CableLabs Engineering Change (EC) Form Project EC TRACKING INFORMATION (Blue fields to be completed by CableLabs only) PacketCable N Identifier MM-N-07.0431-2 Status Version PKT-SP-MM-I03-051221 5/14/200 Comment Period End Date 5/29/2007 SEVERITY 7 5/29/200 Comment Period End Date 6/11/2007 Non-Critical Minor 7 3/10/200 Cert Wave No 62 Critical Major 8 Overall Type of Spec Change (Tech/Edit/Both) Editorial Affected Specification ECR Date ECO Date ECN Date http://www.packetcable.com/specifications/ packetcable-ec@cablelabs.com TO OBTAIN LATEST ISSUED VERSION #, CLICK HERE: TO SUBMIT EC, EMAIL COMPLETED FORM TO: SPECIFICATION DOCUMENT DETAILS Document EC is written against: PKT-SP-MM Issued Version # I03 AUTHOR INFORMATION Primary Author Email Company Additional Contributors First Kevin Last Johns k.johns@cablelabs.com CableLabs Country USA 303-661-3303 Phone Title of EC Date sent to CableLabs Update of Major/Minor version for I04 5/11/2007 ENGINEERING CHANGE DOCUMENT DETAILS EC REVISION HISTORY 5/25/2007 Date of revised EC Brief description of revision Added Test Case impacts DETAILED PROPOSED CHANGES Sections Affected PICs Affected 6.5.1 No Verified By Test Plans Affected Yes Verified By OTHER RELATED ENGINEERING CHANGES (List all ECs that apply) The following Engineering Change(s) are recommended to be processed in conjunction with this document: EC# Title of EC Affected Document NOTE TO AUTHORS - INSTRUCTIONS FOR COMPLETING PROPOSED CHANGES IN THE SECTIONS BELOW: For ease in reviewing and editing, please use the following formatting on changes. For modified and/or deleted text in the “original spec text”, use red strike through; for modified and/or new inserted text in the “new text section” by using blue underscore. Use the ECForm1.02 1 of 4 In submitting the Engineering Change Request ("ECR"), the Author, individually and as an authorized representative of the Company, agrees that if CableLabs incorporates this ECR in whole or in part into the relevant Specification, all intellectual property in the ECR shall be licensed royalty free, and without confidentiality, under the terms of the "Contribution and License Agreement for Intellectual Property" ("Contribution Agreement"). CableLabs may disclose the content of this ECR to CableLabs' members and such others as is necessary for the development of CableLabs' specifications. The 30 day IPR review period begins with the publication of an ECR and ends with the publication of an ECN. Please work with your legal departments to ensure that only the intellectual property your company wants to contribute to the specification is contained in the specification. Questions about the Authors' licensing of intellectual property in this ECR submission may be directed to legal@cablelabs.com. 2 533568629 customized toolbar attached to the EC template. (“Track Change” feature is not available in this Word form.) For major text changes or large new sections, separate Word files may be submitted with this form. PLEASE ALWAYS INCLUDE THE SECTION NUMBER, TITLE, AND PARAGRAPH THAT EACH CHANGE AFFECTS. Detailed instructions to the document editor are always welcome. 2 of 4 In submitting the Engineering Change Request ("ECR"), the Author, individually and as an authorized representative of the Company, agrees that if CableLabs incorporates this ECR in whole or in part into the relevant Specification, all intellectual property in the ECR shall be licensed royalty free, and without confidentiality, under the terms of the "Contribution and License Agreement for Intellectual Property" ("Contribution Agreement"). CableLabs may disclose the content of this ECR to CableLabs' members and such others as is necessary for the development of CableLabs' specifications. The 30 day IPR review period begins with the publication of an ECR and ends with the publication of an ECN. Please work with your legal departments to ensure that only the intellectual property your company wants to contribute to the specification is contained in the specification. Questions about the Authors' licensing of intellectual property in this ECR submission may be directed to legal@cablelabs.com. 533568629 DETAILED PROBLEM DESCRIPTION This ECR increments the major protocol version for 2 to 3 for the I04 PacketCable Multimedia specification. This is done per the guidelines for version number assignment provided in appendix A of the PacketCable