Page : 1/108 February 15, 2006 COSTING STUDY FOR MILES (MultI-object Laser-Enhanced Spectroscopy) A new concept for wide-field UV/optical spectroscopy for the TMT project. Keith Taylor, Anna Moore, Rich Dekany, Matthew Britton (Caltech) Chris Clemens (UNC) & Damien Jones (Prime Optics, Qld, Australia) February 2006 Page : 2/108 February 15, 2006 TABLE OF CONTENTS Page 1. EXECUTIVE SUMMARY 8 1.1 Acronyms and Abbreviations ............................................................................................................. 9 1.2 List of Symbols and Units ................................................................................................................ 10 2. THE MILES CONCEPT 11 2.1 Introduction ...................................................................................................................................... 11 2.1.1 Compliance with the Science Requirements: ............................................................................. 11 2.1.2 Telescope compatibility ............................................................................................................... 12 2.2 Concept overview ............................................................................................................................ 12 2.3 The 3MfR Focal Reducer................................................................................................................. 15 2.3.1 Optical Performance.................................................................................................................... 15 2.3.2 3MfR Reflection Losses .............................................................................................................. 15 2.3.3 The GLAO Capability .................................................................................................................. 15 2.3.4 Multi-slit assembly ....................................................................................................................... 17 2.3.5 Other benefits of the active GLAO mirror.................................................................................... 17 2.3.6 3MfR Baffling ............................................................................................................................... 17 2.3.7 Calibration Sources ..................................................................................................................... 18 2.3.8 3MfR Output Focal Surface:........................................................................................................ 18 2.4 The spectrograph ............................................................................................................................. 18 2.4.1 Collimator..................................................................................................................................... 18 2.4.2 Dispersive Elements.................................................................................................................... 18 2.4.3 Camera ........................................................................................................................................ 20 2.5 The atmospheric Dispersion Corrector (ADC) ................................................................................ 21 2.6 Throughput ....................................................................................................................................... 22 2.7 Instrument Layout, Size and Weight:............................................................................................... 23 2.7.1 Weight/Space budget .................................................................................................................. 25 2.8 Conclusions:..................................................................................................................................... 26 3. RESPONSE TO REVIEW PANEL (APRIL, 2005) 27 3.1 Curved CCDs ................................................................................................................................... 27 3.2 Availability of Large CaF2................................................................................................................. 27 3.3 PSF Variability of SLGLAO .............................................................................................................. 27 3.3.1 Introduction .................................................................................................................................. 27 3.3.2 SLGLAO Results ......................................................................................................................... 28 3.3.3 Architecture Comments ............................................................................................................... 31 4. SUB-SYSTEM ANALYSIS 33 4.1 Atmospheric Dsipersion Compensators .......................................................................................... 33 4.1.1 Function ....................................................................................................................................... 33 4.1.2 Specifications .............................................................................................................................. 33 4.1.3 Interfaces ..................................................................................................................................... 33 4.1.4 Description ................................................................................................................................... 33 4.1.4.1 Opto-mechanical requirements 37 4.1.4.2 Mechanical overview 38 4.1.5 Performance and Compliance .................................................................................................... 41 4.1.6 Development Risks ..................................................................................................................... 41 4.1.7 Cost and FTE .............................................................................................................................. 42 4.2 3MfR Focal Reducer ........................................................................................................................ 42 4.2.1 Function ....................................................................................................................................... 42 Page : 3/108 February 15, 2006 4.2.2 Specifications .............................................................................................................................. 42 4.2.3 Interfaces ..................................................................................................................................... 42 4.2.4 Description ................................................................................................................................... 43 4.2.4.1 Mechanical support 43 4.2.5 Performance and Compliance .................................................................................................... 45 4.2.6 Development Risks ..................................................................................................................... 47 4.2.7 Cost and FTE .............................................................................................................................. 47 4.3 Slit Mask Units ................................................................................................................................. 47 4.3.1 Function ....................................................................................................................................... 47 4.3.2 Specifications .............................................................................................................................. 47 4.3.3 Interfaces ..................................................................................................................................... 48 4.3.4 Description ................................................................................................................................... 48 4.3.5 Performance and Compliance .................................................................................................... 48 4.3.6 Development Risks ..................................................................................................................... 48 4.3.7 Cost and FTE .............................................................................................................................. 48 4.4 Collimators ....................................................................................................................................... 49 4.4.1 Function ....................................................................................................................................... 49 4.4.2 Specifications .............................................................................................................................. 49 4.4.3 Interfaces ..................................................................................................................................... 49 4.4.4 Description ................................................................................................................................... 49 4.4.5 Performance and Compliance .................................................................................................... 49 4.4.6 Development Risks ..................................................................................................................... 49 4.4.7 Cost and FTE .............................................................................................................................. 49 4.5 VPH Gratings ................................................................................................................................... 50 4.5.1 Function ....................................................................................................................................... 50 4.5.2 Specifications .............................................................................................................................. 50 4.5.3 Interfaces ..................................................................................................................................... 51 4.5.4 Description ................................................................................................................................... 51 4.5.5 Performance and Compliance .................................................................................................... 51 4.5.6 Development Risks ..................................................................................................................... 51 4.5.7 Cost and FTE .............................................................................................................................. 51 4.6 VPH Exchange Mechanism ............................................................................................................. 51 4.6.1 Function ....................................................................................................................................... 51 4.6.2 Specifications .............................................................................................................................. 52 4.6.3 Interfaces ..................................................................................................................................... 52 4.6.4 Description ................................................................................................................................... 52 4.6.5 Performance and Compliance .................................................................................................... 52 4.6.6 Development Risks ..................................................................................................................... 52 4.6.7 Cost and FTE .............................................................................................................................. 52 4.7 Camera Articulation Mechanisms .................................................................................................... 52 4.7.1 Function ....................................................................................................................................... 52 4.7.2 Specifications .............................................................................................................................. 53 4.7.3 Interfaces ..................................................................................................................................... 53 4.7.4 Description ................................................................................................................................... 53 4.7.5 Performance and Compliance .................................................................................................... 54 4.7.6 Development Risks ..................................................................................................................... 54 4.7.7 Cost and FTE .............................................................................................................................. 54 4.8 Cameras........................................................................................................................................... 55 4.8.1 Function ....................................................................................................................................... 55 4.8.2 Specifications .............................................................................................................................. 55 4.8.3 Interfaces ..................................................................................................................................... 55 4.8.4 Description ................................................................................................................................... 55 4.8.5 Performance and Compliance .................................................................................................... 56 Page : 4/108 February 15, 2006 4.8.6 Development Risks ..................................................................................................................... 57 4.8.7 Cost and FTE .............................................................................................................................. 57 4.9 Detectors .......................................................................................................................................... 57 4.9.1 Function ....................................................................................................................................... 57 4.9.2 Specifications .............................................................................................................................. 57 4.9.3 Interfaces ..................................................................................................................................... 58 4.9.4 Description ................................................................................................................................... 58 4.9.5 Performance and Compliance .................................................................................................... 58 4.9.6 Development Risks ..................................................................................................................... 58 4.9.7 Cost and FTE .............................................................................................................................. 58 4.10 Support Structures ........................................................................................................................... 59 4.10.1 Function .................................................................................................................................. 59 4.10.2 Specifications .......................................................................................................................... 59 4.10.3 Interfaces ................................................................................................................................ 60 4.10.4 Description .............................................................................................................................. 60 4.10.5 Performance and Compliance ................................................................................................ 60 4.10.6 Development Risks ................................................................................................................. 60 4.10.7 Cost and FTE .......................................................................................................................... 60 5. SCHEDULE AND BUDGET 61 5.1 Summary .......................................................................................................................................... 61 5.2 Product Breakdown Structure (PBS) ............................................................................................... 62 5.3 Work Breakdown Structure (WBS) .................................................................................................. 64 5.3.1 Summary WBS ............................................................................................................................ 64 5.3.2 Detailed Work Breakdown Structure (WBS) ............................................................................... 65 5.4 Project Schedule .............................................................................................................................. 70 5.4.1 Critical Path ................................................................................................................................. 70 5.4.2 Gantt Chart .................................................................................................................................. 70 5.5 Cost Estimate ................................................................................................................................... 73 6. WFOS-PETITE: A SINGLE-BARREL VERSION OF MILES 75 6.1 Introduction ...................................................................................................................................... 75 6.2 The D4 Advantage ............................................................................................................................ 75 6.3 Seeing-Limited Science on TMT: .................................................................................................... 79 6.4 Conclusions...................................................................................................................................... 79 7. REFERENCES 83 8. APPENDIX I (VPH GRATINGS) 84 8.1 VPH gratings in the context of 30 meter telescopes ....................................................................... 84 8.2 The importance of the maximum working angle ............................................................................. 85 8.3 Assessment of the MILES concept ................................................................................................. 89 8.4 Possible changes to the MILES concept design ............................................................................. 95 8.5 Conclusions...................................................................................................................................... 96 9. APPENDIX II (OPTICS PRINCIPLES) 98 9.1 Preamble .......................................................................................................................................... 98 9.2 Optical Principles ............................................................................................................................. 98 9.2.1 Telescope .................................................................................................................................... 98 9.2.2 Focal Reducer ............................................................................................................................. 98 9.2.3 Collimator................................................................................................................................... 101 9.2.4 Camera ...................................................................................................................................... 102 9.3 Optical Prescription ........................................................................................................................ 102 Page : 5/108 February 15, 2006 9.4 9.5 Optical Performance ...................................................................................................................... 102 Remarks ......................................................................................................................................... 102 10. APPENDIX III (COMPETITVE QUOTES) 104 10.1 Preamble ........................................................................................................................................ 104 10.2 The Quotes .................................................................................................................................... 105 10.2.1 Tinsley (Quotation no. 2069) ................................................................................................ 105 10.2.2 Saint-Gobain Crystals ........................................................................................................... 105 10.2.3 Goodrich-Danbury ................................................................................................................ 106 10.2.4 SAGEM DS ........................................................................................................................... 106 10.2.5 SAGEM Défense Sécurité .................................................................................................... 106 10.2.6 LightWorks Optics ................................................................................................................. 107 10.3 Remarks ......................................................................................................................................... 107 Page : 6/108 February 15, 2006 TABLE OF FIGURES Figure 2:1 4-barrel layout on f/15 (or f/22) focal plane. .................................................................................... 14 Figure 2:2 Isometric view of f/15 system (as seen from the telescope) ............................................................ 14 Figure 2:3: 3000 l/mm grating necessary to achieve highest resolutions at the UV/blue end of the instrument bandpass. The curves represent the efficiencies at working angles 33°- 45° (from left to right) in increments of 3° degrees. The CCD coverage (not shown) is about 50nm at this dispersion. This grating is 5m thick with a 0.035 variation in the refractive index. ............................................................ 19 Figure 2:4: Efficiency curves for blue blazed and red blazed 1200 l/mm gratings. The blue lines are angles of 10° -25° for a 5m grating with 0.05 index modulation. The red lines are angles 25° - 40° degrees for a 5m grating with 0.1 index modulation. .................................................................................................. 20 Figure 2:5 Spot plots for an f/15 3MfR system with uncompensated ADC at maximum extension (circles are 1” dia). ........................................................................................................................................................ 21 Figure 2:6 Spot plots for an f/15 3MfR system with a GLAO-mirror compensated ADC at maximum extension (circles are again 1” dia)............................................................................................................................. 22 Figure 2:7 Side view........................................................................................................................................... 24 Figure 2:8 Rear View (towards telescope). ....................................................................................................... 