UKSC 4 October 2010 UKSC 10-10 UK Biodiversity Partnership Standing Committee (UKBPSC) 4 October 2010 Simplifying the UK governance structure for delivering UK-level work in support of country biodiversity strategies (UK SC 10-10) For other UKBPSC papers and minutes of UKBPSC meetings visit http:// www.jncc.gov.uk/page-5699 For more information about the UK Biodiversity Action Plan (UK BAP) visit http://www.jncc.gov.uk/page-5155 UKSC 4 October 2010 UKSC 10-10 Cover Note This paper presents options for simplifying the UK governance structure for defining and delivering UK-level work in support of country biodiversity action planning. BRIG is supportive of a simplified UK-level advisory group with more direct delivery of UK-level information by JNCC, cessation of BRIG and the UK Habitat Groups, and enhanced involvement of other existing UK technical groups. UKSC is invited to consider whether it is the right time to make changes to the UK governance structure that supports country-level BAP delivery, and if so to outline its preferred approach and indicative timetable for making change. UKSC 4 October 2010 UKSC 10-10 Simplifying the UK governance structure for delivering UK-level work in support of country biodiversity strategies Helen Baker & Paul Rose, JNCC 1. Background to and purpose of paper 1.1. The benefits from UK-level activities in support of country-level implementation of BAP were recognised in Conserving Biodiversity – The UK Approach (2007). BRIG has since developed a UK-level work plan to support country biodiversity strategy implementation (UKSC 10-05; May 2010). However, the UK BAP governance structure that has evolved to support BAP delivery has not adapted at the same pace as that in each country and has become overly complex. 1.2. More changes are on the near horizon, stimulated by the developing ‘post2010’ international and EU biodiversity strategies, and reviews of environmental policy are underway that may lead to renewed country biodiversity strategies: the Welsh Assembly Government launched its consultation on a Natural Environment Framework in September 2010; and, in July 2010, Defra launched consultation over the scope of a Natural Environment White Paper. Greater focus on ‘mainstreaming’ of biodiversity into other policy areas, including through the ecosystem approach, the supporting localism agenda and the comprehensive spending review are likely to be important drivers of change to future BAP approaches at all scales. 1.3. Any changes to the way in which each country delivers its BAP approach are likely to lead to a review and refresh of the UK approach. The UK BAP governance structure will need to respond to these developments, but it may be beneficial to consider ways in which changes can be made in the short term to deliver a more efficient and readily adaptable structure for the future. 1.4. BRIG considered a briefing paper, prepared by JNCC, at its 14 September 2010 meeting and requested that JNCC refine it and submit to UKSC for consideration; this paper presents options for simplifying UK governance. 1.5. BRIG is supportive of a simplified UK-level advisory group with more direct delivery of UK-level information by JNCC, cessation of BRIG and the UK Habitat Groups (see separate UKSC paper), and enhanced involvement of other existing UK technical groups (see Appendix 1). 2. What kinds of changes to the UK governance structure might be beneficial? 2.1. The driving force behind BAP delivery in the UK is the implementation by each of the countries of their own biodiversity strategies; governance structures within each country have adapted and been strengthened as devolution has taken full effect, including opportunities for better engagement by conservation NGOs. There are some UK-level activities that can still play an important role in helping the countries achieve implementation efficiencies UKSC 4 October 2010 UKSC 10-10 (UKSC 10-05 BRIG work plan and terms of reference; Appendix 2), but at present the UK governance structure is creating some duplication of activities that are no longer necessary at the UK-level. 2.2. The main duplication of effort is around some of the facilitation tasks to support strategic thinking (futures work, assessment of changing context, obligations, etc), assessing research needs and evidence on biodiversity status, sharing management information, and European/international links. 2.3. The key benefit from a simplified structure is to reduce duplication, and associated costs, which would allow clearer definition of beneficial UK-level activities and more efficient delivery of outcomes to the countries. 2.4. Such an approach could: remove the need for some of the UK coordination groups (Biodiversity Reporting and Information Group (BRIG), UK Habitat Groups); provide the opportunity for the UK Biodiversity Research Advisory Group (BRAG) to redefine its role outside of the BAP process, taking into consideration the developing country evidence groups; make better use of other existing UK technical groups (Terrestrial Biodiversity Surveillance Strategy Implementation Group, Healthy and Biologically Diverse Seas Evidence Group, UK Biodiversity Indicators Steering Group). 2.5. Any or all of these changes could pave the way for a simplified working relationship between the four countries. There are various options for gaining a steer on required UK-level work, inter alia: retain UKSC; create a group comprising Chairs of Country Biodiversity Groups (CBG); some combination of these; or, CBG Chairs, country agency leads and JNCC. Secretariat support could remain with Defra or be sought elsewhere depending on the chosen work delivery approach (see below). 