Multimedia specification. The primary driver for the change in major version are the guidelines which state the change in format of a given object or addition of a new optional object which when included in a message introduces new mandatory functional requirements on the network element receiving the message such that the new object could not be safely ignored would be grounds for a major version change. Given that several object formats are being changed to accommodate DOCSIS 3.0 as well as the introduction of a new object (upstream drop) which when included presents new functionality, a major version change is warranted. PROPOSED SPECIFICATION CHANGES (Please include section number, title, and paragraph) Please note Engineering Changes may only address one technical issue in one specification, although it may require changes to multiple sections in the specification. Please itemize each change as follows. If you have multiple changes and some are technical and some are editorial (but all address the same issue), please indicate which is which in addition to selecting “both” under the type of change above. Note: Technical changes may require a vendor to change the design of the product. Editorial changes are points of clarification or clean-up but would not generally require a change to the product. SPEC CHANGE #1 TYPE OF CHANGE SECTION # 6.5.1 TECHNICAL: EDITORIAL: X TITLE BOTH: PARAGRAPH / TABLE # / GRAPHIC # 6.5.1 4 Initialization Sequence ORIGINAL SPEC TEXT: Devices compliant with this specification MUST use a version of 2.0, i.e. a Version Info Object with a Major Version Number of 2 and a Minor Version Number of 0. NEW SPEC TEXT: Devices compliant with this specification MUST use a version of 3.0, i.e. a Version Info Object with a Major Version Number of 3 and a Minor Version Number of 0. TEST CHANGE DETAILS (REQUIRED for advancing to ECO) Test Case(s) affected MMTC15002, MMTC15005, MMTC15125, MMTC15127 CTPs or ATPs affected PKT-TP-Multimedia-CMTS-CTPMM-D07-060911, PKT-TP-Multimedia-Policy Server-CTP-D06060505.DOC Device(s) affected (select all that apply) NONE CMS CMTS KDC Policy Server MG MGC SG Provisioning Server MTA E-MTA S-MTA Delivery Function RKS MP MPC Application Manager PROPOSED TEST CHANGES CHANGE #1 ORIGINAL TEST CASE TEXT: 3 of 4 In submitting the Engineering Change Request ("ECR"), the Author, individually and as an authorized representative of the Company, agrees that if CableLabs incorporates this ECR in whole or in part into the relevant Specification, all intellectual property in the ECR shall be licensed royalty free, and without confidentiality, under the terms of the "Contribution and License Agreement for Intellectual Property" ("Contribution Agreement"). CableLabs may disclose the content of this ECR to CableLabs' members and such others as is necessary for the development of CableLabs' specifications. The 30 day IPR review period begins with the publication of an ECR and ends with the publication of an ECN. Please work with your legal departments to ensure that only the intellectual property your company wants to contribute to the specification is contained in the specification. Questions about the Authors' licensing of intellectual property in this ECR submission may be directed to legal@cablelabs.com. 533568629 NEW TEST CASE TEXT: CHANGE #2 ORIGINAL TEST CASE TEXT: NEW TEST CASE TEXT: End of Request 4 of 4 In submitting the Engineering Change Request ("ECR"), the Author, individually and as an authorized representative of the Company, agrees that if CableLabs incorporates this ECR in whole or in part into the relevant Specification, all intellectual property in the ECR shall be licensed royalty free, and without confidentiality, under the terms of the "Contribution and License Agreement for Intellectual Property" ("Contribution Agreement"). CableLabs may disclose the content of this ECR to CableLabs' members and such others as is necessary for the development of CableLabs' specifications. The 30 day IPR review period begins with the publication of an ECR and ends with the publication of an ECN. Please work with your legal departments to ensure that only the intellectual property your company wants to contribute to the specification is contained in the specification. Questions about the Authors' licensing of intellectual property in this ECR submission may be directed to legal@cablelabs.com.