25 Figure 3:1 Radial cuts through the diffraction limited, seeing limited and SLGLAO PSFs for the three turbulence profiles in Table 3:1 and observing wavelengths of 1.3μm and 0.8μm. The SLGLAO PSFs are shown for angular offsets of 0, 30 and 60”from the laser guide star. ................................................. 30 Figure 3:2 Optimal slit widths and integration time improvements as a function of observing wavelength for a SLGLAO architecture for the good and typical turbulence profiles in Table 3:1. Curves are shown for angular offsets of 0”, 60”, and 120” from the laser guide star. .................................................................. 31 Figure 4:1: The optical design of the MILES trombone ADC, shown for top and bottom fields. Three field angles are shown for one wavelength only. .............................................................................................. 34 Figure 4:2: The ADC units shown configured for a minimum zenith angle of 0o, hence minimum dispersion is introduced by the prisms. ........................................................................................................................... 35 Figure 4:3: An overview of the MILES trombone ADC. For each of the 4 optical channels there is one trombone ADC composed of 2 large fused silica prisms, ADC1 and ADC2. ADC1 is moved relative to a stationary ADC2 as a function of telescope zenith angle, the larger the zenith angle the larger the separation. The prisms differ slightly in thickness, as discussed in the text. ........................................... 36 Figure 4:4: The 4 channels of the MILES trombone ADC.................................................................................. 38 Figure 4:5: Overview of the ADC1 mechanical assembly. Each prism has 4 degrees of freedom:, 3 translational and 1 rotational. All 4 ADC1 cells onto 1 plate (colored green) so that the z-axis translation can be performed using one mechanism for all optics. Similarly for the y-axis movement the top and bottom pairs are mounted onto a y-stage. Movement along the x-axis is unique to each prism cell and therefore each prism has a separate x-stage. The rotation mechanism, a rotational friction drive is directly mounted to the x-stage together with the roller bearings that support the prisim cell and allow rotational movement. ................................................................................................................................. 39 Figure 4:6: A close-up of the ADC1 prism assembly. ........................................................................................ 39 Figure 4:7: The MILES trombone ADC1 assembly in the instrument enclosures. ............................................ 40 Figure 4:8: A suitable friction drive for the z-axis motion of the ADC1 assembly. ............................................. 41 Figure 4:9 3MfR paraxial schematic. ................................................................................................................. 43 Figure 4:10: The 1.6m diameter paraboloid of the Infrared Spatial Interferometer Array (ISI, UC Berkeley) adopts a simple radial chain support. The mirror is stationary with optical axis horizontal. ..................... 44 Figure 4:11: The optics and location of the 3MfR for one of the 4 MILES channels ........................................ 45 Figure 4:12 Spot plots for an f/15 A-G telescope (circles are 0.5” dia). ............................................................ 46 Figure 4:13 Spot plots for an f/15 to f/7.5 3MfR system (circles are again 0.5” dia). ........................................ 46 Figure 4:14 An example mechanical mask in development for various 8m telescope projects. ...................... 48 Figure 4:15 The 4 articulated cameras, excluding the frame-work surrounding them, are shown as mounted on dual optical benches. The arrows indicate the direction of articulation with the underlying 2-fold symmetry clearly demonstrated. The 90° circular guide rails are mounted directly onto the optical benches beneath the primary mirror of each camera. .............................................................................. 54 Figure 4:16 Imaging spots for the full telescope/3MfR/spectrograph optical train. (Circles are 1.0” dia). ....... 56 Figure 4:17 Example spectroscopic spots (R0.75 ~4000) assuming a centered slit (c ~350nm) out to the edges and corners of the detector. (Circles are again 1.0” dia). .............................................................. 57 Figure 4:18: Schematic of the MILES support structure. The enclosure is supported on a 3-point mount comprising a self-aligning rotation bearing at the rear of the instrument and 2 roller bearings at the front Page : 7/108 February 15, 2006 of the enclosure. A worm drive, located close to the plane of the roller bearings, provides the rotation mechanism for the field de-rotation. .......................................................................................................... 59 Figure 5:1. Product Breakdown Structure for MILES. The costing was developed according to the underlying structure of the physical units of the MILES instrument. ........................................................................... 62 Figure 5:2. MILES Gantt chart (part 1) ............................................................................................................... 71 Figure 5:3 MILES Gantt chart (part 2) ............................................................................................................... 72 Figure 6:1 In this plot the ordinate (or y-axis) defines C in terms of spatial resolution (in mas) for a range of spectral resolving powers (R) for four photometric bands......................................................................... 78 Figure 6:2 As in Figure 1, the ordinate defines C in terms of spatial resolution (in mas) but now for a fixed spectral resolution (R=4,000) for all wave-bands from U through K. The improvement in spatial resolution (C) obtained in the case of under-sampled spectral information (eg: 1-pixel per spectroscopic slit) is highlighted. ....................................................................................................................................... 78 Figure 6:3 A sketch of WFOS-petite showing one (red) ADC barrel of MILES, a 45° fold to the vertical axis, the 3-mirror Offner relay, the dichroic LGS splitter and one (yellow) barrel of the MILES spectrograph shown protruding below the Nasmyth platform. The bottom “box” represents the space for the camera articulation; the whole of the (yellow) spectrograph, including this “box”, rotates on a vertical axis underneath the stationary Offner relay, mitigating the otherwise serious flexure issues associated with a horizontal mount......................................................................................................................................... 82 Figure 7:1: The drop in VPH efficiency maxima at large working angle due to polarization effects. Surface reflection losses are not included. ............................................................................................................. 87 Figure 7:2: Efficiency curve for a 400 mm pupil WFOS at maximum working angle of 37 degrees (1800 l/mm grating, blue line) and the same curve for a 300 mm pupil WFOS at a maximum working angle of 45 degrees (2120 l/mm grating, red line). The bars denote typical CCD coverage, which is the same in each case because the camera f ratio was held constant. ....................................................................... 88 Figure 7:3: 3000 l/mm grating necessary to achieve highest resolutions at the UV/blue end of the instrument bandpass. The curves represent the efficiencies at working angles 33-45 degrees (from left to right) in increments of 3 degrees. The CCD coverage (not shown) is about 50 nm at this dispersion. This grating is 5 microns thick with a 0.035 variation in the refractive index. ................................................... 90 Figure 7:4: 2400 l/mm grating shown at angles from 25 to 45 degrees (left-to-right) in 5 degree increments. The vertical bars show the edge of the CCD for the 35 degree curve. The other curves have comparable wavelength coverage. This grating is 5 microns thick with 0.050 index variation. .............. 91 Figure 7:5: 1800 l/mm grating shown at angles from 25 to 45 degrees (left-to-right) in 5 degree increments. The vertical bars show the edge of the CCD for the 35 degree curve. This grating is 5 microns thick with 0.085 index variation. ................................................................................................................................. 91 Figure 7:6: Efficiency curves for blue blazed and red blazed 1200 l/mm gratings. The blue lines are angles of 10-25 degrees for a 5 micron grating with 0.05 index modulation. The red lines are angles 25-40 degrees for a 5 micron grating with 0.1 index modulation......................................................................... 92 Figure 7:7: 600 l/mm blue grating at angles from 5-17 degrees in increments of 2 degrees. This grating is 9 microns with a modulation of 0.03. The greater thickness is necessary for efficientt scattering at low line density in the blue. ..................................................................................................................................... 92 Figure 7:8:600 l/mm red grating at angles from 11-17 degrees in increments of 2 degrees. This grating is 5 microns with a modulation of 0.09. ............................................................................................................ 93 Figure 7:9: 350 l/mm grating that works efficiently over the entire instrumental bandpass. The angles shown are 4, 6, 8, and 10 degrees, with CCD edges shown for the 6 degree case. This example also illustrates how the efficiency drops for 2 degree field angle changes (equivalent to 1.7’ offset from center field) , and demonstrates that MILES will have good performance even for objects near the field edge. It also shows that MILES will no require reflection gratings at low density. ......................................................... 94 Page : 8/108 February 15, 2006 1. EXECUTIVE SUMMARY The Caltech Optical Observatories (COO) was contracted by the TMT Project to undertake a costing study of their MILES concept that was developed to satisfy the requirements for a Wide-Field MultiObject UV/Optical spectrograph (WFOS). This costing study was in response to a proposal by COO, in collaboration with Chris Clemens (UNC), to undertake a feasibility study. While the proposal was rejected, nevertheless the basic idea was seen have sufficient merit to warrant a Costing Study which would give the TMT Project a cost/performance base-line for assessing the various WFOS options under consideration both now and in the future. The following is a little more than a costing study. We begin, in Section 2, with a review of the MILES concept itself, taken largely from the original proposal. This is followed by a brief examination (Section 3) of the RfP Review Panel’s comments on the MILES concept, that were made available to the team. Section 4 presents a sub-system analysis of the critical components of the instrument with a description of the functionality, specifications, interfaces and description of each. Also included are material and labor cost estimates taken from the Product (PBS) and Work Breakdown Structure (WBS) analysis of the program of work. Section 5 presents the schedule and budget estimates as derived from a PBS and WBS analysis and concludes with an overall budget (without formal contingency) of ~$53M with the project spanning the next ~8 years. Finally, in Section 6 we present arguments for de-scoping to a single-barrel version of MILES which we refer to as WFOS-petite. Such an instrument, while having only a 1/4th of the field area of WFOS would nevertheless be otherwise fully compliant with the SRD specifications. It would cost something less than ~$20M and, should the Caltech vision of IRMOS be chosen, could share TiPi’s Offner relay rather than having its own dedicated relay (the 3MfR) thus presenting further savings to the Project in both funding and infrastructure. Furthermore, as we will show, such a concept allows the instrument to bi-pass the 3mirror reflections of the Offner relay when AO-assisted observation are not required. This, we argue, would be a cost-effective way ahead for the TMT WFOS project, given the D2 (dis)advantage of seeing-limited and GLAO-assisted UV/Optical observations. WFOS-petite represents, therefore, the Caltech vision for the way ahead for WFOS on TMT. The report concludes with 3 Appendices: i. A dissertation on VPH gratings as relating to WFOS, by Chris Clemens (UNC) who is a coauthor on the MILES costing study but who also has acted in an advisory capacity for the HIA team’s WFOS feasibility study - Appendix I (VPH Gratings); ii. A theoretical exposition on the combined 3MfR focal-reducer and MILES spectrograph design by optical design consultant, Damien Jones - Appendix II (Optics Principles); iii. A quotation compilation for the MILES optics, taken from several optics vendors who have demonstrated an interest in the program of work - Appendix III (Competitve Quotes). Page : 9/108 February 15, 2006 1.1 ACRONYMS AND ABBREVIATIONS 3MfR ADC A-G AO CALTECH CaF2 CCD CoDR COO D DDR DEIMOS DL DM ELT FoV FWHM GLAO HIA IFU LGS LRIS M1 M2 M3 mas MOAO n NIR PDR PBS PSF PSR Qld R Rslit-width RfP RoM SL SLGLAO SNR SRD TMA TMT UV VPH VPHG WBS 3-Mirror Focal Reducer Atmospheric Dispersion Corrector Aplanatic Gregorian (telescope) Adaptive Optics California Institute of Technology Calcium Flouride Charge-Coupled Device Concept Design Review Caltech Optical Observatories Diameter of Primary Mirror (30m) Detailed Design Review Dark Energy Imaging Multi-Object Spectrograph Diffraction Limit Deformable Mirror Extremely Large Telescope Field Of View Full-Width at Half Maximum Ground Layer Adaptive Optics Herzberg Institute of Astrophysics Integral Field Unit Laser Guide Star Low Resolution Imaging Spectrograph 3MfR’s 1st Mirror 3MfR’s 2nd GLAO Mirror 3MfR’s 3rd Mirror Milli-arcseconds Multi-Object Adaptive Optics Refractive Index Near-InfraRed Preliminary Design Review Product Breakdown Structure Point Spread Function Pre-Ship Review Queensland (Australia) Spectral Resolving Power Spectral Resolving Power @ Slit-width (in arcsec) Request for Proposals Rough Order of Magnitude Seeing Limit Single Laser GLAO Signal-to-Noise Ratio Science Requirements Document Triple-Mirror Anastigmat Thirty Meter Telescope Ultra-Violet Volume-Phase Holographic (grating) Volume-Phase Holographic Grating Work Breakdown Structure Page : 10/108 February 15, 2006 1.2 LIST OF SYMBOLS AND UNITS This section should provide all the symbols and units that are used in the document with conversions to SI, if applicable. m nm ” ’ º n l/mm microns nanometers wavelength arcseconds arcminutes degrees Refractive Index Modulation Grating Frequency (lines/mm) Page : 11/108 February 15, 2006 2. THE MILES CONCEPT 2.1 INTRODUCTION MILES is a 4-barrel multi-slit UV/optical spectrograph concept designed for the TMT which uses a focal reducer (the 3MfR system) as a fore-optics relay to increase field of view (FoV), reduce the size of the multislit units and, most importantly, to facilitate ground-layer adaptive optics (GLAO). In almost all observing conditions the GLAO facility permits enhancement of signal-to-noise (SNR) by concentrating the point spread function and permitting the use of narrower spectroscopic slits. In the predominant sky-noise limited regime both increases in SNR and spatio-spectral resolution can be achieved at a level which far outweighs any small throughput losses that are encountered in the 3MfR fore-optics. Indeed the GLAO facility envisaged is the simplest imaginable, with a single laser and deformable mirror (DM). The analysis presented here (in Section 3.3.3 of this costing study) suggests that such a GLAO capability should always be considered as a part of any ground-based UV/optical spectroscopic or imaging facility. 2.1.1 Compliance with the Science Requirements: The TMT science requirements document (SRD: v15) defines the Wide Field Optical Imaging Spectrometer (multi-slit) capability with the following broad attributes: a. b. c. d. e. f. g. Wavelength range: 0.31 – 1.0µm (required); 0.3 – 1.3µm (goal) Field of view: 75 arcmin2 (required), 300 arcmin2 (goal) Total slit length: ≥ 500” Image quality: ≤ 0.2” FWHM over any 100nm wavelength interval Spatial sampling: < 0.15”/pixel (required); < 0.1”/pixel (goal) Spectral resolution: R0.75 <5000 for 0.75” slit (required); R0.75 <6000 (goal) Throughput: ≥ 30% from 0.31 – 1.0µm The MILES concept is compatible with, and is often well in advance of, almost all of the above requirements. In detail: a. b. c. d. e. f. Wavelength range: While the MILES concept is depicted here as a single beam spectrograph accommodating the required 0.31 – 1.0µm wavelength range, there is no fundamental reason for excluding a multi-beam option to comply with the larger 0.3 – 1.3µm goal. Field of view: The design was base-lined at the 75 arcmin2 requirement. Somewhat larger fields can be accommodated within the MILES concept if some modest compromise to imagery in the outer field is accepted. Total slit length: A total slit length of >1,000” is achieved; twice that defined by the requirements. Further gains in slit length can be accommodated, again at some modest compromise to imagery. Image quality: <120mas (FWHM) is achieved for all fields at the input focal plane although the ADC inevitably degrades this to <190mas in the outer extremities of the field, while the spectrograph minimally degrades the imagery from input focal plane to detector. Spatial sampling: The MILES spatial sampling is ~86mas/pixel, assuming a standard 15m pixel, and hence is compliant with the goal. Spectral resolution: Assuming VPH gratings (VPHGs) and restricting the camera articulation angle to 90°, a spectral resolution given by a 0.75” slit, R0.75 ~7000 can be achieved. Considerably higher resolutions (or commensurately wider spectral coverages) are achievable with the narrower slits facilitated by GLAO. Page : 12/108 February 15, 2006 g. 2.1.2 Throughput: Total efficiencies (not including telescope and atmosphere) ≥ 31% are estimated for all wavelengths. No compromise in throughput is implied by the 3 extra reflections imposed by the 3MfR system since this allows for larger beam spectrographs that can accommodate superior blaze efficiencies. This is additional to further substantial SNR gains implied by the GLAO capability. Telescope compatibility Optical designs are presented for an f/1 primary, aplanatic Gregorian (A-G), telescope with an f/15 secondary. Earlier designs, compliant an f/22 top-end, are also available. 2.2 CONCEPT OVERVIEW The MILES concept employs a 4-barrel design whose main characteristics are as follows: 1. 2. 3. 4. The first designs to be studied assumed an f/15 aplanatic Gregorian telescope configuration. The total field of view was arbitrarily limited to the 75 arcmin2 specification although larger fields and longer total slit lengths could, in principle, be accommodated through acceptance of some marginal aberration degradation with field angle. The full system is deployed in a 4-barrel configuration with each sub-field arm incorporating: a. an atmospheric dispersion corrector (ADC) of the “trombone” variety placed upstream of the f/15 telescope focus; b. an off-axis 3-mirror focal reducer (3MfR) which de-magnifies by a factor of 2 producing an f/7.5 intermediate focus with a ~4.33’ square (~400mm dia.) field of view. A multi-slit unit will be deployed at this intermediate focus; c. the 3MfR design is constrained to image the telescope pupil on its second mirror. Amongst other things, this facilitates adaptive correction of ground layer turbulence and hence is referred to here as the GLAO mirror. d. a dioptric spectrograph collimator with a ~3m focal length delivering a beam-size of ~400mm adequate for a 0.75” slit resolution R0.75 ~5000, as specified in the SRD. For spectroscopy, the dispersing element is assumed to be a VPHG, in a transmission Littrow configuration, feeding an articulated camera whose angle to the collimator optical axis can be adjusted over at least a 90° range to capture the required spread of spectral dispersions and central wavelengths. The use of VPHGs and articulated cameras is not fundamental to the design but is offered as the likely best alternative to optimizing efficiency; e. a camera with a catadioptric Schmidt-like design operating at f/1.2 and feeding a 2:1 aspect ratio detector which encompasses the full 4.33’ sub-field of view along its short (slit-length) axis. In the base-line design the CCD detector is curved to match the curvature of the camera’s focal surface and would have a format of ~3k-by-6k, given a pixel pitch of 15m (~86mas on the sky). Design also exists for slightly slower f-ratios that possess a fieldflattener onto a standard CCD package. Detector package vignetting within the camera is estimated at <4%. The four sub-fields of the 4-barrel system are distributed in a cross pattern, as shown in Figure 2:1. We will assume that the instrument is mounted on a TMT Nasmyth platform with its primary optical axis horizontal. This will require the mechanical design to accommodate significant changes in gravity vector as the field rotates and will almost certainly involve active flexure compensation to maintain optical alignment. Tip-tilt actuation of the second (GLAO) mirror in the 3MfR can be used to maintain independent alignment of the four slit modules on the sky. An isometric view of the full, 4-barrel, instrument (3MfRs plus spectrographs) is shown in Figure 2:2 on the assumption that the optical axis is horizontal. In order to avoid changing gravity vectors due to field rotation, the primary optical axis could be folded to the vertical at, or near, the telescope’s Nasmyth focus. However, in this configuration, the upward looking spectrograph Page : 13/108 February 15, 2006 cameras will obscure the incoming beam as the instrument rotates. In order to avoid this, two further reflections within the collimator would be required to fold the cameras away from the beam in a downward looking orientation. The requirement for 3 extra reflections (1 at the telescope focus and 2 within the collimator of the spectrograph) is at odds with the requirement for optimum efficiency and hence is currently excluded from further discussion. Furthermore, such a configuration is likely to increase the required back-focal distance for the telescope. Page : 14/108 February 15, 2006 ADC foot-print 4.33 arcmin. individual fields 20 arcmin. A-G FoV Figure 2:1 4-barrel layout on f/15 (or f/22) focal plane. 3MfR mirrors 1st 3rd nd 2 (GLAO) 1 of the 4-barrels spectrographs 1 of the 4-barrels 3MfRs f/15 A-G telescope focus Figure 2:2 Isometric view of f/15 system (as seen from the telescope) Page : 15/108 February 15, 2006 2.3 THE 3MFR FOCAL REDUCER 2.3.1 Optical Performance The theoretical basis and detailed design for the 3MfR system is given in Appendix II (Optics Principles), as supplied by Damien Jones, in the context of the f/15 TMT. The f/15 3MfR prescription, together with its f/22 counterpart, is available on request from Prime Optics, Qld. A highly satisfactory aberration balance has been achieved with reflective optics which are readily manufacturable (competitive quotations for all the 3MfR mirrors are given in Appendix III (Competitve Quotes). Spot plots for representative field positions (Figure 4:13) are compared with the equivalent spots at the f/15 input focus (Figure 4:12). As can be seen, while the 3MfR images are somewhat “fluffier”, no overall degradation of image quality, as measured by their rms radii, is apparent while an advantageous rebalancing of aberrations about the individual sub-field centers is achieved. 