Ministry of Health Health policy unit – Hanoi medical school Assessment of medical technology in vietnam Case studies of computerized tomography (CT), colour ultrasound and digestive endoscope in 5 provincial hospitals in 2006 Hanoi, 1/2007 Research team 1 Nguyen Hoang Long Vu Dien Pham Duc Minh Sarah Bales Tran Quynh Anh Do Thi Phuc Nguyen Thi Thu Cuc 2 Table of contents Error! Bookmark not defined. List of Tables ........................................................................................................................6 List of Figures ......................................................................................................................7 1 BACKGROUND .........................................................................................................8 2 Objective of study .......................................................................................................9 3 2.1 Overall objective ...................................................................................................9 2.2 Specific objectives .................................................................................................9 Overview ....................................................................................................................11 3.1 Medical equipment and assessment of medical technology ................................11 3.1.1 Concept of medical equipment ....................................................................11 3.1.2 Assessment of medical technology .............................................................11 3.1.2.1 Basic information of doppler ultrasound ...................................... 12 3.1.2.2 (CT) Basic information of technology of computerized tomography 13 3.1.2.3 Basic information of technology of diagnostic endoscope ........... 15 3.2 Policy for investment and development of medical equipment in provincial and district hospitals ..............................................................................................................15 4 3.3 Policies related to investment and development of medical equipment .............17 3.4 Situation of investment in medical high technology ...........................................18 3.5 Utilization of high-tech medical equipment ........................................................21 3.6 Assessment of efficacy of utilization of medical equipment ..............................22 3.7 Shortcomings in investment in and utilization of high-tech medical equipment 26 Study method ............................................................................................................29 4.1 Study duration: From 6/2006- to 1/2007. ...........................................................29 4.2 Study location: in 5 following hospitals: .............................................................29 4.3 Quantitative study: ..............................................................................................29 4.4 Qualitative study..................................................................................................30 4.4.1 In-depth interview (with recording – Form 3).............................................30 4.4.2 Group discussion: A guidelines for group discussion (Form 4- recording).31 4.5 Pilot test: ..............................................................................................................31 4.6 Study team: ..........................................................................................................31 4.7 Data processing analysis .....................................................................................31 4.8 Ethics issue ..........................................................................................................31 4.9 Limitations of the study:......................................................................................32 5 Stuty results in current situation of investment and utilization of 3 types of high tech-medical equipment in 5 provincial hospitals, 2006 ................................................32 3 5.1 General information of selected hospitals: ..........................................................32 5.2 Current situation of investment and utilization of doppler ultrasound machines 33 5.2.1 Current situation of investment in ultrasound machines .............................33 5.2.2 Current situation of human resource and training for using doppler ultrasound machines 36 5.2.3 Current situation of utilization of colour ultrasound machines ...................36 5.2.4 Current situation of machine repair .............................................................38 5.3 Current situation of investment and utilization of CT system .............................39 5.3.1 Current situation of investment in CT system .............................................39 5.3.2 Situation of staff and staff training in use of CT .........................................41 5.3.3 Current situation of utilization of CT scanner .............................................42 5.3.4 Management, maintenance and repair of machine ......................................43 5.4 Investment and utilization of digestive endoscope ..............................................44 5.4.1 Current situation of investment in endoscope .............................................44 5.4.2 Current situationof staff and staff training in endoscope ............................47 5.4.3 Current situation of utilization of endoscope ..............................................48 5.4.4 Current situation of maintenance and repair of machine ............................50 5.5 Investment in 3 high-tech medical equipment of 5 hospitals ..............................52 5.5.1 Factors that decides on investment ..............................................................52 5.5.2 Process and forms of investment .................................................................52 5.5.3 Completeness in investment in medical equipment ....................................55 5.6 Assessment of effectiveness and equity in using 3 types of high-tech medical equipment of 5 selected hospitals ...................................................................................56 5.6.1 Current situation of utilization ..........................................................................56 5.6.1 Cost-effectiveness in utilization of high-tech medical equipment ..............59 5.6.2 Current issue of equity in utilization of high-tech medical equipment: ......60 5.7 Management, maintenance and repair of high-tech medical equipment .............63 5.8 Proposed orientation for investment, utilization of high-tech medical equipment of hospitals ..........................................................................................................................67 6 5.8.1 Improvement of surrent situation to use effectively the existing equipment68 5.8.2 Orientation for effective utilization of equipment .......................................68 Conclusion and recommendations ..........................................................................70 6.1 Conclusion ...........................................................................................................70 6.1.1 Current situation of investment in 3 types of high-tech medical equipment in survey hospitals ..........................................................................................................70 6.1.2 Effectiveness of utilization of 3 types of machine ......................................70 6.1.3 Management for maintenance and repair ....................................................71 4 6.2 Recommendations ...............................................................................................71 6.2.1 To improve the situation and effective use of high-tech medical equipment, hospitals should: .........................................................................................................71 6.2.2 Orient for effective investment in high-tech medical equipment, hospitals should pay attention to: ...............................................................................................71 6.2.3 Propose some monitoring indicators in assessing investment in high-tech medical equipment ......................................................................................................72 References ..........................................................................................................................74 ANNEX– Information collection tools .............................................................................77 5 List of Tables Table 1 Current number of 3 types of high tech medical equipment in public hospitals of Vietnam .................................................................................................................................. 19 Table 2 Nnumber of high-tech medical equipment in provincial hospital by region ............. 20 Table 3 Proportion of general hospitals undertaking SC scanning, ultrasound and endoscopy techniques, 1998~2005 ........................................................................................................... 22 Table 4 Average times of undertaking CT scanning, ultrasound and endoscope per hospital that have available equipment, 1998~2005 ............................................................................ 22 Table 5 Average test per high-tech medical quipment ........................................................... 23 Table 6 Average test using high-tech medical equipment/inpatient by level of care ............. 25 Table 7 Average times of performing diagnostic procedures per 10,000 people ................... 25 Table 8 General information of 5 surveyed hospitals ............................................................ 33 Table 9 Information of appoitment and use of colour ultrasound .......................................... 34 Table 10 Investment in ultrasound machines in 5 hospitalss ................................................. 34 Table 11 Information of colour ultrasound machines in 3 hospitals ...................................... 35 Table 12 Basic information of staff using ultrasound machines ............................................ 36 Table 13 Current situation of most used colour ultrasound machines in 3 hospitals ............. 37 Table 14 Repair, maintenance of most used ultrasound machines ......................................... 38 Table 15 Information of appoitment and use of CT scanner .................................................. 39 Table 16 Situation of investment in CT system of 5 selected hospitals ................................. 40 Table 17 Information of CT in 5 selected hospitals ............................................................... 40 Table 18 Basic information of staff working on most used CT ............................................. 42 Table 19 Current situation of utilization of CT in 5 hospitalss .............................................. 43 Table 20 Situation of maintenance, repair of CT system ....................................................... 43 Table 21 Information of appoitment and use of endoscope ................................................... 44 Table 22 Investment in endocope in 5 selected hospitals ...................................................... 45 Table 23 Information of endoscope in 5 selected hospitals ................................................... 46 Table 24 Basic information of staff using most used endoscope ........................................... 47 Table 25 Current utilization of digestive endoscope in 5 hospitalss ...................................... 49 Table 26 Maintenance and repair of endoscope ..................................................................... 50 Table 27 Proportion of machine used..................................................................................... 56 Table 28 Average number of staff per working machine ....................................................... 57 Table 29 Data of utilization of medical equipment ................................................................ 58 Table 30 Situation of maitenance of all machines in 5 hospitalss in 2005 ............................ 65 Table 31 Situation of repair of medical equipment in 5 selected hospitals ............................ 66 6 List of Figures Figure 1 Total investment in medical equipment in 1999-2003 ............................................ 18 Figure 2 Total expenditure on Purchase of medical equipment for provincial hospitals, 19982000 ........................................................................................................................................ 19 7 1 BACKGROUND In order for Vietnam’s health system objectives towards equity, efficiency and development are to be achieved, besides strengthening and consolidating the grass-roots health network in order to ensure supply of basic quality health services, investment in medical equipment, application of science and techniques in appropriate and effective diagnosis and treatment plays a crucial role[20]. With investment from the Ministry of Health, local authorities and international and private organizations, hospitals at all levels have been upgraded and provided with modern equipment. However, investment in and use of medical equipment are varied across locations depending on the functions, tasks and specific conditions of each locality (finance, human...), which might seduce arising problems: First: investment is too scattered and asynchronous and inappropriate with levels of hospitals. Second: although much investment has been made, its effectiveness is not commemorating with the needs for health care, thus leading to the abuse of services, waste and posing heavy burden on the patients. Third: Medical workforce and professional staff have not been trained well in order to exploit full capacity and efficiency of the equipment thus leading to waste. Four: there is a poor inadequate management and maintenance of modern equipment thus many of them have broken down... [12, 19] There have been disasters caused by new technology, including new medicine, in the past decades over the world as the need for saving resources in the context of high cost technology leading to inflation in medical costs therefore assessment of medical equipment has become a big issue in health care activities. In order to improve the effectiveness of the health care system and safety for the patients, assessment of medical technology has been applied in the past 3 decades in developed countries, and is going to implement in less developed countries... Assessment of medical equipment aims to determine the appropriateness, effectiveness and use of medical equipment in diagnosis, treatment, and prediction and development of health policies to invest in high tech medicine for different levels of care. In Vietnam, assessment of medical technology is a new issue which has been recognized recently. However, there are existing difficulties from the concept to practice even within and outside the health sector. 8 With financial support from Sweden Sida, the Health Policy Component project undertook a study in 2004 on: “Inventory and assessment of investment in diagnostic medical equipment in provincial general hospitals” [12]. However, a number of questions have not been answered satisfactorily, specifically: is it appropriate to invest in and use medical high technology, how effective is it? Which indicators have been developed to build management databases and standards for medical equipment, trends in investment and what equipment is being used? This study selected 3 types of medical equipment scan, ultrasound and endoscope in diagnosis in some provincial general hospitals as case studies with a view to answering the above-mentioned questions. 2 Objective of study 2.1 Overall objective Describe the current situation of investment and use of medical diagnostic equipment namely scanner, ultrasound machine and endoscope of some diseases in certain number of provincial general hospitals in 2006. 2.2 Specific objectives 1. Describe the current situation of 3 types of high medical technology in 5 provincial general hospitals. 2. Determine decisive factors, procedures and experience lessons in investment in 3 types of high medical technology in provincial general hospitals. 3. Describe current use and effectiveness of scanner, color ultrasound machine and intestinal endoscope in 5 provincial general hospitals. 4. Describe the current management, maintenance and repair of high medical equipment in 5 provincial general hospitals. 5. Propose possible measures to improve the use of 3 types of current high medical technology in selected provincial general hospitals. 6. Show evidence for policy formulation and investment orientation and assessment of medical equipment in Vietnam. 