’s
GRC suite also includes solutions for policy and procedures, risk
management, regulatory compliance management, ethics, quality,
safety, supplier governance, and IT GRC. Phone: +1-650-620-2955;
e-mail: info@metricstream.com; website: www.metricstream.com.
Control Self-Assessment
AlineGRC. Aline’s governance, risk, and compliance software
leverages the power of information analytics to give business
leaders greater understanding and confidence in their oversight
of strategy and risk. The company’s software is unique in its
ability to combine an organization’s strategy, risks, controls, and
performance objectives within an intelligent database framework.
Phone: +1-877-254-6324 (U.S. toll free); e-mail: info@alinegrc.
com; website: www.alinegrc.com.
AutoAudit® takes the paperwork out of workpapers. A fully
integrated audit automation system, it allows audit departments
to complete their work in a single database. With modules for risk
assessment, planning, scheduling, workpapers, reporting, issue
tracking, and administration, it’s the most complete way to manage
an audit department. Website: paisley.thomsonreuters.com.
BWise GRC. BWise is the global leader in governance, risk, and
compliance (GRC) management software, with a strong heritage in
business process management. BWise enables stakeholders to measure
and manage risks and to comply with rules and legislation such as
51
august 2010 Internal Auditor
Advertising Supplement
Directory of Software Products
Sarbanes-Oxley, Solvency II, MAR, IFRS, UCF, MiFID, PCI, GLBA, and
others. Phone: +1-212-584-2265; website: www.bwise.com.
Data Extraction/Analysis
GRC on Demand® for internal audit is a comprehensive internal
reduce risk, detect fraud, and improve business performance. With
14,000 customer organizations in over 150 countries, ACL is the most
widely used audit analytics solution on the market today. Phone:
+1-888-669-4225 (U.S. toll free); e-mail: info@acl.com; website: www.
acl.com; blog: www.acl.com/Blog; Twitter: @PBMillar.
audit solution proven to increase the efficiency of the audit process
including risk assessment, planning, scheduling, documentation,
preparation, review, reporting, issue tracking, and administration.
Delivered as a software service — there is no software to install,
no hassle with IT, no capital investment, and no hidden IT costs.
Website: paisley.thomsonreuters.com.
iAppraise: Enterprise Oversight Solution. Need a Web-based
compliance solution with integrated mobility? Configurable for any
regulatory environment? Delivering corporatewide risk and control
audit results promptly? With our unique self-service portal you can
engage with vendors, members, participants, contractors, or external
locations to deploy online evidence-based self-assessments with fully
automated reporting — without stepping out of the office. E-mail:
enquiries@icomply.com; website: www.icomply.com.au.
Magique Enterprise Risk Management System. Magique
Enterprise Risk Management System is a flexible, integrated Web
system to assist organizations to record, quantify, assess, manage, and
report risks. In addition to the risk and control register, Magique
includes CSA questionnaires, action tracking, incident recording, and
key risk indicators, as well as full history and trend analysis. Extensive
standard and custom reporting options, personalized dashboards, and
e-mail alerts. Website: www.magiquegalileo.com.
Methodware ERA. Methodware is a world-leading developer of
risk, compliance, audit, and investigations software with over 1,800
clients in 80 countries. Integrate your risk assessments, internal
audits, compliance initiatives, and corporate governance in ERA, our
proven GRC solution. Move to a risk-based audit approach with ERA.
Website: www.methodware.com.
MKinsight™ is the new industry standard audit management
software. Web-enabled (but not Web-dependent) and fully
configurable, integrated modules include: Annual Planning,
Scheduling, Audit Management, Performance Reporting, Electronic
Working Papers, Recommendation Tracking, Comprehensive
Reporting, Time Recording, Risk Assessment, CSA, Online
Questionnaires, and Libraries. Phone: +1-847-418-3898; website:
www.mkinsight.com.
policyIQ. policyIQ is a Web-based content management application
for documenting and managing all types of information, including
policies and procedures, Sarbanes-Oxley documentation, quality
system documentation, and more. Easily configurable to meet the
needs of any business, policyIQ has customizable folders, group
structures, and content templates. Website: www.policyiq.com.