2.3.2 3MfR Reflection Losses Reflection losses in the 3MfR system are mitigated through use of high reflection coatings optimized for the full 0.31 to 1m wavelength range. Such coatings have been developed at LLNL and have been successfully deposited on the LRIS collimator for Keck. A new facility will, no doubt, have to be developed in order to coat larger mirrors however the largest in 3MfR is ~1.2m on a side and hence is about the size of the suggested TMT primary mirror segments with the advantage that the wavelength range and durability specification for the coating can be significantly relaxed. Assuming such coatings, the three reflections will produce losses of <14% broadly uniform over the full wave-band. Such losses are unavoidable for focal reducers of this type but these are more than compensated for by activation of the second (GLAO) mirror (Section 2.2.32.3.3). Even without GLAO, a simple tip/tilt actuation of the second 3MfR mirror would be a major benefit in mitigating wind buffeting and Nasmyth platform vibration however such gains while quite tangible are difficult to quantify until we have established a firmer understanding of the mechanical performance of the telescope itself. 2.3.3 The GLAO Capability If the second 3MfR mirror is changed for an adaptive GLAO deformable mirror then under a broad range of atmospheric conditions improvements in direct imagery, slit coupling efficiency and resolution, both spatial and spectral, will be achievable. In quantifying such gains we will assume that the GLAO mirror is commanded from a Laser Guide Star (LGS) wave-front sensor with a single laser positioned somewhere in the field of view of each of the 4.33’ sub-fields (four lasers in all). Modeling of such a simple AO configuration has been performed using the Caltech group’s Arroyo software tool taking atmospheric turbulence profiles from TMT site testing measurements; a theoretical discussion together with comprehensive modeling results are given in Appendix B of the original MILES submission which is summarized in Section 3.3.3. Substantial gains in wave-front error are predicted which indicate that, for “better-than-median” conditions, much of the energy within the seeing disk will be concentrated into a ~100mas core. Caveats: The results presented in Appendix B of the original MILES submission and summarized in Section 3.3.3. and the conclusions extracted herein are based on state-of-the art modeling using well established code, however before launching into the results a few caveats are in order: Page : 16/108 February 15, 2006 The analysis takes as its atmosphere the latest Cn2 measures from TMT site testing. This is unlikely to be representative of the final site selected but is the best that can be done at this time; The models assume a perfect adaptive mirror. No account is taken of actuator density or laser power although conclusions derived for relative large slits (>400mas) are unlikely to be affected; The models, as yet, do not take account of aberrations in the telescope/ADC/3MfR optical train. As is demonstrated here, these are comparatively well contained and are not expected to effect the broad conclusions that are derived. As expected, GLAO gains in image enhancement are a strong function of seeing, wavelength, field angle and zenith distance and it is to be expected that the power of such a capability is maximal for field zones centered around the LGS when observing in the red. Such considerations would argue for modes of operation whereby narrow (between ~100 and ~400mas) slits are deployed limiting the narrowest to a modest zone around the LGS. In the following examples we define gain as the ratio between integration times required to reach the same SNR when compared to a seeing-limited (GLAO-off), 800mas slit, observation. As is demonstrated in Section 3.3.3. in poor (25th percentile) seeing, and assuming a fixed ~800mas slit, gains are modest (<20%) within a ~2’ zone around the laser and actually improve into the UV where the native seeing is degrading. Outside this zone, and to the corners of the field, a small (<15%) degradation in gain is experienced; for median seeing conditions, and assuming now a ~400mas slit, substantial gains (up to ~2) are predicted over the full 4.33’ field and extending down into the UV for fields with a ~1’ zone. Outside this zone, and to the corners of the field, substantial (up to ~1.5) gains are experienced, but in this case, only in the red; in good (75th percentile) seeing very substantial (up to ~3) gains are made everywhere and at all wavelengths if the slit-width is again reduced to ~400mas. Of course such broad summary statements do no justice to an extremely complex parameter space and the full import of such a GLAO capability requires the detailed exposition as supplied in Appendix B of the original MILES submission (see also in Section 3.3.3). It is natural to consider how such a GLAO capability might be used in practice. Of course, many choices can be made to optimize slit-width to field angle. The very simplest approach would be to use the GLAO-off condition with ~800mas slits in poor seeing while in good seeing one would use the GLAO-on condition with ~400mas slits irrespective of the wavelength, field angle or zenith distance range. This simple example is made to bring out another vitally important advantage of GLAO. A reduction by a factor of 2 in slit-width translates to a factor of 2 in wavelength coverage for a fixed spectral resolution. Even at camera f-ratios as fast as f/1.2, the unfavorable pixel scale (>9 pixels per 800mas slit) means that wavelength coverage is at a premium. Hence it is generally the case that a factor of 2 in wavelength coverage translates directly to a further factor of 2 gain in exposure time. Spectral and spatial resolution gains will also be compelling. In many instances the narrow slit will convert into an increase in R which may be adaptively re-binned to enhance final SNR, however, the increased spatial resolution (recalling the ~86mas pixel-size) will be of benefit in its own right. It is clear, therefore, that under a large range of observing conditions substantial benefits are to be made from such a GLAO capability either in required exposure time, spatio-spectral resolution or wavelength coverage and very often in all three; thus amply justifying any marginal reflection losses that might be experienced in the 3-mirror 3MfR chain. Page : 17/108 February 15, 2006 2.3.4 Multi-slit assembly For ground-based observations, multi-slit masks have almost always been machined either off-line or on location at the telescope. This is a reliable, if rather inconvenient, costly and cumbersome arrangement which does not allow for rapid response to changing observing conditions; nor does it allow for the effects of differential atmospheric refraction to be taken into account. The advantage of machined masks over mechanical slits is, however, the ability to customize and optimize the mask design for particular target placements. A good example of using this to good effect is in DEIMOS where the position angle of individual targets within a field is routinely chosen to optimize sensitivity to rotation curve analysis; mechanical slits would not allow such freedom. However, in the context of a queue scheduled TMT, machined slits may be simply too restrictive. The GLAO capability makes an additional compelling case for mechanical slits, as advocated for NGST in order to facilitate rapid, on-line, selection of slit-widths as a function of wavelength, position and atmospheric conditions. (see: http://www.csem.ch/fs/micro_mechanics.htm). 2.3.5 Other benefits of the active GLAO mirror Not only does the GLAO mirror support the correction of ground layer atmospheric turbulence, it has several other compelling, although as yet unquantified, capabilities when used simply in low order, tip-tilt mode: Wind buffeting: Motions of the secondary induced by wind disturbances can be compensated by tip-tilt actuation of the GLAO mirror. Resonant frequencies in the order of ~10Hz or higher are well within the practical tip/tilt range of such a 200mm diameter mirror; Compensation for resonant vibrations of the Nasmyth platform with respect to the telescope can also be affected; Differential flexure between the four fields of the 4-barrel system can be accommodated; Independent fast guiding of the individual fields can be achieved. A not quite as obvious, but nevertheless very important, capability for the GLAO mirror, is the ability to correct quasi-static aberrations induced by astigmatism in the ADC “trombone” thus mitigating the otherwise inevitable image degradation imposed by the ADC prisms. This capability is quantified in Section 2.5. 2.3.6 3MfR Baffling From the standpoint of secondary mirror wind buffeting there is a clear argument for avoiding telescope baffles if at all possible. The need for baffles is thought to be most critical to wide-field optical imaging and spectroscopy since it is necessarily the case that IR instruments will require very effective internal cold stops. Indeed telescope baffles are generally considered detrimental to IR capabilities. There is, therefore, a compelling case to be made for rigorously baffling a wide-field optical imager and spectrograph. While there is generally a pupil stop within a spectrograph’s collimated beam, the addition of an up-stream pupil stop, supplied naturally within the 3MfR system, will further mitigate ambient light scattering into the instrument to a degree where telescope baffling becomes unnecessary. Furthermore, MILES’ spectrographs look into a darkened enclosure rather than directly out into the dome making their baffling to stray light consequently easier. The job of quantifying such scattering is beyond the scope of this report, however it is clear that up-stream, fore-optics, baffling within MILES will be of significant benefit in this context. Page : 18/108 February 15, 2006 2.3.7 Calibration Sources The MILES spectrographs are backward looking into a large enclosure that allows for easy mounting of calibration sources which can directly illuminate the input f/7.5 focal surface of the spectrographs. Without the 3MfR system all calibration would have to be supplied up-stream of the ADC and hence very far from focus and difficult to control, requiring a darkened dome for accurate calibration. 2.3.8 3MfR Output Focal Surface: A further important advantage to the 3MfR concept is that the output image field curvature can be tailored to match the downstream optics of the spectrograph, as detailed in Appendix II (Optics Principles). The concave object surface presented to the spectrograph turns out to be ideal for a dioptric collimator and hence allows for considerably larger beams with consequently more efficient dispersion options. Furthermore, the focal surface is telecentric compatible with the adaptation to fiber feeds and deployable integral field unit (IFU) applications should these be required (see SRDv15). 2.4 THE SPECTROGRAPH 2.4.1 Collimator The 3m focal length collimator consists of two all-spherical fused silica/CaF2 groups (maximum diameter ~480mm), one directly after the input focal surface, the other close to the 400mm pupil. The first of these is optimized for the full spectral window, from 310nm to 1m, while the second group has two selectable wavelength-optimized versions, one for the blue (310nm << 560nm) and one for the red (560nm << 1m). Such a design allows for optimized A/R coatings for the second group (plus camera) and is compatible with a double-beam spectrograph design where a selection mirror or dichroic is positioned between the two groups. This arrangement also, of course, allows for optimized detectors. However for simplicity of presentation, we have chosen to cost the system in a single beam configuration where each wavelength range would be selected through exchange of the lower collimator group. Indeed such a configuration may be preferred in the context of a GLAO corrected spectrograph on a queue-scheduled telescope where optimum observing efficiency is highly wavelength dependent. 2.4.2 Dispersive Elements With a spectrograph beam size of 400mm, standard surface ruled reflection gratings will have to be mosaiced; the same is true for VPHGs although monolithic VPH transmission gratings of this size may become available within a matter of a few years. Either way, grating size is not foreseen as a significant problem. While VPHGs have obvious advantages (eg: cost, efficiency and blaze tuning) there are no fundamental optical design reasons for excluding standard reflection gratings apart from the difficulties of producing a well defined pupil stop – this may be seen as a problem when considering telescope baffling (see Section 2.3.6). However the proposed camera will support the extra pupil relief necessitated by reflection gratings thus avoiding the added complexity of camera articulation. The choice will depend on a detailed engineering and cost benefit analysis which is outside the scope of this report. Assuming VPHGs: In order to maximize bandwidth, the grating medium (DCG) thickness should be as low as possible. This in turn imposes an index modulation, n, as high as possible. Current technologies limit n to >0.2; the following Gsolver simulations conservatively assume a n =0.15. In the analysis used to generate the blaze efficiencies fringe frequencies are set to a resolution, R0.75 ~4000 and grating thicknesses are optimized for peak efficiency at 400, 600, and 800nm. In fact, 2 gratings suffice to cover the whole visible band with efficiency higher than 80%. Example blaze efficiency curves are shown in Figure 2:3 and Figure Page : 19/108 February 15, 2006 2:4, taken from Clemens Report (Appendix I (VPH Gratings). Each individual curve shows the blaze function at a given grating angle. The envelope of these curves represent the “superblaze”, the peak of the blaze at each grating angle. In these examples the wavelength band encompassed by the detector is everywhere significantly smaller than the FWHM of the blaze function hence indicating a relatively high average efficiency across the blaze. However, for spectrographs with smaller beams (say ~250mm) higher fringe frequencies (3000 l/mm in the blue), larger blaze angles and hence narrower blaze functions are indicated, the combined effect of which is to significantly decrease overall efficiency. A detailed comparison is required to quantify such losses however it is more than likely that in many cases these may be comparable with any reflection losses in the 3MfR system. Figure 2:3: 3000 l/mm grating necessary to achieve highest resolutions at the UV/blue end of the instrument bandpass. The curves represent the efficiencies at working angles 33°- 45° (from left to right) in increments of 3° degrees. The CCD coverage (not shown) is about 50nm at this dispersion. This grating is 5m thick with a 0.035 variation in the refractive index. Page : 20/108 February 15, 2006 Figure 2:4: Efficiency curves for blue blazed and red blazed 1200 l/mm gratings. The blue lines are angles of 10° 25° for a 5m grating with 0.05 index modulation. The red lines are angles 25° - 40° degrees for a 5m grating with 0.1 index modulation. 2.4.3 Camera In order to achieve sensible pixel matching for a seeing-limited instrument on such a large telescope very fast f-ratios, approaching or exceeding f/1 (~100mas/15m-pixels or ~8 pixels/800mas slit) are desirable. In order to achieve good aberration control in the context a modified Schmidt camera design we have opted to use a doublet (fused silica/CaF2) aspheric corrector which, when combined with a CCD that is curved to match the Schmidt’s f/1.2 focal surface, gives adequate performance over the field of view defined by a 3k-by-6-k detector. Example imaging and spectroscopic spots at various wavelengths and field positions are given in Figure 4:16 & Figure 4:17. There are two challenges to producing such a camera: The diameter of the CaF2 aspheric is ~525mm. At an early stage in the project some uncertainty was expressed in generating such a large piece however we now have several competitive quotes which seem to confirm their availability. Should such pieces be viewed as too expensive or too high risk, in mitigation, we would either descope the spectrograph beam size by ~10% and take the marginal hit on slit-width*resolution product and camera vignetting or redesign for a fused silica triplet corrector. Either way, the SRD specification will still be readily met. A curved CCD is a relatively novel feature of the design; however manufacturers and workers in the field (eg: E2V, UofA’s ITL, UCOLick, JPL – also see: Swain et al. 2004, SPIE 5499) all appear to agree that this will be possible for a relatively low level of investment. We will, of course, propose a small linked program of development to study this issue. The impact of retreating to a field-flattened design, if necessitated, is not considered to be critical. A camera design issue that has not been addressed relates to the question of the location and cooling of the CCD. There is no doubt that a 400mm beam Schmidt camera requires a large dewar if the full camera is going to be cryogenically cooled. While not impossible, some cameras have avoided this by packaging the detector in their own mini-cryostat. This inevitably increases vignetting and the decision on whether to locate the CCD externally through the use of a folded Schmidt design remains an option to be studied. Page : 21/108 February 15, 2006 2.5 THE ATMOSPHERIC DISPERSION CORRECTOR (ADC) Atmospheric dispersion compensation is either done with counter-rotating Risley prisms or fused silica prisms which are tromboned; both schemes achieve an approximate match to the dispersion of the atmosphere and both are widely used (or invoked). Large (~1m) ADCs of both types have been successfully deployed however they both require to be located a long way (several meters) from focus to be effective; while the MILES designs have a secondary f/7.5 focus there is simply not enough space in 3MfR to accommodate ADCs of either type. The only space available is up stream of the telescope focus itself. These considerations further exacerbate an already serious problem of overall size. Risley prisms based on the fused silica/CaF2 combination cannot be accommodated without mosaicing separate hexagonal prisms which would be very undesirable and, as a result, the use of trombone ADCs for each individual barrel was studied. Aberrations induced by the two prisms are unfortunately non-negligible and are exacerbated as the zenith angle increases and the trombone extended. This can be mitigated by decreasing the prism angles, necessitating an increase in overall extension. However, as is shown in Figure 2:5 & Figure 2:6, quasi-static distortion of the second (GLAO) mirror in the 3MfR is able to compensate for much of this effect. On average, an improvement in FWHM of ~40% is achieved over the field (worst case ~190mas) with almost perfect compensation at the field center. Figure 2:5 Spot plots for an f/15 3MfR system with uncompensated ADC at maximum extension (circles are 1” dia). Page : 22/108 February 15, 2006 Figure 2:6 Spot plots for an f/15 3MfR system with a GLAO-mirror compensated ADC at maximum extension (circles are again 1” dia). 2.6 THROUGHPUT Losses per surface, together with filter, grating and CCD efficiency as a function of wavelength, are given in Table 2:1. The estimates have been constructed under the following assumptions: Each column entry is an estimated average over a 100nm waveband; All three 3MfR mirrors are assumed to be coated using the LNLL “magic” coating as for the LRIS collimator (see: SRD Appendix 3). The practicality of such coatings on the GLAO mirror has not been addressed; Single layer MgF2 coatings have been assumed for broad-band A/R coatings; A double beam spectrograph is assumed with coatings and CCDs optimized accordingly. Wavelength (-)optimized coatings are assumed to take an average value of ~0.75% across the band; The VPH grating efficiency is taken as 80%. This is well below the maximum predicted from GSolver models but takes into account manufacturing tolerances, blaze function and grating tuneability; The detector QE values are taken assuming blue optimized E2V devices and red optimized LBNL devices. Page : 23/108 February 15, 2006 Wavelength Surface ADC 3MfR Collimator A/R coating (1st group) A/R coating (2nd group) Camera A/R coating (corrector) Mirror Notes (nm) 350 450 550 650 750 850 950 4 surfaces (MgF2) 0.89 0.93 0.95 0.95 0.93 0.92 0.91 3 surfaces (LNLL) 0.88 0.86 0.86 0.87 0.90 0.89 0.94 0.89 0.93 0.95 0.95 0.93 0.92 0.91 0.97 0.97 0.97 0.97 0.97 0.97 0.97 0.97 0.97 0.97 0.97 0.97 0.97 0.97 0.96 0.96 0.95 0.96 0.95 0.96 0.96 0.96 0.97 0.96 0.96 0.96 0.98 0.96 0.80 0.80 0.80 0.80 0.80 0.80 0.80 0.80 0.94 0.95 0.90 0.80 41% 41% 38% 35% 4 surfaces (MgF2) 4 surfaces (-optimized) 4 surfaces (-optimized) 1 surfaces (LNLL) Vignetting VPHG Filter Av. over blaze Peak 0.80 0.80 0.80 0.80 0.80 0.80 CCD-B CCD-R (E2V) (LBNL) 0.80 0.82 0.88 Total 31% 33% 38% Table 2:1 Efficiency breakdown as a function of wavelength. As is clearly indicated, highly competitive throughput is predicted despite the additional 3MfR mirrors. Any comparison with smaller beam spectrographs which do not require focal reducer pre-optics needs to factor in the deleterious effects of higher grating frequencies and the lack of a GLAO capability. 2.7 INSTRUMENT LAYOUT, SIZE AND WEIGHT: We have opted for a configuration which retains the primary optical axis in the horizontal plane. To fold to the vertical will require 3 extra reflections (1 at the telescope f/15 focus and 2 within the collimator of the spectrograph) and is likely to increase the required back-focal distance for the telescope. A horizontal axis will require the mechanical design to accommodate significant flexure as the instrument rotates and will almost certainly involve flexure compensation mechanisms to maintain optical alignment. Tip/tilt actuation of the GLAO mirror in the 3MfR can be used to maintain independent alignment of the 4 slit modules on the sky. The full 4-barrel configuration is shown in Figure 2:2 and the following 2 figures (Figure 2:7 & Figure 2:8): Page : 24/108 February 15, 2006 f/15 A-G telescope focus Articulated cameras Figure 2:7 Side view Separate lens group optimized for blue and red Space for ADCs Page : 25/108 February 15, 2006 GLAO mirror 3MfR 1st mirror Articulated cameras Spectrograph Figure 2:8 Rear View (towards telescope). 