9 10 3 Overview 3.1 Medical equipment technology 3.1.1 and assessment of medical Concept of medical equipment The term “Medical equipment” – “Medical techniques” – “Medical technology” all refer to instruments, techniques, means for transportation, specialized and common supplies in service of preventive, curative and diagnostic activities of the health sector[5]. The following equipment is MRI, accelerator, vein scanner, Telegraph, Doppler ultrasound, chemotherapy machine …. Medical equipment can be classed regarded as high tech: computerized tomography, Digital X-ray machine, into 10 categories: [1] 1. Image diagnosis 2. Electronic physiological diagnosis 3. Laboratory equipment, typically spectrum, cell counter spectrum, centrifuge, 4. Emergency and resuscitation equipment, anesthesia, operation room 5. Physiotherapic equipment 6. Medical optic spectrum equipment 7. Special measuring and treatment equipment 8. Indochinese medical electronic equipment 9. Common household electronic device 10. Common equipment serving hospital performance Apart from such a relative classification, to ensure the unification the Minister of Health approved, on 26/04/1991, a list of medical equipment under management of the MoH with 123 sets of basic equipment used in the sphere of people’s health care and protection [1]. 3.1.2 Assessment of medical technology Assessment of medical technology in general or assessment of hospital technology is a very large concept and defined differently. According to the US Medical Institute, assessment of medical equipment is process of inspecting and reporting attributes (characteristics) of any medical technology in terms of safety, productivity, feasibility, appointment, cost and cost-effectiveness as well as its influence in terms of social, economic and moral views. 11 Assessment of medical equipment aims at many purposes. This study concentrates on some aspects of the investment and use of high medical technology in some central and provincial hospitals. Such assessment is similar to the situation where a health facility reviews how to make investment or use of medical equipment effective while ensuring that when the patients need the equipment, it is available and in working condition. Through case studies in ultrasound, computing scanner and endoscope it is expected to bring about valuable recommendations for other health facilities to take into account 3 above mentioned types of equipment as well as other medical equipment for hospitals. 3.1.2.1 Basic information of doppler ultrasound The Doppler effect is a change in the frequency of a wave, resulting from motion of the wave source or receiver, or in the case of a reflected wave, motion of the reflector. In medicine, Doppler US is used to detect and measure blood flow, and the major reflector is the red blood cell. The Doppler shift is dependent on the insolating frequency, the velocity of moving blood, and the angle between the sound beam and direction of moving blood, as expressed in the Doppler equation. In medicine, ultrasound was first used in diagnosis in 1940 by Dussik – Austria recording the image of the brain but the results was not what was expected. In 1950 in the US, ultrasound was used to probe bile duct by Sonar, and since then it is used widely in the medicine sphere. Thanks to electronic advancement, today people concentrate on improving the probe, transducer and processor of electronic signals, feedback ultra wave type A.B, trimention, Doppler ultrasound and Doppler power ultrasound, black and white, color ultrasound… Pulsed Doppler allows a sampling volume (or gate) to be positioned in a vessel visualized on the gray-scale image, and displays a spectrum, or graph, of the full range (as opposed to the mean velocity, as in color Doppler US) of blood velocities within the gate plotted as a function of time. The amplitude of the signal is approximately proportional to the number of red blood cells and is indicated as a shade of gray. Color Doppler provides a global depiction of blood flow in a region and may be used as a guide for the subsequent placement of the pulsed Doppler gate for detailed analysis at a site of potential flow 12 abnormality. Power Doppler, which is not routinely used in arterial Doppler evaluation of the lower extremity, depicts the amplitude, or power, of Doppler signals rather than the frequency shift. This allows detection of a larger range of Doppler shifts and thus better visualization of small vessels, but at the expense of directional and velocity information. In Vietnam, ultrasound was first applied in the 80s of the 20 century. Today, ultrasound machine is used in both diagnosis and prognosis of the therapeutic process. Black and white is the most common technique in all hospitals in Vietnam, district level hospitals and private clinics. However, the value of ultrasound results still depends in the quality of the machine, generation and experience of the doctor. Color doppler is a high technology and has been applied in the past 15 years in provincial, central, especially in diagnosis of cardiovascular diseases. 3.1.2.2 Basic information of technology of computerized tomography (CT) Computed Tomography (CT) imaging is also known as "CAT scanning" (Computed Axial Tomography). Tomography is from the Greek word "tomos" meaning "slice" or "section" and graphia meaning "describing". CT was invented in 1972 by British engineer Godfrey Hounsfield of EMI Laboratories, England and by South Africa-born physicist Allan Cormack of Tufts University, Massachusetts. Hounsfield and Cormack were later awarded the Nobel Peace Prize for their contributions to medicine and science. The first clinical CT scanners were installed between 1974 and 1976. The original systems were dedicated to head imaging only, but "whole body" systems with larger patient openings became available in 1976. Since then new generations of CT have been born with multi-probe machine (from 6-64 arrays of probe). The CT scanner was originally designed to take pictures of the brain. Now it is much more advanced and is used for taking pictures of virtually any part of the body. The scanner is particularly good at testing for bleeding in the brain, for aneurysms (when the wall of an artery swells up), brain tumours and brain damage. It can also find tumours and abscesses throughout the body and is used to assess types of lung disease. In addition, the CT scanner is used to look at internal injuries such as a torn kidney, spleen or liver; or bony injury, 13 particularly in the spine. CT scanning can also be used to guide biopsies and therapeutic pain procedures. In Vietnam, in 1991 the first CT machine was working in Viet-Xo hospital (now friendship hospital). After that, CT was then provided for other health facilities such as Vietnam-Germany hospital, Bach Mai Hospital and most big health facilities throughout the country. In 2003, there are totally 89 CT systems (15 systems in private sector), present in 8 socio-economic regions. CT is used to diagnose multiple-structured images and the body organs. For some diseases that need diagnosis, CT becomes the best choice because the image captured is clear, concentrated trimention with multiple tissues that can be distinguished from normal X-ray. Common diseases are subject to CT including: Diagnosis of sinusitis, bone fracture in cavity Diagnosis of diseases in brain tumor, stroke, and blood vessels Diagnosis of abdomen diseases. A CT scan of the belly can find cyst, abscesses, infection, tumors, an aneurysm, and enlarged lymph nodes, foreign objects, bleeding in the belly, diverticulitis, inflammatory bowel diseases and appendicisitis. Diagnosis of chest (thorax). A CT scan of the chest can look for problems with the lungs, heart, esophagus, the major blood vessel (aorta), or the tissues in the center of the chest. Some common problems a CT scan may find include infection, lung cancer, pulmonary embolism and an aneurysm. It also can be used to see if cancer has spread into the chest from another area of the body. Pancreas. A CT scan can find a tumor in the pancreas or inflammation of the pancreas (pancreatitis). Gallbladder and bile ducts. A CT scan can be used to check for blockage of the bile ducts. Gallstones occasionally show up on a CT scan, but an ultrasound test is usually used to find gallstones. Adrenal glands. A CT scan can find tumors or enlarged andrenal gland. Spleen. A CT scan can be used to check for an injury to the spleen or the size of the spleen 14 3.1.2.3 Basic information of technology of diagnostic endoscope In the early 1900s, the first attempts to view inside the body with lighted telescopes were made. These initial devices were often fully rigid. In the 1930s, semi-flexible endoscopes called gastro scopes were developed to view inside of the stomach. Fiber-optic endoscope was pioneered by South African-born physician Basil Hirschowitz at the University of Michigan in 1957. Widespread use of fiber optic endoscopes began in the 1960s. A fiber optic cable is simply a bundle of microscopic glass or plastic fibers that literally allows light and images to be transmitted through curved structures. Fiber optic cables are also replacing metal wires as the backbone of the world's telecommunications infrastructure. This Internet page may have traveled through a fiber optic cable as a stream of digital data (bursts of light) on its way to your computer. An endoscope uses two fiber optic lines. A "light fiber" carries light into the body cavity and an "image fiber" carries the image of the body cavity back to the physician's viewing lens. There is also a separate port to allow for administration of drugs, suction, and irrigation. This port may also be used to introduce small folding instruments such as forceps, scissors, brushes, snares and baskets for tissue excision (removal), sampling, or other diagnostic and therapeutic work. Endoscopes may be used in conjunction with a camera or video recorder to document images of the inside of the joint or chronicle an endoscopic procedure. New endoscopes have digital capabilities for manipulating and enhancing the video images. The technique has been developed and expanded to other specialties such as digestive system, respiratory, ENT, obstetrics and neurontology. In Vietnam, application of endoscope began in 1957, soft tube endoscope was conducted in Bach Mai in 1966 of Nguyen Khanh Trach and Bui Xuan Tam in 1991 in the Military Medicine Institute 108. Today, the endoscope technique has been used in also most all hospitals of provincial and central levels. 3.2 Policy for investment and development of medical equipment in provincial and district hospitals Medical equipment includes machines, instruments, supplies and specialized means of transportation for the 15 protection and care for people’s health [5]. Some high medical technology including CT, colour Doppler and endoscope have their own regulations related to the trading, import, export and use of the machines [9]. In order to ensure a consistency of medical equipment, Decision 490/Q§-BYT of the Ministry of Health dated 26/4/1991 issued a list of medical equipment for all levels of care. Decision 1419/1996/Q§-BYT promulgated medical equipment list under the management of the MoH with 123 types of essential used for the protection and care for people’s health [1]. One of the purposes of this Decision is to strengthen the state management role in the area of medical equipment and ensuring investment effectiveness. By 20/02/2002, the Ministry of Health issued Decision 437/Q§-BYT covering a list of medical equipment used for district and provincial general hospitals, regional polyclinics and commune health centers. This list of equipment is divided by level of care and by specialized departments and regarded as a criterion for investment in medical equipment. The digital colour doppler ultrasound of the essential medical equipment list belongs to the image diagnosis department, and functional exploration department at provincial level but in the district level, only black and white ultrasound is required. The CT system attached by optics resistance pump is included in the list of essential equipment of the MoH but it is not incorporated in the district list. Diagnostic endoscope is more popular equipment as it is present in the list of both provincial and district level of care. At provincial, as regulated the hospital has a separate department of endoscope. Apart from the required list of essential equipment, other departments also need endoscope machine. The essential endoscope machine at provincial level is the set of soft-tube endoscope of bronchus, amnion, and hard-tube endoscope of bronchus, soft-tube endoscope of large intestine, stomach, duodenum, bladder, nose larynx, esophagus and bile duct. The remainder of the endoscope is used for treatment and surgery purposes. At district hospital, there exists endoscope for stomach soft-tube endoscope of rectum, anus and amnion in obstetrics department. 16 3.3 Policies related to investment and development of medical equipment To realize the objective of industrialization and modernization in the health sector, improving quality of care and meeting the growing needs for health care of the people in the new situation, the Vietnamese Party and Government has, in the past years, passed many statutory documents as a legal corridor for the investment, use and management of medical equipment and technology in Vietnam. Below are some of the policies. Decision 35/2001/Q§-TTg of Prime Minister dated 19/3/2001 on approval of the Strategy for the protection and care for people’s health during 20012010 [20]. Decisions 88/TTg- 1995, 139/TTg-1997 and 890/TTg2000 approving the Program of development of high tech health centers in Hanoi, HCM city and the central region with investment in 13 units. The objective is to develop intensive health centers, gradually modernizing the sector in order to keep abreast with medical advancement of some regional countries and over the world [21] The Ministry of Health has issued many documents: Circular 10/BYT-TT dated 26/5/1994, Circular 08/1996, Circular 03/2001/TT-BYT, Circular 4428/BYT dated 5/6/2002 on guidelines for Purchase and investment in medical equipment. Decision 130/2002/QD-TTg dated 4/10/2002 was issued by Prime Minister on approval of National Policy on medical equipment during 2002-2010[19]. The overall objective of this policy is “To ensure sufficient medical equipment for different level of care as regulated by the Ministry of Health. To gradually modernize medical equipment in order to improve quality of health care for the people, trying to reach, by 2010, an equivalent level in medical technique with other advanced countries in the region; To train a contingent of technical staff to be able to exploit, maintain, repair and audit medical equipment; To develop an industry of medical equipment in order to increase the proportion of locally-produced goods towards exportation. Directive 01/2003/CT-BYT dated 13/06/2003 of Minister of Health on strengthening management of medical equipment. 17 3.4 Situation technology of investment in medical high Report from the Department of Medical Equipment of MoH reveals that funding for Purchase of medical equipment comes from different sources. Government budget in annual allocation. Preferential loans from international organizations and countries Grants from international organizations, and Non-Governmental Organizations countries Mobilization from community (socialization fund) Statistics from National Health Account (NHA) (Figure 1) show that total social fund procuring medical equipment varies overtime, especially in 2001 and 2002 when the fund dropped sharply. However, the earmarked fund from the public purse for procurement of medical equipment seems stable and tends to increase from 1999 to 2002. However, in the trend of socialization and development of private sector, mobilized funding for equipment from non-government sector rose up significantly (in 1999, 2000, 2003), but also plummeted (in 2001, 2002) (see Figure 1). Decentralization process is also reflected in the data of investment in medical equipment. In 1999, funding from central government budget holds 53% of total government budget for Purchase of medical equipment but it declined to 40% in 2003. 2000 1800 1600 VND billion 1400 1200 Non Gov budget 1000 Local Gov budget 800 Central Gov budget 600 400 200 0 1999 2000 2001 2002 2003 Figure 1 Total budget invested in medical equipment during 1999-2003 Source: National Health Account 1998-2003 [14] Investment in medical equipment aims to strengthen quality of care and create opportunities to seek for profits. This practice is true in private health 18 facilities and also a source of funding from hospital staff and other investors to procure more medical equipment for these health facilities. These issues will be touched upon in the result analysis section. In terms of investment and Purchase of medical equipment in provincial hospitals, hospital inventory of the Treatment Department shows that expenditure on Purchase of medical equipment in 61 provincial hospitals was high in 1999. In 2000, although investment seemed to slow down but it was still higher than in 1998 (Figure 2) [4]. 