Protiviti’s Governance Portal. The Governance Portal for
Internal Audit is an integrated module of Protiviti’s GRC platform
that provides a complete audit management system: scoping,
scheduling, electronic workpapers, issue tracking, and reporting.
Offline capabilities allow your auditors to work anywhere, anytime.
Website: www.protiviti.com/GRC-Software/GRC-Software-Solution/
Pages/Internal-Audit.aspx.
Sharpe Decisions® Executive Workshop®. Voting software
allows feedback from groups on threat levels of risks using wireless
RF or IR keypads. Refined for risk assessment, SDEw is intuitive
and feature rich. Demographics, multiple choice, rating scale,
paired ranking, formulas, heat maps, and reporting. E-mail: info@
sharpedecisions.com; website: www.sharpedecisions.com.
52
Internal Auditor august 2010
Audit Analytics Technology. ACL technology helps organizations
Data Mining Tools for Internal Audits discover patterns in
the data to help auditors to reveal things that they never thought
of, detect frauds, and uncover cases to be investigated. Expose
unexpected cases to be investigated: WizRule/WizWhy. Reveal
similar records: WizSame. Match complex transactions to detect
fraud: WizCount-Reconciliation. Phone: +1-516-393-5841; e-mail:
info@wizsoft.com; website: www.wizsoft.com.
IDEA–Data Analysis Software. CaseWare idea Inc. is the
developer and global distributor of idea™, the leading data analysis
software used by accountants, auditors, and systems and financial
professionals around the world. With idea, you can read, display,
analyze, manipulate, sample, or extract from data files from almost
any source. Website: www.caseware-idea.com.
SEC-Qure Q Software. Secure and comply with Q Software,
the Oracle Gold Partner specializing in security, risk management,
and compliance solutions for Oracle’s JD Edwards, PeopleSoft, and
e-Business Suite. Prevent fraud with effective security and segregation
of duties, comply with Sarbanes-Oxley, and simplify your security
audit. Phone: +44 (0)1483 280400; website: www.erpAudit.com and
www.Qsoftware.com.
EHS AUditing
EHS Auditor®. Reduce costs. Ensure compliance! Prepare Envi-
ronmental, Health & Safety Regulatory Compliance Assessments in
Minutes! EHS Auditor® comes pre-loaded with customizable EHS
compliance and management system questionnaires derived from U.S.
and Canadian regulations, key international standards, and your corporate directives. Builds an EHS legal registry! Free Web demo/e-mail:
info@conformancecheck.com. Phone: +1-416-620-0846; website:
www.conformancecheck.com.
Fraud Detection/Prevention
ACE. ACE is an innovative YCN analysis tool incorporating layered
experiential knowledge sets, analytics, and adaptive learning
(heuristics). ACE transforms raw data into cognitive information
identifying transactions needing follow-up to examine both potential
for fraud and correctness of payment information. ACE proactively
reduces false positive volume and validates client payment
processing. Phone: +1-217-960-1912; website: www.ycngroup.com.
Approva® Corporation is the industry-leading provider of
continuous controls monitoring software. We enable business,
finance, IT, and audit professionals to identify, manage, and prevent
business exceptions in order to reduce compliance risk, increase
operational efficiency, and prevent inappropriate payments. Global
companies rely on Approva to deliver actionable and auditable
intelligence of control breakdowns across their business systems,
processes, and transactions. Phone: +1-703-956-8300; e-mail: info@
approva.net; website: www.approva.net.
Audit Analytics Technology. ACL technology helps organizations
reduce risk, detect fraud, and improve business performance. With
14,000 customer organizations in over 150 countries, ACL is the most
widely used audit analytics solution on the market today. Phone:
+1-888-669-4225 (U.S. toll free); e-mail: info@acl.com; website: www.
acl.com; blog: www.acl.com/Blog; Twitter: @PBMillar.