2.7.1 Weight/Space budget Overall dimensions: 9m x 5.3m diameter (excluding ADC) Spectrograph dimensions: 4.8m x 700mm diameter (each) Focal reducer glass weight: ~980 lbs x 4 = 3920 lbs x 5(scaling factor) = 19600 lbs. Spectrograph glass weight: ~595 lbs x 4= 2380 lbs x 10(scaling factor) = 23800 lbs. Total weight estimate: 43,400 lbs (~20 tons) Page : 26/108 February 15, 2006 2.8 CONCLUSIONS: The design of a wide-field UV/optical multi-slit spectrograph for the TMT has been presented with the following characteristics: The system is fully compliant in field of view, spectral resolution and throughput with the SRD requirements; Yet larger fields of view are achievable as an extension of the conceptual design at the cost of some marginal degradation in performance at the extremes of the field; A range of A-G telescope configurations, from f/15 to f/22, are achievable. R-C telescope configurations are unlikely to be within the scope of such designs; Quotes are in for the aspheric mirrors while the sizes of the large CaF 2 components are within achievable bounds; GLAO and tip-tilt correction of the 4 individual fields is achievable through activation of the second 3MfR focal reducer mirror. Significant gains in SNR, exposure time and wavelength coverage are indicated for almost all wavelengths and observing conditions. There remain some significant areas of investigation to be pursued: A more rigorous exploration of design space including telescope configuration, ADC, 3MfR and spectrograph design needs to be achieved; The practicability of flexure compensation, including the control of the articulated cameras, should be studied; The possibility of using a quaternary mirror to permit a vertical optical axis should be investigated; The optical and cryogenic design of the catadioptric cameras should be studied under a variety of assumptions, including corrector cost optimization and the possibility of using a folded Schmidt design; The cost and implementation of dual (or multi-) beam spectrographs within the overall design framework needs to be studied; The viability of large format or mosaic VPH gratings needs to be verified; A study on the practicability and cost of curved CCDs should be initiated. Page : 27/108 February 15, 2006 3. RESPONSE TO REVIEW PANEL (APRIL, 2005) While the COO MILES team had no access to the RfP Review report, the team was told of 3 major perceived “problems” with the concept. We will briefly address these in the following sub-sections: 3.1 CURVED CCDS It is readily demonstrated that, for seeing-limited spectroscopy on a 30m telescope, a key performance parameter governing wavelength range and object multiplex, is camera speed1. This is a simple pixelscale effect; a 1” slit subtends ~10, 15m CCD pixels at f/1. Given detector formats are ultimately limited by camera field angles, then this inefficient usage of both detector real-estate and, more importantly camera information capacity, both spectrally (wavelength range) and spatially (object multiplex), fundamentally limits the power of any seeing-limited spectrograph. A well recognized method for maximizing camera speed is to use an internal focus Schmidt-type camera and having adopted such a design, an effective way of maximizing camera speed is to dispense with the normal field-flattener and invoke a curved CCD which matches the natural curvature of the Schmidt’s focal surface. Curved CCDs for just this purpose have been built2 and are under development3 and, as is clearly acknowledge by the HIA WFOS team, it is a technology which warrants serious investigation. The COO proposal offered a curved CCD design as its base-line while giving an easy fall-back to a flat CCD configuration as a risk mitigation strategy (see Section 2.2, sub-section 2e). This is still our position. 3.2 AVAILABILITY OF LARGE CAF2 The panel expressed reservations as to the practicality of procuring CaF 2 blanks of diameter above ~500mm. However, as was stated clearly in the COO proposal, not only were the sizes of CaF2 within manufacturing range, we already had RoM quotes for all the MILES optics; we would not have presented the design had this not been the case. Furthermore, clear mitigation strategies involving a ~10% reduction in beam size, were given (as in Section 2.4.1). During this costing study, a much more rigorous competitive exploration of suppliers has been undertaken, not only for the CaF2 components but for the full optical train, including the 3MfR mirrors. It is noteworthy that this renewed quotation exercise has revealed significant cost savings stimulated, it is presumed, by the seriousness of the renewed inquiries. It should be further noted that the new pricing has folded into it a level of contingency which allows the manufacturer an appropriate level of failure. The supplier takes all the risk until the pieces are delivered. We therefore remain perfectly confident of our abilities to procure the optics. 3.3 PSF VARIABILITY OF SLGLAO 3.3.1 Introduction As part of the WFOS design study, TMT investigated the feasibility of providing some level of adaptive optics compensation. Two possible AO concepts were studied. HIA proposed a ground layer adaptive optics (GLAO) option that uses 4, 5, or 8 lasers distributed over the 10’ field. This concept uses the adaptive secondary (AM2) to perform AO compensation over the entire field. The adaptive correction is formulated by averaging the wave-front measurements from the laser guide stars to synthesize a mean correction over the field. Caltech proposed an option that provided compensation across one or more of the four 5’ sub-fields of MILES. This option was based on a single laser driving a deformable mirror that formed the second element of the three mirror (3MfR) relay ahead of the four spectrographs within MILES. This concept is called single laser GLAO, or SLGLAO. Page : 28/108 February 15, 2006 The project chose to form a collaboration that would compare these two options in simulation. To this end, Ellerbroek, Roberts and Britton performed Monte Carlo simulations using three different wave propagation codes to assess the field dependent performance delivered by the GLAO and SLGLAO options. The turbulence profiles used in the simulations are shown in Table 3:1. (Results from the Arroyo simulations performed by Matthew Britton are posted on the web at URL http://eraserhead.caltech.edu/glao simulations/glao simulations.html.) The results from all three of these simulations were very consistent. The simulations showed that a GLAO system could deliver integration time improvements relative to the seeing limit of order 30% at 800nm in typical turbulence conditions at zenith. The performance improvement was roughly uniform over the 10’ field. A SLGLAO system delivers best performance on axis, with increases of order 45% on axis, falling off towards 10% at the edge of a 5’ field. For both of these systems, the performance improvements decrease towards the blue end of the spectrum and towards larger zenith angles. Further, these performance improvements did not account for AO operational overheads, such as the unavailability of laser guide stars in the presence of Cirrus clouds. Section 3.3.2 describes a particular feature displayed by the SLGLAO architecture, which may be of scientific utility. While Section 3.3.3 discusses some of the overall issues that bear on the choice of an AO system for WFOS. Table 3:1 Gemini good, typical and bad turbulence profiles. Turbulence parameters are quoted at a wavelength of 0.5μm. 3.3.2 SLGLAO Results The performance improvement in a GLAO system arises from the fact that this architecture provides a modest reduction in the width of the seeing limited core. The resulting image quality improvement looks much like one was observing in better seeing conditions. A SLGLAO system also effects this type of correction under typical turbulence conditions at 800nm. Page : 29/108 February 15, 2006 A SLGLAO system demonstrates a fundamentally different type of correction at somewhat longer wavelengths or under better turbulence conditions. In such conditions, a near diffraction-limited core will develop at the center of the PSF towards the center of the 5’ field. This core sits atop a halo of substantially greater width. Figure 3:1 shows radial slices through the SLGLAO PSFs as a function of observing wavelength for the three turbulence profiles in Table 3:1. While the Strehl ratios delivered by a SLGLAO system are only of order 1%, the peak of the SLGLAO PSF can nevertheless be one to two orders of magnitude larger than that of the seeing limited PSF. The existence of this near diffraction-limited core permits MILES to operate in a very different regime. As may be seen in Figure 3:1, the fraction of flux in the SLGLAO PSF core is an increasing function of observing wavelength. The SNR for a background limited observation goes as SNR (S(t)0.5)/w, where S is the slit coupling fraction, t is the integration time, and w is the slit width. At some wavelength it becomes advantageous from an SNR perspective to reduce the slit width from a value near the seeing limit to one near the diffraction limit. Because the SLGLAO PSF depends on location within the field of view, this transition depends on field location as well as turbulence conditions. Figure 3:2 shows the optimal slit width as a function of observing wavelength for the three turbulence profiles in Table 3:1. This slit width was computed by evaluating the slit coupling fraction of the SLGLAO PSFs as a function of slit width and choosing the slit width that maximizes the SNR. In good turbulence conditions, the transition between seeing limited slits and diffraction limited slits occurs between 600 and 800nm. In typical turbulence conditions, this transition occurs red-wards of 1m. This illustrates that the SLGLAO PSF is quite sensitive to turbulence conditions. Figure 3:2 also shows the integration time ration between seeing limited and SLGLAO observations. These curves were computed by evaluating the integration time required to reach the equivalent SNR. The ratio begins to increase dramatically red-ward of the transition between seeing-limited and diffraction-limited optimal slits. In good conditions, SLGLAO integration times may be reduced by one to two orders of magnitude between 0.8 and 1m. This must be balanced against the fraction of time that such turbulence conditions actually exist above the telescope, the fraction of the 5’ field over which these SLGLAO PSF cores are available, and the fraction of science that will be performed towards the red end of the spectrum. The near diffraction-limited mode of operation afforded by SLGLAO may also be scientifically useful for performing high angular resolution spectroscopy. Page : 30/108 February 15, 2006 Figure 3:1 Radial cuts through the diffraction limited, seeing limited and SLGLAO PSFs for the three turbulence profiles in Table 3:1 and observing wavelengths of 1.3μm and 0.8μm. The SLGLAO PSFs are shown for angular offsets of 0, 30 and 60”from the laser guide star. Page : 31/108 February 15, 2006 Figure 3:2 Optimal slit widths and integration time improvements as a function of observing wavelength for a SLGLAO architecture for the good and typical turbulence profiles in Table 3:1. Curves are shown for angular offsets of 0”, 60”, and 120” from the laser guide star. 3.3.3 Architecture Comments The performance improvements afforded by both GLAO and SLGLAO are quite modest relative to the D4 advantage that is traditionally associated with AO. These marginal benefits must be weighed carefully against the cost, complexity and operating overheads that characterize adaptive optics systems. This section lists some of the overall considerations that bear on the decision. If a GLAO architecture is to be considered, then it must be understood that such a capability relies on the existence of an AM2. Currently, the project is planning to procure an AM2 for some time after first-light, and GLAO will not be available until the AM2 is installed. However, as it currently stands, WFOS is to be used very heavily during the first few years of TMT operation. If the project ultimately decides against an AM2, then a GLAO system cannot be built for WFOS. If WFOS does not meet the goal of operation out to 1.6m, any AO concept for this instrument will lose appeal. AO compensation will always deliver better performance at longer wavelengths, regardless of the architecture. The GLAO concept is not opening up any new scientific parameter space. It simply operates to slightly reduce the size of the seeing disk. If a GLAO system is delivering an effective reduction in integration time of order 30% at 800nm with decreasing advantage towards the blue, then one must ask whether an increase in the size of the seeing limited field of view would serve the equivalent scientific Page : 32/108 February 15, 2006 purpose. Such an increase might be purchased at a cost comparable to the GLAO system, and would carry much less risk. Finally, a SLGLAO architecture offers a rather unique capability of high angular resolution spectroscopy and large integration time reductions in favorable turbulence conditions. To realize this advantage, a WFOS concept will need to be able to respond to changes in the turbulence conditions. The use of mechanical slits would be strongly favored in this mode of operation. Page : 33/108 February 15, 2006 4. SUB-SYSTEM ANALYSIS The MILES instrument contains the following subsystems, all of which will be costed to a best effort level of accuracy. The subsystems are as follows: 4.1 ATMOSPHERIC DSIPERSION COMPENSATORS 4.1.1 Function An ADC is required to effect an approximate cancellation of atmospheric dispersion over a range of zenith angles down to ~65º. 4.1.2 Specifications All paralactic angles and zenith angles down to to ~65º must be accommodated and the best match to atmospheric dispersion, within physical constraints of available materials, sought for wavelengths in the range 310nm < < 1000nm. The final performance should be not significantly degrade the image quality specification (≤0.2” FWHM over any 100nm wavelength interval) given in Section 2.1.1. 4.1.3 Interfaces TMT’s f/15 input beam at Nasmyth; Each arm of the 4-barrel system should be compensated; Control of the ADC through the telescope operating system. 4.1.4 Description For the reasons given in Section 2.5, a trombone (or linear) ADC has been designed to be mounted directly ahead of the primary Nasmyth input focal surface. The largest element, that of the moving front prism, has a diameter of 1050mm and a maximum extension of 4.2m is required to give compensation down to ZD < 65º. The optical design of the ADC trombone prisms is shown in Figure 4:1, for a maximum zenith angle of 65°, and Figure 4:2, for a minimum zenith angle of 0°. There are 4 ADC channels, one for each of the MILES 5’ fields, as shown in Figure 4:3. The prisms for the top and bottom fields, colored differently in Figure 4:3, have different thicknesses and hence different masses as summarized in the Table 4:1 below. The mounting and control for the prism elements, however, remains identical. Page : 34/108 February 15, 2006 Figure 4:1: The optical design of the MILES trombone ADC, shown for top and bottom fields. Three field angles are shown for one wavelength only. Page : 35/108 February 15, 2006 Figure 4:2: The ADC units shown configured for a minimum zenith angle of 0 o, hence minimum dispersion is introduced by the prisms. Page : 36/108 February 15, 2006 Figure 4:3: An overview of the MILES trombone ADC. For each of the 4 optical channels there is one trombone ADC composed of 2 large fused silica prisms, ADC1 and ADC2. ADC1 is moved relative to a stationary ADC2 as a function of telescope zenith angle, the larger the zenith angle the larger the separation. The prisms differ slightly in thickness, as discussed in the text. Page : 37/108 February 15, 2006 4.1.4.1 Opto-mechanical requirements A summary of the essential positioning requirements for the MILES ADC is shown in Table 4:1. Optic Mass Diameter Thickness Z max Z X tolerance max Y max X/Y Rotation tolerance z tolerance ADC1 82kg 1.05m 43mm 4.2m ±1mm 36mm 355mm ±1mm 1deg ADC2 67kg 0.95m 43mm - - - - - - ADC1 108kg 1.05m 56.5mm 4.2m ±1mm 7mm 28mm ±1mm 1deg ADC2 88kg 0.95m 56.5mm - - - - - - TOP FIELD BOTTOM FIELD Table 4:1 A summary of the basic mechanical properties of the MILES trombone ADC and positioning requirements placed on the mechanical support and mechanism. The trombone ADC is comprised of 2 large fused silica prisms that differ slightly in thickness from the top field to the bottom. The positioning requirements are relatively relaxed as expected for an ADC. Further requirements, as summarized in Figure 4:3 and Figure 4:4: All prisms are mounted with planar faces approximately horizontal (a slight angular tilt is required for the 4 ADC channels); The ADC1 prism moves relative to prism ADC2, with ADC2 fixed relative to the focal surface; The ADC1 prism requires mostly z-axis motion (~4.2m from 0o to 65o zenith), however, a small amount of lateral motion is required in both X and Y, summarized in Table 4:1 and shown using a front view of the MILES ADC in Figure 4:3; The 4 ADC1 units translate in unison along the z-axis as the zenith angle of the telescope changes. The 2 top ADC1 units translate in unison along the y-axis, as do the 2 bottom units. Each ADC1 prism moves in a specific x-direction as the zenith angle changes, however, the directions and amounts are equal and opposite for the top and bottom units respectively. All 4 ADC prism pairs must rotate about their respective chief ray. All channels rotate in unison and are aligned, as atmospheric dispersion, and therefore correction, is always acted along a specific direction; The entire ADC unit is rotated as the MILES enclosure performs field de-rotation. Page : 38/108 February 15, 2006 Figure 4:4: The 4 channels of the MILES trombone ADC 4.1.4.2 Mechanical overview An overview of the ADC mechanical sub-system is shown in Figure 4:5 and a close-up of a single ADC unit is shown in Figure 4:6. The prism cells are mounted via 3 rotation bearings to an x-axis stage, one stage for each prism cell. A rotational friction drive provides the necessary means of rotating the prism cell relative to the x-axis stage; The 2 top field x-axis stages are connected to a single y-axis stage via carriage and rails (not shown), allowing linear movement of the x-axis stages; The same is true for the 2 bottom field units, as the required y axis travel during an observation is identical; The 2 y-axis stages move linearly with respect to the large z-axis support plate using dc brushless servomotor driven carriage and rails; The support plate moves freely along 3 rails, colored red in the figure; All drive mechanisms assume suitable in built encoders, though linear and rotary encoders could be used for absolute motion determination; The ADC2 units, only shown as optical elements in the figures, adopt the same prism cell design (though smaller) and are mounted to a stationary plate. An example of the possible mechanism and rail that could be adopted for the z-axis motion is that of the high performance friction drive shown by Parker Automation (http://www.daedalpositioning.com) in Figure 4:8. Figure 4:7 shows the ADC assembly within the MILES outer volume. Page : 39/108 February 15, 2006 Figure 4:5: Overview of the ADC1 mechanical assembly. Each prism has 4 degrees of freedom:, 3 translational and 1 rotational. All 4 ADC1 cells onto 1 plate (colored green) so that the z-axis translation can be performed using one mechanism for all optics. Similarly for the y-axis movement the top and bottom pairs are mounted onto a y-stage. Movement along the x-axis is unique to each prism cell and therefore each prism has a separate x-stage. The rotation mechanism, a rotational friction drive is directly mounted to the x-stage together with the roller bearings that support the prism cell and allow rotational movement. Figure 4:6: A close-up of the ADC1 prism assembly. Page : 40/108 February 15, 2006 Figure 4:7: The MILES trombone ADC1 assembly in the instrument enclosures. Page : 41/108 February 15, 2006 Figure 4:8: A suitable friction drive for the z-axis motion of the ADC1 assembly. 4.1.5 Performance and Compliance As demonstrated in Section 2.5, when fully extended, the ADC’s performance marginally degrades the underlying aberration of the 3MfR. However, by applying a suitable correction to the 3MfR’s central GLAO mirror, in all cases imaging onto the slit plane is controlled to within ~190mas and hence is compliant with the requirements in the SRD. 4.1.6 Development Risks Large FS optics; quotations available - see Appendix III (Competitve Quotes) Page : 42/108 February 15, 2006 4.1.7 i. Cost and FTE Design/Inspection/Assembly/Test: Mechanical: 3.7 FTE Electronics: 0.4 FTE Software: 0.5 FTE ii. Fabrication: iii. $200K (Lens Cells and Mechanisms) Procurement: $1,660 (Prisms and Mechanisms) 4.2 3MFR FOCAL REDUCER 4.2.1 Function The 3MfR is a 2:1 focal reducer system - in essence a TMA - which converts the input f/15 Gregorian focus to f/7.5. It possesses the following important properties: The delivered f/7.5 output focus has a focal curvature (convex to the light) freely optimized to reduce the size and complexity of the spectrograph collimator design. Such matching between 3MfR and collimator means that no field lens is required which reduces the overall diameter of front element lenses for a given beam diameter; The 3MfR re-images the telescope pupil onto its 2nd mirror. This can then act as the location of a piezo-actuated DM for low-order AO-correction (eg: SLGLAO); The output f-ratio (f/7.5) reduces by a factor of 2, the linear size of multi-slit masks required at the input to the spectrographs. 4.2.2 Specifications The 3MfR, combined with the ADC is required to deliver an imaging performance <0.2” (FWHM) over its full 4.33’ FoV. Reflection losses in the 310nm < < 1000nm range should be minimized through use of suitable reflective coatings. 4.2.3 Interfaces TMT’s f/15 input beam at Nasmyth interposed by the ADC; The four 3MfR barrels of the MILES instrument are oriented and rotated as a body with respect to a horizontal optical axis on the Nasmyth platform; The pupil position and curvature of the output focal surface is chosen to optimize spectrograph collimator design; Control of rotation of the four barrels is driven by the telescope operating system. Page : 43/108 February 15, 2006 4.2.4 Description A full exposition of the 3MfR optical system is given in Section 2.3. The 3MfR represents an asymmetric Offner configuration with anamorphic figuring on each of its 3 mirrors (M1, M2 & M3) delivers an f/7.5 near-telecentric focus on a convex image surface of radius 2 meters. The 3MfR is a special case of a TMA (triple-mirror anastigmat) in an asymmetric Offner-like configuration. A telecentric output is delivered by M3 with a focal point at its own centre of curvature. A paraxial schematic is shown below in Figure 4:9. Figure 4:9 3MfR paraxial schematic. 4.2.4.1 Mechanical support M1/M3 The largest of the 3MfR mirrors, M1, is 1.2m in diameter, with M3 at a diameter of ~800mm. Given the mirrors are mounted with optical axes approximately horizontal, we envisage no technical problems adopting a standard strap or chain support, such as that used in the support of the 1.6m diameter paraboloid for the Infrared Spatial Interferometer Array (ISI, UC Berkeley) shown during installation in Figure 4:10. Three hard points spring loaded to the back of the mirrors can be used for tip/tilt activation for initial optical alignment. The four M1 mirror cells can be mounted onto the back-plate of the MILES instrument. The mirrors require no active movement during an observation. Page : 44/108 February 15, 2006 M2 The 200mm diameter M2 mirror requires no special cell itself. Located at the pupil, the mirror can be mounted to a piezo-driven tip/tilt stage for ground layer turbulence correction and for important flexure compensation. A full sub-system view of the optics and mechanical support structure is shown Figure 4:11. Figure 4:10: The 1.6m diameter paraboloid of the Infrared Spatial Interferometer Array (ISI, UC Berkeley) adopts a simple radial chain support. The mirror is stationary with optical axis horizontal. Page : 45/108 February 15, 2006 Figure 4:11: The optics and location of the 3MfR for one of the 4 MILES channels 4.2.5 Performance and Compliance Spot plots for representative field positions (Figure 4:13) are compared with the equivalent spots at the f/15 input focus (Figure 4:12). As can be seen, while the 3MfR images are somewhat “fluffier”, no overall degradation of image quality, as measured by their rms radii, is apparent while an advantageous rebalancing of aberrations about the individual sub-field centers is achieved. In terms of FWHM, the f/15 system produces a range of 30mas to 120mas (center-to-corner). It is to be expected that the delivered performance of the telescope/3MfR combination will be degraded somewhat by fabrication and alignment errors however we conclude that a total FWHM error budget of ~0.2” can be accommodated by the 3MfR. Further degradation is to be expected from astigmatism in the trombone ADC however this can be partially compensated through quasi-static deformation of the second (GLAO) mirror in the 3MfR system, as will be demonstrated in section 2.5. Page : 46/108 February 15, 2006 Figure 4:12 Spot plots for an f/15 A-G telescope (circles are 0.5” dia). Figure 4:13 Spot plots for an f/15 to f/7.5 3MfR system (circles are again 0.5” dia). Page : 47/108 February 15, 2006 4.2.6 Development Risks The 3MfR atoroidal mirrors do not have rotational symmetry and require special fabrication techniques. Nevertheless, quotations for their production have been received from several vendors; The 2nd GLAO mirror in 3MfR is not flat and thus any piezo DM requires special fabrication. Nevertheless, a flat back-surface onto the piezo is perfectly acceptable (sag ~2mm), hence in principle we see no problem. Brief contact with suppliers has confirmed this. 4.2.7 i. Cost and FTE Design/Inspection/Assembly/Test: Mechanical: 4.3 FTE Electronics: 1.0 FTE (primarily for GLAO) Software: 2.0 FTE (primarily for GLAO) ii. Fabrication: iii. $800K (WFSs) Procurement: $8,280 (Mirrors and Piezo-DMs) 4.3 SLIT MASK UNITS 4.3.1 Function Mechanical slit mask, as developed for both optical and near-IR multi-slit spectrographs, are advocated for MILES given their greater compatibility with the requirements of queue scheduling and the need to vary the slit-width adaptively to accommodate fast changing atmospheric conditions. Examples of such actuated slit mechanisms can be seen at http://www.csem.ch/fs/micro_mechanics.htm. Four such slit masks are required at the output focus of the 3MfR. 4.3.2 Specifications Specifications for the mechanical slit masks need to iterated with the supplier. They are expected to have the following approximate attributes: Slit mask height ~285mm (~4.33’); Individual slitlet height ~5.5mm (~5”) allowing for an object multiplex of ~50 per field; Slit width variable from 0mm – 285mm (ie: fully open, to allow for direct imaging); Minimum slit width increments ~100m (~0.1”); Slit-width accuracy ~50m; Field configuration time <30s; Slit-width adaptive adjustment time <1s Page : 48/108 February 15, 2006 4.3.3 Interfaces f/7.5 output focus of the 3MfR; Mechanical interface to each of the four spectrographs and to the instrument main structure; Control interface to OCS and to the AO control system to permit adaptive control of slit width. 