25000 22021 19115 VND billion 20000 15000 10000 7606 5000 0 1998 1999 2000 Figure 2 Total expenditure on Purchase of medical equipment for provincial hospitals in 1998-2000 Source: Hospital Inventory 2000 [8] High-tech medical equipment is invested by the program of development of high tech health centers in Hanoi, HCM city and the central region with investment in 13 units of total approved budget of VND 2,352,204 billion during period 1995-2005 [13]. In this investment, the project has procured a system of CT for 7 hospitals, colour doppler ultrasound for 7 hospitals and diagnostic endoscope for 8 hospitals. Within 5 years, the number of high-tech medical equipment has doubled. On every 100 hospitals of all kinds, there are 112 ultrasound machines (in 2000) and rose to 158 machines in 2005, 19 set of endoscope increased to 36 set of endoscope in 2005 and 3 CT scanners rose to 6 CT scanners in 2005. (See Table 1). Table 1 Current number of 3 types of high tech medical equipment in public hospitals of Vietnam Medical equipment Total ultrasound machines In 2000 Available In working condition 920 833 In 2005 1388 19 Colour ultrasound Equipment/Hospital Endoscope equipment Equipment/Hospital CT scanner Equipment/Hospital 72 156 25 62 1.12 126 NO DATA 1.58 315 0.19 24 0.03 0.36 58 0,06 Source: In 2000: Inventory of 822 hospitals of all kind – Treatment Department [7] In 2005: Health Statistical Yearbook – MoH 2005 (879 hospitals of all kinds) [10] High-tech medical equipment mainly concentrates in central and provincial hospitals. In provincial hospitals alone, the number of high-tech medical equipment doubles the average number of equipment of all hospitals (on every 100 hospitals there are 229 ultrasound machines, 380 endoscope equipment, 52 set of CT scanner - 2003). The reasons are different: there is a shortage of specialized staff, engineers and maintenance staff for high-tech medical equipment, especially a lack of fund for procuring supplies, repairs and replacement therefore the number of high-tech medical equipment broken down and inactive accounting for 14-20% of total available machines. Table 2 Number of high-tech medical equipment in provincial hospital by region Region Red river delta North west North east North central coast South central coast Central highland South east Mekong delta Total Number of hospital Ultrasound Endoscope equipment Total Colour ultrasound CT scanner 11 40 (3.6) 7 71 (6.5) 7 (0.6) 3 11 6 5 (1.7) 20 (1.8) 12 (2.0) 0 2 2 3 (1.0) 39 (3.5) 39 (6.5) 1 (0.3) 3 (0.3) 4 (0.7) 6 10 (1.7) 3 15 (2.5) 5 (0.8) 4 7 (1.8) 2 6 (1.5) 1 (0.3) 8 12 61 17 (2.1) 29 (2.4) 140 (2.3) 6 29 (3.6) 7 30 (2.5) 29 232 (3.8) 7 (0.9) 4 (0.3) 32 (0.5) Notes: Data in bracket is the average high-tech medical equipment per hospital Source: Survey in 61 provincial general hospitals 2003 [12] Distribution of high-tech medical equipment by region is uneven if taking into account the average high-tech medical equipment per hospital, lowest is the North west 20 and Central Highland; highest is the Red river delta, North central coast and south central coast (See Table 2). 3.5 Utilization of high-tech medical equipment Utilization rate of image diagnostic equipment tends to increase overtime and by level of care. Date of hospital inventory 1998-2000 and hospital inventory 20042005 suggests that it is possible to analyze the trend in utilization of CT scanner, endoscope and ultrasound. This is the aggregate data without distinction between CT scanner and magnetic resonance (MRI), gray and colour ultrasound, and between diagnostic endoscope and endoscope surgery. This information, however, can help assess the prevalence of these 3 types of technology (See Table 3 and 4). In Table 3, it is clear that since 1998, ultrasound has become a very popular technique at provincial level, and by 2005 it is commonly used at district level. CT scanner and endoscope technique are becoming prevalent in provincial level although they are still new to districts. 21 Table 3 Proportion of general hospitals undertaking SC scanning, ultrasound and endoscope techniques, 1998~2005 Unit: % 1998 CT, MRI Province District Ultrasound Province District Endoscope Province District 1999 2000 2004 2005 6.6 1.1 8.2 0.8 19.7 1.1 56.9 0.6 61.8 0.6 95.1 56.3 96.7 68.9 100.0 79.0 94.8 93.4 98.2 94.7 23.0 0.6 26.2 1.3 37.7 1.9 86.2 4.3 89.1 9.7 Source: Hospital inventory in 2000, 2005 The average utilization rate of high-tech equipment per year is increasing (Table 4); at provincial level, average utilization rate of CT, endoscope and ultrasound has doubled between 1998 and 2005; at district level, utilization rate of ultrasound is increasing while it drops in endoscope. As the data in CT at district level are collected in only 3 hospitals therefore its reliability is questionable and is not analyzed here. Table 4 Average times of undertaking CT scanning, ultrasound and endoscope per hospital that have available equipment, 1998~2005 Unit: Times/hospital/year Times of Province District Times of Province District Times of Province District 1998 1999 2000 2004 CT scanning, MRI/hospital/Year 1407 1553 1276 2369 .. .. .. .. ultrasound/hospital/year 11205 11640 12225 24872 2052 2022 2117 3359 endoscope/hospital/year 1731 1739 1262 3684 1381 1277 1299 862 2005 3016 .. 31008 3838 4351 516 Notes: As there are only 3 district hospitals undertaking CT scanning therefore the average times of CT/hospital is not representative and is not presented here. Source: Hospital inventory in 2000, 2005 [10] 3.6 Assessment of efficacy of utilization of medical equipment There are many indicators to measure the efficacy of utilization of high-tech medical equipment in diagnosis and treatment. However, in order to assess whether or not use of machine is effective, we have to take into account the degree of capacity used combining assessment of the appropriateness of machine used in each case. Even if a hospital uses up the capacity of machine, it might 22 be ineffective as the cases. However, such a machine utilization in assessment studies limit machine is used on unnecessary full study on the efficacy of Vietnam is still pending. Most to the degree of using machine. Based on perceived assessment of users in a survey of 61 provincial hospitals in 2003, it is reported that [12] about 17% of medical equipment used ineffectively (Ultrasound machines, CT 16,2%, endoscope equipment 24,8%). Also, in assessment of inactive and broken down high-tech medical equipment, it is said that [12] the proportion of broken down machine in image diagnosis department (Ultrasound machines, CT) is 18.8%, Endoscope equipment is of 13.4%. Another approach is to base on average service per medical equipment. This indicator also helps reflect efficacy of machine utilization and comparison among regional hospitals. Statistics in 2003 report that on average, one colour ultrasound machine serves 6503 tests/year, grey ultrasound 17,380 tests/year, CT system of 6350 tests/year, and 3438 tests of stomach, rectum /year; Endoscope of digestive system (esophagus endoscope, 80; rectum endoscope, 715; abdomen area, 1991/year) [12]. Even though, the indicator of service per year also depends on whether or not the appointment is correct or abuse of service, and the proportion of service incurred as medical requirements. It also depends in the qualification of health workers, level of care and the demand for high-tech medical equipment. Table 5 Average test per high-tech medical equipment Type of equipment CT system Colour ultrasound Grey ultrasound Endoscope kit of stomach, rectum In 2003 In 2005 (all public hospitals) Provincial Number Number of Average general equipment test per hospital equipment 6350 58 219.162 3778 6503 1358 6.707.062 4832 17.350 3.438 No data No data No data available available available * 2003: Inventory of diagnostic equipment in 61 provincial hospitals * 2005: Health Statistical Yearbook – MoH 2005. Table 5 shows that the number of test/equipment at provincial level is 1.3 to 1.5 time higher than the average calculation for all levels of care. Test using colour ultrasound is similar to CT scanning in provincial level. Test using grey ultrasound is 3 times higher than colour ultrasound. This does make sense as colour ultrasound is mainly used in cardiovascular sphere while grey ultrasound is used in many areas. 23 Some researchers said that the indicator of assessment of efficacy is more appropriate than average test per inpatient, or average patient visits. In a clearly divided level of care where disease patterns of the same level are similar, this argument is correct, and differences in indicators between hospitals may reflect different efficacy of equipment utilization. However, in the current context of Vietnam health system, resources (human and equipment) between hospital of the same level and the disease pattern between regions are sparsely different, therefore it is very difficult to use this indicator to compare level of efficacy in using the equipment. Results represented in Table 6 reveal that average test service per inpatient keeps rising overtime and concentrate in provincial and central general hospitals. At central level, CT scanning is 14 times higher than the average of all hospitals and ultrasound is also twice as much as other levels. The proportion of endoscope surgery is also rising in provincial/district level while this proportion stays stable in central level. 24 Table 6 Average test using high-tech medical equipment/inpatient by level of care Indicators 1.Total hospitals of all kind: 822 Average CT scanning, MRI/inpatient Average diagnostic ultrasound/inpatient % of surgery using endoscope 2. Central Hospital:27 Average CT scanning, MRI/inpatient Average diagnostic ultrasound/inpatient % of surgery using endoscope 3. local Hospitals: 768 Average CT scanning, MRI/inpatient Average diagnostic ultrasound/inpatient % of surgery using endoscope 1998 1999 2000 0.01 0.01 0.01 0.4 0.5 0.5 7.74 9.10 19.80 0.09 0.12 0.14 0.8 0.9 1.0 16.67 14.54 14.69 0.0 0.0 0.01 0.4 0.9 0.5 0.4 8.09 20.82 Notes: Local hospitals include provincial, district hospitals Source: Inventory of hospitals in 2000-MoH In 2005, statistics from MoH indicate that the whole country has 7,891,049 inpatient visits with an average patient visit using CT scanner of 0.027 time (or of 1,000 inpatients, 27 inpatients using CT) and 0.85 diagnostic ultrasound of all kinds which is much higher than 2000. In order to see the degree of using CT, ultrasound and endoscope in Vietnam as compared to other countries, the report makes a comparison of average case per 10,000 inhabitants in the USA and Australia. The data of Vietnam merely refer to average times of performing these diagnostic procedures on patients in public health facilities while data of other countries cover both public and private sector. According to the data presented in Table 7, in Vietnam, times of using CT and endoscope are lower than those of the US and Australia, but services using ultrasound is higher. This suggests that, at present, the level of investment or utilization of CT and endoscope of Vietnam is low while ultrasound is sufficient, and begins to control appropriate use of ultrasound. Table 7 Average times of performing diagnostic procedures per 10,000 people USA CT Total (2004) 385.8 Inpati ent 28.7 Outpat ient 357.1 Australia Hospital (2004) Vietnam public hospitals (2005) 211.4 26.4 25 Ultrasound Endoscope 709.9 905.3 28.2 36.7 681.7 868.6 26.1 238.3 806.9 67.3 Notes: For the US, CT includes MRI. Source: USA- National Institute of Health Statistics [28, 31, 32, 27]; Australia, Institute of Health and Welfare, Australia [25]; Vietnam- MoH [1] At present, there is insufficient information to assess exactly the level of utilization of medical equipment is low or high as compared to the need. In some places, machine is rarely used as they lack qualified staff, lack equipment and lack funding to repair the broken ones or the local people are unable to pay for the services. But in other places, there is a phenomenon of doctor abusing using the technology in unnecessary cases to recover cost or to charge more user fees to benefit person income. In the future, this issue will be further studied in order to find out optimal measures ensuring that utilization of technology in necessary cases not abuse it, avoid causing societal waste and financial burden for the health insurance system and livelihoods of households. 3.7 Shortcomings in investment in and utilization of high-tech medical equipment There have been positive changes in investment, upgrading and putting into operation of high-tech medical equipment recently. Investment in medical equipment comes from various sources: Government budget, preferential loan, grants…and the mobilization of dynamic health facilities, joint-venture within and outside the hospital. Many provincial, central hospitals including private hospitals have began to invest in high-tech medical equipment such as CT scanner, colour ultrasound, televised X-ray machine, off-body stone grounding machine, endoscope system… making contributions to responding and improving quality of care for the people. However, the investment and management of high-tech medical equipment are revealing certain limitations and problems as identified by the study of Hanoi Medical School, 2003 [12]. Investment is too scattered with average annual government budget of VND 700 billion spent on Purchase, upgrading medical equipment (including central and local government budget)[14]. Given the current large health care system of Vietnam, it is estimated that there are about VND 255 million per public health facility (equivalent to USD 16,000) while the demand is so great therefore many health 26 facilities have bought high-tech medical equipment but they are not synchronous. Much equipment, invested before 1995 has downgraded and broken which is very difficult for diagnosis and treatment. The capacity of some district or provincial hospitals is small therefore it is not cost-effective to invest such expensive modern equipment (worth VND billions) as they fail to exploit full capacity of the machine. The contingent of health staff has not been trained in the subject-matters and lack of knowledge to explore effectively the invested equipment. There is a severe shortage of medical technical staff and qualified technicians which are not commemorate with the investment. In many facilities, there is insufficient money to buy materials and supplies therefore many machines have to stop working or just use the most basic functions. Technical service and counseling system is weak therefore the repair and maintenance of machines is very much depending on suppliers, which pushes up the price. Although much equipment has been provided, they prove incompatible with the demand for use. Socialization for health sector as launched by the Party, Government and MoH has created favourable conditions for health facilities to mobilize more resources to invest in medical equipment. Mobilized fund of private hospitals and public facilities have been used to invest in medical equipment but it is not stick to the Government plan. Monitoring and assessment of performance efficacy of health facilities is done in a systematic manner, even some government agencies do not know the distribution of high-tech medical equipment throughout the country. Such a situation leads to a great waste in investment or inducing burden in abusing high-tech equipment, and voluntary health services transgress public services. Uneven investment across localities where rich localities invest more in equipment than the poor leading to inequity in access to high-tech health services for the people. The Government is facing difficulties in controlling and implementing its leading role in high-tech medical equipment. 27 In the trend of integration of Vietnam to the world, it is necessary to strengthen high-tech medical equipment in diagnosis and treatment in order to open up service users and meeting the growing needs for health care. However, the investment should be oriented with focus, especially the effectiveness of investment in medical equipment must be taken into serious consideration. 28 4 Study method This is a case study that combines both qualitative and quantitative method in order to survey the current situation of investment in and utilization of 3 types of high-tech medical equipment of CT scanner, endoscope and ultrasound machines in some provincial/municipal general hospitals. 4.1 Study duration: From 6/2006- to 1/2007. 4.2 Study location: in 5 following hospitals: Friendship hospital is a central general hospital located in Hanoi and is the first hospital of Vietnam invested in CT scanner before 1993. Saint-Paul Hospital is a provincial hospital of Hanoi. Hatay provincial hospital is a general hospital representing for the Red river delta Dong Hoi general Hospital is a general hospital representing for the central region. Ba-Ria Vung tau Hospital is a general hospital representing for the Southern region 4.3 Quantitative study: Study about the current situation of investment in and utilization of 3 types of high-tech medical equipment of CT scanner, endoscope, Ultrasound machines in 5 hospitals. - Techniques in data collection: forms (Form 1 and 2). - Informant (in each hospital): Using administered Staff of general planning department Staff of medical equipment department. Staff of image diagnosis department Staff of clinical department that has endoscope. - Contents of survey: Basic information patient loads... of the hospital: capacity, Number of machine in each hospital. 