Advertising Supplement
Directory of Software Products
CaseWare Monitor is a software framework that enables
continuous visibility into business processes, allowing stakeholders
to identify and manage high risk situations, prevent fraud and
money leakage, and achieve compliance and revenue optimization.
Monitor can be applied to any business process, regardless of the
underlying system or platform, across the entire organization.
Website: www.casewaremonitor.com.
Data Mining Tools for Internal Audits discover patterns in
the data to help auditors to reveal things that they never thought
of, detect frauds, and uncover cases to be investigated. Expose
unexpected cases to be investigated: WizRule/WizWhy. Reveal
similar records: WizSame. Match complex transactions to detect
fraud: WizCount-Reconciliation. Phone: +1-516-393-5841 (U.S. toll
free); e-mail: info@wizsoft.com; website: www.wizsoft.com.
FirstStrike® Fraud Detect. Transforming fraud detection,
FirstStrike® Fraud Detect allows you to continuously monitor
vendor and employee data and the mountain of invoices submitted
for payment each year. This software tool uncovers overlapping
relationships, flags suspicious transactions, and rank-orders risks. You
can pinpoint your highest risks, bypass false-positives, and focus on
actionable results. Phone: +1-800-284-4522 (U.S. toll free); e-mail:
info@apexanalytix.com; website: www.apexanalytix.com.
IDEA – Data Analysis Software. CaseWare idea Inc. is the
developer and global distributor of idea™, the leading data analysis
software used by accountants, auditors, and systems and financial
professionals around the world. With idea, you can read, display,
analyze, manipulate, sample, or extract from data files from almost
any source. Website: www.caseware-idea.com.
SEC-Qur Q Software. Secure and comply with Q Software, the
Oracle Gold Partner specializing in security, risk management,
and compliance solutions for Oracle’s JD Edwards, PeopleSoft, and
e-Business Suite. Prevent fraud with effective security and segregation
of duties, comply with Sarbanes-Oxley, and simplify your security
audit. Phone: +44 (0)1483 280400; website: www.erpAudit.com and
www.Qsoftware.com.
Symbiant Risk Suite and Symbiant Tracker. Symbiant Risk
Suite is a total Web-based enterprise risk management solution.
Symbiant Tracker is a Web-based issue/action tracking solution. The
only solutions endorsed by the ICAEW, they are very affordable and
comprehensive. You can try both products FREE for three months
and without obligation. Website: www.symbiant.net/risk.
Internal Control Evaluation
AlineGRC. Aline’s governance, risk, and compliance software
leverages the power of information analytics to give business
leaders greater understanding and confidence in their oversight
of strategy and risk. The company’s software is unique in its
ability to combine an organization’s strategy, risks, controls, and
performance objectives within an intelligent database framework.
Phone: +1-877-254-6324 (U.S. toll free); e-mail: info@alinegrc.
com; website: www.alinegrc.com.
Approva® Corporation is the industry-leading provider of
continuous controls monitoring software. We enable business,
finance, IT, and audit professionals to identify, manage, and prevent
business exceptions in order to reduce compliance risk, increase
operational efficiency, and prevent inappropriate payments. Global
companies rely on Approva to deliver actionable and auditable
intelligence of control breakdowns across their business systems,
processes, and transactions. Phone: +1-703-956-8300; e-mail: info@
approva.net; website: www.approva.net.
AutoAudit® takes the paperwork out of workpapers. A fully
integrated audit automation system, it allows audit departments
to complete their work in a single database. With modules for risk
assessment, planning, scheduling, workpapers, reporting, issue
tracking, and administration, it’s the most complete way to manage
an audit department. Website: paisley.thomsonreuters.com.