2.6. One option for a simplified UK governance structure is illustrated in Appendix 1 and shows a more direct delivery role for JNCC within a much reduced UK governance structure; other options for work delivery are discussed below. 3. Options for delivering UK-level BAP work 3.1. JNCC already has a statutory role and considerable expertise in facilitating the delivery of country biodiversity action planning and has done much to support delivery in the past; it remains well placed to support needs for UKlevel information. However, there may be other effective options; these are explored below. All of the options assume a simplified governance structure as described above, which is an important consideration for assessing possible effectiveness and efficiencies. 3.2. Option 1: A refocused role for JNCC 3.2.1. JNCC could contribute by undertaking the UK-level work needed to support implementation of country biodiversity strategies, steered UKSC 4 October 2010 UKSC 10-10 through a more direct relationship with the four countries or a UK advisory group such as UKSC. 3.2.2. In addition to the existing UK approach, recent work by BRIG to define desirable UK-level work could inform the scope of the JNCC role in delivering a more efficient UK governance structure (BRIG work plan agreed by the UKSC on 06 May 2010; see Appendix 2). If JNCC were to undertake the priority work identified by BRIG, relying on its expertise in coordination and standards setting, the net cost increase to JNCC would be relatively small (estimated at c. £13,000 per annum), but could produce between £50-60K total net saving to the public sector members of the partnership through not having to attend UK meetings (excluding possible savings from a change to the high-level UK advisory process; Appendix 3). This is, of course, based upon the UK work remaining rather minimal, as it is now, and it could perhaps be even further refined and prioritised. 3.2.3. A further option could involve undertaking more work on the provision of evidence, standards and wider context to support country implementation activities. This level of new work overlaps with JNCC access to information and surveillance roles so could be considered as a holistic evidence option and would be much better looked at after some of the more immediate ideas have been taken forward, when the country implementation strategies are clearer and when the discussions around international (CBD) and European drivers are more mature (early 2011). 3.3. Option 2: In-house delivery by Defra, with direct steer from four countries or a group such as UKSC. Similar net savings to the public sector as those estimated in option 1 are likely. 3.4. Option 3: Country Agency delivery of UK-level work; the four countries or a group such as UKSC could assign UK-level activities to a single agency on an ad hoc basis, with the option of distributing activities between agencies in a proportionate way. Net savings to the public sector are likely to be less than those estimated in option 1 due to the complexities of funding the work. 3.5. Option 4: Contracts to non-government organisation(s), administered by Defra on behalf of the four countries. Net savings to the public sector are likely to be less than those estimated in option 1 due to the costs associated with tendering procedures and contract management. 3.6. A combination of delivery options could also be considered, but would require further exploration of cost effectiveness. 4. Risks associated with changes to the UK governance structure 4.1. Issue: Moving away from the UKSC model for high-level UK governance. Risk: loss of clarity over priority UK-level work requirements resulting in reduced effectiveness of support for country level implementation and reduced engagement of countries in delivering information needs to UKSC 4 October 2010 UKSC 10-10 allow UK-level activities to succeed; probability medium with high impact, especially on UK-level reporting capability. Mitigation: retain a high-level UK advisory group with direct links to Chairs of the country biodiversity groups. Contingency: retain option to re-instate UKSC. 4.2. Issue: Removing BRIG from the UK governance structure. Risk: loss of technical support to UK advisory group resulting in lack of clarity over priority UK-level work requirements and reduced engagement of country agencies in delivering information needs to allow UK-level activities to succeed; low probability with high impact. Mitigation: effective consultation with country agency leads by work delivery bodies allowing support to be effectively focussed through the country biodiversity groups. Contingency: strengthen the role of other existing UK technical groups in supporting country agency BAP leads, especially that of the BARS Steering Group. 