29 Situation of operation. staff and training in machine Situation of operation and maintenance of machine Efficacy of utilization (Patient visits examined and diagnosed by CT scanner, endoscope, ultrasound machines in 5 hospitals) In each hospital, select the most modern machine of 3 high-tech medical equipment (CT scanner, Colour ultrasound, digestive endoscope) for in-depth study as illustration. 4.4 Qualitative study To assess the situation of investment in 3 types of high-tech medical equipment in terms of forms, source of funding for investment, process of investment, synchronouness of the investment and quality of these machines in selected hospitals. 4.4.1 In-depth interview (with recording – Form 3) - Interviewees in each hospital: Representative of the Directorate Head of general planning department Department staff) of medical equipment (1 head, 1 Head of image diagnosis department, or operators of CT scanner and Colour ultrasound. Head of clinical department that has digestive endoscope. - Contents of interview: current situation of investment and use of 3 high-tech medical equipment (CT, Colour ultrasound, digestive endoscope). Process of investment in each synchonouness and cost involved. machine, its Situation of staff and training related to this equipment.. Difficulties in using the machine. Efficacy of utilization (by level of: overload, rarely used, or used full capacity, why?) Needs for orientation in investment, utilization of the machine and human. 30 4.4.2 Group discussion: A guidelines for group discussion (Form 4- recording). - Participants are 8-10 doctors of clinical departments that require high techniques such as ultrasound, endoscope, CT (Form 4). - Contents of the group discussion: Current situation and efficacy of utilization of 3 types of high-tech medical equipment (CT, Colour ultrasound, digestive endoscope) in diagnosis and treatment; issues of assessment of service, abuse and equity in using high-tech medical equipment; difficulties and limitations in using and proposing measures for improvement. 4.5 Pilot test: All the contents of both quantitative and qualitative studies are pilot tested in Thanh Nhan hospital, Hanoi (not included in the selected hospitals of study Form). All survey forms, implementation are supplemented and adjusted (with technical inputs from international consultants of medical equipment) to fit into the 5 hospitals in the official survey. 4.6 Study team: Include qualified, experienced researchers of Hanoi Medical School and the Institute of Health Policy and Strategy. They involved in developing the study tools and trained before going to the field in order to collect quality and reliable data. 4.7 Data processing analysis Quantitative data are processed using EXCEL Qualitative data are analyzed after transcription, using such techniques as setting up matrix tables. 4.8 Ethics issue All selected hospitals have been informed clearly about the purpose of this study. The study is implemented upon the agreement of all hospitals. Recording of interviews is informed to respondents and obtain their consent before recording. All information purpose. collected is to serve the study 31 4.9 Limitations of the study: - Assessment of medical equipment is a very new issue in Vietnam with a very large scope. This study is only a branch of case study in CT, Colour ultrasound and digestive endoscope in diagnosis in order to assess the current situation of investment in and utilization of 3 types of equipment in some provincial general hospitals representing for 3 regions of North, Central and South. - The study merely bases on the actual situation of selected hospitals and views of service providers (health staff) not views or opinions of service users (patients) therefore the issue of effectiveness and equity is not scrutinized. 5 Study results in current situation of investment and utilization of 3 types of high tech-medical equipment in 5 provincial hospitals, 2006 5.1 General information of selected hospitals: Among 5 selected hospitals surveyed in 8,9/2006, Friendship hospital is a central hospital, 4 remaining hospitals are provincial general hospitals of Hanoi, Dong Hoi (Quang Binh) and Ba Ria- Vung Tau with an average patient beds of 400-500 and classified Level I and II (See Table 8). Friendship hospital is a hospital for senior or high ranking officials with high rate of old patients and chronic diseases. Saint-Paul hospital is a municipal hospital providing services at request therefore it has higher patient loads than 3 remaining 32 hospitals. Dong Hoi Hospital used to be a central hospital but has been handled to the local authority as a provincial hospital. Ha Tay and Ba-Ria Vung Tau both have provincial general hospitals and regional hospitals. Every year, there are about 200,000 patient visits per provincial hospital, Saint-Paul hospital alone, there are over 400,000 patient visits. Inpatient visit account for about 10%-15% of total examination visit. Number of health workers, especially post-graduate specialized staff of Ha Tay, Dong Hoi and Ba-ria hospitals is much lower than that of Friendship hospital and Saint-Paul hospital. Table 8 General information of 5 surveyed hospitals Indicators Level of hospital Nuber of planned beds 2005 Total staff 2005 Total health staff Total doctor Professors and associates PhD Post-graduate Specialized level II Specialized level I Total patient visits 2005 Total length of stay for inpatients 2005 Total inpatient treatment 2005 Friends hip 1 410 SaintPaul 1 500 705 493 189 1 Hatay Dong Hoi Ba-ria 2 400 2 450 2 500 750 638 169 0 452 341 108 1 570 359 91 0 435 350 97 0 20 33 13 48 2 20 21 69 1 9 12 68 1 8 5 41 1 5 1 32 187892 440464 200887 188119 278882 168792 267449 159312 211466 167919 21054 29041 20540 25300 39070 Notes: HN: Friendship hospital: Saint-Paul hospital. HT: Hatay Hospital. §H: Dong Hoi Hospital. BR: Ba-Ria Hospital. 5.2 Current situation of investment and utilization of doppler ultrasound machines 5.2.1 Current situation of investment in ultrasound machines Among surveyed hospitals, Saint-Paul hospital and Dong Hoi hospital (Quang Binh) have no doppler ultrasound machines therefore this study just analyzes cases of the three remaining hospitals. In the data collected of 3 hospitals that have doppler ultrasound machines (colour), colour ultrasound machine is mainly used to diagnose cardiovascular diseases (correct appointment). However, in Friendship hospital and Ha Tay hospital, they also use 33 this machine to diagnose disease in abdominal area, detecting tumors, prostate, obstetrics and urinary. Table 9 Information of appointment and use of colour ultrasound Name of hospital Friendship hospital Ha Tay general hospital Ba-ria hospital Appointed to use colour ultrasound Heart, leg vein, body vein, liver, bile, spleen, pancreas, ovary, kidney, prostate Cardiovascular, obstetrics, digestive system, urinary Heart, blood vein Type of machine Siemens G60S Alloca SSD4000 Medison Staff of general planning department, department of Medical equipment and image diagnosis department of the hospitals is asked some questions about general information of doppler ultrasound machines and current colour doppler of the hospitals, and detailed information of doppler ultrasound machines (colour) used most. According to the survey result in 5 hospitals, there are 3 hospitals that have doppler ultrasound machines (colour). Friendship hospital, have a high proportion of old-aged patients and many patients with heart disease, has 3 doppler ultrasound machines, while each hospital in Ha Tay and Ba-Ria has only one doppler ultrasound machines. The oldest Doppler Ultrasound machine bought since 2000 in Friendship hospital and Ba-Ria hospital. The latest machine bought in Ha Tay hospital, since 2006. (See Table 10). Table 10 Investment in ultrasound machines in 5 hospitals Number of doppler ultrasound machine Number of broken Oldest machine bought in Latest machine bought in Friendsh ip 3 Hatay Ba-ria 1 1 0 0 0 Year 2000 Year 2006 Year 2000 Year 2004 Year 2006 Year 2000 Detailed information of most used doppler ultrasound machines in each hospital is presented in Table 11. 34 Doppler ultrasound machines are bought from different countries, Germany, Japan, and South Korea (Made in Austria). Three hospitals reported that the machine is not synchronous. As design, these machines can be used from 10 to 15 years. Original purchase price is VND 1.5 to 2 billion and all these machines bought from the Government budget. While purchasing colour ultrasound machine, some hospitals reported that they have to invest more in buying air-conditioners, adaptors, humidifier, vacuum cleaner or printers with a cost of VND 13-40 million, and Ha Tay hospital has constructed a separate room for the colour ultrasound machine. Table 11 Information of colour ultrasound machines in 3 hospitals Name of machine Country of production Is the equipment complete Status of machine at sale Length of utilization as designed Year of Purchase Year put into operation Original price Other investment when the machine put into operation Source of funding Friendship Siemens G60S Germany Hatay Alloca SSD4000 Japan Ba-ria Medison South Korea Yes Yes Yes Brand-new Brand-new Brand-new 15 years 13 years No data available 2004 2004 8/2006 8/2006 2000 2000 No data available No data available VND 1.5 billion Separate room, computer system, air-conditioners VND 1,963 million Printer (VND 39.9 million) 100% Government budget 100% Government budget 100% Government budget Proposals and opinions of doctors in medical equipment are: in the future “opinions of clinical doctors about investing in and purchasing equipment should be taken into account”. In Friendship hospital, all doppler ultrasound machines is not complete with different suppliers therefore it is very difficult to maintain and repair the machines. 35 5.2.2 Current situation of human resource and training for using doppler ultrasound machines Table 12 reveals all basic information of staff using doppler ultrasound machines in 3 selected hospitals. In general, staff using machines is very different across hospital. While Friendship hospital has 8 staff using 3 doppler ultrasound machines, about 3 persons per machine, Ba-Ria hospital has 7 doctors using one machine. In hospitals where they have sufficient conditions and heart patients, staff can undertake colour ultrasound while other hospitals with fewer patients, doppler ultrasound performers have to perform different types of ultrasound in order to use up the time. This practice may affect quality of diagnosis by ultrasound as they lack specialized expertise. Since investment in doppler ultrasound machine, many hospitals have sent staff for training in order to exploit the full capacity of the doppler. In general, for ultrasound machine, most operators are doctors with very few technician and most technicians are doing administrative work such as recording ultrasound results. In Ba-Ria hospital, there are few proficient staff using doppler ultrasound machine, only 2 out of 8 people can operate proficiently the machine even it was purchased in 2000. Table 12 Basic information of staff using ultrasound machines Indicator Number of machine in use Year put machine into operation Total staff Doctor Technician Others (engineers, admin, public health, etc...) Number of doctors trained in colour ultrasound Number of trained technicians Number of proficient technicians Friendship 3 1993 Ha Tay 1 2000 Ba-Ria 1 2000 11 8 3 10 4 6 8 7 1 0 0 0 8 4 5 0 0 1 11 4 2 5.2.3 Current situation of utilization of colour ultrasound machines Results in Table 13 show that the average times of doppler ultrasound per month is very different between hospitals. While Friendship hospital reported “Overload” with 50 cases of test per day (1,000 cases per month), Ha 36 Tay hospital said that they use up capacity with 60 cases per day, and Ba-Ria hospital indicated that they rarely use the machine with 180 cases per month (about 5-6 cases/day). Price per case of ultrasound as regulated (Circular 14/TTLB dated 30/9/1995) is VND 10,000-20,000 for grey ultrasound and VND 20,000 to 80,000 per colour ultrasound. In 2006, Circular 03/TTLT supplements additional prices to some techniques as compared to Circular 14. According to Circular 03, price of colour Doppler for heart/vein is VND 80,000 to 150,000. Other ultrasound may costs VND 500,000 such as colour doppler for heart/vein through gullet or Endeavour ultrasound of heart. Survey results show that ultrasound is VND 20,000 per test of doppler in Ba-Ria hospital is is temporarily using the price of to colour ultrasound. Obviously, more expensive diagnostic method used in necessary cases. the price of grey in all hospitals. Price VND 80,000 while Ha Tay grey ultrasound applied doppler ultrasound is a therefore it should be Table 13 Current situation of most used colour ultrasound machines in 3 hospitals Colour ultrasound Number of machine Workable machine Number of staff using machine Utilization capacity No. of test/day No. of test/month Price per case of colour ultrasound Price per case of grey ultrasound Friendship 3 3 11 Ha Tay 1 1 4 Ba-Ria 1 1 8 Overloaded 50 1000 Up capacity 60 1500 Rarely used 5-6 180 VND 20,000 VND 20,000 VND 80,000 VND 100,000 VND 20,000 VND 20,000 In interviews, all hospitals comments on efficacy of using doppler ultrasound machine. Doctor in Ha Tay said that many clinical doctors fail to update knowledge in order to appoint utilization of doppler ultrasound. In the meantime, Ba-Ria hospital staff reported that they fail to use full capacity of doppler ultrasound machine. At present, they use the machine mainly for heart diseases, rarely used for detecting vein as they lack well trained staff and poor quality of the machine. In Friendship hospital, doppler ultrasound machine is overloaded even when they have 3 machines. The number of patients with heart disease is increasing. Furthermore, colour doppler ultrasound machine in Friendship hospital 37 is used not only for diagnosing heart diseases but to examine liver, bile, kidney, spleen, pancreas, ovary and prostate. Friendship hospital is also using colour ultrasound machines to diagnose tumours, probing lung membrane and take biopsy of liver. Friendship hospital is also facing difficulties as they lack the probe for biopsy of prostate and colour films. They have to use grey film therefore it is difficult to analyze and diagnose the disease. 5.2.4 Current situation of machine repair In all hospitals reporting about doppler ultrasound, they all have monitoring notebooks with regular updates of the machine. Warranty time is usually 1 year, but some hospitals have 18 month warranty. In general, most hospitals do not face difficulties during the warranty time. The frequency of maintenance is different in different hospitals. Friendship hospital takes a yearly maintenance, Ba-Ria hospital takes quarterly. Maintenance work is undertaken by the machine supplier. In 2005, only one hospital reported about a shortage of fund for maintenance because warranty period has lapses, and they have to pay VND 4 million per year for maintenance. Table 14 Repair, maintenance of most used ultrasound machines Machine with monitoring notebooks Years of warranty Any problems during warranty period Maintenance time Maintenance agency Annual expenditure of maintenance in 2005 Times of repair since Purchase Costs of repair in the latest time Reason for repair Number of hospital staff repairing and maintaining CT Friendship Yes Ha Tay Yes Ba-Ria Yes 18 months None 1 year None 1 year None Every year Machine supplier 0 No data available Machine producer No data Quarterly, whole machine Machine supplier VND 4 million 0 0 3 No data No data VND 77 million Never ever broken 5 No data Poor quality machine 0 0 38 Information from hospitals reports that Friendship hospital (purchased in 2004) and Ha Tay hospital (purchased in 2006) have never had it repaired. Ba-Ria Hospital has to repair it 3 times, the latest repair time they had to pay USD 5,000 (about VND 77 million). When asking about the reason for repair, the answer is poor quality machine. 