BPS Resolver’s Internal Control Solutions™ automates the
documentation, testing, gap identification, and remediation of
your internal controls. BPS Resolver supports compliance with
Sarbanes-Oxley, COBIT, COSO, ITIL, ISO 27001, PCI, and many other
control frameworks and best practices. The solution also contains our
Issues and Action Tracking. Phone: +1-888-891-5500 (U.S. toll free);
website: www.bpsresolver.com.
BWise GRC. BWise is the global leader in governance, risk, and
compliance (GRC) management software, with a strong heritage in
business process management. BWise enables stakeholders to measure
and manage risks and to comply with rules and legislation such as
Sarbanes-Oxley, Solvency II, MAR, IFRS, UCF, MiFID, PCI, GLBA, and
others. Phone: +1-212-584-2265; website: www.bwise.com.
CaseWare Monitor is a software framework that enables
continuous visibility into business processes, allowing stakeholders
to identify and manage high risk situations, prevent fraud and
money leakage, and achieve compliance and revenue optimization.
Monitor can be applied to any business process, regardless of the
underlying system or platform, across the entire organization.
Website: www.casewaremonitor.com.
eProcessManager® Transition/1, is a leading provider of corporate
risk, compliance, and performance solutions that insure integrity
and reliability of financial reporting and operational systems. A real
time framework to document, manage, and monitor processes and
controls to comply with Sarbanes-Oxley and improvement initiatives.
Templates available. Phone: +1-866-590-4ePM (u.s. toll free); e-mail:
info@t1mas.com; website: www.eprocessmanager.com.
GRC on Demand® for internal audit is a comprehensive internal
audit solution proven to increase the efficiency of the audit process
including risk assessment, planning, scheduling, documentation,
preparation, review, reporting, issue tracking, and administration.
Delivered as a software service — there is no software to install,
no hassle with IT, no capital investment, and no hidden IT costs.
Website: paisley.thomsonreuters.com.
Magique Enterprise Risk Management System. Magique
Enterprise Risk Management System is a flexible, integrated Web
system to assist organizations to record, quantify, assess, manage, and
report risks. In addition to the risk and control register, Magique
includes CSA questionnaires, action tracking, incident recording, and
key risk indicators, as well as full history and trend analysis. Extensive
standard and custom reporting options, personalized dashboards, and
e-mail alerts. Website: www.magiquegalileo.com.
Methodware ERA. Methodware is a world-leading developer of
risk, compliance, audit, and investigations software with over 1,800
clients in 80 countries. Integrate your risk assessments, internal
audits, compliance initiatives, and corporate governance in ERA, our
proven GRC solution. Move to a risk-based audit approach with ERA.
Website: www.methodware.com.
MKinsight™ is the new industry standard audit management
software. Web-enabled (but not Web-dependent) and fully
configurable, integrated modules include: Annual Planning,
Scheduling, Audit Management, Performance Reporting, Electronic
Working Papers, Recommendation Tracking, Comprehensive
Reporting, Time Recording, Risk Assessment, CSA, Online
53
august 2010 Internal Auditor
Advertising Supplement
Directory of Software Products
Questionnaires, and Libraries. Phone: +1-847-418-3898; website:
www.mkinsight.com.
Protiviti’s Governance Portal The Governance Portal for
Internal Audit is an integrated module of Protiviti’s GRC platform
that provides a complete audit management system: scoping,
scheduling, electronic workpapers, issue tracking and reporting.
Offline capabilities allow your auditors to work anywhere, anytime.
Website: www.protiviti.com/GRC-Software/GRC-Software-Solution/
Pages/Internal-Audit.aspx.
RSA Archer eGRC Suite. Gain control of the complete audit
resource scheduling, automated workpapers, review/supervision,
ad-hoc and template reports, issue tracking, and time reporting.
Phone: +1-952-921-7729; e-mail: auditor.assistant@mcgladrey.com;
website: www.mcgladrey.com/auditorassistant.