4.3.4 Description Examples of the mechanical multi-slits can be found at: http://www.csem.ch/fs/micro_mechanics.htm. An example of a mechanical mask for use in Cryogenic temperatures is shown in Figure 4:14. Figure 4:14 An example mechanical mask in development for various 8m telescope projects. 4.3.5 Performance and Compliance 4.3.6 Development Risks None 4.3.7 i. Cost and FTE Design/Inspection/Assembly/Test: Page : 49/108 February 15, 2006 Mechanical: 0.1 FTE Electronics: 0.5 FTE Software: 0.5 FTE ii. Procurement: $4,000 (Mechanical Masks) 4.4 COLLIMATORS 4.4.1 Function A collimator is required to deliver a 400mm pupil at which a VPH grating is to be placed. The full 310nm to 1m is to be accommodated. 4.4.2 Specifications Collimation optics of 3m effective focal-length are required to deliver a collimated beam over the full 4.33’ FoV, covering field angles of ±3.8º. A pupil relief sufficient to allow grating rotation of 45º is required. The full wavelength range is accommodated by two sets of transmission optics optimized independently for blue (310nm < < 560nm) and red (560nm < < 1m) wavelength ranges. While the MILES concept can accommodate two independently optimized camera systems, allowing simultaneous wavelength coverage over the complete 310nm to 1m range through use of a dichroic prior to the VPH grating, a simpler, single camera system has been costed here. 4.4.3 Interfaces f/7.5 output focus of the 3MfR; Mechanical interface to each of the four spectrographs and to the instrument main structure; Control interface to OCS to allow choice of wavelength range. 4.4.4 Description The 3m focal length collimator consists of two all-spherical fused silica/CaF2 groups. The first of these is optimized for the full spectral window, from 310nm to 1m, while the second group has two selectable wavelength-optimized versions, one for the blue (310nm << 560nm) and one for the red (560nm << 1m). Such a design allows for optimized A/R coatings for the second group. 4.4.5 Performance and Compliance Control of collimation is achieved at the required ±3.10-5 radian level. The 400mm re-imaged pupil is located sufficiently far from the last collimator element to give space for a 45º VPH grating. 4.4.6 4.4.7 Development Risks Large CaF2 optics; quotations available - see Appendix III (Competitve Quotes) Cost and FTE Page : 50/108 February 15, 2006 i. Design/Inspection/Assembly/Test: Mechanical: 1.8 FTE Electronics: 0.1 FTE Software: 0.2 FTE ii. Fabrication: iii. $600K (Lens Cells and Mechanisms) Procurement: $11,800 (Lenses and Mechanisms) 4.5 VPH GRATINGS 4.5.1 Function The VPH gratings are the optical elements that disperse light in the MILES spectrographs. Each spectrograph will have a full complement of 8 gratings composed of dichromated gelatin sandwiched between fused silica substrates with anti-reflection coatings to minimize surface reflections. They will likely be 2x2 mosaics of smaller gratings since no manufacturer currently produces monolithic devices of the size we require, which is 410mm x 580mm. 4.5.2 Specifications Table 4:2 below describes the manufacturing parameters for each of the 8 spectrograph gratings. Line density 3000 2400 1800 1200-b 1200-r 600-b 600-r 350 Film thickness (d) 5m 5m 5m 5m 5m 9m 5m 19m Modulation (dn) 0.035 0.050 0.085 0.050 0.100 0.030 0.090 0.020 Table 4:2 VPHG parameters for the full suit of gratings. Plots of the properties of each of these gratings are included in the Appendix I (VPH Gratings). The delivered efficiencies shall match those calculated by rigorous coupled wave analysis to within 5%. The line density shall match that specified to within 1%. The glue and substrate material shall be transparent in the UV. Optically the grating shall introduce no more than 1.25m peak to valley of wave-front distortion into the diffracted beam. The anti-reflection coating shall have average reflectivity of less than 1% from 310nm to 850nm and less than 3% between 850nm and 11000nm, except for the gratings labeled “r”, which shall have reflectivity averaging 1% or less from 600nm to 1100nm. Page : 51/108 February 15, 2006 4.5.3 Interfaces Mechanical to grating changer and tilt mechanism when in use Optical to collimator exit pupil 4.5.4 Description Each grating consists of a mosaic of 4 smaller devices mounted together on a larger substrate in a 2x2 matrix and sealed against the entry of moisture. The entire assembly is subsequently anti-refection coated on both sides in a process that does not expose the gratings to temperatures in excess of 100C. The film itself is a dichromated gelatin film that has been exposed to a fringe pattern and processed to produce modulations in its refractive index. 4.5.5 Performance and Compliance The gratings meet all stipulated efficiency and wave-front requirements. Additionally, they must have uniform clarity and anti-reflection coatings. They must be properly sealed to prevent the entry of moisture and show no evidence of having admitted water or other liquids. 4.5.6 4.5.7 Development Risks The vendor, CSL, has never made gratings of this size before, but has made similar items of somewhat smaller size. They do not foresee any significant risk in fabricating what we have requested. Cost and FTE (source CSL) 410 x 580 mm gratings fabricated to our specification $90K each adjust quote to reflect fused silica substrate $10K each acceptance testing and evaluation $1K each Total $101K x 8: $808K per spectrograph 4.6 VPH EXCHANGE MECHANISM 4.6.1 Function Grating exchangers are required in each of the four barrels of MILES to allow gratings to be selected for a range of dispersions and wavelength ranges. While tuning the blaze of VPH gratings allows for some modest savings in the number of gratings required (see Section 2.4.2) nevertheless somewhere between 4-8 gratings will be required for delivery into each barrel; a total of ~24 mosaic VPH gratings (420mm by 600mm) are envisaged. Page : 52/108 February 15, 2006 4.6.2 Specifications Each spectrograph of the 4-barrel system should be able to be independently configurable. All gratings should be exchangeable within <5 minutes so that a full 4-barrel set of new gratings can be used. 4.6.3 Interfaces Main structure of MILES; The VPH rotation mechanism and camera articulation mechanism; Control interface to OCS to allow choice of wavelength range. 4.6.4 Description Two grating exchanger mechanisms will be mounted above and below the rotating body of MILES’ main structure. The structure will rotate to the 4 cardinal positions to allow each barrel of the 4-barrel system to be serviced. In principle this could require only one grating exchanger but because of the asymmetry imposed by the camera articulation mechanisms the best solution is to have 2 grating juke-boxes above and below the main structure as shown in Figure 4:18. 4.6.5 Performance and Compliance The grating juke-boxes are designed to support up to 12 gratings each. Grating exchange times will be determined by the maximum rotation speed of the main structure and the time to exchange each grating from juke-box to/from the grating rotation and support mechanism. 4.6.6 Development Risks None. 4.6.7 i. Cost and FTE Design/Inspection/Assembly/Test: Mechanical: 3.7 FTE Electronics: 0.2 FTE Software: 0.2 FTE ii. Fabrication: $130K (Mechanisms) 4.7 CAMERA ARTICULATION MECHANISMS 4.7.1 Function The camera articulation mechanism is a platform capable of sweeping the entire optical camera assembly through an angle of 90° about a fixed pivot point located as close as possible to the collimator exit pupil. This pivot point should be located along the same axis around which the gratings tilt. The optical camera assembly includes the shutter, camera optics, detector, dewar, electronics, and cooling apparatus. In addition, the camera articulation platform must include some mechanism for making micron sized angular adjustments to the camera on two dimensions. The function of this mechanism is to actively correct for flexures that introduce angular misalignments between the camera and the optical beam of the spectrograph as presented at Page : 53/108 February 15, 2006 the collimator exit pupil. An additional function is to compensate for additional flexures occurring elsewhere in the mechanical assembly. 4.7.2 Specifications The camera articulation shall be capable of carrying an 800 pound payload through an angle of 90° in a total time not to exceed 30s. It shall further be capable of placing the load accurately and repeatably to within 10m (alternatively 10rads) of a commanded position, and holding it there reliably at all orientations of the Nasmyth rotator, even if the power to the unit should fail. The outer chord swept by the payload shall not extend more than 0.8m from the central pivot at any angle. Attachment of the camera assembly to the articulation platform shall be via a set of tuned flexures on orthogonal axes. These flexures should not add more than 10m to the total system flexure under changing gravity vector, but should be capable of flexing by up to 200m under the influence of a motorized actuator. The entire system shall be capable of adjusting the position of the camera focal plane accurately and repeatedly to within 1m (rms) error (alternatively 1rads). 4.7.3 Interfaces camera assembly support structure pivot point of grating tilt mechanism control electronics for CCD camera, articulation stage, and active flexure compensation cooling apparatus for CCD camera 4.7.4 Description The space envelope opposite the articulated stage does not allow for a counter-weighted system, which would be costly to the weight budget anyway. Consequently, the entire gravitationally induced torque of the camera stage, which could be as high as 4000N-m, must be driven during motion. This rules out a centrally driven solution, and suggests that the load be supported and driven along a curved rail at the perimeter of the swept volume. Care must be taken not to over-constrain the motion, so the motion should be radially defined only by the central pivot. The curved rail should provide constraints perpendicular to the radial direction. A drive wheel or gear will move the stage along the rail, which must be encoded to micron resolution. This is similar to the articulation stage designed for the Robert Stobie Spectrograph at the Southern African Large Telescope. Once positioned, the stage must be held with a clamp that remains fast during power failure. The layout of the cameras and the location of the articulation mechanisms is given in Figure 4:15. With the detector internal to the Schmidt camera the design may not allow flexure correction via piezoelectric actuation at the CCD plane, because it would increase the beam obscuration. If this is the case, the entire camera will have to be actuated by motorized mechanisms. These mechanisms will work against flexures and will be capable of correcting up to 200m of image motion. Page : 54/108 February 15, 2006 Camera primary mirrors Camera correctors Direction of articulation Figure 4:15 The 4 articulated cameras, excluding the frame-work surrounding them, are shown as mounted on dual optical benches. The arrows indicate the direction of articulation with the underlying 2-fold symmetry clearly demonstrated. The 90° circular guide rails are mounted directly onto the optical benches beneath the primary mirror of each camera. 4.7.5 Performance and Compliance Control of articulation is within 10m and subsequent flexure adjustments are within 1m. The stage moves freely on its central bearing and is able to be driven in any orientation of the Nasmyth rotator. Total range of motion is 90° without interference. 4.7.6 Development Risks None. 4.7.7 i. Cost and FTE Design/Inspection/Assembly/Test: Mechanical: 2.5 FTE Electronics: 0.6 FTE Page : 55/108 February 15, 2006 ii. Software: 0.7 FTE Fabrication: iii. $80K (Mechanisms) Procurement: $80K (Rails etc) (NB: Goodman Spectrograph and Stobie spectrograph at SALT were factor of ~2 less costly.) 4.8 CAMERAS 4.8.1 Function A wide-field, very fast camera is required to deliver maximal object and wavelength multiplex onto a CCD detector. Its spatial FoV must encompass MILES’s collimator field while spectrally optimized for maximum wavelength coverage. A Schmidt camera solution, with internal detector, is offered as an optimum solution, although complex dioptric systems may also be feasible but are likely to be far more expensive. 4.8.2 Specifications Each Schmidt camera has to support all wavelengths in the 310nm < < 1000nm range and is optimized for an f-ratio of f/1.2 with a 3k -by- 6k, 15m pixel, CCD detector internal to the camera. This is equivalent to camera field angles of ±6.1º. The camera aberrations must be controlled to comply with the <0.2” FWHM (within each 100nm band) requirement. Vignetting must be minimized in order to contain throughput losses of the full MILES system to >30% across the wavelength range. 4.8.3 Interfaces Camera articulation mechanism; Detector control system; Control interface to OCS to allow for all observing procedures. 4.8.4 Description In order to achieve good aberration control in the context a modified Schmidt camera design we have opted to use a doublet (fused silica/CaF2) aspheric corrector which, when combined with a CCD that is curved to match the Schmidt’s f/1.2 focal surface, gives adequate performance over the field of view defined by a 3kby-6k detector. A curved CCD is a relatively novel feature of the design requiring a linked program of development to study this issue. The impact of retreating to a field-flattened design, if necessitated, is not considered to be critical. To emphasize this attractiveness of curving the CCDs, the performance of the design has been explored beyond the ±6.1º field limits to a régime which would support a 3k-by-12k detector thus increasing the wavelength multiplex by a factor of 2. A field-flattened version would be limited to a 3kby-6k format at a possible cost of a slightly slower f-ratio and/or some degradation in image control. Concerns previously raised by the large, 525mm, CaF2 components within the Schmidt corrector have been covered in Section 3.3.2. Page : 56/108 February 15, 2006 4.8.5 Performance and Compliance Example imaging and spectroscopic spots at various wavelengths and field positions are given in Figure 4:16 & Figure 4:17. Figure 4:16 Imaging spots for the full telescope/3MfR/spectrograph optical train. (Circles are 1.0” dia). Page : 57/108 February 15, 2006 Upper slit Center slit Lower slit Figure 4:17 Example spectroscopic spots (R0.75 ~4000) assuming a centered slit (c ~350nm) out to the edges and corners of the detector. (Circles are again 1.0” dia). 4.8.6 4.8.7 i. Development Risks Curved CCDs – fall-back to flat is a viable option. Cost and FTE Design/Inspection/Assembly/Test: ii. Mechanical: 0.9 FTE Fabrication: iii. $160K (Lens and Mirror Cells) Procurement: $5,360 (Lenses and Mirrors) 4.9 DETECTORS 4.9.1 Function Detection of wavelengths between 310nm and 1m is required. Cameras are base-lined to support formats of 3K -by- 6K (15m) pixels. We include in the detector functionality the requirement for order sorting filters since these are to be placed directly ahead of the field-corrector window of the CCD dewar; to do otherwise would be to require massive filters >400mm in diameter. The f/1.2 speed of the beam passing through the small, 50-by-100mm filters limits such filters to broad-band order sorters; narrow-band filter imagery would necessitate mosaicking to accommodate the 400mm beam. 4.9.2 Specifications If we assume a single-beam spectrograph configuration, the detector systems will be required to operate over the full MILES wavelength range, placing strict demands on QE optimization. Page : 58/108 February 15, 2006 Given the nominal ~12 pixel slit-width of the f/1.2 camera, cosmic ray hits will be a dominant noise source with the corollary that short, repeated exposures will be required. This discourages the notion of using fully depleted CCDs and requires that read-time optimization is at a premium. Given the ~500mm diameter mouth of the camera, the CCD dewar will have as its window the small field-corrector lens. Such a mini-dewar will need to present the smallest possible foot-print within the camera in order to minimize vignetting. Cryogenic and electrical services to the dewar will have to travel across the support veins supporting the mini-dewar unit. Filter need to be loaded in front of the dewar window without increasing obscuration of the camera beam. 4.9.3 Interfaces CCD mini-dewar mounted internally within the Schmidt camera; Vacuum, cryogenic and electrical services to the CCD; Interfacing to the external detector system; Filter exchange mechanism via a juke-box located externally to the rotating instrument structure. 4.9.4 Description While the MILES cameras are base-lined for curved CCDs, this has been chosen to demonstrate aberration performance advantages rather than to suggest that this new and promising technology is a requirement. Equivalent cameras utilizing standard flat CCDs can be designed at a small cost to aberration performance and camera speed. There is no doubt that compliance with the image performance requirements can still be achieved with slightly slower cameras. Given the fact that the cameras have to operate over the full MILES wavelength range, QE optimization through suitably chosen A/R coatings is essential. The filters will be loadable from a remote filter juke-box located at the periphery of the main rotating instrument structure in an analogous manner to that of the gratings. 4.9.5 Performance and Compliance While the detector formats are non-standard in the current design, serious attention will be paid to a cost/benefit trade of custom CCDs (curved or flat) in comparison with standard production units. Detector compliance with the WFOS requirements is not foreseen as a problem. 4.9.6 4.9.7 i. Development Risks None – provided we adopt flat CCDs. Cost and FTE Design/Inspection/Assembly/Test: Mechanical: 2.0 FTE Electronics: 2.4 FTE Software: 2.4 FTE ii. Fabrication: $200K (Dewar Internals; Filter Mechanisms) Page : 59/108 February 15, 2006 iii. Procurement: 4.10 $3,160K (CCDs; Filters; Field-corrector window) SUPPORT STRUCTURES 4.10.1 Function To support the MILES enclosure and allow for rotation about the telescope chief ray axis; To rotate the MILES enclosure for field de-rotation. Figure 4:18: Schematic of the MILES support structure. The enclosure is supported on a 3-point mount comprising a self-aligning rotation bearing at the rear of the instrument and 2 roller bearings at the front of the enclosure. A worm drive, located close to the plane of the roller bearings, provides the rotation mechanism for the field derotation. 4.10.2 Specifications 20 ton of rotating mass Page : 60/108 February 15, 2006 Rotation angle accuracy ~20” Survival of earthquake forces etc. 4.10.3 Interfaces The support structure links directly to the TMT Nasmyth platform; The MILES front surface (just ahead of the ADC1 plane at maximum zenith setting) is ~4.5m ahead of the TMT Nasmyth focal plane. 4.10.4 Description An overview of the support structure and rotation mechanism is shown in Figure 4:18. The MILES enclosure, the large drum colored transparent blue in the figure, is supported kinematically on a 3-point mount. At the rear of the instrument there is a self-aligning rotation bearing. At the front of the instrument there are 2 roller bearings supporting radially the enclosure weight but allowing longitudinal movement of the drum, due to thermal expansion for example. The field de-rotation mechanism is a standard worm drive with suitable gearing incorporated between the motor shaft and worm gear axis. The location of the drive is as close as possible to the plane of the roller bearing support. 4.10.5 Performance and Compliance The structure will require very significant FEA in order to establish flexure as we would like to adopt the 3point mount for kinematic reasons. We see no issues in adopting a worm drive mechanism for the de-rotation drive of the instrument. 4.10.6 Development Risks A 20 ton instrument - bearings and drive perfectly fine, 3 point support maybe too few though we prefer this for kinematic reasons. FEA required - and linked with flexure compensation mechanism. 