5.3 Current situation of investment and utilization of CT system 5.3.1 Current situation of investment in CT system Data from hospitals indicate that the CT scanner system is appointed to use as below: Table 15 Information of appointment and use of CT scanner Hospital Appointed to use CT Friendship (Machine Scan heart artery with supplemented Kinetics probe) Nerve system Mobility Saint-Paul Skull Vertebral column, Chest, abdomen Ha Tay Skull Thorax Abdomen §ONG Hoi (Quang Skull B×nh) Abdomen Chest Vertebral column Ba Ria Cerebral injury (75%) Cerebral stroke Probing blocks in body Abdominal and thorax injuries So, the appointment of CT use in 5 selected hospitals is compatible with the technology design. However, whether or not hospitals use CT when they have cheaper alternatives such as ultrasound in some cases? This question needs further studied as within this study we are unable to scrutinize it. Usually, for use of CT scanner, if patients want to be paid by health insurance, they need to be wholly consulted (according to the pilot study in Thanh Nhan hospital). But for out-of-pocket paid patients, there is no binding mechanism that limits use of CT in unnecessary cases. The study results also show that each hospital has from one to 2 machines. In 5 hospitals, only one hospital has broken machine. The oldest machine bought in 1997 in 39 Ha Tay hospital but all 5 hospitals purchased since 2000 (Table 16). have machine Table 16 Situation of investment in CT system of 5 selected hospitals CT system No.of broken machine Oldest machine bought in Latest machine bought in Friendsh ip 1 0 SaintPaul 2 0 Ha Tay Dong Hoi Ba-ria 2 1 1 0 1 0 2002 2000 1997 2003 2000 2002 2004 2005 2003 2000 The origin of machine is also very diversifed. Of all 5 hospitals, there are 2 hospitals purchasing from GE, 3 hospitals purchased from Toshiba, and the rest purchased machine from many suppliers and countries including Picker (USA), Hitachi (Japan). Reports from hospitals indicate that most recently purchased machines are brand-new with complete system and length of use as designed from 10-15 years. In Ha Tay hospital alone, the current CT scanner was purchased second hand without knowing its age but in very good working condition. Most these machines were purchased using the Government budget, only Ha Tay hospital used mobilized fund from private contributions. Purchase price ranges from VND 3 billion to 7.3 billion depending on the time of purchase and its capacity and suppliers. Some hospitals, in investing in new CT machine, have to build separate room to place it in. Most hospitals have to purchase supportive air-conditioners, adaptors, humidifier in order to maintain the CT scanner system, and such additional cost should be included in the cost of purchasing machine (See Table 17). Ha Tay hospital alone, when purchasing new machine, they have to build a new place that has sufficient conditions to place a CT scanner. Table 17 Information of CT in 5 selected hospitals Brand, name of machine Country of production Is the system complete Friendshi p GE SaintPaul Toshiba Ha Tay Dong Hoi Ba-ria Toshiba Toshiba USA Japan Japan GE CT Hispeed Fx-i USA Yes Yes Yes Yes Yes Japan 40 Friendshi p Brand-new SaintPaul Brand-new Ha Tay Dong Hoi Ba-ria Old Brand-new Brand-new Length of utilization as designed Time of Purchase 15 years Repaired but currently in use 10 year Some technical errors but solved No data available Repaired but currently in use 15 years Repaired but currently in use 10 years 12/2002 2000 4/2003 8/2000 Time putting machine into operation Original price 12/2002 2001 10/2005 (bought in 1994) 10/2005 4/2003 11/2000 VND 5-6 billion VND 3 billion VND 7,344.0 million Air-con, adaptor, printer (included in the purchase price), humidifie r, vacuum cleaner 100% governmen t budget VND 3,744.6 million Transform er station (VND 340 million) Status of machine at Purchase Current status Supportive equipment Source of funding Aircondition ers electrici ty adaptor (VND 20 million) 100% governmen t budget 100% governmen t budget 100% supported by donor 100% governmen t budget 5.3.2 Situation of staff and staff training in use of CT Data of hospitals indicate that numbers of staff who use CT are very different in different hospitals. Friendship hospital and Ba-Ria hospital have 6 to 7 doctors and 3 to 6 technicians to support doctors. SaintPaul hospital with 2 machines has 5 doctors and 4 technicians using CT. Dong Hoi and Ha Tay hospitals have only 2 to 3 doctors using machine but none of them is proficient in using it (See Table 18). Before putting CT into use, most hospitals have sent doctors and technicians for training, except for some hospitals whose staff had been trained in image diagnosis in medical school. However, among 5 selected hospitals, only one hospital send clinical doctors for training in CT, the remainders are doctors of image diagnosis. This 41 suggests that there might be problem in the fact that clinical doctors appointed to use and analyze results from CT in diagnosis and treatment (See Table 18). In Friendship hospital, there is a shortage of staff using CT scanner, and contracting doctors to meet the needs for using CT scanner. Table 18 Basic information of staff working on most used CT Indicator No.working machine Year put into operation Total staff Doctor Technician Others (engineers, admin, public health, etc...) Number of doctors trained in CT Number of trained technicians Number of other staff trained in CT Number of proficient technicians Friendship SaintPaul Ha Tay Dong Hoi Ba-ria 1 2 1 1 1 2002 2001 2005 2003 2000 12 6 6 11 5 4 10 2 7 7 3 4 10 7 3 0 2 1 0 0 6 3 2 1 7 6 2 2 0 3 0 0 0 0 0 No data 10 4 2 9 5.3.3 Current situation of utilization of CT scanner According to hospital reports, only 2 hospitals reporting that they have used CT at overloaded level. Ha Tay hospital reported that they fail to use full capacity of the machine while Saint-Paul and Dong Hoi hospitals used up capacity of the machine. However, the number of test/month is very different between hospitals. Most machine in hospitals takes about 10 cases/day. CT of Friendship hospital is always used in cardiovascular area leading to overload of machine use (Table 19). The price per case of CT, according to the policy of partial collection of use fee (Circular 14/TTLB dated 30/9/1995) is VND 300,000 to 1 million. Survey in the hospitals indicates that the average price per case of CT is VND 500,00 – 850,000. It is possible to calculate revenue from machine at the price of VND 800,000 per case per year of a hospital. When comparing revenue from service charge with purchase price, it is calculated that 42 it might take only 2 years for the hospital to recover the investment cost, while it might take 5 years in Dong Hoi hospital where the machine is rarely used. Of course, we have to take into account the operating costs, maintenance, repair in order to identify whether the investment is cost-effective. Other costs such as film, chemicals and spare parts are not collected for analysis. Table 19 Current situation of utilization of CT in 5 hospitals CT scanner case/month Utilization capacity No.of test per day Price per case Friendsh ip 240 Overload Ha Tay Dong Hoi Ba-ria 70 Behind capacity 6-7 160 Not overload 10 454 Overload 12 SaintPaul 300 Not overload 10 VND 700 thousand VND 800 thousand VND 800 thousand VND 850 thousand VND 500800 thousand NO DATA 5.3.4 Management, maintenance and repair of machine In the literature review, lack of ability for prompt repair limits effective use and exploitation of machine capacity. Study results show that all machines have monitoring notebooks and are recorded regularly. Three out of 5 hospitals maintain the whole CT scanner system in quarterly basis but one hospital maintains whole machine once every year, and 1 hospital only maintains partially on yearly basis at request (as purchase of second hand machine). Warranty time often lasts from 1 to 2 years. If the machine is still warranty time, the hospital pays nothing for maintenance but when the warranty period is over, they may pay from VND 30 to 64 million per year (See Table 20). Two out of 5 hospitals have to repair the CT scanner system but only one hospital reported paying VND 500 million for repair. In general, most machines are working smoothly. For CT, hospitals rely on the suppliers or producers to repair or maintain the machine. However, most hospitals send staff for training in maintenance of CT scanner system. Table 20 Situation of maintenance, repair of CT system Friendship Machine with monitoring notebooks Years of warranty Yes SaintPaul Yes 2 years 1 year Ha Tay Dong Hoi Ba-ria Yes but note record regularly Yes Yes None as the machine is too old 2 years 1 year (70,000 slices) 43 Any problems during warranty period Errors in the main processor None Maintenance time Quarterly whole machine Maintenance agency Engineer of the supplier Every year, whole machine Supplier Annual expenditure of maintenance in 2005 Times of repair since Purchase Costs of repair in the latest time No.of hospital staff repair and maintain CT machine No data No data Errors in the operator of the lifting table Every year Quarterly partial whole maintenance machine None Quarterly whole machine Supplier Engineer of the supplier Engineer of Luc Tinh Company (Machine provider) VND 64 million VND 30 million Don’t know 0 (in warranty time) Not yet Not yet 2 times Minor repair 1 No data No data Don’t know No data VND 500 million 5 6 0 0 0 Although most interviewed hospitals reported that they do not face many difficulties in maintenance and repair CT scanner system, Saint-Paul hospital recommends that the MoH should only allow suppliers or producers who are able to repair and maintain machine to be provided with license for sale. This suggests that the hospital has ever faced difficulties in maintaining medical equipment as they bought the machine from a supplier without in-the-spot maintenance resources. 5.4 Investment and utilization of digestive endoscope 5.4.1 Current situation of investment in endoscope For digestive endoscope, all 5 hospitals reported having machine that can perform endoscope of upper digestive system. Table 21 Information of appointment and use of endoscope 44 Name of hospital Friendship Saint-Paul Hatay general hospital Dong Hoi hospital Ba-ria hospital Appointed to use endoscope esophagus, stomach, duodenum, large intestine Whole digestive system (esophagus, stomach, duodenum) Biopsy to detect malignant cells or treat ulcers of bleeding esophagus, stomach, duodenum, large intestine esophagus, stomach, duodenum, large intestine Upper digestive system, esophagus, stomach, duodenum Digestive endoscope is placed in different departments depending on different hospitals: (endoscope in functional exploration (2/5 hospitals), image diagnosis (1/5 hospitals), digestive department (1/5 hospitals) and internal medicine (1/5 hospitals). Decision to place endoscope in any department depends on the size of hospital and specialization of work. In small hospitals, endoscope staff often takes on other responsibilities. In all 5 hospitals, the oldest machine bought in 1997 and 2000, and the latest machine bought in between 1998 and 2005. Four hospitals have endoscope purchased since 2000. Break-down of endoscope is a problem for 3 hospitals (causes leading to the break down of machine is described in maintenance section). All hospitals have endoscope for stomach, duodenum, only 4 hospitals have endoscope for large intestine but only 2/4 endoscope for large intestine are working. Some machines can perform endoscope of both upper and lower digestive system. Table 22 Investment in endoscope in 5 selected hospitals Department where digestive endoscope placed No.of endocope No.of broken machine Friends hip Digesti ve departm ent Saint-Paul Ha Tay Image diganosis dept, endoscope room Functiona l explorati on dept Dong Hoi Functio nal explora tion 3 5 4 3 0 2 needs repaired/repla ced (1 large intestine, 1 stomach) 3 1 (waitin g for funding for repair) Ba-ria Internal medicine , endoscop e room 1 0 45 Type of endoscope Oldest machine bought in Latest machine bought in Friends hip 7 tubes: large intesti ne (3), stomach (3), duodenu m (1) Saint-Paul Ha Tay Large intestine (2), stomach (3) Large intestine (1), duodenum (2), rectum (1) [endoscop e of rectum is in good condition ] 1997 1999 1998 Dong Hoi Large intesti ne (broken ), stomach , duodenu m, rectum, abdomen with video camera system 2000 2004 2005 1998 2005 Ba-ria Stomach, rectum with soft tube 2000 2000 Most endoscope machines in 5 selected hospitals originate from Japan (Brand Fujinon, Pentax, Olympus), one endoscope of rectum was purchased from Germany. Most machine is complete, but Dong Hoi hospital alone is provided with an incomplete video endoscope for abdominal area. Among the most recently purchased machines, 3 hospitals use the government budget to buy it; Friendship hospital uses its own fund, while Ha Tay hospital is supported by international grant (See Table 23). The cost for purchasing new machine ranges from VND 285 million to 800 million. There is no data of additional investment supporting the machine. Only 2 hospitals reported that they have to buy air-conditioners or other sterilization instruments, etc… No reports from other hospitals. Dong Hoi hospital has an incomplete video endoscope for abdominal area but rarely use it (lack cylinder of C02). Table 23 Information of endoscope in 5 selected hospitals Brand, name of machine Friendsh ip Pentax (stomach and large intestin e) SaintPaul Fujinon EG 250PE (stomach , duodenum ) Ha Tay Dong Hoi Ba-ria Fujinon (stomach, duodenum) Olympus, GET E8 D2 + CFU 01 (stomach , duodenum , large intestin e) Olympus 46 Country of production Is the machine complete? Status of machine at Purchase Length of utilization as designed Time of purchase Time put into operation Original price Friendsh ip Japan SaintPaul Japan Ha Tay Dong Hoi Japan Japan Yes Yes Yes No Yes New New New New New 15 years No data 10 years No data No data 2004 1/2002 1997 7/2005 4/2000 2004 2/2002 3/1998 7/2005 5/2000 No data VND 500600 million No data VND 802.1 million VND 284.5 million Airconditio ner VND 447.8 million No data 100% governme nt budget 100% governme nt budget Supportive equipment Tube cleaning machine Source of funding 100% governme nt budget 100% governme nt budget Air-con, adaptor, vacuum cleaner, operating light, set of steriliza tion (VND 188 million); new room 100% internati onal donated Ba-ria Japan Notes: Exchange rate in 1997 was VND 12,330 =1USD 5.4.2 Current situation of staff and staff training in endoscope Study results of most used endoscope indicate that the lowest number of doctor per machine is one (SaintPaul hospital) and highest is 2 doctors per machine (3 remainder hospitals). Most hospitals have technicians to support doctors in giving and cleaning the tools. In order to use endoscope, all hospitals have to send doctors for training and some hospitals send technicians for training. The number of staff using machine proficiently is equivalent to number of doctors using endoscope. Table 24 Basic information of staff using most used endoscope Indicator Total Friendship 3 (both SaintPaul Ha Tay 3 Dong Hoi 1 2 Ba-ria 1 47 working machines of the same type Year put into operation Total staff Doctor Technician Others (engineers, admin, public health, etc...) Number of doctors trained in endoscope Number of trained technicians Number of other staff trained in CT Number of proficient technicians stomach (stomach, and large duodenum) intestine) (stomach (stomach/ (stomach, and duodenum) duodenum) duodenum) 1997 2002 1998 2005 2000 8 5 3 5 2 3 4 2 2 5 2 2 2 2 2 0 0 0 1 0 5 2 3 4 2 3 0 2 2 0 0 0 0 0 0 8 5 4 5 2 Notes: In Friendship hospital, interviews of information on utilization of machine bought in 1997 are different from the machine described in Table 23 Saint-Paul hospital applies the endoscope technology in early time as they have large size hospital and has accumulated experience. At present, Saint-Paul hospital takes a role in technical support for lower level hospitals, creating a place for doctors from other hospitals to practice in endoscope techniques. 5.4.3 Current situation of utilization of endoscope Results in Table 25 show that among survey machines, there is a great variation in the number of test per day or month. Lowest is 80 cases per month in Ha Tay hospital (where more endoscope machine is broken down), and highest in Saint-Paul hospital and Friendship hospital, from 2 to 3 machines. Friendship hospital has a spare machine in case the other machine is broken down. However, in Dong Hoi hospital, although the machine use less (only 150 cases per month), it is reported that they are overloaded. 48 Table 25 Current utilization of digestive endoscope in 5 hospitals Endoscope No.of working machine No.of staff using machine No.of test per day No.of test per month Utilization capacity Price per case Friendshi p 3 (2 stomach, 1 large intestine ) 8 SaintPaul 2 Ha Tay Dong Hoi Ba-ria 1 (rectu m) 1 (stomach/ duodenum) 1 5 4 5 2 18 (stomach) 7 (large intestine ) 250 (stomach) , 80 (large intestine ) Overload 15 NO DATA 10 10 320 80 150 200 Overload Rarely used VND 24,000 (rectu m) Overload average VND 30,000 (stomach, esophagus, rectum), VND 45,000 (large intestine), VND180,000 and injection and clip to stop the bleeding VND 60,000( stomach -VND 150,000 (lamina te and take worm./i njectio n/clipt o stop the bleedin g) VND 70,000 (stomach) , 250,000 (large intestine )- 1.5-2 million (laminate and take stone/wor m/foreign body) VND 30,000 (stomach, abdomen, rectum), VND 45,000(la rge intestine , laminate and stretch esophagus /biopsy) Notes: In Friendship hospital, interviews of information on utilization of machine bought in 1997 are different from the machine described in Table 23 The price of endoscope is charged by policy of partial collection of user fee (Circular 14/TTLB dated 30/9/1995) and is different: endoscope of large intestine +/- biopsy is VND 15-45,000, rectum, stomach or abdomen +/biopsy is VND 10-30,000. In 2006, Circular 03/2006/TTLT dated, 26/1/2006 supplements prices for some services which were not included in the Circular 14/TTLB. Endoscope of stomach attached by injection or clip to stop the bleeding is VND 50-250,000, small intestine is VND 230-320,000, small intestine and injection, clip to stop the bleeding or cut polup is VND 250-400,000, endoscope of large intestine attached by injection or 49 clip to stop the bleeding is VND 270-320,000 and rectum attached by injection or clip of hemorrhoids is VND 100150,000. According to the survey, the price of health insurance or user fee is lowest for endoscope of stomach, esophagus and rectum, ranging from VND 24-70,000 in different hospitals. Endoscope of large intestine is a little higher from VND 45-250,000. Highest price is endoscope combined with treatment such as take stone out, worm, foreign body or injection at VND 150,000 to 2 million per case. The price is highest in Friendship hospital, lowest in Ha Tay Hospital. For Saint-Paul hospital, apart from price paid by HI, they charge higher price at request of clients. For endoscope, the price ranges from VND 100.000 to 1 million, depending on different procedures. Even, some procedures are not included in the HI, they perform at request of clients. 