4.3. Issue: Removing the UK Habitat Groups from the UK governance structure. This is covered in a separate paper to UKSC. 4.4. Issue: Existing UK Technical Groups are not engaged with the BAP process. Risk: failure to both provide technical expertise and maximise the utility of evidence collected and/or collated at the UK-level for country BAP implementation; probability medium with high impact. Mitigation: ensure that the groups understand BAP requirements and are involved in developing effective solutions for producing supporting information at relevant scales. Contingency: none. 4.5. Issue: Conservation NGOs and other key non-government stakeholders cannot engage effectively with the BAP process. Risk: relationships worsen resulting in negative impacts on other important areas of joint working between JNCC and/or country agencies and NGOs, such as evidence provision and support for habitat management; a medium probability with a high impact. Mitigation: opportunities for the NGOs to engage with country biodiversity groups is strengthened; effective dialogue on new ways of working and good relationship management. Contingency: ensure that the opportunity for NGO engagement with the UK advisory group continues in some form. 5. Risks associated with changes to work delivery 5.1. Issue: JNCC role within the context of recognised boundaries of devolution. Risk: more direct delivery of UK-level work by JNCC is not acceptable to all or some of the country administrations and agencies; a low probability with high impact. Mitigation: JNCC will need to build trust and respect of agencies and devolved administrations within any new infrastructure through a continued open and honest style of working and clear consultation procedures. Contingency: an alternative delivery option is chosen by the UKSC or UK advisory body. 5.2. Issue: Country agencies play an increased role in delivery of UK-level work. Risk: lack of expertise in UK-level working, including within EU and UKSC 4 October 2010 UKSC 10-10 international contexts, and/or lack of UK remit leads to unsuccessful work delivery and failure of UK to meet reporting needs; probability medium to high with high impact. Mitigation: Defra and/or JNCC provide some expert support on an ad hoc basis. Contingency: an alternative delivery option is chosen by the UKSC or UK advisory body. 5.3. Issue: UK-level work is substantially contracted to NGOs. Risks: limited flexibility in changing scope or timetable of delivery resulting in work that does not meet needs or is not completed in time; and, lack of expertise in UK-level working, including within EU and international contexts, leads to work that does not meet needs; probability medium with high impact. Mitigation: deliver work via MoAs with a single or limited number of organisations with EU/international experience. Contingency: re-instate delivery via government organisation/s. 6. Timing of changes to the UK governance structure 6.1. Despite lack of certainty over the developing international and EU strategies and the response of the countries to these, it is timely to consider simplifying the UK BAP governance structure to respond to an already more strongly devolved way of working and to meet current efficiency challenges. Further opportunities, or needs, for change to UK governance as new biodiversity strategies come into play may then be easier to judge and implement. Depending on the desire for UKSC to seek change and the option chosen, a new structure could be operational by the end of 2010 or at the beginning of the 2011/12 financial year. 6.2. JNCC is already reviewing its work priorities under various funding change scenarios and the Joint Committee will consider inter alia the UK BAP role at its 28 September 2010 meeting. Further consideration will be made following UKSC and the outcomes of the Comprehensive Spending Review in October. UKSC 4 October 2010 UKSC 10-10 APPENDIX 1 A possible model for the UK BAP governance structure UK level Country level UK advisory group [Standing Committee (UKSC) or alternative forum] Country Biodiversity Group JNCC Country Agency [Country/local thematic and delivery groups] Existing thematic UK coordination groups Indicators - UKBISG Reporting – BARS Steering Group Monitoring - TBSSIG & HBDSEG Research – BRAG [& LWEC & HBDSEG?] UKBISG = UK Biodiversity Indicators Steering Group BARS = Biodiversity Action Reporting System TBSSIG = Terrestrial Biodiversity Surveillance Strategy Implementation Group HBDSEG = Healthy & Biologically Diverse Seas Evidence Group BRAG = UK Biodiversity Research Advisory Group LWEC = Living With Environmental Change [includes Environment Research Funders’ Forum] UKSC 4 October 2010 UKSC 10-10 APPENDIX 2 A summary of the draft BRIG work plan 2010-2011 (paper UKSC-10-05; May 2010) Maintain UK Priority Species and Habitats Lists (according to UKSC agreed procedures); Compile UK targets; Coordinate UK reporting; Ensure integration as appropriate to meet UK-level needs, considering broad issues like climate change adaptation, invasive non-native species, ecosystem services, etc; Communication of UK level information (UK BAP website redevelopment); Provide international and EU context. UKSC 4 October 2010 UKSC 10-10 APPENDIX 3 Estimated costs of some UK level BAP groups The main cost savings associated with the changes proposed in this paper are related to removal of UK groups and are therefore associated with the staff resources required to prepare and attending meetings, and T&S costs. BRIG meeting costs – typically meets two to four times each year at an estimated cost to public sector of about £6,000 per annum in T&S and £12,000 per annum in staff time, plus staff time from JNCC in Secretariat function of about £6,000. Total cost of BRIG meetings to government estimated at £24,000 per annum. UK Habitat Groups costs – 7 groups, each meets once or twice per annum at an estimated cost to public sector of £14,000 per annum in T&S and £28,000 per annum in staff time (some support is provided by JNCC at an additional estimated cost of £6,000). Estimated total cost to public sector of UK Habitat Group meetings is £45,000 per annum. The BRIG review of the scope and costs of activity for UK Habitat Groups provides a more detailed breakdown of activity and some of the associated costs. Additional savings may also be possible if a simplified approach to the high-level UK advisory process (UKSC) is adopted.