AutoAudit® takes the paperwork out of workpapers. A fully
integrated audit automation system, it allows audit departments
to complete their work in a single database. With modules for risk
assessment, planning, scheduling, workpapers, reporting, issue
tracking, and administration, it’s the most complete way to manage
an audit department. Website: paisley.thomsonreuters.com.
lifecycle with the RSA Archer eGRC Suite. Transform paper-based
documentation into a dynamic audit program that includes planning,
scheduling, risk-based prioritization, staffing, project execution,
and remediation. Also integrate with enterprise GRC processes
for a common approach to risk assessment across assurance and
compliance functions. Phone: +1-888-539-EGRC (U.S. toll free);
website: www.archer.com.
BPS Resolver’s Risk Management Solution helps
Sharpe Decisions® Executive Workshop® Voting
Auditor Assistant. The McGladrey Auditor Assistant is a
software allows feedback from groups on threat levels of risks using
wireless RF or IR keypads. Refined for risk assessment, sdew is
intuitive and feature rich. Demographics, multiple choice, rating
scale, paired ranking, formulas, heat maps, and reporting. E-mail:
info@sharpedecisions.com; website: www.sharpedecisions.com.
Quality
Quality Assurance Software QAR Infocus provides a fully
integrated solution to development, and annually assess your
QAIP program. QARA infocus directs all activities on delivering
the highest quality AQR with minimum cost and effort. It
also facilitates a more efficient and effective external review or
validation. Website: www.qarinfocus.com.
Risk Analysis/Management
AlineGRC. Aline’s governance, risk, and compliance software
leverages the power of information analytics to give business
leaders greater understanding and confidence in their oversight
of strategy and risk. The company’s software is unique in its
ability to combine an organization’s strategy, risks, controls, and
performance objectives within an intelligent database framework.
Phone: +1-877-254-6324 (U.S. toll free); e-mail: info@alinegrc.
com; website: www.alinegrc.com.
Approva® Corporation is the industry-leading provider of
continuous controls monitoring software. We enable business,
finance, IT, and audit professionals to identify, manage, and prevent
business exceptions in order to reduce compliance risk, increase
operational efficiency, and prevent inappropriate payments. Global
companies rely on Approva to deliver actionable and auditable
intelligence of control breakdowns across their business systems,
processes, and transactions. Phone: +1-703-956-8300; e-mail: info@
approva.net; website: www.approva.net.
Audit Analytics Technology. ACL technology helps organizations
reduce risk, detect fraud, and improve business performance. With
14,000 customer organizations in over 150 countries, ACL is the
most widely used audit analytics solution on the market today.
Phone: +1-888-669-4225 (U.S. toll free); e-mail: info@acl.com;
website: www.acl.com; blog: www.acl.com/Blog; Twitter: @PBMillar.
Auditor Assistant. The McGladrey Auditor Assistant is a
completely integrated audit management system that helps you
conduct, review, and manage your audits more efficiently. Fully
configurable features include an engagement portal/dashboard,
detailed personalized risk assessment, risk-based audit planning,
54
Internal Auditor august 2010
organizations manage enterprise and operational risks. Our Risk
Management solution uses a combination of three applications
(Resolver*Ballot, Survey, and GRC Cloud) to identify the risks, assess
the risks, evaluate and prepare treatment plans for the risks, and then
report on them. Phone: +1-888-891-5500 (U.S. toll free); website:
www.bpsresolver.com.
completely integrated audit management system that helps you
conduct, review, and manage your audits more efficiently. Fully
configurable features include an engagement portal/dashboard,
detailed personalized risk assessment, risk-based audit planning,
resource scheduling, automated workpapers, review/supervision,
ad-hoc and template reports, issue tracking, and time reporting.
Phone: +1-952-921-7729; e-mail: auditor.assistant@mcgladrey.com;
website: www.mcgladrey.com/auditorassistant.
BWise GRC. BWise is the global leader in governance, risk, and
compliance (GRC) management software, with a strong heritage in
business process management. BWise enables stakeholders to measure
and manage risks and to comply with rules and legislation such as
Sarbanes-Oxley, Solvency II, MAR, IFRS, UCF, MiFID, PCI, GLBA, and
others. Phone: +1-212-584-2265; website: www.bwise.com.