5.4.4 Current situation of maintenance and repair of machine For endoscope, the capacity of utilization is poor due to broken machine. The tube of endoscope is very sensitive and requires very careful utilization and maintenance. Information in Table 26 shows that all 5 hospitals have monitoring notebook and 4 out of 5 hospitals have regular recording. Three hospitals reported maintenance on daily basis, one hospital on quarterly basis and one without maintenance. Those hospitals without maintenance (Ha Tay) also have most machines broken and lowest price of endoscope. Only 3 out of 5 hospitals have repair and maintenance staff of endoscope. Warranty time is usually 12 months to 18 months, some hospitals have agreement with the supplier therefore they benefit free-of-charge maintenance but pay only spare-part. However, most hospitals reported that they don’t face any difficulties during the warranty time except for minor repairs. In 2000, in 5 selected hospitals, no hospital reported having fund for maintenance of endoscope. Table 26 Maintenance and repair of endoscope Friendship Machine with monitoring notebooks Years of warranty Ha Tay Dong Hoi Ba-ria Yes SaintPaul Yes Yes Yes Yes but not regularly 18 months 1 year 1 year 1 year All time free 50 Any problems during warranty period Maintenance time Maintenance agency None Minor repair None None Daily Daily Daily Staff of endoscope room Staff of endoscope room and engineer of supplier 0 No maitenance NO DATA Times of repair since Purchase Costs of repair in the latest time Reason for repair 1 (stomach), 2 (large intestine) VND 50 million Old (since 1997) Overload No.of hospital staff repair and maintain CT machine 6 4 NO DATA maintenance None Staff of endoscope room Quarterly, partial Staff of center for maintenance Broken, awaiting repair Broken 1 NO DATA No fund, no repair NO DATA Glass Unstable Mistakes of system is source of staff not good, electricity no regular maintenance 1 0 0 Notes: In Friendship hospital, interviews of information on utilization of machine bought in 1997 are different from the machine described in Table 23 Of two hospitals that bought endoscope longest time ago, Friendship hospital had to repair 3 times in one machine, while Ha Tay hospital with all machines broken down but no fund for repair. Other hospitals have repaired once or waiting for fund for repair or no need for repair as the machine is still new. Reasons for repairs are much diversified. Some hospitals reported of poor quality of the machine (donated), or used too much (since 1997 or overused), or unstable source of electricity or mistake of staff. Experience of Friendship hospital and Saint-Paul hospital show that if we perform as the instructions with regular maintenance, there’s little chance for the endoscope to be broken. However, if the machine has been used for too long, it needs repair. 51 5.5 Investment in 3 high-tech medical equipment of 5 hospitals Apart from collection of detailed information of each machine, interviews of hospital leaders were also taken in order to have better insights into the investment in high-tech medical equipment. This section will analyze the study results related to factors such as Decision on investment, process of investment and incompleteness in investment. 5.5.1 Factor that decides on investment Most hospital leaders reported that before the Provincial Health Bureau and the hospital decided to invest in high-tech medical equipment, specifically doppler ultrasound machine, endoscope and CT scanner, they had taken into account the following factors: 1. They are provincial general hospital with the highest techniques in the province, it must be compatible with the trend of integration and requirement for industrialization and modernization of the locality. 2. Local people’s needs for health care, and requires to improve quality of care and development of the hospital. 3. Technical expertise, techniques of specialized health staff has been trained in combination with the current physical infrastructure of the hospital. In addition, these hospitals are under the pressure of implementing Decree 43/CP regulating autonomy and accountability for the tasks, organization of the apparatus, payroll and finance in public institutions and health facilities, in particular. Decree 43 creates conditions for the facility to improve quality of life for hospital staff by exploiting health services at request of clients in order to obtain more revenue. In the light of increasing needs for services, some segments of population want to be served at demand and able to pay for high fees. In response to this practice, some hospitals have opened up department of health care at request therefore they have to invest in high-tech medical equipment. 5.5.2 Process and forms of investment The survey results show that the process (or procedures/steps) of investment depends on the form of investment. There are 2 forms of investment: top-down and need-based. 52 According to the top-down form: hospitals are completely inactive in the Decision on what to purchase? From what suppliers? Which generation of machine? Also, there is no preparation for the new technology: lack of workshop, physical infrastructure, appliances, specially trained staff in order to use new technology. This form of investment is often seen in project that has budget allocation. A Typical example of this is Ha Tay hospital. According to the information presented in Section 3.2 to 3.4, Ha Tay hospital has invested in all CT, digestive endoscope and grey ultrasound from international donation. Decisions on investment were made by the Provincial Project Management Unit of all machines, suppliers. At present, 3 out of 4 endoscopes are broken, one grey ultrasound machine has error in the monitor and unable to repair it. Director of Ha Tay hospital said: “the supplier has dissolved, these machines are the last in their catalogue, there is no money to repair or invest in these machines. The hospital is poor while it still has to feed this old elephant (great money). It is placed here and unable to sell or liquidate it”. For Hatay hospital, this form of investment leads to the fact that expensive and modern machines are not used effectively as they are not compatible with the needs of patients (doppler ultrasound while there are few heart patients), broken (endoscope), lack of spare-parts, supplies (“caset” CT is not complete with the machine; lack of spare part for endoscope; doppler ultrasound lack appropriate probe to exploit full capacity of the machine), lack trained staff to operate and analyze results (Ultrasound machines Alloca). Opinions of health staff indicate that in order to improve this situation, opinions of clinical doctors should be taken into account when deciding on investing in medical equipment. According to need-based investment (that is based on the proposal of hospital), after arising the needs for investment in medical equipment, they consider various factors to decide to purchase high-tech medical equipment, and leaders of the hospital have to seek for financing source. Sources of fund or form of investment may come from government budget or allocated by the MoH, or mobilization from the province/hospital or grant from international donors. A procedure for investment includes the following steps: 53 Step 1: A technical committee will discuss the Decision on investment in which medical equipment, for which department and timeline. Step 2: Hospital invites experts, central hospital, machine counselors, select suppliers, generations and cost. Step 4: Carry out public bidding. Step 5: Preparation: training staff, space and facility, supplies and spare parts for the operation of machine. Step 6 Installation and monitoring. Such an investment procedure seems reasonable and scientific. However, some hospital leaders still complain that this form of investment is proving certain limitations when the funding source comes from Government budget. First, annual source of fund for equipment is very little and not enough to procure expensive and modern machine. Second, the procedures for approval are troublesome and very slow due to the mechanism of “Begging and Giving”. It is commonly reported that they have to wait for 4-6 months, even 1 year (Ba-Ria hospital) to have the proposal approved. Third, poor knowledge of modern machine of hospital therefore sometimes they purchased poor quality machine (Doppler ultrasound machine -Ba-Ria hospital) or poor maintenance service (CT Saint-Paul hospital). Four, although the bidding process is open, supplier decides on the price because the hospital lacks information. Other sources of fund which is considered rational by Decree 43/CP on autonomy and mobilized fund. The source of fund may come from 3 sources: joint-venture, cooperation with the suppliers, or private sector, and Joint-stock company (international and domestic). For example, Ba-Ria hospital collaborates with Australia and Vietnam Petrolimex. In Saint-Paul hospital, the hospital has mobilized fund by selling out hospital shares for its staff its joint-venture fund to invest in the department of health care at request. Given such a form of investment and source of fund, the procedure for investment includes the above-mentioned steps plus budget estimates and submit to higher level for approval. This form of investment facilitates hospitals to be active in procuring equipment. The process is quick or slow depending in the fund availability. 54 Thus, form of investment and source of fund purchasing medical equipment are decisive factors. for 5.5.3 Completeness in investment in medical equipment Lack of completeness in investment in equipment may lead to waste and inefficiency. In order to assess the completeness of investment in high-tech medical equipment, this study takes into account 4 following factors: Completeness between type of equipment and functions, ability to appoint and use the results of the hospital Completeness between type of equipment and staff training to be able to use and operate new machine Completeness between type of equipment details, spare parts and producers and its Completeness between type of equipment and physical infrastructure: housing, electricity, anti-humidity, materials and supplies Of these 4 factors, completeness between type of equipment and its details, spare parts depends on the supplier, generation and contract of procurement, therefore it is very difficult for the hospital to overcome. To address this issue, the hospital should invite experts or consulting groups to advise about the equipment. The other 3 groups of factor, the hospital can actively handle even in the Decision on investment The study group has discussed with leaders, conducted in-depth interviews head of equipment and supplies department, head of planning department. Survey results show that with various forms of investment and abundant sources of fund, all these 5 selected hospitals have purchased modern equipment for health care and improve its effectiveness in diagnosis and treatment. Besides, these hospitals also withdraw experience lessons in investing in high-tech medical equipment. In general, all high-tech medical equipment such as ultrasound, endoscope, CT …, is behind the people’s needs for health care. Even fund for medical equipment comes from any source, it is recommended that hospital be given autonomy to decide. 55 Technical issues should be taken into serious consideration to limit the perfunctory bidding and price coercion from suppliers. Investment in high-tech medical equipment must be compatible with physical infrastructure and training of staff in order to use the machine effectively. 5.6 Assessment of effectiveness and equity in using 3 types of high-tech medical equipment of 5 selected hospitals In Section 3.2 to 3.4, current situation of investment and utilization of 3 types of equipment (ultrasound, endoscope, CT scanner) in 5 hospitals are presented. In order to assess the effectiveness of utilization of 3 types of equipment, this study focuses on some indicators and information collected about the machine, and most used machines. 5.6.1 Current situation of utilization Table 27 presents the proportion of working machines by hospital and type of machine. In 2 hospitals, the proportion of working machine is 100% for all machines. The remaining hospitals have at least one of three survey equipment unusable. Study results indicate that doppler ultrasound machine and CT scanner are the least broken down machine as compared to endoscope. In Endoscope, 3 hospitals are having broken machines as compared to one hospital with broken CT and no doppler ultrasound machine is broken. Obviously, any hospital that has more broken machines will obtain less effective performance than other hospitals that have no broken machines. Table 27 Proportion of machine used Friendship Doppler ultrasound machine CT Endoscope Ha Tay 100% SaintPaul NO DATA Ba-ria 100% Dong Hoi NO DATA 100% 100% 100% 60% 50% 25% 100% 66% 100% 100% 100% Source: Based on information from Tables 10,16,22 The average number of staff per machine (including doctor and TECHNICIAN) is different between types of equipment, and between hospitals. Saint-Paul hospital has a ratio of staff per machine, lowest in CT scanner and endoscope, which suggests that it is possible to exploit maximum capacity of the machine given few staff provided that work assignment is made rational. CT seems to 56 require more (Table 28). staff with 5.5 to 12 staff per machine Among staff that have ever used machine, most of them are doctors that means that there are few technicians to support doctor in doppler ultrasound machine, but more supportive staff is seen in Ha Tay hospital. Ba-Ria hospital is the hospital that has highest number of doctor using machine, and it is also the last hospital applying high tech-medical equipment. In the survey, we did not explore information of other work of the informants therefore it is difficult to identify working productivity of hospital where more doctors are working on one machine?, because it is possible that those who work on these machines can perform other tasks of the hospitals. For example, doctor diagnose image can perform CT scanner, take ultrasound and x-ray. However, the skills of performing ultrasound, CT scanner and endoscope depends very much on the regular performance of the operators. Table 28 Average number of staff per working machine Friendship Average no.of staff per working machine Doppler ultrasound machine CT Endoscope Proportion of staff who are doctors Doppler ultrasound machine CT Endoscope SaintPaul Ha Tay Dong Hoi Ba-ria 3,7 NO DATA 10,0 NO DATA 8,0 12,0 2,7 5,5 1,7 10,0 4,0 7,0 2,5 10,0 2,0 73% NO DATA 40% NO DATA 88% 50% 45% 20% 43% 70% 63% 40% 50% 40% 100% Source: Based on information from Table 12 Table 29 indicate the average time of performing test per month. According to the survey result, Ha Tay hospital with a machine has performed 1,500 case of colour ultrasound per month and Friendship hospital with 3 colour ultrasound machines provided 1,000 cases per month while Ba-Ria hospital taken 180 cases per month. Two hospitals using full capacity of the machine for the purpose of diagnosing heart disease and other diseases while Ba-Ria hospital only applies this technology to diagnose heart disease thus they fail to use up capacity 57 of the machine. For CT scanner, Ba-Ria hospital performs 454 cases per month as compared to only 70 cases in Ha Tay hospital. Endoscope also serves 80 -330 cases per month. Table 29 Data of utilization of medical equipment Friendship Saint-Paul Average case per machine per month Doppler ultrasound machine CT Endoscope Overload Doppler ultrasound machine CT Endoscope Ha Tay Dong Hoi Ba-ria 1000 NO DATA 1500 NO DATA 180 240 330 300 320 70 80 160 150 454 200 Overload Overload Overload NO DATA Used up capacity NO DATA Rarely used Not Behind Not Overload overloaded capacity overloaded Overload Rarely Overload Average used Another way to assess capacity use of a machine is the opinions from health staff in the department where the machine is placed. According to the survey result, Friendship hospital is overloaded in all 3 types of equipment. Endoscope is most overloaded in 3 out of 5 hospitals. Hospital Ha Tay is the only hospital that do not have overload issue in all 3 types of technology, only doppler ultrasound machine is used up capacity. However, in this survey, we just based in the subjective assessment of machine operators. If we further study and correlate with actual capacity used, it will come up with more objective assessment. For Friendship hospital, service of 240 cases of CT is considered overload, while Saint-Paul hospital serve 300 case and is not regarded as overload even when they have fewer operating staff. Results of in-depth interviews reports that: utilization of high-tech medical equipment has made contributions to improving quality, effectiveness in diagnosis and treatment of disease with more accurate results, shortening treatment time. Given such a result, these hospitals have improved their reputation, attracting more patients and reducing referred and bypassed patients from lower level. However, if we assess the effectiveness of using the machine by its capacity as compared to the design, it will be very difficult because average service per machine/time unit depends on: needs for techniques or the 58 decision of clinical doctors to take (or the proficiency of the operator) and quality of machine (generation, old/new machine, good condition or not good condition). For example, in Friendship hospital, doctors may appoint to use CT scanner for whole body (skull, abdomen, thorax, liver…) therefore the patient visits using service are not compatible with the resolutions or slides of the machine. Or ultrasound machines of 3 or 4 dimensions, number of slides/CT. even though, the results presented in Table 29 show that the capacity of Friendship hospital is relatively high as compared to other hospitals. In order to explain for this issue, the Director of the hospital said: “ Friendship hospital is a central hospital where most of its patients are government staff, or retired servants with serious diseases and benefit higher services than other citizens”. 