4.10.7 Cost and FTE iv. Design/Inspection/Assembly/Test: Mechanical: 3.2 FTE Electronics: 0.2 FTE Software: 0.2 FTE v. Fabrication: vi. $160K (Mechanical parts) Procurement: $220K (Hydrostatic bearings) Page : 61/108 February 15, 2006 5. SCHEDULE AND BUDGET 5.1 SUMMARY In support of this costing study, we have developed a budget and schedule for the development of MILES that is consistent with first-light deployment as a TMT science capability. Our broad strategy is to schedule two phases of development, an initial ‘First-Science’ phase, which provides for pure seeing-limited operation, on a time scale commensurate with TMT first-light, and a subsequent ‘GLAO Upgrade’ phase, lasting an additional ~1 year, as a risk mitigation strategy in the event that the required AO infrastructure is delayed. We assume full SRD functionality is obtained at the end of the ‘First-Science’ phase and that the major work elements of the GLAO Upgrade Phase consist of commissioning the full functionality of the piezo-DM at the 3MfR’s M2 mirror. We therefore consider the following top-level development schedule assuming a start date for the Concept Design phase of MILES to be in mid-2006. In order to accelerate development, we have assumed that the ‘Full-scale Fabrication’ process begins in the middle of the ‘Detailed Design’ to allow for phased design and fabrication of the long-lead items. The corollary is, of course, that the primary gate at which the Project becomes committed to the program is at PDR rather than DDR; this is a common strategy for such large projects. Development Phase Duration Exit Gate Instrument Conceptual Design 12 months CoDR (7/07) Preliminary Design 18 months PDR (12/08) Detailed Design 18 months DDR (7/10) Full-Scale Fabrication 24 months PSR1 (9/11) Integration and Test 15 months PSR1 (12/12) Commissioning 9 months ‘First-Science’ (9/13) GLAO Upgrade 9 months PSR2 (6/14) Page : 62/108 February 15, 2006 5.2 PRODUCT BREAKDOWN STRUCTURE (PBS) The top-level Product Breakdown Structure (PBS) for MILES is shown in Figure 5:1. MILES Main Structure Rotator Base Atmospheric Dispersion Compensator Mechanical Multi-Slit Mask 3MfR Focal Reducer Spectrograph Sub-system Collimator System VPHG exchanger Camera Articulation Schmidt Camera System Filter Exchanger Detector System Acquisition and Guider System Figure 5:1. Product Breakdown Structure for MILES. The costing was developed according to the underlying structure of the physical units of the MILES instrument. The following cross-references apply to the various units: The ADC concept is described in Section 2.5, with design details and costings given in Section 4.1. The 3MfR concept is described in Section 2.3, with design details and costings given in Section 4.2. The Multi-Slit concept is described in Section 2.3.4 and with design details and costings given in Section 4.3. The overall Spectrograph concept is described in Section 2.4 and with design details and costings given in Section 4. Page : 63/108 February 15, 2006 o The Collimator concept is described in Section 2.4.1 and with design details and costings given in Section 4.4. o The VPH grating strategy is given in Section 2.4.2 and with design details and costings of the exchange mechanism given in Section 4.6. o The Articulated Camera concept is covered in 2.4.2. o The Camera concept is described in Section 2.4.3 and with design details and costings given in Section 4.8. o The Detector concept is covered in 4.9. The Acquisition and Guide concept has been costed into the program of work but is not covered in the text. Page : 64/108 February 15, 2006 5.3 WORK BREAKDOWN STRUCTURE (WBS) Based on the PBS defined above, we have developed a detailed WBS structure that describes our current understanding of all work packages required for the design, construction, and commissioning of MILES. For project-wide consistency, we have based our numbering of this WBS on the established TMT WBS hierarchy (which establishes TMT.INS.INST.WFOS as a Level 4 WBS element). For clarity, we have exchanged ‘WFOS’ for ‘MILES’ in this naming convention. 5.3.1 Summary WBS Expanding upon the PBS defined above, we choose to include additional level-of-effort functions (such as management, systems engineering, and system integration and testing) to formulate a MILES WBS appropriate for planning, assignment, and tracking for MILES’ development and construction. Development of the WFOS science case (including the Operational Concepts Definition Document) is included in this WBS within the Systems Engineering element, which includes all aspects of requirements definition and flow-down to the System Functional Requirements and other requirements documents. WBS Number TMT.INS.INST.MILES TMT.INS.INST.MILES.MAN TMT.INS.INST.MILES.SYS TMT.INS.INST.MILES.STRUT TMT.INS.INST.MILES.ROT TMT.INS.INST.MILES.ADC TMT.INS.INST.MILES.MASK TMT.INS.INST.MILES.3MfR TMT.INS.INST.MILES.SPEC TMT.INS.INST.MILES.GUIDE TMT.INS.INST.MILES.IT TMT.INS.INST.MILES.COMM Table 5:1. Level 5 (summary) WBS for MILES. Title MILES MILES Management MILES Systems Engineering MILES Structure MILES Rotator-base MILES ADC MILES MASK MILES 3MfR MILES Spectrograph MILES Guiders MILES Systems Integration & Test MILES Commissioning Page : 65/108 February 15, 2006 5.3.2 Detailed Work Breakdown Structure (WBS) WBS Number TMT.INS.INST.MILES TMT.INS.INST.MILES.MAN TMT.INS.INST.MILES.MAN.SEN TMT.INS.INST.MILES.MAN.INS TMT.INS.INST.MILES.MAN.BUS TMT.INS.INST.MILES.MAN.SEC TMT.INS.INST.MILES.SYS TMT.INS.INST.MILES.SYS.ANAL TMT.INS.INST.MILES.SYS.ANAL.THERM TMT.INS.INST.MILES.SYS.ANAL.STRUT TMT.INS.INST.MILES.SYS.ANAL.SOFT TMT.INS.INST.MILES.SYS.ANAL.ELEC TMT.INS.INST.MILES.SYS.ANAL.MECH TMT.INS.INST.MILES.STRUT TMT.INS.INST.MILES.STRUT.ANAL TMT.INS.INST.MILES.STRUT.THERM TMT.INS.INST.MILES.STRUT.CAP TMT.INS.INST.MILES.STRUT.CAP.DES TMT.INS.INST.MILES.STRUT.CAP.FAB TMT.INS.INST.MILES.STRUT.CAP.IA&T TMT.INS.INST.MILES.STRUT.MID TMT.INS.INST.MILES.STRUT.CAP.DES TMT.INS.INST.MILES.STRUT.CAP.FAB TMT.INS.INST.MILES.STRUT.CAP.IA&T TMT.INS.INST.MILES.STRUT.AFT TMT.INS.INST.MILES.STRUT.AFT.DES TMT.INS.INST.MILES.STRUT.AFT.FAB TMT.INS.INST.MILES.STRUT.AFT.IA&T TMT.INS.INST.MILES.STRUT.COL TMT.INS.INST.MILES.STRUT.COL.DES TMT.INS.INST.MILES.STRUT.COL.FAB TMT.INS.INST.MILES.STRUT.COL.IA&T TMT.INS.INST.MILES.STRUT.M2 TMT.INS.INST.MILES.STRUT.M2.DES TMT.INS.INST.MILES.STRUT.M2.FAB TMT.INS.INST.MILES.STRUT.M2.IA&T TMT.INS.INST.MILES.STRUT.M3 TMT.INS.INST.MILES.STRUT.M3.DES TMT.INS.INST.MILES.STRUT.M3.FAB TMT.INS.INST.MILES.STRUT.M3.IA&T TMT.INS.INST.MILES.STRUT.TUBES TMT.INS.INST.MILES.STRUT.TUBES.DES TMT.INS.INST.MILES.STRUT.TUBES.FAB TMT.INS.INST.MILES.STRUT.TUBES.IA&T TMT.INS.INST.MILES.STRUT.M1-B TMT.INS.INST.MILES.STRUT.M1-B.DES Title MILES MILES Management MILES Management Senior MILES Management Instrument-Scientist MILES Management Business Office MILES Management Secretarial MILES Systems Engineering MILES Systems Engineering Analysis MILES Systems Engineering Analysis Thermal Analysis MILES Systems Engineering Analysis Structural Analysis MILES Systems Engineering Analysis Software Analysis MILES Systems Engineering Analysis Electrical Design MILES Systems Engineering Analysis Mechanical Design MILES Structure MILES Systems Engineering Analysis MILES Structure Thermal MILES Structure Front-Cap MILES Structure Front-Cap Design MILES Structure Front-Cap Fabrication MILES Structure Front-Cap Inspection Acceptance & Test MILES Structure Mid-bulkhead MILES Structure Mid-bulkhead Design MILES Structure Mid-bulkhead Fabrication MILES Structure Mid-bulkhead Inspection Acceptance & Test MILES Structure Aft-bulkhead MILES Structure Mid-bulkhead Design MILES Structure Mid-bulkhead Fabrication MILES Structure Mid-bulkhead Inspection Acceptance & Test MILES Structure Collimator-bulkhead MILES Structure Collimator-bulkhead Design MILES Structure Collimator-bulkhead Fabrication MILES Structure Collimator-bulkhead Inspection Acceptance & Test MILES Structure M2-bulkhead MILES Structure M2-bulkhead Design MILES Structure M2-bulkhead Fabrication MILES Structure M2-bulkhead Inspection Acceptance & Test MILES Structure M3-bulkhead MILES Structure M3-bulkhead Design MILES Structure M3-bulkhead Fabrication MILES Structure M3-bulkhead Inspection Acceptance & Test MILES Structure Tubes-Frame Assembly MILES Structure M3-bulkhead Design MILES Structure M3-bulkhead Fabrication MILES Structure M3-bulkhead Inspection Acceptance & Test MILES Structure M1-bulkhead Assembly MILES Structure M1-bulkhead Assembly Design Page : 66/108 February 15, 2006 TMT.INS.INST.MILES.STRUT.M1-B.FAB TMT.INS.INST.MILES.STRUT.M1-B.IA&T TMT.INS.INST.MILES.STRUT.ASSBY TMT.INS.INST.MILES.STRUT.ASSBY.DES TMT.INS.INST.MILES.STRUT.ASSBY.ASS TMT.INS.INST.MILES.STRUT.ASSBY.INT TMT.INS.INST.MILES.STRUT.ASSBY.TEST TMT.INS.INST.MILES.ROT TMT.INS.INST.MILES.ROT.STRUT TMT.INS.INST.MILES.ROT.STRUT.DES TMT.INS.INST.MILES.ROT.STRUT.FAB TMT.INS.INST.MILES.ROT.STRUT.ASSBY TMT.INS.INST.MILES.ROT.HYDRO TMT.INS.INST.MILES.ROT.HYDRO.DES TMT.INS.INST.MILES.ROT.HYDRO.PART TMT.INS.INST.MILES.ROT.HYDRO.ASSBY TMT.INS.INST.MILES.ROT.TRACK TMT.INS.INST.MILES.ROT.TRACK.DES TMT.INS.INST.MILES.ROT.TRACK.FAB TMT.INS.INST.MILES.ROT.TRACK.ASSBY TMT.INS.INST.MILES.ROT.DR-MTR TMT.INS.INST.MILES.ROT.DR-MTR.DES TMT.INS.INST.MILES.ROT.DR-MTR.FAB TMT.INS.INST.MILES.ROT.DR-MTR.ASSBY TMT.INS.INST.MILES.ROT.DR-MECH TMT.INS.INST.MILES.ROT.DR-MECH.DES TMT.INS.INST.MILES.ROT.DR-MECH.FAB TMT.INS.INST.MILES.ROT.DR-MECH.ASSBY TMT.INS.INST.MILES.ROT.CNTR TMT.INS.INST.MILES.ROT.CNTR.DES TMT.INS.INST.MILES.ROT.CNTR.ASSBY TMT.INS.INST.MILES.ROT.ELEC TMT.INS.INST.MILES.ROT.SW TMT.INS.INST.MILES.ROT.IA&T TMT.INS.INST.MILES.ADC TMT.INS.INST.MILES.ADC.DES TMT.INS.INST.MILES.ADC.STRUT TMT.INS.INST.MILES.ADC.THERM TMT.INS.INST.MILES.ADC.L1 TMT.INS.INST.MILES.ADC.L1.DES TMT.INS.INST.MILES.ADC.L1.PART TMT.INS.INST.MILES.ADC.L1.IA&T TMT.INS.INST.MILES.ADC.L1-Cell TMT.INS.INST.MILES.ADC.L1-Cell.FAB TMT.INS.INST.MILES.ADC.L1-Cell.IA&T TMT.INS.INST.MILES.ADC.L1.ASSBY TMT.INS.INST.MILES.ADC.L2 TMT.INS.INST.MILES.ADC.L2.DES TMT.INS.INST.MILES.ADC.L2.PART TMT.INS.INST.MILES.ADC.L2.IA&T TMT.INS.INST.MILES.ADC.L2-Cell MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES Structure M1-bulkhead Assembly Fabrication Structure M1-bulkhead Assembly Inspection Acceptance & Test Structure Assembly Structure Assembly Design Structure Assembly Structure Assembly Integration Structure Assembly Test Rotator-base Rotator-base Structure Rotator-base Structure Design Rotator-base Structure Fabrication Rotator-base Structure Assembly Rotator-base Hydro-bearings Rotator-base Hydro-bearings Design Rotator-base Hydro-bearings Purchase Rotator-base Hydro-bearings Assembly Rotator-base Bearing-Track Rotator-base Bearing-Track Design Rotator-base Bearing-Track Fabrication Rotator-base Bearing-Track Assembly Rotator-base Drive-Motor Rotator-base Drive-Motor Design Rotator-base Drive-Motor Fabrication Rotator-base Drive-Motor Assembly Rotator-base Drive-Mechanism Rotator-base Drive-Mechanism Design Rotator-base Drive-Mechanism Fabrication Rotator-base Drive-Mechanism Assembly Rotator-base Control-System Rotator-base Control-System Design Rotator-base Control-System Assembly Rotator-base Elec-Support Rotator-base Software-Support Rotator-base Assembly/Integration&Test ADC ADC Design ADC Structural-Analysis ADC Thermal-Analysis ADC Lens#1 ADC Lens#1 Design ADC Lens#1 Purchase ADC Lens#1 Inspection Acceptance & Test ADC Lens#1-Cell ADC Lens#1-Cell Fabrication ADC Lens#1-Cell Inspection Acceptance & Test ADC Lens#1 Assembly ADC Lens#2 ADC Lens#2 Design ADC Lens#2 Purchase ADC Lens#2 Inspection Acceptance & Test ADC Lens#2-Cell Page : 67/108 February 15, 2006 TMT.INS.INST.MILES.ADC.L2-Cell.FAB TMT.INS.INST.MILES.ADC.L2-Cell.IA&T TMT.INS.INST.MILES.ADC.L2.ASSBY TMT.INS.INST.MILES.ADC.FRAME TMT.INS.INST.MILES.ADC.FRAME.DES TMT.INS.INST.MILES.ADC.FRAME.FAB TMT.INS.INST.MILES.ADC.FRAME.IA&T TMT.INS.INST.MILES.ADC.FRAME.ASSBY TMT.INS.INST.MILES.ADC.TRBN TMT.INS.INST.MILES.ADC.TRBN.DES TMT.INS.INST.MILES.ADC.TRBN.FAB TMT.INS.INST.MILES.ADC.TRBN.PART TMT.INS.INST.MILES.ADC.TRBN.IA&T TMT.INS.INST.MILES.ADC.TRBN.ASSBY TMT.INS.INST.MILES.ADC.ROT TMT.INS.INST.MILES.ADC.ROT.DES TMT.INS.INST.MILES.ADC.ROT.FAB TMT.INS.INST.MILES.ADC.ROT.PART TMT.INS.INST.MILES.ADC.ROT.IA&T TMT.INS.INST.MILES.ADC.ROT.ASSBY TMT.INS.INST.MILES.ADC.CNTR TMT.INS.INST.MILES.ADC.CNTR.DES TMT.INS.INST.MILES.ADC.CNTR.ELEC TMT.INS.INST.MILES.ADC.CNTR.SW TMT.INS.INST.MILES.ADC.CNTR.ASSBY TMT.INS.INST.MILES.MASK TMT.INS.INST.MILES.MASK.DES TMT.INS.INST.MILES.MASK.DES.ELEC TMT.INS.INST.MILES.MASK.DES.SW TMT.INS.INST.MILES.MASK.PART TMT.INS.INST.MILES.MASK.ASSBY TMT.INS.INST.MILES.3MfR TMT.INS.INST.MILES.3MfR.M1 TMT.INS.INST.MILES.3MfR.M1.DES TMT.INS.INST.MILES.3MfR.M1.PART TMT.INS.INST.MILES.3MfR.M1.IA&T TMT.INS.INST.MILES.3MfR.M1.ASSBY TMT.INS.INST.MILES.3MfR.M1.INT&T TMT.INS.INST.MILES.3MfR.M2 TMT.INS.INST.MILES.3MfR.M2.DES TMT.INS.INST.MILES.3MfR.M2.PART TMT.INS.INST.MILES.3MfR.M2.IA&T TMT.INS.INST.MILES.3MfR.M2.ASSBY TMT.INS.INST.MILES.3MfR.M2.INT&T TMT.INS.INST.MILES.3MfR.M3 TMT.INS.INST.MILES.3MfR.M3.DES TMT.INS.INST.MILES.3MfR.M3.PART TMT.INS.INST.MILES.3MfR.M3.IA&T TMT.INS.INST.MILES.3MfR.M3.ASSBY TMT.INS.INST.MILES.3MfR.M3.INT&T TMT.INS.INST.MILES.3MfR.GLAO MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES ADC Lens#2-Cell Fabrication ADC Lens#2-Cell Inspection Acceptance & Test ADC Lens#2 Assembly ADC Frame ADC Frame Design ADC Frame Fabrication ADC Frame Inspection Acceptance & Test ADC Frame Assembly ADC Trombone ADC Trombone Design ADC Trombone Fabrication ADC Trombone Purchase ADC Trombone Inspection Acceptance & Test ADC Trombone Assembly ADC Rotation ADC Rotation Design ADC Rotation Fabrication ADC Rotation Purchase ADC Rotation Inspection Acceptance & Test ADC Rotation Assembly ADC Control-System ADC Control-System Design ADC Control-System Electronics ADC Control-System Software ADC Control-System Assembly MASK MASK Design ADC Control-System Electronics ADC Control-System Software MASK Purchase MASK Assembly 3MfR 3MfR M1 3MfR M1 Design 3MfR M1 Fabrication 3MfR M1 Inspection Acceptance & Test 3MfR M1 Assembly 3MfR M1 Integration & Test 3MfR M2 3MfR M2 Design 3MfR M2 Fabrication 3MfR M2 Inspection Acceptance & Test 3MfR M2 Assembly 3MfR M2 Integration & Test 3MfR M3 3MfR M3 Design 3MfR M3 Fabrication 3MfR M3 Inspection Acceptance & Test 3MfR M3 Assembly 3MfR M3 Integration & Test 3MfR GLAO Page : 68/108 February 15, 2006 TMT.INS.INST.MILES.3MfR.GLAO.DES TMT.INS.INST.MILES.3MfR.GLAO.IA&T TMT.INS.INST.MILES.3MfR.GLAO.PART TMT.INS.INST.MILES.3MfR.GLAO.IA&T TMT.INS.INST.MILES.3MfR.GLAO.ELEC TMT.INS.INST.MILES.3MfR.GLAO.SW TMT.INS.INST.MILES.SPEC TMT.INS.INST.MILES.SPEC.COL-1 TMT.INS.INST.MILES.SPEC.COL-1.DES TMT.INS.INST.MILES.SPEC.COL-1.FAB TMT.INS.INST.MILES.SPEC.COL-1.PART TMT.INS.INST.MILES.SPEC.COL-1.IA&T TMT.INS.INST.MILES.SPEC.COL-1.ASSBY TMT.INS.INST.MILES.SPEC.COL-1.INT&T TMT.INS.INST.MILES.SPEC.COL-2B TMT.INS.INST.MILES.SPEC.COL-2B.DES TMT.INS.INST.MILES.SPEC.COL-2B.FAB TMT.INS.INST.MILES.SPEC.COL-2B.PART TMT.INS.INST.MILES.SPEC.COL-2B.IA&T TMT.INS.INST.MILES.SPEC.COL-2B.ASSBY TMT.INS.INST.MILES.SPEC.COL-2B.INT&T TMT.INS.INST.MILES.SPEC.COL-2R TMT.INS.INST.MILES.SPEC.COL-2R.DES TMT.INS.INST.MILES.SPEC.COL-2R.FAB TMT.INS.INST.MILES.SPEC.COL-2R.PART TMT.INS.INST.MILES.SPEC.COL-2R.IA&T TMT.INS.INST.MILES.SPEC.COL-2R.ASSBY TMT.INS.INST.MILES.SPEC.COL-2R.INT&T TMT.INS.INST.MILES.SPEC.COL-X TMT.INS.INST.MILES.SPEC.COL-X.DES TMT.INS.INST.MILES.SPEC.COL-X.FAB TMT.INS.INST.MILES.SPEC.COL-X.PART TMT.INS.INST.MILES.SPEC.COL-X.ASSBY TMT.INS.INST.MILES.SPEC.COL-X.ELEC TMT.INS.INST.MILES.SPEC.COL-X.SW TMT.INS.INST.MILES.SPEC.ART TMT.INS.INST.MILES.SPEC.ART.DES TMT.INS.INST.MILES.SPEC.ART.FAB TMT.INS.INST.MILES.SPEC.ART.PART TMT.INS.INST.MILES.SPEC.ART.ASSBY TMT.INS.INST.MILES.SPEC.ART.INT&T TMT.INS.INST.MILES.SPEC.ART.ELEC TMT.INS.INST.MILES.SPEC.ART.SW TMT.INS.INST.MILES.SPEC.VPH TMT.INS.INST.MILES.SPEC.VPH.DES TMT.INS.INST.MILES.SPEC.VPH.FAB TMT.INS.INST.MILES.SPEC.VPH.PART TMT.INS.INST.MILES.SPEC.VPH.IA&T TMT.INS.INST.MILES.SPEC.VPH.ASSBY TMT.INS.INST.MILES.SPEC.VPH.INT&T TMT.INS.INST.MILES.SPEC.VPH.ELEC MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES MILES 3MfR GLAO Assembly 3MfR GLAO Inspection Acceptance & Test 3MfR GLAO WFS 3MfR GLAO Metrology 3MfR GLAO Electronics 3MfR GLAO Software Spectrograph Spectrograph Collimator Group-#1 Spectrograph Collimator Group-#1 Design Spectrograph Collimator Group-#1 Fabrication Spectrograph Collimator Group-#1 Purchase Spectrograph Collimator Group-#1 Inspection Acceptance & Test Spectrograph Collimator Group-#1 Assembly Spectrograph Collimator Group-#1 Integration & Test Spectrograph Collimator Group-#2-Blue Spectrograph Collimator Group-#2-Blue Design Spectrograph Collimator Group-#2-Blue Fabrication Spectrograph Collimator Group-#2-Blue Purchase Spectrograph Collimator Group-#2-Blue Inspection Acceptance & Tes Spectrograph Collimator Group-#2-Blue Assembly Spectrograph Collimator Group-#2-Blue Integration & Test Spectrograph Collimator Group-#2-Red Spectrograph Collimator Group-#2-Red Design Spectrograph Collimator Group-#2-Red Fabrication Spectrograph Collimator Group-#2-Red Purchase Spectrograph Collimator Group-#2-Red Inspection Acceptance & Test Spectrograph Collimator Group-#2-Red Assembly Spectrograph Collimator Group-#2-Red Integration & Test Spectrograph Col-Exchange Mech. Spectrograph Col-Exchange Mech. Design Spectrograph Col-Exchange Mech. Fabrication Spectrograph Col-Exchange Mech. Purchase Spectrograph Col-Exchange Mech. Assembly Spectrograph Col-Exchange Mech. Electronics Spectrograph Col-Exchange Mech. Software Spectrograph VPH-Articulation Spectrograph VPH-Articulation Design Spectrograph VPH-Articulation Fabrication Spectrograph VPH-Articulation Purchase Spectrograph VPH-Articulation Assembly Spectrograph VPH-Articulation Integration & Test Spectrograph VPH-Articulation Electronics Spectrograph VPH-Articulation Software Spectrograph VPH-Exchange Spectrograph VPH-Exchange Design Spectrograph VPH-Exchange Fabrication Spectrograph VPH-Exchange Purchase Spectrograph VPH-Exchange Inspection Acceptance & Test Spectrograph VPH-Exchange Assembly Spectrograph VPH-Exchange Integration & Test Spectrograph VPH-Exchange Electronics Page : 69/108 February 15, 2006 TMT.INS.INST.MILES.SPEC.VPH.SW TMT.INS.INST.MILES.SPEC.CORR TMT.INS.INST.MILES.SPEC.CORR.DES TMT.INS.INST.MILES.SPEC.CORR.FAB TMT.INS.INST.MILES.SPEC.CORR.PART TMT.INS.INST.MILES.SPEC.CORR.ASSBY TMT.INS.INST.MILES.SPEC.CORR.INT&T TMT.INS.INST.MILES.SPEC.MIRR TMT.INS.INST.MILES.SPEC.MIRR.DES TMT.INS.INST.MILES.SPEC.MIRR.FAB TMT.INS.INST.MILES.SPEC.MIRR.PART TMT.INS.INST.MILES.SPEC.MIRR.ASSBY TMT.INS.INST.MILES.SPEC.MIRR.INT&T TMT.INS.INST.MILES.SPEC.DET TMT.INS.INST.MILES.SPEC.DET.DES TMT.INS.INST.MILES.SPEC.DET.FAB TMT.INS.INST.MILES.SPEC.DET.PART TMT.INS.INST.MILES.SPEC.DET.PART TMT.INS.INST.MILES.SPEC.DET.PART TMT.INS.INST.MILES.SPEC.DET.ASSBY TMT.INS.INST.MILES.SPEC.DET.INT&T TMT.INS.INST.MILES.SPEC.FLTR TMT.INS.INST.MILES.SPEC.FLTR.DES TMT.INS.INST.MILES.SPEC.FLTR.FAB TMT.INS.INST.MILES.SPEC.FLTR.PART TMT.INS.INST.MILES.SPEC.FLTR.ASSBY TMT.INS.INST.MILES.SPEC.FLTR.INT&T TMT.INS.INST.MILES.GUIDE TMT.INS.INST.MILES.GUIDE.SYS TMT.INS.INST.MILES.GUIDE.SYS.DES TMT.INS.INST.MILES.GUIDE.SYS.FAB TMT.INS.INST.MILES.GUIDE.SYS.ASSBY TMT.INS.INST.MILES.GUIDE.SYS.INT&T TMT.INS.INST.MILES.GUIDE.SYS.ELEC TMT.INS.INST.MILES.GUIDE.SYS.SW TMT.INS.INST.MILES.IT TMT.INS.INST.MILES.IT.ASSBY TMT.INS.INST.MILES.IT.ASSBY.DES TMT.INS.INST.MILES.IT.ASSBY.FAB TMT.INS.INST.MILES.IT.ASSBY.ASSBY TMT.INS.INST.MILES.IT.ASSBY.INT&T TMT.INS.INST.MILES.COMM .LAB .FRE .INS Table 5:2. Level 7 (detail) WBS for MILES. MILES Spectrograph VPH-Exchange Software MILES Spectrograph Camera-Corrector MILES Spectrograph Camera-Corrector Design MILES Spectrograph Camera-Corrector Fabrication MILES Spectrograph Camera-Corrector Purchase MILES Spectrograph Camera-Corrector Assembly MILES Spectrograph Camera-Corrector Integration & Test MILES Spectrograph Camera-Mirror MILES Spectrograph Camera-Mirror Design MILES Spectrograph Camera-Mirror Fabrication MILES Spectrograph Camera-Mirror Purchase MILES Spectrograph Camera-Mirror Assembly MILES Spectrograph Camera-Mirror Integration & Test MILES Spectrograph Detector-System MILES Spectrograph Detector-System Design MILES Spectrograph Detector-System Fabrication MILES Spectrograph Detector-System Purchase MILES Spectrograph Detector-System Purchase MILES Spectrograph Detector-System Purchase MILES Spectrograph Detector-System Assembly MILES Spectrograph Detector-System Integration & Test MILES Spectrograph Filter-Exchange MILES Spectrograph Filter-Exchange Design MILES Spectrograph Filter-Exchange Fabrication MILES Spectrograph Filter-Exchange Purchase MILES Spectrograph Filter-Exchange Assembly MILES Spectrograph Filter-Exchange Integration & Test MILES Guiders MILES Guiders Guide-System MILES Guiders Guide-System Design MILES Guiders Guide-System Fabrication MILES Guiders Guide-System Assembly MILES Guiders Guide-System Integration & Test MILES Guiders Guide-System Electronics MILES Guiders Guide-System Software MILES System Integration and Testing MILES System Integration and Testing Assembly (Full) MILES System Integration and Testing Assembly (Full) Design MILES System Integration and Testing Assembly (Full) Fabrication MILES System Integration and Testing Assembly (Full) Assembly MILES System Integration and Testing Assembly (Full) Integration & Test MILES Commissioning Labor Freight Insurance Page : 70/108 February 15, 2006 5.4 PROJECT SCHEDULE The schedule generated for the MILES project, as shown in Figure 5:2 and Figure 5:3 is highly preliminary. It is based on a notional time frame for the project milestones, as given in Section 5.1 and takes no account of the details of the schedule for the project development through the conceptual and detailed design phases. In order to compress the bulk of the work in the fabrication phase, significant parallel activities will be required and the funding and resourcing profiles will have to accommodate this. Such parallelization is required in order to cope with the extensive delivery time constraints for the major procurements; these include the glass and crystal fabrication and polishing, the piezo-DMs, the large VPHGs and possibility of custom detectors. 5.4.1 Critical Path MILES represents the development of known technology. While the size of optical elements are at the extremes that can presently be procured suppliers, as demonstrated in Section 4 and Appendix III (Competitve Quotes), are willing to quote on such items. It is likely, however, that the critical path will be defined by delivery of these large optics or possibly the detectors, should we choose to have them customized specifically to the MILES cameras. 5.4.2 Gantt Chart A Gantt representation of the notional MILES construction schedule in Figure 5:2 and Figure 5:3 shown below. Page : 71/108 February 15, 2006 Figure 5:2. MILES Gantt chart (part 1) Page : 72/108 February 15, 2006 Figure 5:3 MILES Gantt chart (part 2) Page : 73/108 February 15, 2006 5.5 COST ESTIMATE Based upon a WBS that assumes a 4-barrel MILES oriented with its rotation axis horizontally on the Nasmyth platform, we have developed a Level 7 WBS-based, bottom-up, cost estimate for full MILES construction. The costs have been arrived at by a careful engineering evaluation of the scope of work for each WBS element. For the product-based cost analysis, we took into account cost for: Design labor Fabrication Procurement Inspection and Acceptance Testing labor Assembly labor Integration and Test labor The costing break-down is given in Table 5:3. WBS Number Title TMT.INS.INST.MILES TMT.INS.INST.MILES.MAN TMT.INS.INST.MILES.SYS TMT.INS.INST.MILES.STRUT TMT.INS.INST.MILES.ROT TMT.INS.INST.MILES.ADC TMT.INS.INST.MILES.MASK TMT.INS.INST.MILES.3MfR TMT.INS.INST.MILES.SPEC TMT.INS.INST.MILES.SPEC.COL-1 TMT.INS.INST.MILES.SPEC.COL-2B TMT.INS.INST.MILES.SPEC.COL-2R TMT.INS.INST.MILES.SPEC.COL-X TMT.INS.INST.MILES.SPEC.ART TMT.INS.INST.MILES.SPEC.VPH TMT.INS.INST.MILES.SPEC.CORR TMT.INS.INST.MILES.SPEC.MIRR TMT.INS.INST.MILES.SPEC.DET TMT.INS.INST.MILES.SPEC.FLTR TMT.INS.INST.MILES.GUIDE TMT.INS.INST.MILES.IT TMT.INS.INST.MILES.COMM MILES (Total) MILES Management MILES Systems Engineering MILES Structure MILES Rotator-base MILES ADC MILES MASK MILES 3MfR MILES Spectrograph (Total) MILES Spectrograph Collimator Group-#1 MILES Spectrograph Collimator Group-#2-Blue MILES Spectrograph Collimator Group-#2-Red MILES Spectrograph Col-Exchange Mech. MILES Spectrograph VPH-Articulation MILES Spectrograph VPH-Exchange MILES Spectrograph Camera-Corrector MILES Spectrograph Camera-Mirror MILES Spectrograph Detector-System MILES Spectrograph Filter-Exchange MILES Guiders MILES Systems Integration & Test MILES Commissioning Table 5:3. Cumulative project cost estimates for MILES. Costs include conceptual and preliminary design phases (beginning in 7/06). COST (FY06$K) 53,200 3,600 1,200 600 400 2,700 4,200 10,300 28,000 2,100 4,500 5,800 300 800 4,400 2,900 2,800 4,100 500 1,000 300 700 Page : 74/108 February 15, 2006 The total optics procurement cost is estimated at $1.5M for the ADCs; $2.2M for the 3MfRs and $14.9M for the spectrographs. Of the latter costs, ~80% are accounted for by the cost of the CaF2 components. Adding to this is ~$3.4M in cost for 32 VPH gratings plus filters, giving a total optical procurement cost of $22M or, in other words, ~45% of the cost of the whole project. Adding to this are detector costs and other sundry hardware costs which will bring the ratio of procurement-to-labor costs at >50%. This, more than anything else, points to the conclusion that a very effective way of saving cost would be to descope to a single-barrel version of WFOS. In the case of MILES, this would amount to a cost savings totaling ~$27M (assuming a reduction to 33%, rather than 25%, of the overall optics and associated costs). With additional cost savings coming from a significantly smaller instrument, then a single-barrel version of MILES (we call it WFOS-petite, as described in the following Section 6) would cost something short of ~$20M. Page : 75/108 February 15, 2006 6. WFOS-PETITE: A SINGLE-BARREL VERSION OF MILES 6.1 INTRODUCTION For seeing-limited science on TMT, a D2 gain may be sub-critical. A factor of ~9 in sensitivity gain over the 10-m Keck telescopes may not be enough to justify the substantial cost of building WFOS as presently conceived. While a factor of 9 may appear compelling in an historical context, it has to be balanced by a number of detrimental considerations. Primary amongst these are: The field of view (FoV) of a classical multi-object spectrograph is inversely proportional to D, all else being equal. FoV, or more specifically object multiplex, is a major component of metrics that quantify the information gathering capacity of such a spectrograph. This has the potential for completely negating the D2 advantage. The cost per night on an ELT is a steep, though poorly quantified, function of D. Such increased costs will inevitably translate into reduced access for a given science program. Unless seeing-limited spectrographs for TMT are scaled, at great cost, both in beam-size and FoV, to mitigate these factors, the science they can do is likely, in many cases, to be eclipsed by the current 8-10m telescopes. It is a fact, however, that D2 sensitivity gains in the UV/optical, outside the wavelength régime where AO-correction has limited effectiveness, are themselves significant and hence such arguments cannot be used to rule out seeing-limited, multi-object spectrographs for ELTs completely. Nevertheless it is clearly imperative that great care be taken to optimize these facilities through appropriately targeted strategies and through harnessing the unique attributes that ELTs have to offer. 