CCH® TeamMate TeamRisk is a powerful tool that helps you
develop a comprehensive risk-based audit plan complete with a
risk assessment reporting package. Built on the COSO framework,
TeamRisk is a flexible system which allows you to easily customize all
aspects of your risk assessment. Phone: +1-888-830-5559 (U.S. toll
free); website: www.cchteammate.com.
Compliance360. The latest internal audit solution from
Compliance360 sets a new industry standard in cost-effective
oversight with centralized management of all audit, risk
management, and compliance programs. Streamline the entire
audit process, including risk assessments, planning, scheduling,
workpapers, remediation, committee reviews, reporting, and
continuous monitoring. Phone: +1-678-992-0262; website:
www.compliance360.com.
FirstStrike® Fraud Detect. Transforming fraud detection,
FirstStrike® Fraud Detect allows you to continuously monitor
vendor and employee data and the mountain of invoices submitted
for payment each year. This software tool uncovers overlapping
relationships, flags suspicious transactions, and rank-orders risks. You
can pinpoint your highest risks, bypass false-positives, and focus on
actionable results. Phone: +1-800-284-4522 (U.S. toll free); e-mail:
info@apexanalytix.com; website: www.apexanalytix.com.
GRC on Demand® for internal audit is a comprehensive internal
audit solution proven to increase the efficiency of the audit process,
including risk assessment, planning, scheduling, documentation,
preparation, review, reporting, issue tracking, and administration.
Delivered as a software service — there is no software to install,
no hassle with IT, no capital investment, and no hidden IT costs.
Website: paisley.thomsonreuters.com.
Advertising Supplement
Directory of Software Products
Magique Enterprise Risk Management System. Magique
Enterprise Risk Management System is a flexible, integrated Web
system to assist organizations to record, quantify, assess, manage, and
report risks. In addition to the risk and control register, Magique
includes CSA questionnaires, action tracking, incident recording, and
key risk indicators, as well as full history and trend analysis. Extensive
standard and custom reporting options, personalized dashboards, and
e-mail alerts. Website: www.magiquegalileo.com.
Methodware ERA. Methodware is a world-leading developer of
risk, compliance, audit, and investigations software with over 1,800
clients in 80 countries. Integrate your risk assessments, internal
audits, compliance initiatives, and corporate governance in ERA, our
proven GRC solution. Move to a risk-based audit approach with ERA.
Website: www.methodware.com.
MetricStream GRC Platform and Internal Audit Management
solution have been rated as best-in-class by Fortune 500 customers
and independent analysts (Gartner, Forrester, etc.). MetricStream’s
GRC suite also includes solutions for policy and procedures, risk
management, regulatory compliance management, ethics, quality,
safety, supplier governance, and IT GRC. Phone: +1-650-620-2955;
e-mail: info@metricstream.com; website: www.metricstream.com.
MKinsight™ is the new industry standard audit management
software. Web-enabled (but not Web-dependent) and fully
configurable, integrated modules include: Annual Planning,
Scheduling, Audit Management, Performance Reporting, Electronic
Working Papers, Recommendation Tracking, Comprehensive
Reporting, Time Recording, Risk Assessment, CSA, Online
Questionnaires, and Libraries. Phone: +1-847-418-3898; website:
www.mkinsight.com.
Pentana Audit Work System. Pentana provides innovative
internal audit, risk, and compliance software. Pentana’s team
of experienced audit and risk experts drive Pentana’s software
development. Our software’s significant benefits include essential
time savings, better management, and audit committee reporting,
and, most importantly, improved quality. E-mail: info@pentana.
com; website: www.pentana.com.
Protiviti’s Governance Portal. The Governance Portal for
Internal Audit is an integrated module of Protiviti’s GRC platform
that provides a complete audit management system; scoping,
scheduling, electronic workpapers, and issue tracking and reporting.
