Second Call for Proposals for the Strategic Korean-Swiss Cooperative Program in Science and Technology To be submitted by September 30, 2010 Based on the: Action Plan between the Swiss State Secretariat for Education and Research and the Korean Ministry of Education, Science and Technology 1. General Description 1.1 Background and aim of the program In their ‘message for the promotion of education, research and innovation 2008-2011’ the Swiss State Secretariat for Education and Research (SER) defined eight priority countries for bilateral science and technology cooperation programs (Korea, China, India, South Africa, Russia, Japan, Chile and Brazil). A mandate was given to the Swiss Federal Institute of Technology Zurich (ETHZ), who is acting as Leading House for the cooperation programs with China, and coordinating the programs for Japan and Korea, and ensures that all Swiss Universities and Universities of Applied Sciences are granted access to these programs. The Korean Ministry of Education, Science and Technology (MEST), recognizing the significance of the cooperation with Switzerland in the field of science and technology, has been promoting various bilateral initiatives by researchers from the two countries. The National Research Foundation of Korea (NRF) is playing an important role in the bilateral cooperation as a funding agency facilitating networking activities and cooperative research between the two countries. In this context, the Korean-Swiss cooperative program is thus supported by the SER with an amount of CHF 196’000 per annum, and KRW 200 million as matching funds are provided by the MEST. Based on the mutual action plan signed on the 16th June 2009, the SER and MEST have agreed to set up a joint funding program that will support Korean-Swiss cooperative research projects with the main aim of promoting the scientific and cultural exchange between researchers of the two countries. After a first Call in 2009, applications can now be made in response to the second call for proposals. 1.2. Research areas The aim of the program is to strengthen bilateral collaboration and specifically promote scientific exchange between Korea and Switzerland within fields of Science and Technology. Specific fields to be supported are: 2 1. Applied Physics 2. Design Sciences 3. Energy 4. Environment 5. IT 6. Life Sciences 7. Material Sciences 1.3. Eligible Applicants NRF and ETHZ invite Korean and Swiss researchers to submit proposals for cooperative research projects in the research areas described above. All applicants must meet their respective national eligibility rules for research grant application. - Swiss applicants should be faculty members at a Swiss University, University of Applied Sciences or principal investigators at a Swiss Research Institute. - Korean applicants should be employed by Korean institutions, which meet the requirement stipulated in Korean R&D regulations. The Republic of Korea has specified institutions eligible to conduct government-funded research projects in Article 7 of the Technology Development Promotion Act. Domestic and foreign research institutes that have research staff and facilities that meets the standards set in related laws-e.g. research institutes established according to a specific law, corporate research institutes, universities, state and public research institutes, and medical corporations-are qualified to perform research projects. Principal Investigators (PI) are researchers who are appointed by the head of the research institute. This position is limited to those who have research experience in their areas of specialty and are competent in conducting research. Projects submitted by researchers who have already on-going cooperative research activities with their Korean or Swiss counterparts are highly welcome to reinforce and 3 strengthen already initiated cooperation efforts. 1.4. Project Duration This program is focusing on establishing and strengthening networking between Korean and Swiss researchers and thus the support period is limited to maximum 1 year or the duration of the proposed exchange (see funding instruments below). 2. Financial Support This program is designed primarily to support expenses related to the exchange of researchers between Korea and Switzerland with the precondition that the main research infrastructure is already ensured for each research group. The following funding instruments will be available to support individual projects: - Seed funding for joint workshops and meetings covering travel and organisational expenses - Support of short-term stays in the partner laboratory/country for PhD students and postdoctoral fellows covering travel and additional living expenses - Support for faculty exchange covering travel and visiting expenses NRF supports expenses for researchers from Korea, and ETHZ supports expenses for researchers from Switzerland. 2.1. Budget 2.1.1 ETHZ/SER Each project will typically be supported with amounts up to CHF 18’000 from the Swiss side considering the budget requested by the Swiss Principal Investigator. Due to budget limitations of this program, amounts may be adjusted each year. 4 2.1.2 NRF/MEST Each project will typically be supported with amounts up to KRW 20 Million considering the budget requested by the Korean Principal Investigator. Due to budget limitations of this program, amounts may be adjusted each year. 2.1.3 Total Budget The total expected number of projects to be annually funded will thus be approximately 10. More projects can be funded if the budgets presented are below the maximum amount. 2.1.4 Funded expenses The aim of this program is to foster scientific and cultural exchange between Korean and Swiss researchers. Funding will therefore be provided in support of the collaboration vectors and should be declared within one of the following categories: International Travel expenses (incurred by the lab sending a researcher) Domestic travel expenses (incurred by the lab sending a researcher) Additional living allowance (incurred by the lab sending a researcher) Additional expenses on consumables (incurred by the host lab) Organisation expense for meetings 2.2 Details of Support 2.2.1 Governance in Switzerland Swiss applicants have to respect the laws of Switzerland and guidelines for grant applications of their respective institutions. 