6.2 THE D4 ADVANTAGE In the simplest terms, object flux is D2 while the spatial resolving power at the diffraction limit, DL (=D/) D. It is clear, therefore, that sky-background flux ( D.DL2 is independent of D and hence sensitivity is D4. This assumes, however that the observations are sky-background noise limited and, more critically, that the objects under study are unresolved at the diffraction limit (DL). Neither of these assumptions are universally valid and hence let us look more closely at the SNR derivations. It is immediately apparent that there are two cases to be considered; the spatially resolved (SNRR) and spatially unresolved (SNRUnR) case. Hence: SNRR = (.D2.. -2 . { [.D2.. -2] + [SBg.D2.. -2] + [NDe.]}-½ (1) while: SNRUnR = (.D2. . { [.D2.] + [SBg.D2.. -2] + [NDe.]}-½ (2) where: is the object flux; is the exposure time; SBg is back-ground flux; NDe is the detector noise. Page : 76/108 February 15, 2006 The 3 bracketed noise terms in the denominators are from object, sky-background and detector. Here the long exposure (faint object) limit is assumed where the detector noise (read plus dark) is taken as approximately proportional to exposure time, . From equations (1) & (2) we can construct the following matrix (Table 6:1). Noise condition Source-limited Sky-limited Detector-limited Spatially … Resolved Unresolved Resolved Unresolved Resolved Unresolved SL D2 D2 D2 D2 D4 D4 Spatial Resolving Power Transition DL D0 D2 D0 D4 D0 D4 Table 6:1 SNR dependences on aperture, D, as a function of noise conditions and spatial resolution. The extremes of spatial resolution at the seeing-limit (SL) and diffraction-limit (DL) are given. Table 6:1 clearly demonstrates that the D4 advantage is not universally confined to the diffractionlimit (DL). Also, at the DL, the index N varies over the full range from 4 to 0. For the purposes of clarity we limit ourselves to the faint object case and hence ignore the source-limited régime. In this context, it is useful to define a critical spatial resolving power, C, (= D/C) where C (<1) defines the value of C where detector noise (NDe) and sky-background noise (SBg.D2. -2) are equal. Table 6:1 can thus be summarized as follows: When > C (including DL, where =1): Observations of spatially resolved objects go as D0, whereas observations of faint, spatially unresolved objects go as D4. At the seeing-limit (SL): All observations go as D2, unless they are detector-noise limited (eg: at very high dispersion) where they go as D4. A natural question then arises: What spectroscopic conditions define the critical spatial resolving power, C, which itself defines the transition from a SL to DL dependency? Clearly the balance between detector noise (NDe) and sky-background noise (SBg.D2. -2), at which C is defined, is a function of system and observational noise parameters but, once these are defined, C is principally a function of spectral resolution. Page : 77/108 February 15, 2006 As an example, let us assume the following spectroscopic parameters for both UV/Optical and NIR observations: Telescope Aperture = 30m Detector read-noise: (CCD) = 2.5e- (rms) ; (HCT) = 7e- (rms) Dark-count: (CCD) = 0.001 Hz/pixel ; (HCT) = 0.02 Hz/pixel Pixel-size: (CCD) = 15m ; (HCT) = 18m Binning: (CCD) = Optimal defined by Nyquist sampling ; (HCT) = No binning Camera speed limit slower than f/2 (otherwise 2-pixels per spectral element) Anamorphism = 1 System efficiency: (B,V,R,I) = 30% ; (U,J,H,K) = 20% Integration time = 4 hours with 8 detector reads Standard values for sky background flux For such parameters we can now calculate the value of C (or the corresponding C) as a function of spectral resolution (R) as given in Figure 6:1; while Figure 6:2 shows the variation in C as a function of wavelength () for a particular spectral resolution, R=4,000. With reference to Table 6:1, one way of interpreting Figure 6:2 is to recognize that, for faint spatially unresolved objects, the critical spatial resolving power, C, defines the transition from a D2 to a D4 dependency. For the case of TMT, assuming standard spectroscopic parameters (as listed above) and a spectral resolution of R~4,000, critical spatial resolutions of typically 100mas are indicated. Significantly coarser than this, one is in a sky-background noise, D2, régime while significantly finer than this, one is in a detector noise, D4, régime. Now for TMT, a 100mas spatial resolution (at ~ 1m) is equivalent to C ~0.07 and hence is a very long way from the diffraction-limit (DL). The notion that D4 science is the exclusive preserve of the diffraction limit is therefore quite inappropriate. Page : 78/108 February 15, 2006 Spatial Resolution (mas) Background limits 300 R~4,000 R~4 ,000 250 U-band V-band I-band H-band 200 150 100 50 0 0.00 2.00 4.00 6.00 Log(R) Figure 6:1 In this plot the ordinate (or y-axis) defines C in terms of spatial resolution (in mas) for a range of spectral resolving powers (R) for four photometric bands. Spatial Resolution (mas) Critical Spatial Resolution at R=4000 180 160 140 120 100 80 60 40 20 0 0.000 2-pixel 2-pixel sampling 1-pixel 1-pixel sampling 0.500 1.000 1.500 2.000 2.500 Wavelength (um) Figure 6:2 As in Figure 1, the ordinate defines C in terms of spatial resolution (in mas) but now for a fixed spectral resolution (R=4,000) for all wave-bands from U through K. The improvement in spatial resolution (C) obtained in the case of under-sampled spectral information (eg: 1-pixel per spectroscopic slit) is highlighted. Page : 79/108 February 15, 2006 6.3 SEEING-LIMITED SCIENCE ON TMT: We have demonstrated in the above analysis that it is not necessary to achieve the diffractionlimit in order to be in the D4 science régime; a factor of ~10 coarser spatial resolution may be sufficient in many circumstances however, in order to achieve such intermediate s, near-DL adaptive optics (such as promised through techniques such as MOAO) may be sufficient. Nevertheless, seeing-limited, UV/Optical, spectroscopy at intermediate (R~5,000) spectral resolution is firmly in the D2 régime even if enhanced through some variant of Ground-layer AO. So how can it be defended? It is an undeniable fact that UV/Optical spectroscopy on TMT is scientifically compelling, however in order to justify a significant investment in such instrumentation we are required to optimize sensitivity, object multiplex and FoV in a manner which takes maximum benefit from the increased aperture while being affordable in the context of a telescope whose main advantages lie towards the DL régime. Furthermore such SL instrumentation is simultaneously required to be maximally efficient for single object spectroscopy. One way of achieving such ends is to take advantage of the simplest AO configuration (SLGLAO). As demonstrated in our Section 3.3.3 very significant sensitivity enhancements (factors >5) can be achieved in good atmospheric turbulence conditions, well in advance of the more normally invoked GLAO. Indeed, in exceptional circumstances improvements down into the UV can be achieved. Most importantly however, the FoV over which such corrections can be effected is directly proportional to D. Thus SLGLAO is uniquely suited to TMT and we conclude that seeing-limited spectroscopy should be configured to allow for such correction when the atmospheric conditions permit. 6.4 CONCLUSIONS In attempting to balance the significant investment foreseen in WFOS with realistic expectations of its gains in the context of existing 8-10m telescopes, as analyzed in Section 6.2, we feel it necessary to examine the arguments for de-scoping some of its more grandiose ambitions. What, in the SRD requirements as repeated below, are negotiable in the context of optimizing the inherent gains afforded by a 30m aperture? WFOS requirements summary: a. b. c. d. e. f. g. Wavelength range: 0.31 – 1.0µm (required); 0.3 – 1.3µm (goal) Field of view: 75 arcmin2 (required), 300 arcmin2 (goal) Total slit length: ≥ 500” Image quality: ≤ 0.2” FWHM over any 100nm wavelength interval Spatial sampling: < 0.15”/pixel (required); < 0.1”/pixel (goal) Spectral resolution: R0.75 <5000 for 0.75” slit (required); R0.75 <6000 (goal) Throughput: ≥ 30% from 0.31 – 1.0µm Page : 80/108 February 15, 2006 In examining the Detailed Science Case for WFOS several relevant messages emerge: UV coverage is a priority; There is a strong case for preserving, if not increasing, the spectral resolution requirement; For faint spatially resolved targets, slit-width/resolution product should not be sacrificed; Throughput is, always, a premium. With regard to the latter point, it is clear that WFOS represents the only facility that is capable of delivering maximally efficient UV/Optical, intermediate dispersion, spectroscopy for TMT. As such it should be capable of utilizing, to a maximal extent, all technological developments that can lead to throughput enhancement, not just as averaged over a wide-field but also for single object work. TMT is likely to be the largest telescope on the planet for at least a decade; for its efficiency, for targeted single object work, to be compromised through the requirement for a wide field is an issue that should be studied very carefully in the context of the science that can be achieved on smaller rival telescopes. Such an analysis leads us to the following conclusions: i. Awaiting the arrival of an AM2 will unfortunately delay any modest GLAO efficiency gains for an instrument which is expecting to occupy a large fraction of TMT’s available sky time in the first few years. On the other hand a first-light SLGLAO capability on MILES will give dramatic gains in SNR for objects within ~2’ of the field center while being no less efficient than classically GLAO (using AM2) at the periphery of the field; ii. In a fiscally constrained environment the investment in instrumentation should be weighted to give TMT maximal competitive advantage. The analysis in Section 6.2 demonstrates that great care should be taken to make sure that seeing-limited TMT facilities such as WFOS should be optimized for work that will remain unique to its large aperture. One possible way of balancing the cost/performance trade for WFOS is therefore to de-scope field of view; clearly a 4-barrel concept is begging for such a trade. We have therefore examined the cost of such a de-scope on the assumption that the TMT Science Advisory Committee would countenance a ~5’ FoV (with consequent loss of object multiplex) rather than its current ~10’ FoV, as defined in the SRD. The cost savings have been estimated from the costing analysis presented in Section 5.5. The dominant optics costs have been reduced by a factor of 3 (rather than 4) in order to take account of supplier tooling costs. Furthermore, no account has been taken to estimate the cost reduction coming simply from the massive reduction in the scale of the instrument; rather we have taken our procurement and labor estimates from the PBS analysis factoring appropriately. Nevertheless the full-up cost of a single-barrel MILES (referred to here as WFOS-petite) is significantly less than $20M, a figure we feel appropriately balances cost with performance for a WFOS instrument on TMT. Another attractive feature of such a single-barrel WFOS-petite that Caltech’s COO team can hardly ignore, is that fact that the expensive and complex 3MfR focal-reducer system, required for off-axis use in the MILES 4-barrel concept, can be replaced with a simple, all-spherical, 1:1 Offner relay. Just such a relay has been designed for Caltech’s TiPi instrument with all the laser guide star and deformable mirror infrastructure required for SLGLAO. The MILES spectrograph Page : 81/108 February 15, 2006 would have to be modified to operate at f/15 rather than f/7.5 and hence the multi-slit masks would be physically twice the size. While the spectrograph collimator would also have to accommodate the larger linear field, an ~800mm diameter fused silica front element is not impractical; the remaining collimator and camera optics, while being re-optimized, are of roughly the same dimensions as in the MILES prescription. An outline sketch of our WFOS-petite instrument, as interfaced with the TiPi Offner relay and with a preliminary optical design from Damien Jones, is shown in Figure 6:3. While the instrument is still very long, given the need to accommodate the slower f-ratio while retaining the beam-size, it rotates now about a vertical axis thus simplifying greatly the mechanical flexure issues. It is also shown protruding through the Nasmyth platform (a possibility earlier invoked by the HIA’s WFOS team for similar reasons); this may or may not be acceptable to the TMT’s telescope project. If not, other configurations of both the Offner and WFOS-petite may have to be considered. Finally and most importantly, being now an f/15 system, WFOS-petite does not need the Offner relay when doing simple, non-AO assisted observations. By flipping the 45° fold mirror so that it directs the light down into the Nasmyth basement rather up to the Offner relay and by rolling WFOS-petite beneath it to the new optical axis, a seeing-limited version of the instrument is created which no longer has to suffer the reflection losses imposed by the Offner’s 3-mirror train. We get the best of both worlds; a pure seeing-limited instrument which accept the native f/15 Nasmyth focus and a SLGLAO-compensated instrument for use when the atmospheric and observing conditions are favorable. WFOS-petite thus represents our vision for the way ahead for WFOS on the TMT. It is compliant with all aspects of the WFOS requirements except for field of view; its throughput performance is optimized not just for seeing-limited work but through use of the SLGLAO facility when appropriate; its cost is in-scale with a seeing-limited facility on a 30m telescope; and it shares very significant AO infrastructure with IRMOS, should Caltech’s TiPi concept be chosen. We rest our case. Page : 82/108 February 15, 2006 45° flip mirror 3-mirror Offner relay GLAO DM LGS Dichroic ADC Collimator Articulated Camera Figure 6:3 A sketch of WFOS-petite showing one (red) ADC barrel of MILES, a 45° fold to the vertical axis, the 3-mirror Offner relay, the dichroic LGS splitter and one (yellow) barrel of the MILES spectrograph shown protruding below the Nasmyth platform. The bottom “box” represents the space for the camera articulation; the whole of the (yellow) spectrograph, including this “box”, rotates on a vertical axis underneath the stationary Offner relay, mitigating the otherwise serious flexure issues associated with a horizontal mount. Page : 83/108 February 15, 2006 7. REFERENCES Taylor K. (1997) “Spectroscopic Techniques for Large Optical/IR Telescopes” Instrumentation for Large Telescopes (IAC Winter School Series: ed. J. M. Rodriguez Espinosa, A.Herrero and F.Sanchez), publ. CUP, p123. 1 2 Swain et al. 2004, SPIE 5499 3 http://www.nasatech.com/Briefs/Mar04/NPO30580.html Page : 84/108 February 15, 2006 Goodman Laboratory Technical Report 8. APPENDIX I (VPH GRATINGS) VPH Gratings in the MILES Spectrograph J. Christopher Clemens UNC Physics and Astronomy Chapel Hill, NC 27599 8.1 VPH GRATINGS IN THE CONTEXT OF 30 METER TELESCOPES There are two “scale mismatch” problems facing the designer of optical instruments for 30 meter telescopes. The first is the mismatch between the f/15 plate scale and the natural size of pixels in a charge-coupled device (CCD). At the focal plane a pixel subtends only about 7mas, and this imposes a requirement for large demagnification factors in re-imaging systems if they are to avoid excessive over-sampling of the expected point spread function. The result is inevitably the specification of a camera with near unity f-ratio. The second mismatch is between the spatial frequency of optical gratings and the enormous pupils that will be required to reach respectable resolutions. The total number of grooves that must be illuminated can exceed 106, a number difficult or impossible to rule by mechanical means. The solution is to rely upon optically recorded devices, particularly volume phase holographic (VPH) gratings. These can mitigate some of the problems, but are not a panacea. In this section we discuss the benefits and limitations that must be considered in designs that employ VPH gratings. It is helpful to review some of the relevant constraints regarding the use of VPH gratings 1. At optical wavelengths, the difficult regime for VPH gratings is on the low density (300-450 l/mm) end, because efficient gratings become too thick to produce easily. This is especially true in the UV. 2. VPH gratings work near Littrow, which means they do not introduce large anamorphic factors. Consequently, their use is best suited for cameras having minimal central obscuration. Page : 85/108 February 15, 2006 Goodman Laboratory Technical Report 3. VPH gratings can reach high dispersions, but the high working angles required cause a de-phasing of the two polarization states and consequently lower efficiencies. For a fixed pupil size, VPH resolving power depends only on the working angle (see discussion below), so there is an efficiency penalty for increasing the resolving power by increasing the grating angle. 4. The efficiency envelope of VPH gratings changes with incident angle. In multiobject spectrographs, slits that are not aligned with the field center can illuminate the grating at significantly different angles, resulting in poor efficiency curves off-axis. 5. The largest monolithic gratings currently produced are about 350 mm. Larger gratings must be mosaics, and will introduce pupil obscuration at the joints between segments. The size of this obscuration will be no less than the projected thickness of the glass at the largest working angle, and may be even larger. Together, the advantages and the limitations of VPH gratings define a state space that is conditioned by the imposed spectrograph specifications into a fitness landscape. While it is generally no trouble to find an acceptable maximum on this landscape, it is also possible that small changes in key specifications can reform the landscape into one with far higher maxima, representing better and more cost-effective designs. Thus it is highly unlikely that a set of specifications drafted on science requirements alone will result in an optimum solution incorporating VPH gratings. For this reason, it is wise to leave the specifications soft until the design spaces are well-explored. This is a principle that the OCDD-based approach to specification does not emphasize strongly enough. This report is a supplement to the MILES costing study commissioned by the TMT project. Its purpose is to assess the baseline design with respect to its use of VPH technology, and to further assess whether modifications to the design might result in significant cost savings or performance enhancements. 