Offline capabilities allow your auditors to work anywhere, anytime.
Website: www.protiviti.com/GRC-Software/GRC-Software-Solution/
Pages/Internal-Audit.aspx.
Riskonnect ERM, Riskonnect RMIS. Riskonnect is the provider
of a premier, enterprise-class technology platform for strategic,
operational, and hazard risk management. Riskonnect develops and
markets a growing suite of software solutions on a cloud computing
model including Riskonnect ERM, Riskonnect RMIS, Riskonnect
Incident Management, and Riskonnect Certificates of Insurance.
Phone: +1-770-790-4700; website: www.riskonnect.com.
RSA Archer eGRC Suite. Gain control of the complete audit
lifecycle with the RSA Archer eGRC Suite. Transform paper-based
documentation into a dynamic audit program that includes planning,
scheduling, risk-based prioritization, staffing, project execution,
and remediation. Also integrate with enterprise GRC processes
for a common approach to risk assessment across assurance and
compliance functions. Phone: +1-888-539-EGRC (U.S. toll free);
website: www.archer.com.
Sharpe Decisions® Executive Workshop®. Voting software
allows feedback from groups on threat levels of risks using wireless
RF or IR keypads. Refined for risk assessment, SDEW is intuitive
and feature rich. Demographics, multiple choice, rating scale,
paired ranking, formulas, heat maps, and reporting. E-mail: info@
sharpedecisions.com; website: www.sharpedecisions.com.
Symbiant Risk Suite and Symbiant Tracker. Symbiant Risk
Suite is a total Web-based enterprise risk management solution.
Symbiant Tracker is a Web-based issue/action tracking solution. The
only solutions endorsed by the ICAEW, they are very affordable and
comprehensive. You can try both products FREE for three months
and without obligation. Website: www.symbiant.net/risk.
Sarbanes-Oxley Compliance
AlineGRC. Aline’s governance, risk, and compliance software
leverages the power of information analytics to give business
leaders greater understanding and confidence in their oversight
of strategy and risk. The company’s software is unique in its
ability to combine an organization’s strategy, risks, controls, and
performance objectives within an intelligent database framework.
Phone: +1-877-254-6324 (U.S. toll free); E-mail: info@alinegrc.
com; website: www.alinegrc.com.
Approva® Corporation is the industry-leading provider of
continuous controls monitoring software. We enable business,
finance, IT, and audit professionals to identify, manage, and prevent
business exceptions in order to reduce compliance risk, increase
operational efficiency, and prevent inappropriate payments. Global
companies rely on Approva to deliver actionable and auditable
intelligence of control breakdowns across their business systems,
processes, and transactions. Phone: +1-703-956-8300; e-mail: info@
approva.net; website: www.approva.net.
AutoAudit® takes the paperwork out of workpapers. A fully
integrated audit automation system, it allows audit departments
to complete their work in a single database. With modules for risk
assessment, planning, scheduling, workpapers, reporting, issue
tracking, and administration, it’s the most complete way to manage
an audit department. Website: paisley.thomsonreuters.com.
BPS Resolver’s Internal Control Solution. BPS Resolver’s
Internal Control Solution supports any number of compliance
programs, including Sarbanes-Oxley, Bill 198, 52-109, A123, or any
other ICFR requirement. BPS Resolver gives you what you need with
simple, easy-to-use screens that look and feel just like a spreadsheet,
but give you the scalability and security of a database. Phone:
+1-888-891-5500 (U.S. toll free); website: www.bpsresolver.com.
BWise GRC. BWise is the global leader in governance, risk, and
compliance (GRC) management software, with a strong heritage in
business process management. BWise enables stakeholders to measure
and manage risks and to comply with rules and legislation such as
Sarbanes-Oxley, Solvency II, MAR, IFRS, UCF, MiFID, PCI, GLBA, and
others. Phone: +1-212-584-2265; website: www.bwise.com.