5.6.1 Cost-effectiveness in utilization of high-tech medical equipment As presented in the previous sections, in this section we do not have sufficient data to assess the efficiency of investment in high-tech medical equipment but relies on the information provided by the MoH. In the trend of integration, implementation of Decree 43/CP with self-balance and financial autonomy, costs of high-tech in public hospitals should be fully calculated and correctly with depreciation of machine, supplies and salaries for direct staff in order to avoid the fact that one hospital has to price systems (the price of service costs of hospital is lower than that in the voluntary health care section). It is because of this, that people often claim that the hospital abuse high-tech bloc to charge patients. It is hard to solve this problem as it related to the current regulations for payment rate for insured patients while we fail to catch full information of rate applied to insurance paid for high-tech equipment (opinion of hospitals where they have room for voluntary health care). Most interviewed health workers reported that investment in utilization of high-tech equipment in diagnosis and treatment has made contributions to increasing revenue for the hospital and income for health staff, in general. Information of income generated from utilization of these three machines was not collected. However, from the Hospital Inventory in 2005, information of times using CT scanner and ultrasound and total revenue of the hospital has been collected. By which, 59 with a price of VND 800,000 per case of CT scanner and VND 20,000 per case of ultrasound, it is possible to estimate total revenue of the hospital using this technology. For example: in the Friendship hospital, revenue from CT scanner accounts for 4% of total revenue and ultrasound takes 1%. Meanwhile, in Ba-Ria hospital, this proportion is 9% and 2% respectively1. It is recommended that a study on hospital costing be conducted in order to calculate the proportional profits of the hospital from this technology. Revenue from endoscope is very low, less than 0.5 % as compared to the total revenue of these 2 hospitals. Some opinions in group discussion stated that funding source from either government budget, preferential loans, or grant has not been depreciated, nor covered costs for supplies, maintenance and repair. Therefore, when the machine is broken, the hospital is awaiting for government budget for maintenance and repair (this problem will be presented in later section – Management and repair of equipment). Such an issue has not been regarded as rational. For the funding sources from mobilization, joint-venture or joint-stock from hospital servant, most hospitals have initially calculated economic benefits from the investment. However, due to limited time and conditions, we did not scrutinize but the issue of cost-effectiveness will be further studied when hospitals implement Decree 43/CP or equitization in the spirit of Resolution of the 10th Party Congress. 5.6.2 Current issue of equity in utilization of hightech medical equipment: Vietnam’s Party and Government intentions and policies are to ensure equity and efficiency in people’s health care. Equity means that all people benefit health care that is all people of different segments regardless of rich or poor, social strata benefit the same quality health care services. There are many ways to assess the issue of equity in health care, one of those ways is to compare the level of using health services between the rich and poor, those with and without health insurance. Many authors claim that the main reason for the poor In 2005, Friendsip hospital undertook CT for 3,496 cases and ultrasound for 47,106 and total revenue is VND 68,129,992,000; Ba-Ria hospital serves CT for 4,442 cases, ultrasound for 35,123 cases with a total revenue of VND 37,769,755,000. 1 60 benefit less high-tech medical equipment is economic barrier (unable to pay for health services) and geographical barrier (the poor in mountainous, remote and isolated area where less high-tech medical equipment is available ), and even local costumes and practices. Within this study, we will merely analyze the issue of equity from the view of economics. Moreover, due to limited time, we were unable to assess quantitative data (the poor without health insurance vs. rich and insured people using health insurance) but in the perspective of how the service providers appointed and used high-tech equipment? Interview results and group discussion with clinical doctors and health staff in 5 hospitals show that “The use and appointment of high-tech medical equipment depends in the conditions of the disease, ability to provide services of the hospital. It is a matter of moral ethics regardless of who the patients are and whether they have money or not”. Or in other way, it can be said that inequity in using high-tech medical equipment in hospital is not a big issue. However, when conducting the in-depth interviews, some issues arising, they are: For insured patients: with the test using endoscope, diagnosis is often made by clinical doctors and it is not difficult to implement this service as payment for this service is not much, health insurance will pay 100% of the fees. With surgery using endoscope, the use of this service should be taken into account because: “Minor surgery using endoscope, quick post surgery (less than 3 days), but the cost for the surgery is very dear. It will take 7 days for open surgery, for example; operation on large intestine is VND 15 million as HI does not cover all payment for the treatment, therefore they often undertake open surgery. This means that the use of hightech medical equipment is still depending on the ability to pay of health insurance. However, when the issue is related to life or death matter, there is no discrimination. For example, when appointing to use CT, for insured patients, the cost may by VND 800,000 -1 million/test therefore clinical doctors have to ask for advice from head of the department or whole consultation of the Directorate. For accidents, injuries and emergencies, we can’t wait for whole consultation, most decisions are made by doctor on duty regardless of what kind of patients, rich or poor with or without insurance. 61 The proportion of poor patients without ability to pay has declined thanks to Decision 139 that provided free health insurance cards for the poor (10/2002). Medical costs for the poor will be paid by health insurance. The pressing issue is ability to pay amongst the near poor group. In these cases, most hospitals have the same way out: Decision from department head, if the appointment is compulsory then they will apply by Decree 661/CP- that is the patient have to be identified as poor household by local authority and they will benefit freeof-charge hospital fees or exemption, or advise them to replace with cheaper techniques. However, in general assessment, most opinions report that in the market economy, the rich can pay for hightech costs : “”High-tech equipment for the rich”. The issue of concern is abuse of high-tech equipment, causing heavy burden for patients and affect health status for the patients. In response to this issue, most survey hospitals reported that for public hospitals, appointment to use high-tech equipment is completely appropriate with the conditions of patients not to cause burden on them. In our opinions, the question of abuse should be further studied as we have not found any satisfactory answer from service providers, and it should be considered from the view of patients and clinical professionals or assessment of medical records to see whether the use of high-tech medical equipment is appropriate or not. The explanation of hospitals about public rumors of abuse of high-tech medical equipment: In actual fact, in the last 5 years, high-tech equipment have been provided for provincial and central levels of care in order to contribute to improving effectiveness in quick and accurate diagnosis and treatment and shorten treatment time. Of course, the proportion of patients using these high-tech services increases and leads to the rumour that hospitals induce high-tech equipment to charge more money from patients. Such an understanding is not correct. Hospitals also claim that if the doctors do not appoint high-tech services, patients may say that the doctors are not enthusiastic and fulfill their responsibilities. Such a practice leads to the fact that patient requires to use high-tech medical equipment. For example: Patients with bile stone, doctor appoints to use grey ultrasound at VND 30,000, patients may require to undergo colour ultrasound at VND 200,000 or “Fetus ultrasound, they require 4 dimension ultrasound to be proud of”(Doctor in Friendship hospital). 62 Staff in surveyed hospitals also reported that the price of pirate clinics is much higher and is 10-15% higher than that in public hospitals but the patients accept that fact. In private clinics, qualification of doctors is not good, and accept any requirement of patients, leading to a waste in utilization of the machine. Some staff in public hospitals comments on private clinics: “They work for money, not health of the people.”(In-depth interviews of endoscope doctors in Hospital Ha Tay). 5.7 Management, maintenance and repair of high-tech medical equipment In order to implement the national policy for medical equipment period 2002-2010, approved by Government by Decision 130/2002/Q§-TTg dated 4/10/2002, a decisive issue for effectiveness of investment and utilization of high-tech medical equipment is management, maintenance and repair of high-tech medical equipment. In most provincial and central hospitals, there are divisions of equipment and supplies with clear functions of management, planning for purchase, repair and maintenance of medical equipment. In fact, the management of hightech medical equipment in hospitals is problematic. According to the assessment of Department of Medical Equipment, MoH there exists 4 shortcomings below [2]. Health staff are not specially trained with sufficient knowledge of modern equipment, high technology (lack staff with university level and qualified workers) and is not commemorate with modern techniques of medical equipment. Many health facilities do not have sufficient fund to purchase materials and supplies leading to the fact that hospitals fail to use up capacity of the equipment, only some basic techniques. Poor skills equipment in counseling for use of modern Maintenance, repair is inactive and very much depends on foreign suppliers leading to high and unreasonable price. Through the survey in 5 hospitals of the situation of management, maintenance and repair of 3 types of hightech medical equipment, we have withdrawn the following results. 63 Among the surveyed machines, very few machines are in the warranty period the fore most hospitals have to pay for its maintenance. According to the reports from hospitals, the frequency of maintenance is very different depending on each type of machine. In Ha Tay Hospital where very few machines are maintained, never ever maintained doppler ultrasound machine and endoscope and only partial maintenance of CT scanner once per year. For endoscope, most hospitals maintain the machine daily and by staff of endoscope room. Doppler ultrasound machine and CT require high techniques in maintenance therefore they should rely on the suppliers. But for endoscope, most hospitals can maintain the machine on daily basis but very simple, including cleaning, reorder, without knowing how to maintain it. In this survey, we failed to collect full data of maintenance fund in each hospital. For ultrasound machines, one hospital reported that the maintenance fund was VND 4 million per year. For CT, the fund is higher from VND 30 million to 64 million per year. For endoscope, no information of maintenance cost was found (See Table 30). 64 Table 30 Situation of maintenance of all machines in 5 hospitals in 2005 Year of Purchase Doppler ultrasound machine CT scanner Endoscope Frequency of maitenance Doppler ultrasound machine CT scanner Endoscope Who maintains Doppler ultrasound machine CT scanner Endoscope Cost of maintenance Doppler ultrasound machine CT scanner Endoscope Friendship SaintPaul Ha Tay Dong Hoi Ba-ria 2004 NO DATA 8/2006 NO DATA 2000 12/2002 2/1997 2000 1/2002 10/2005 1997 4/2003 7/2005 8/2000 4/2000 Yearly NO DATA NO DATA NO DATA Quarterly, whole Quarterly, whole Daily Yearly, Whole Daily Supplier NO DATA Supplier NO DATA Supplier Supplier Supplier Supplier Liability limited company Staff of endoscope room Staff of endoscope room and engineer of supplier Central medical equipment company NO DATA Staff of endoscope room Staff of center for maintenance 0 NO DATA NO DATA NO DATA VND 4 million NO DATA VND 30 million Don’t know 0 (In warranty period) VND 64 million Yearly, Quarterly, partially whole No Daily maintenance Quarterly, whole Quarterly, partial None The need for repair of machine depends on the machine, per se, machine operators. Endoscope is the most needy and the fact that in many hospitals, the machine is broken but not yet repaired. The fund for repair may be high, especially for CT, in Ba-Ria hospital, the latest repair, they had to pay up to VND 500 million. But the 65 repair cost for ultrasound machines and endoscope is also high from VND 50 to 77 million. Table 31 Situation of repair of medical equipment in 5 selected hospitals Times of repair since Purchase Doppler ultrasound machine CT scanner Endoscope Cost of the latest repair Doppler ultrasound machine CT scanner Endoscope Friendship SaintPaul Ha Tay Dong Hoi Ba-ria 0 NO DATA 0 NO DATA 3 0 0 2 times 1 1 (stomach), 2 (large intestine) 0 Broken Minor repair Broken NO DATA Don’t know VND 50 million NO DATA Don’t know NO DATA Don’t know NO DATA 1 VND 77 million NO DATA No fund, no repair VND 500 million NO DATA In interviews with head of equipment division, the common assessment is: there is a severe shortage of staff maintaining medical equipment, the qualification of staff can only meet the requirement for supplies management and common equipment. Given modern equipment, these staff are unable to meet the requirement and in need for training in this issue. In terms of hospital management for high-tech medical equipment, there is a clear decentralization. In the functional room, each machine has a profile with procedure for utilization, maintenance and a monitoring book with daily recording. Most hospitals do it regularly, some don’t. The division of supplies and equipment sign contracts with suppliers or center for maintenance to maintain medical equipment on regular basis and have plan for monitoring rooms of high-tech medical equipment in the hospital. In Ha Tay hospital alone, staff reported that as the Division of supplies and equipment has been newly established therefore activities of maintenance and management of machine are not well functioning. The repair, replacement of spare parts of high-tech medical equipment is done by the suppliers as signed in the contract. The most difficult issue for all hospitals 66 is fund for maintenance and repair of machine. In all surveyed hospitals, staff reported that the MoH should support fund for purchase high-tech medical equipment plus fund for maintenance and repair yearly. According to Department of Medical Equipment, cost of maintenance and repair for CT/year is 40,000-70,000 USD, for MRI is 100,000 USD/year, this fund level may be different depending on different types of machine. In the survey on cost for maintenance and repair of high-tech medical equipment, we failed to collect all information and the information collected is also very different between hospitals. It is estimated that the average cost for maintenance, repair per year for 1 colour ultrasound machine is VND 60 million, CT is VND 200-300 million. Head of Division of Equipment of Friendship hospital was quoted as saying: “ The more expensive the equipment is, the higher cost for maintenance and repair incur – The supplier is monopoly in price and purchaser don’t know. Sometimes, hospitals do not have money to repair this machine while other break down. Suppliers requires hospitals to pay off before repairing the other – then hospital has not machine to work”. In general, in order to limit the fact of coercing price, the Department of Equipment, MoH recommends that hospitals should sign contract with reliable suppliers to purchase both equipment and supplies, attached by annual funding and updated information for hospitals. For high-tech medical equipment, where the source of funding come from private sectors or joint-venture it quicker to have the funding for repair and maintenance, while it is very hard to have repair fund from Government budget funded machines. Apart from the above opinions, hospitals propose to the MoH to invest in a system of maintenance, repair and replacement of modern equipment (may be in form of private sector, government using joint-stock, or autonomous hospital) from 3 centers of the country because it is very costly to invest in hospital division of equipment. At the same time, there should have a network of information on maintenance, repair and costs of each items in all centers for maintenance in order for them to avoid the situation of price monopoly. 