2.2.2 Governance in Korea Korean applicants have to respect the laws and regulations of Korea as well as contracts that will be concluded between the applicants and MEST/NRF. 2.2.3 Contracts between Researchers If a contract between Korean and Swiss researchers for cooperative research is 5 necessary for implementing actual research cooperation between researchers, such a contract should be concluded between the Korean institutions and the Swiss institutions. In the event that intellectual property rights arise from the program, the researchers involved will follow their own rules according to Art. 2.2.1 and 2.2.2. In the case that the intellectual property is owned jointly as such, but not limited to a protectable invention, software or biological material, the co-owning institutions shall conclude an inter-institutional agreement. In such an agreement the questions of ownership of the relevant intellectual property, coordination and financing of protection and exploitation as well as the distribution of any revenues shall be addressed. Any concluded agreements should be reported in the proposals. 3. Application Procedures 3.1 Application Details The Korean and Swiss Principal Investigators shall jointly write a proposal and submit it to their respective program office, NRF for Korean Principal Investigators and ETHZ for Swiss Principal Investigators. The proposal shall be written in English and include the following: a) Title of the research project and proposed exchanges/meetings to be supported. b) Short description of the joint research project including scientific relevance, benefits of cooperation, expected outcome and relevance for society and industry. (not exceeding 5 pages) c) Description of the proposed and to be supported meetings or exchanges, its relation to the current research activities and expected added value for the cooperative research project (not exceeding 3 pages). d) CVs of Korean and Swiss Principal Investigators as well as students and fellows to be involved in the proposed exchange. Bibliography including the most important publications of the last 5 years. 6 e) Requested budget items for the proposed exchanges or meetings separately presented for the Korean and Swiss side of the project. f) Signatures of both Principal Investigators and representatives of their respective organizations. Application forms are attached with this call and additional forms will be available for download on NRF and ETHZ websites. (The form is to be determined.) 3.2 Submission of Application Forms for Korean and Swiss Applicants The 2010 Call will be launched on August 4 and close on September 30, 2010 ● Korean applicants shall send their application forms to NRF (contact below) Ms. Bokyung Park International Cooperation Team, Center for International Affairs National Research Foundation of Korea (NRF) 25 Heolleung-ro, Seocho-gu, Seoul, 137-748, Rep. of Korea Tel.+82-2-3460-5725 bok07@nrf.go.kr ● Swiss applicants shall send their application forms to ETHZ (contact below) Dr. Rahel Byland International institutional Affairs Swiss Federal Institute of Technology Zurich (ETHZ) Rämistrasse 101 8092 Zurich, Switzerland Tel.+41 44 632 84 65 rahel.byland@sl.ethz.ch 7 4. Evaluation of Project Proposals 4.1 Evaluation Procedure The process of scientific evaluation will be managed independently by each country. Only proposals submitted to both NRF and ETHZ will be considered for evaluation. Based on their respective evaluation results, the two countries will finalize the selection jointly. 4.1.1. Evaluation in Switzerland Applications submitted to ETHZ will be evaluated by an ad hoc committee of faculty from Swiss Universities consisting of experts in the respective scientific or technological fields. Decisions will be made based on the scientific evaluation and funds available. 4.1.2. Evaluation in Korea Applications submitted to NRF will be evaluated by peer review panels consisting of experts in the respective scientific or technological fields. Decisions will be made based on the scientific evaluation and funds available. 4.1.3. Final Selection Once the independent evaluation by each country is finished, the two program offices in Korea and Switzerland respectively will select proposals to be supported by the program together based on their respective scientific evaluation and budget availability. 4.2. Evaluation Criteria ・ Scientific quality and innovativeness of the joint research plan ・ Conformity with program aims and designated research fields ・ Feasibility and appropriateness of joint research ・ Added value to be expected from collaboration and exchange ・ Competence and expertise of the Korean and Swiss scientist teams 8 4.3 Announcement of Decision Decisions will be communicated in written to Swiss applicants by the program office at ETHZ. Korean applicants will be informed about decisions by NRF. NRF and ETHZ will ensure that approximately equal amounts of funds are granted by both countries. Dates of Decision (Award or Declination): Call 2010: November 2010 5. Responsibilities of Principal Investigators of Approved Proposals After the proposal has been approved, principal investigators and their organizations shall observe the following when utilizing supported expenses: - Expenses have to be in line with the budget items specified in the application. - Principal investigators shall submit scientific and financial reports to their respective program office, NRF or ETHZ, after completing exchanges or meetings. With regard to budget spending and scientific & financial reports, Korean Principal Investigators and their organizations shall conform to the contract concluded with MEST/NRF. 9 6. Contact Information ▶ Korean applicants should contact the following for further information: Ms. Bokyung Park International Cooperation Team, Center for International Affairs National Research Foundation of Korea (NRF) 25 Heolleung-ro, Seocho-gu, Seoul, 137-748, Rep. of Korea Tel.+82-2-3460-5725 bok07@nrf.go.kr ▶ Swiss applicants should contact the following for further information and submitting applications: Dr. Rahel Byland International institutional Affairs Swiss Federal Institute of Technology Zurich (ETHZ) Rämistrasse 101 8092 Zurich, Switzerland Tel.+41 44 632 84 65 rahel.byland@sl.ethz.ch 10