GRC on Demand® for internal audit is a comprehensive internal
audit solution proven to increase the efficiency of the audit process,
including risk assessment, planning, scheduling, documentation,
preparation, review, reporting, issue tracking, and administration.
Delivered as a software service — there is no software to install,
no hassle with IT, no capital investment, and no hidden IT costs.
Website: paisley.thomsonreuters.com.
Methodware ERA. Methodware is a world-leading developer of
risk, compliance, audit, and investigations software with over 1,800
clients in 80 countries. Integrate your risk assessments, internal
audits, compliance initiatives, and corporate governance in ERA, our
proven GRC solution. Move to a risk-based audit approach with ERA.
Website: www.methodware.com.
55
august 2010 Internal Auditor
Advertising Supplement
Directory of Software Products
MetricStream GRC Platform and Internal Audit Management
solution have been rated as best-in-class by Fortune 500 customers
and independent analysts (Gartner, Forrester, etc.). MetricStream’s
GRC suite also includes solutions for policy and procedures, risk
management, regulatory compliance management, ethics, quality,
safety, supplier governance, and IT GRC. Phone: +1-650-620-2955;
e-mail: info@metricstream.com; website: www.metricstream.com.
MKinsight™ is the new industry standard audit management
software. Web-enabled (but not Web-dependent) and fully
configurable, integrated modules include Annual Planning,
Scheduling, Audit Management, Performance Reporting, Electronic
Working Papers, Recommendation Tracking, Comprehensive
Reporting, Time Recording, Risk Assessment, CSA, Online
Questionnaires, and Libraries. Phone: +1-847-418-3898; website:
www.mkinsight.com.
Pentana Audit Work System. Pentana provides innovative
internal audit, risk, and compliance software. Pentana’s team
of experienced audit and risk experts drive Pentana’s software
development. Our software’s significant benefits include essential
time savings, better management, and audit committee reporting,
and, most importantly, improved quality. E-mail: info@pentana.com;
website: www.pentana.com.
policyIQ. policyIQ is a Web-based content management application
for documenting and managing all types of information, including
policies and procedures, Sarbanes-Oxley documentation, quality system
documentation, and more. Easily configurable to meet the needs of
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Manage Your World
www.ycngroup.com
56
Internal Auditor august 2010
any business, policyIQ has customizable folders, group structures, and
content templates. Website: www.policyiq.com.
Protiviti’s Governance Portal. The Governance Portal for
Internal Audit is an integrated module of Protiviti’s GRC
platform that provides a complete audit management system:
scoping, scheduling, electronic workpapers, issue tracking,
and reporting. Offline capabilities allow your auditors to work
anywhere, anytime. Website: www.protiviti.com/GRC-Software/
GRC-Software-Solution/Pages/Internal-Audit.aspx.
RSA Archer eGRC Suite. Gain control of the complete audit
lifecycle with the RSA Archer eGRC Suite. Transform paper-based
documentation into a dynamic audit program that includes
planning, scheduling, risk-based prioritization, staffing, project
execution, and remediation. Also integrate with enterprise GRC
processes for a common approach to risk assessment across
assurance and compliance functions. Phone: +1-888-539-EGRC
(U.S. toll free); website: www.archer.com.
SEC-Qure Q Software. Secure and comply with Q Software, the
Oracle Gold Partner specializing in security, risk management,
and compliance solutions for Oracle’s JD Edwards, PeopleSoft,
and e-Business Suite. Prevent fraud with effective security and
segregation of duties, comply with Sarbanes-Oxley, and simplify
your security audit. Phone: +44 (0)1483 280400; website: www.
erpAudit.com and www.Qsoftware.com.
Advertising Supplement
Directory of Software Products
AUDITOR ASSISTANT
Integrated
AuditAssistant
Management
Auditor
(RSM McGladery)
www.mcgladrey.com/auditorassistant
audit
evolution
The way it’s
always been done
is no longer enough.
Evolve to risk-based
auditing with ERA.
methodware.com
57
august 2010 Internal Auditor