8.2 THE IMPORTANCE OF THE MAXIMUM WORKING ANGLE The grating equation in Littrow, which is also the Bragg equation, represents the optimum or near-optimum working angle for a specific choice of VPH grating period and central wavelength. m (sin( ) sin( )), . Its derivative with respect to the output angle gives the angular dispersion: Page : 86/108 February 15, 2006 Goodman Laboratory Technical Report cos( ) . Reciprocating this and multiplying by yields an expression for the resolving power R: R . cos( ) But if we assume first order operation at Littrow ( = ), we can substitute the grating equation to find: R 2 tan( ) . Thus the resolving power achieved for the slit-limited case, which is typically the relevant one for optical spectrographs, depends only upon the (angular) slit width and the grating working angle . Consequently, the choice of maximum allowable working angle is as important as pupil size in defining maximum VPH spectrograph resolution (collimator pupil size appears implicitly in the above equation as a component of slit width dIt is clear then, that the most significant trade in VPH spectrograph design is between pupil size and maximum allowable working angle The penalty for increasing R by enlarging the pupil is higher cost, while the penalty for increasing R by using larger incident angle is lower efficiency. The relevant costs are generally familiar to designers of opto-mechanical systems, but the efficiency losses have not previously been quantified. Rigorous coupled wave analysis (RCWA) of various model diffraction gratings shows that peak efficiency also scales solely with working angle. Figure 1 below presents the RCWA-derived values for the peak efficiency as a function of incident angle . It is possible to design narrow bandwidth gratings (Dickson gratings) that circumvent these efficiency losses, but these are not general purpose devices and we do not consider them in this study. Page : 87/108 February 15, 2006 Peak Efficiency Goodman Laboratory Technical Report 100 98 96 94 92 90 88 86 84 82 80 15 25 35 45 Grating Angle Figure 8:1: The drop in VPH efficiency maxima at large working angle due to polarization effects. Surface reflection losses are not included. An additional efficiency loss associated with the higher working angles arises because at a fixed wavelength, higher line density is required to achieve the same resolving power. Higher line density makes the grating bandwidth narrower. This effect is shown in figure 2 for two different trades between pupil size and maximum working angle. In this example the system demagnification was kept constant, i.e. the collimator and camera focal lengths were changed by the same fraction. The average efficiency degradation in this example is about 50% greater than the decrease in peak efficiency (a 15 % loss rather than 10%). Page : 88/108 February 15, 2006 Goodman Laboratory Technical Report Figure 8:2: Efficiency curve for a 400 mm pupil WFOS at maximum working angle of 37 degrees (1800 l/mm grating, blue line) and the same curve for a 300 mm pupil WFOS at a maximum working angle of 45 degrees (2120 l/mm grating, red line). The bars denote typical CCD coverage, which is the same in each case because the camera f ratio was held constant. There is one more significant item, particular to VPH gratings, that must be considered in the trade between pupil size and working angle. Decreasing the pupil size also linearly increases the field angle at the collimator exit pupil, which increases the wavelength shift in efficiency envelopes for off-axis targets. In imaging spectrographs there is no danger that the efficiency maximum will shift off the edge of the CCD, because it must still obey the Bragg condition and the camera usually accepts greater field angles than the collimator in the dispersion direction. The danger is that the efficiency will be reduced to unacceptable values for stars near the edge of the field. This is unlikely for high working angles, because the peak efficiencies change slowly with angle. Indeed RCWA experiments confirm that at maximum resolution, performance at the field edge is only mildly degraded, and comparable for all reasonable choices of pupil size. However, for low line density gratings, the efficiency maximum is a sensitive function of field angle, and the peak efficiency can be substantially reduced for objects near the field edge. Here, smaller pupils gain the advantage because at comparable resolutions they have higher line densities and therefore less sensitivity to input angles. Moreover, they can reach lower resolutions before falling out of the thick grating limit, perhaps eliminating the need to switch to ruled reflection gratings for low dispersion work. Page : 89/108 February 15, 2006 Goodman Laboratory Technical Report 8.3 ASSESSMENT OF THE MILES CONCEPT With the context just provided, it is now possible to assess the MILES concept more intelligently. The temptation is often to push the pupil size to its maximum conceivable value to get the highest resolving power. However, larger pupils incur stiff penalties in cost, weight, and complexity. For VPH spectrographs, they also degrade performance at the low resolution end, which may be a significant problem. A more sensible approach is to design the simplest and smallest spectrograph that meets the requested specifications. This is standard we will apply to the MILES concept. On the front end, MILES has an ADC followed by four 3-Mirror focal reducers that divide the field into fourths, and enable ground layer adaptive optics corrections. Unless the GLAO system allows consistently narrower slits, thereby relaxing the pupil-size vs. maximum working angle requirements, its presence is neutral to VPH driven design trades, and must be judged on some other basis that lies beyond the scope of this document. The focal reducer feeds a (de-magnified) focal plane where slits are placed, and afterwards the light passes into 3000 mm collimators, producing 400 mm collimator exit pupils. The f/1.2 cameras reduce the scale to 0.086”/pixel and incorporate 3kx6k detectors covering a 4.33’ field of view. As table 1 shows, this design reaches the required resolving power of 5000 at a maximum working angle of 35 degrees. This spares the additional 10-15% loss that would be incurred by working at 45 degrees, while keeping the option to reach R ~7500 at lower throughput. Line density (l/mm) 400 600 1200 1800 2400 3000 maximum alpha (degrees) pupil size (mm) focal length camera (mm) imaging scale ("/mm) imaging scale ("/pix) 0.75" res. element (mm) 0.75" res. Element (pix) imaging field (3k x 3k) central wavelength at blue end (6k red end (6k wavelength maximum alpha angular dispersion resolving power R detector) detector) coverage 2.87 2.05 5131.14 2.67 3.05 0.38 1.91 1.37 5131.14 1.78 2.04 0.25 0.96 0.68 5131.14 0.89 1.02 0.13 0.64 0.46 5131.14 0.59 0.68 0.08 0.48 0.34 5131.14 0.45 0.51 0.06 0.38 0.27 5131.14 0.36 0.41 0.05 35 400 480 5.725 0.086 0.131 8.734 4.294 Table 8:1: Summary data for 400 mm pupil MILES configuration at maximum working angle of 35 degrees. The resolving power at this angle is ~5000. The low line density gratings do not function in this regime. Page : 90/108 February 15, 2006 Goodman Laboratory Technical Report The MILES camera is a Schmidt design that vignettes less than 4% of the field. Additional vignetting of perhaps 1-2% will come from the requirement that the gratings be fabricated as mosaics with masked borders between the individual segments. The gratings proposed for MILES and their theoretical efficiency curves are shown in the figures below. We have conservatively assumed for the purposes of this study that the thinnest practical DCG layer is 5 microns. Figure 8:3: 3000 l/mm grating necessary to achieve highest resolutions at the UV/blue end of the instrument bandpass. The curves represent the efficiencies at working angles 33-45 degrees (from left to right) in increments of 3 degrees. The CCD coverage (not shown) is about 50 nm at this dispersion. This grating is 5 microns thick with a 0.035 variation in the refractive index. Page : 91/108 February 15, 2006 Goodman Laboratory Technical Report Figure 8:4: 2400 l/mm grating shown at angles from 25 to 45 degrees (left-to-right) in 5 degree increments. The vertical bars show the edge of the CCD for the 35 degree curve. The other curves have comparable wavelength coverage. This grating is 5 microns thick with 0.050 index variation. Figure Figure 8:5: 1800 l/mm grating shown at angles from 25 to 45 degrees (left-to-right) in 5 degree increments. The vertical bars show the edge of the CCD for the 35 degree curve. This grating is 5 microns thick with 0.085 index variation. Page : 92/108 February 15, 2006 Goodman Laboratory Technical Report Figure 8:6: Efficiency curves for blue blazed and red blazed 1200 l/mm gratings. The blue lines are angles of 10-25 degrees for a 5 micron grating with 0.05 index modulation. The red lines are angles 25-40 degrees for a 5 micron grating with 0.1 index modulation. Figure 8:7: 600 l/mm blue grating at angles from 5-17 degrees in increments of 2 degrees. This grating is 9 microns with a modulation of 0.03. The greater thickness is necessary for efficient scattering at low line density in the blue. Page : 93/108 February 15, 2006 Goodman Laboratory Technical Report Figure 8:8:600 l/mm red grating at angles from 11-17 degrees in increments of 2 degrees. This grating is 5 microns with a modulation of 0.09. Page : 94/108 February 15, 2006 Goodman Laboratory Technical Report Figure 8:9: 350 l/mm grating that works efficiently over the entire instrumental bandpass. The angles shown are 4, 6, 8, and 10 degrees, with CCD edges shown for the 6 degree case. This example also illustrates how the efficiency drops for 2 degree field angle changes (equivalent to 1.7’ offset from center field), and demonstrates that MILES will have good performance even for objects near the field edge. It also shows that MILES will no require reflection gratings at low density. Page : 95/108 February 15, 2006 Goodman Laboratory Technical Report 8.4 POSSIBLE CHANGES TO THE MILES CONCEPT DESIGN The MILES concept meets or exceeds all significant specifications for a TMT WFOS instrument. In this section we ask what changes, if any, might be made either to optimize the design or to reduce its cost. Should the pupil size be increased? Increasing the pupil size would not result in MILES fulfilling any specification it does not already meet. A larger pupil would increase the grating efficiency only marginally (~ 5%) at fixed resolving power by allowing smaller working angles. It would also allow resolving powers far in excess of the specifications. Since the gratings required are already 2x2 mosaics, they would not become any more complex or expensive until they reached ~700 mm size. Nonetheless, the entire instrument would grow larger, heavier, and considerably more expensive as the pupil size increased. A 400 mm pupil is already cutting-edge in astronomy, the modest gains possible by further enlargement do not appear to warrant the extra cost and complexity. Moreover, a larger pupil spectrograph would sacrifice efficiency and wavelength coverage at the low resolution end, and might require alternative dispersers for the low resolution, broad wavelength modes. Should the pupil size be decreased? It is possible to shrink the pupil somewhat and still maintain the specified resolution without exceeding working angles of 45 degrees. Table 2 shows that a 300 mm pupil coupled with grating angles of 45 degrees reaches R=5500, exceeding the baseline specification. Moreover, pupil sizes below ~308 mm allow the use of monolithic gratings instead of mosaics, thus removing one difficult technology and saving approximately 2.5 million dollars for a 4-barrel system with 8 gratings in each spectrograph. Finally, the low resolution VPH gratings would yield better efficiency and greater spectral coverage by operating at higher angles (for fixed resolving power). However, figure 9 demonstrates that MILES is already a competent instrument using VPH gratings at low dispersion. Page : 96/108 February 15, 2006 Goodman Laboratory Technical Report Line density (l/mm) 400 600 1200 1800 2400 3000 central wavelength at blue end (6k red end (6k wavelength maximum alpha angular dispersion resolving power R detector) detector) coverage 3.54 1.77 5496.02 3.30 3.74 0.44 2.36 1.18 5496.02 2.20 2.49 0.29 1.18 0.59 5496.02 1.10 1.25 0.15 0.79 0.39 5496.02 0.73 0.83 0.10 0.59 0.29 5496.02 0.55 0.62 0.07 0.47 0.24 5496.02 0.44 0.50 0.06 maximum alpha (degrees) pupil size (mm) focal length camera (mm) imaging scale ("/mm) imaging scale ("/pix) 0.75" res. element (mm) 0.75" res. Element (pix) imaging field (3k x 3k) 45 300 360 5.725 0.086 0.131 8.734 4.294 Table 8:2: Summary data for 300 mm pupil MILES configuration at maximum working angle of 45 degrees. Unfortunately, shrinking the pupil also has some ill effects. It decreases efficiency at the highest resolutions by 10-15% (see figures 1 and 2). It also increases the relative obscuration inside the Schmidt camera from ~ 4% to ~7%. However, if the smaller camera aperture allows an all refracting design, such as proposed by Epps, this might eliminate the central obscuration entirely, mitigating the other efficiency losses. A refracting camera might also eliminate the need for a curved CCD and would certainly reduce the size of the largest CaF2 element. Finally, the reduction in weight and size that comes with the reduced pupil would lower both price and risk in the mechanical support structure. 8.5 CONCLUSIONS In its current form, the MILES spectrograph concept has negotiated the design trades very well. It has proved possible to design an attractive, all-VPH complement of gratings that deliver superb performance at resolving powers up to 5000, and can reach 7500 at a 10-15% reduction in efficiency as long as the mechanical option to articulate the camera to 90 degrees is retained. There are no compelling VPH-based arguments for adding cost and complexity by enlarging the pupil, and are even reasons not to do so based on low resolution performance. These would have to be studied more carefully to reach firm conclusions. One possible change that may be worth investigating is the reduction of the pupil to a size below 308 mm, which would allow the use of currently-available monolithic VPH gratings. This option should only be considered if the commensurate reduction in camera aperture allows a change to a lower risk refracting design without central obscuration. A ~300 mm pupil instrument will not be able to reach resolving powers in excess of the baseline specifications without serious compromises in efficiency and additional mechanical complexity. Page : 97/108 February 15, 2006 Goodman Laboratory Technical Report As an alternative to reducing the pupil size, the MILES team may wish to study the feasibility of funding improvements to existing VPH production facilities. An increase in the size of holographic exposure optics and the materials handling facilities might return dividends for significant purchases. PRIME OPTICS 17 Crescent Road EUMUNDI Q 4562 AUSTRALIA TMT WFOS 4-Barrel Competitive Quotations 9. APPENDIX II (OPTICS PRINCIPLES) 9.1 PREAMBLE This document is a description of the generic principles behind the Caltech TMT WFOS proposal. A preliminary optical design is presented. 9.2 OPTICAL PRINCIPLES 9.2.1 Telescope An aplanatic Gregorian telescope with an f/1 primary delivers an f/15 image on a convex image surface at its Nasmyth focus. A concave object surface is thus presented to downstream optics. This is a very favorable situation for balancing these optics’ residual field curvature. The telescope image surface is divided into 4 square “panes” of area 18.75 square arc minutes each. The “frame” between the “panes” is 3 arc minutes “thick” so as to eliminate overlap in the downstream optics. The centre of the “window” so formed coincides with the vertex of the telescope image surface. 9.2.2 Focal Reducer Page 98 Telephone : Facsimile : +61-7-5442 8831 Local Time : +61-7-5442 8804 EMail : UT + 10 Prime_Optics@bigpond.com PRIME OPTICS 17 Crescent Road EUMUNDI Q 4562 AUSTRALIA TMT WFOS 4-Barrel Competitive Quotations An asymmetric Offner configuration (3MfR) with anamorphic figuring on each of its 3 mirrors (M1, M2 & M3) delivers an f/7.5 near-telecentric focus on a convex image surface of radius 2 meters. The 3MfR is a special case of a TMA (triple-mirror anastigmat) in an asymmetric Offner-like configuration. If M2 (of curvature c2) is stipulated to be the internal pupil then the system can be made naturally telecentric with a magnification of m (-1 < m < 0). m is chosen here to be -1/2. Thus M1 (of curvature c1) is positioned such that its center of curvature coincides with the centre of its object surface (here a “pane” on the telescope focal surface). M2 is placed at the standard focal point of M1; or half the distance backwards towards M1's centre of curvature. Similarly, it is also at the standard focal point of M3 (of curvature c3) which has -1/m times the curvature of M1. A telecentric output is delivered by M3 with a focal point at its own centre of curvature. A paraxial schematic is shown below in Figure 1. Page 99 Telephone : Facsimile : +61-7-5442 8831 Local Time : +61-7-5442 8804 EMail : UT + 10 Prime_Optics@bigpond.com 17 Crescent Road EUMUNDI Q 4562 AUSTRALIA PRIME OPTICS TMT WFOS 4-Barrel Competitive Quotations Figure 1 : 3MfR paraxial schematic In an ideal world, the input to the 3MfR would be telecentric on a flat field. This is far from the case with the TMT. The telescope pupil is imaged onto M2 by adjusting the power of M1 whilst the object field curvature is compensated within the 3MfR itself. This is achieved by changing the curvature of M2 and the back focal length (t4). Fortunately, the magnification of the system is independent of c2 and is, in fact, inversely proportional to the product of c3 and y2 viz.: m 1/c3 y2 Page 100 Telephone : Facsimile : +61-7-5442 8831 Local Time : +61-7-5442 8804 EMail : UT + 10 Prime_Optics@bigpond.com PRIME OPTICS 17 Crescent Road EUMUNDI Q 4562 AUSTRALIA TMT WFOS 4-Barrel Competitive Quotations where y2 is the paraxial marginal ray height at M2. It can be shown that, for a resultant flat image field : c2 = c1 + c3 - Pc1 where P = cT /2 c1 ; and cT is the curvature of the input object surface. The back focal length, t4 , is given by: t4 = m t1 (1 + 2mP) where t1 is the front focal length (refer to Figure 1) which is fixed at the radius of curvature of M1. The resultant image field curvature can be tailored to match downstream optics by including its value in cT when calculating P. Thus we can make the 3MfR produce an f/7.5 output on a convex image surface of radius 2 meters. It is conceivable that the internal stop on M2 can be used as an adaptive optic. 9.2.3 Collimator The now concave object surface presented by the 3MfR is ideal for a dioptric collimator with a focal length of around 2 – 3 meters. Such is the case here. A collimator pupil diameter of 400 mm is chosen which, with an f/7.5 input, implies a focal length of 3 meters. 2 positive groups form the collimator: one close to the object, the other close to the stop. The group closest to the object is common to both blue (310 – 560 nm) and red (560 – 1000 nm) wavebands. The group closest to the stop is swapped for each band. Page 101 Telephone : Facsimile : +61-7-5442 8831 Local Time : +61-7-5442 8804 EMail : UT + 10 Prime_Optics@bigpond.com PRIME OPTICS 17 Crescent Road EUMUNDI Q 4562 AUSTRALIA TMT WFOS 4-Barrel Competitive Quotations High-quality panchromatic coverage is not possible with a single optic because there are only 2 materials that transmit adequately at 310 nm and that are available in large chunks: Calcium Fluoride and fused Silica; and these are not well-matched chromatically. 9.2.4 Camera A panchromatic f/1.2 Schmidt configuration is used to image onto a curved detector. It has a doublet aspheric corrector plate and a weak field corrector. The field coverage is approximately twice that of the field presented for imaging to allow for spectroscopy. 9.3 OPTICAL PRESCRIPTION The optical prescription is presented as a multi-configuration file in ZEMAX format. There are 4 configurations for each “pane” in the “window” in star-space. 9.4 OPTICAL PERFORMANCE The average imaging performance at the camera focal surface is slightly better than ¼ arcsec RMS diameter. The predominant system property limiting this performance is the curvature of the telescope focal surface. This in turn is strongly dependent on the speed of the primary. 9.5 REMARKS A “4-barrel” WFOS proposal delivers better than 0.25 arcsecond RMS imagery over a 75 square arc minute field presented by an f/15, 30 meter telescope. Page 102 Telephone : Facsimile : +61-7-5442 8831 Local Time : +61-7-5442 8804 EMail : UT + 10 Prime_Optics@bigpond.com PRIME OPTICS 17 Crescent Road EUMUNDI Q 4562 AUSTRALIA TMT WFOS 4-Barrel Competitive Quotations The system is amenable to adaptive optics correction in each of its 4 arms and can perform multi-object spectroscopy. There is no atmospheric dispersion compensation although previous work indicates an adequate performance can be obtained with a direct vision doublet prism (DVDP) upstream of the telescope focus but still within the envelope of the instrument itself. A later revision of the design will incorporate such an ADC. Page 103 Telephone : Facsimile : +61-7-5442 8831 Local Time : +61-7-5442 8804 EMail : UT + 10 Prime_Optics@bigpond.com 17 Crescent Road EUMUNDI Q 4562 AUSTRALIA PRIME OPTICS TMT WFOS 4-Barrel Competitive Quotations 10. APPENDIX III (COMPETITVE QUOTES) Caltech WFOS ROM Costings Version 1.0, 13 February 2006 Damien Jones, Prime Optics (opticsfx@bigpond.net.au) (djaj@astro.caltech.edu) 10.1 PREAMBLE These ROM costings returned in response to a request broadcast in December 2005. All but one returned just in time (i.e. February 10); the exception being a reply within 48 hours from LightWorks Optics. Coincidentally, this ROM cost was also the lowest, at least on those parts other than those using Calcium Fluoride (CaF2). All the costings include the bare finished optics, including coatings, delivered. Page 104 Telephone : Facsimile : +61-7-5442 8831 Local Time : +61-7-5442 8804 EMail : UT + 10 Prime_Optics@bigpond.com PRIME OPTICS 17 Crescent Road EUMUNDI Q 4562 AUSTRALIA TMT WFOS 4-Barrel Competitive Quotations 10.2 THE QUOTES 10.2.1 Tinsley (Quotation no. 2069) Rich Goeden obtained this quote in March 2004 and it would probably be more or less the same in today’s money. The quote was for the 3 3MfR mirrors and is an interesting comparison with some of the other quotes. Contact details are: Clayton R Sylvester (Sales/Contracts), TINSLEY 4040 Lakeside Drive, RICHMOND CA 94806-1963 Tel (510) 222 8110 10.2.2 Saint-Gobain Crystals Saint-Gobain are quoting on the manufacture of the CaF2 blanks and hence all the other quotations hinge on this as they are the only manufacturer with the capacity to make blanks of the required size. Thus their quote meshes in neatly with the rest. Contact details are: Jeff Rioux, Product Manager (Gov't / Military / Aerospace) Saint-Gobain Crystals Tel: (603)-673-5831 ext 309 www.photonic.saint-gobain.com Page 105 Telephone : Facsimile : +61-7-5442 8831 Local Time : +61-7-5442 8804 EMail : UT + 10 Prime_Optics@bigpond.com PRIME OPTICS 17 Crescent Road EUMUNDI Q 4562 AUSTRALIA TMT WFOS 4-Barrel Competitive Quotations 10.2.3 Goodrich-Danbury Goodrich-Danbury quoted on all the components except for the camera mirror and those containing CaF2. There was no breakdown of the total ROM costing so I have split the total into reasonable proportions and shown these values in the Table. They also did not include the material cost of the fused Silica so I have added this in at USD0.7/cm3. Contact details are: Warren C. Wilczewski (Manager, Contracts) Goodrich Corporation, Danbury, CT 06810 Tel (203) 797 5572 warren.wilczewski@goodrich.com 10.2.4 SAGEM DS SAGEM quoted for entire subsystems and also neglected all the components in the camera. However, their estimates can still be compared in groups. I used an exchange rate of USD1.21/€1.00. Contact details are: Frédéric ADELAÏDE, Product Manager, Sagem Défense Sécurité Optronics & AirLand Systems Division, REOSC Tel +33 1 69 89 76 41 / +33 6 23 64 73 18 Email : frederic.adelaide@sagem.com 10.2.5 SAGEM Défense Sécurité Etablissement de Saint-Pierre-du-Perray - Département REOSC Avenue de la Tour Maury 91 280 Saint Pierre du Perray FRANCE Page 106 Telephone : Facsimile : +61-7-5442 8831 Local Time : +61-7-5442 8804 EMail : UT + 10 Prime_Optics@bigpond.com PRIME OPTICS 17 Crescent Road EUMUNDI Q 4562 AUSTRALIA TMT WFOS 4-Barrel Competitive Quotations 10.2.6 LightWorks Optics LightWorks Optics replied very quickly, stating that they had recently had experience with a similar sized set of optics (at least some of the mirrors) and hence were in touch with approximate costs and risks. I used a volumetric cost of USD0.7/cm3 again for fused Silica to augment their rather sketchy estimates so that they could be compared readily with the others. They did not want to make a commitment on the CaF2 components nor on M1 because this was bigger (by about 400 mm) than their equipment could handle. Again, based on the sketchy estimates, I have included a cost for the camera mirror, CM2, as this was absent from all the other quotes. Contact details are: Dan Barber (Business Development) LightWorks Optics 14242 Chambers Road, TUSTIN CA 92780 Tel (714) 247 7109 Email : dbarber@lwoptics.com 10.3 REMARKS Saint-Gobain and Goodrich-Danbury were communicating independently regarding the manufacture and finishing of the CaF2 components. It would seem prudent to spread the work between these two and LightWorks Optics, whose estimates for the remaining optics are less by at least 50%, in some cases. It is quite likely that LightWorks Optics is a more flexible outfit than either TINSLEY, Goodrich-Danbury or SAGEM and furthermore is located in California. Page 107 Telephone : Facsimile : +61-7-5442 8831 Local Time : +61-7-5442 8804 EMail : UT + 10 Prime_Optics@bigpond.com 17 Crescent Road EUMUNDI Q 4562 AUSTRALIA PRIME OPTICS TMT WFOS 4-Barrel Competitive Quotations No attempt has been made to estimate a total for a single manufacturer as none quoted for the entire job. However, it is possible to mix and match (those subtotals marked with a ‘+’ in the Table) and make an “educated guess” at a ROM costing for the finished optics, delivered, of USD18.2M. Component Q’ty TINSLEY St. GOBAIN GOODRICHDANBURY SAGEM DS LIGHTWORKS OPTICS ADC/TP/1 2 - - +340 ADC/TP/2 2 - - ADC/BT/1 2 - - ADC/BT/2 2 - - +370 M1 4 3719 - +1200(est) M2 4 648 - M3 4 1807 - CL1 4 - - 1050 +370 CL2 4 - +1516 - - CL3/1/B 4 - +1732 - - CL3/2/B 4 - - 1050 CL3/3/B 4 - +2096 - CL3/1/R 4 - +2584 - - CL3/2/R 4 - - 1050 +380 CL3/3/R 4 - +2096 - - CM1/1 4 - - 1525 - +345 CM1/2 4 - +2120 - - - CM2 (mirror) 4 - - - - +500 CM 3 4 - +460 - - - 4460 5000 3750 2660 +340 +370 +331 +689 6050 +380 - Page 108 Telephone : Facsimile : +61-7-5442 8831 Local Time : +61-7-5442 8804 EMail : UT + 10 Prime_Optics@bigpond.com