5.8 Proposed orientation for investment, utilization of high-tech medical equipment of hospitals Survey results in investment, use of 3 high-tech medical equipment (ultrasound, endoscope, CT) of 5 67 hospitals across regions to improve the use of these equipment. There are 2 orientation issues that should be taken into account. 5.8.1 Improvement of current situation to use effectively the existing equipment In this survey, as presented above, most hospitals have certain number of machine without working or ineffective performance. Group discussions with hospitals to agree on some points to be addressed in immediate future. There should have plans to repair, renovate, supplement conditions and physical infrastructure to place the machine: stable source of electricity, anti-heat, dust, …to limit unnecessary broken items. Train, upgrade machine operators in order to explore full capacity of the machine as design as well as train technical staff of the Division of Equipment and Supplies to obtain better skills in management and maintenance of equipment. Equip, supplement fund to purchase materials and supplies, spare parts to replace the old ones, upgrade the current equipment in a synchronous manner in order to exploit full capacity of the machine as design. Annual funding for hospitals should be secured to pay for necessary maintenance and repair. In addition, in order to avoid waste it is recommended to liquidate unrepairable equipment or transfer repaired one to lower level for use (as proposed by Friendship hospital). 5.8.2 Orientation for effective utilization of equipment In the trend of integration, industrialization and modernization of the health sector is a must in order to meet the growing needs for health care for the people ensuring equity and efficiency. Results from in-depth interviews and group discussions in 5 hospitals, it is recommended Decision on investment should based on the following criteria: Information of epidemiological patterns in community Information of whether the technology can solve any problem effectively with rational diagnosis without harming the patients? 68 Information of capable staff to solve problems as identified by the technology? Information of staff able to operate and maintain the machine? Information of staff able to read the results? Information of the price of equipment and ability to pay for it? Among the above factors, most leaders of hospitals reported that 4 problems of concern are: High need for high-tech services of certain diseases through measuring indicators (as presented in the Utilization section) Technical expertise and skills in utilizing hightech medical equipment of the hospital. Physical infrastructure conditions possibility of expanding hospital and the Source and level of fund mobilized. In terms of form of investment, apart from Government Budget and aided funds, it is recommended to advocate procedures for hospital to expand its form of socialization (joint-venture, joint-stock, equitization) on the principle of non-profit business with interest. In utilization, decisive factors of using high techniques are health status of the patient, ensuring equity, against abuse but have to calculate full and correct costs of services. The MoH, Department of Equipment should construct a system of reliable centers for repair and maintenance of medical equipment tin with full information network of modern equipment, able to counsel when hospitals have a need to invest in, inspect or verify all equipment to ensure the stability, accuracy and safety of patients and doctors. 69 6 Conclusion and recommendations 6.1 Conclusion At present, 3 types of high-tech medical equipment has been surveyed and invested in many regions across the country, both in public facilities and private facilities to modernize the health sector, making contributions to improving effectiveness in people health care. However, there exists uncontrolled investment causing waste and ineffective use of machine, especially in local hospitals, in facilities where investment did not take into account the issue of health care need, ability and capacity to use modern equipment. 6.1.1 Current situation of investment in 3 types of high-tech medical equipment in survey hospitals All high-tech medical equipment is imported, and funded under various sources, but mainly from Government budget. Some hospitals have a socialized form for health (joint-venture, joint-stock, equitization of hospital staff). When deciding on investment, most hospitals have taken into account issues of investment decision but they were still inactive and the process of getting things done was too long (Begging – giving mechanism). Socialization for health is more active and appropriate. Incomplete investment is still popular (Equipment, human, physical infrastructure – materials and supplies) therefore there exist certain proportion of equipment with low quality and break down. Some surveyed hospitals were overloaded with services of these 3 equipment and in need for new investment. 6.1.2 Effectiveness of utilization of 3 types of machine In the system of machine, current equipment of 5 hospitals are mainly brand-new and in good working condition. Endoscope in 5 hospitals was seen broken and repaired (due to operation error, unstable source of electricity, overuse of the machine or poor quality of the machine). All equipment is used in correct function and expanding to diagnosis and treatment. Some machines in some hospitals, services are limited due to a lack of supportive equipment, poor quality of health staff (only 60%-70% health staff use proficiently the equipment). The capacity of using 3 types of equipment is very different depending on types of machine, types of hospital and 70 number of patients. But some machines are underused. Service price in public hospitals is lower than private sector of 10%-15%. No evidence of abuse and inequity in use of high techniques was found (as perceived by health staff). 6.1.3 Management for maintenance and repair Almost all Divisions of equipment and supplies and rooms with high-tech medical equipment follow the management and monitoring of machine but just in administrative way. Maintenance, repair of high-tech medical equipment through agreement with suppliers or centers for maintenance and repair of medical equipment is very inactive. Most hospitals lack information, funding for maintenance and repair of machine. 6.2 Recommendations Through survey results show that the utilization of 3 high-tech medical equipment in 5 hospitals at provincial hospitals, it is recommended: 6.2.1 To improve the situation and effective use of high-tech medical equipment, hospitals should: Make plans for repair, renovate, supplement conditions to limit unnecessary break down of current equipment. Equip, supplement materials and supplies, spare parts and other equipment in a synchronous manner to use up the designed capacity. Liquidate unrepairable equipment. Train, upgrade machine operators in order to explore full capacity of the machine as design. 6.2.2 To orient for effective investment in high-tech medical equipment, hospitals should pay attention to: Decisive factors of investment: based on utilization indicators, disease patterns and health care needs. Full understanding and ability to use high-tech medical equipment, physical facilities and ability to expand the hospital, possible source of mobilized funding… Dimension of investment: Apart from the current forms of investment, it is recommended to expand the 71 form of socialization in the principle of business not for profit. If the investment is from Government budget and loan, it is advised to simplify procedures, one-door policy in the management of investment and use of equipment. In use: the Decisive factors of using high tech equipment is human health status, equity, against abuse of services but ensuring full and correct costing of services. The MoH should study to construct centers for maintenance and repair of equipment by region. Trading in medical equipment should be supported by information network so that hospitals have enough fund to repair, and maintain high-tech medical equipment. 6.2.3 Propose some monitoring indicators in assessing investment in high-tech medical equipment In order to the effectiveness of investment in utilizing high-tech medical equipment, there are many ways to assess it: cost-effectiveness, cost-efficiency meeting health care need, health outcomes. Issue of equity and abuse of techniques… Within this study, due to limited time we just propose issues of effectiveness in utilization of machine in one hospital. Average number of service per bed: Total services of all machines of any type of equipment in a year divided by average number of planned beds of any hospital. Average number cases health examination per year (per 1000): average 1000 health visits of any hospital in a year have served how many patient visits on such equipment. Average service number/1000 inpatient visits/year: average of 1000 inpatients of any hospital in a year with how many patient visits using services of any equipment (similar to 1000 outpatient visits). Average service number/1,000,000 people/year: average of 1 million people in any locality with how many people using high-tech equipment in a survey hospital. In 4 above-mentioned indicators, 3 first indicators we can calculate indirect indicators of abuse and equity in using high-tech medical equipment: the 72 poor, - non poor, people with insurance card of all kinds – without HI card. In order to withdraw indicators of effectiveness of investment, utilization of high-tech equipment, it is recommended to further study and compare it in a scientific manner. 73 References 1. MoH. Decision on list of medical equipment dated 26/04/1991 on 123 types of essential equipment for hospitals. 2. MoH. Decision 1419/BYT-Q§ dated 23/10/1996 regulating a list of essential equipment for provincial general hospitals, district hospitals, regional polyclinics and commune health centers. 3. MoH. Orientation for the people’s health care activities and planning for operation during 2000-2020. Hanoi 4/2000. 4. MoH. Hospital Department 2001. inventory1998-2000. Treatment 5. MoH. Circular of MoH 13/2002/TT-BYT dated 13/12/2002 on instructions of trading in medical equipment. 6. MoH. Circular 06/2002/TT-BYT guiding import, export of medical equipment during 2002-2005. 7. MoH, Treatment Department, 2002, Hospital inventory 2000, Sub-Component 3.2. National Health Support Project. 8. MoH. Draft “Strategy for development equipment for Vietnam up to 2020”. of medical 9. MoH. Circular 4428/YT-TTB dated 05/06/2002 on coordination in management and investment in high-tech medical equipment. 10. MoH, Health Statistical Yearbook from 2000 to 2005. 11. MoH, Health cooperation Program between VietnamSweden, Assessment of medical equipment: Utilization of diagnostic test of common diseases in hospitals during 1996-2002, Hanoi, 2002. 12. MoH (2004). Inventory and assessment of investment in diagnostic equipment in provincial general hospitals. Medical Publishing House, 2004. 13. Steering Committee for High-tech medicine project, MoH, 2002, High-tech medicine center, a stride of the Vietnamese medicine, Hanoi: Medical Publishing House. 14. MoH, 2006, National Health Account 1998-2003. Hanoi, Statistical Publishing House 15. §o Nguyen Phuong. Orientation for the people’s health care up to 2020. Hanoi, 2000. 74 16. Prime Minister. Decision 88/TTg dated 13/02/1995 Major contents of the Program for development of hightech medicine centers in Hanoi. 17. Prime Minister. Decree 52/1999/N§-CP dated 8/7/1999 of Prime Minister on Issuance of regulations for Management of investment and civil work. 18. Prime Minister. Decree 88/1999/N§-CP dated 1/9/1999 of Government issuing Regulations for Bidding. 19. Prime Minister. Decision 130/Q§-TTg approving the National Policy on Medical equipment during 2002-2010. 20. Prime Minister (2001). Decision 35/2001/Q§ TTg dated 19/03/2001 on approving the national strategy for the people’s health care and protection period 2001-2010. 21. Prime Minister. Decision 139/TTg dated 07/03/1997 on major issues of the program for development of high-tech medicine center in HCM city. 22. Vietnam Communist Party (2006): Resolution Documents of the 10th Party Congress. National political publishing house, 2006 23. MoH, 2006, Health Statistical Yearbook 2005. Hanoi: Statistics and Informatics, Planning and Finance Department. 24. Deanna R. Willis, How to decide whether to buy new medical equipment, available from www.aafp.org/fpm. 25. Australian Institute of Health and Welfare (AIHW), 2006. Australian Hospital Statistics, 2004-05, AIHW cat. No. HSE 41, Canberra: AIHW health services series no. 26 26. Institute of Medicine, Assessing Medical Technologies. Washington, DC: National Academy Press, 1985. 27. Hing E, Cherry DK, Woodwell DA, National Ambulatory Medical Care Survey: 2004 Summary, Advance Data from Vital and Health Statistics, No. 374, June 23, 2006. 28. Kozak LJ, DeFrances CJ, Hall MJ, National Hospital Discharge Survey 2004, annual summary with detailed diagnosis and procedure data. National Center for Health Statistics, Vital Health Stat 13(162). 2006. 29. Mark Leys, Health Technololgy Assessment: The contribution of qualitative research, International Journal of Technology Assessment in Health Care, 19:2 (2003), 317-329. 30. Michael Tekletsion Berhan, A review of “ Health Care Technology Assessment- the South African Health Care 75 System in Transition”, Health Ca Technology Assessment in South Africa, available from www.home.att.net/~africantech/HCTAinSA.htm. 31. McCaig LF, Nawar EW, National Hospital Ambulatory Medical Care Survey: 2004 Emergency Department Summary. Advance Data from Vital and Health Statistics, No. 372, June 23, 2006. 32. Middleton KR, Hing E, National Hospital Ambulatory Medical Care Survey: 2004 Outpatient Department Summary, Advance Data from Vital and Health Statistics, No. 373, June 23, 2006. 33. National Information Center on Health Services Research & Health Care Technology (NICHSR), Fundamental Concepts and Issues, available from www.nlm.nih.gov/nichsr/ta10104.htm. 34. Raymond C.W. Hutubessy, Piya Hanvoravongchai and Tessa Tantorres Edejer, Diffusion and Utilization of Magnetic Resonance Imaging in Asia, International Journal of Technology Assessment in Health Care, (2002), 18:690704. 35. SDC- Health, Health Technology Management, available from www.scdhealth.ch/priorities_in_health/pro_poor_health_service/. 76 ANNEX– Information collection tools FORM 1.1 BASIC INFORMATION OF HOSPITAL 1. Province: ………………………………………………………… 2. Name of hospital: …………………………………………........ 3. Level (Class) of hospital (Special, 1 - 4) [ .............] 4. Full name of informant:…………………………… Work place:……………………………………………….. Telephone number of hospital:…………………………………… I. GENERAL INFORMATION OF staff and patient bed 5. No.of planned beds 2005: ............. ] [ 6. Actual beds (Actual by end of 2005): [ ..............] 7. Total staff of all categories 2005: [ ............. ] In which: 7.1.Total medical staff: ............. ] Total doctor ............. ] Total Doctor assistant ............. ] Total Nurse ............. ] Total medical technician ............. ] Other medical staff ............. ] Other pharmaceutical staff ............. ] 7.2.Total staff of other areas: [ ............. ] [ [ [ [ [ [ [ Total engineer of physics and biomedical (equipment)[ ............. ] Total engineer and bachelors of other areas [ ............. ] Total college/secondary/elementory level staff [ ............. ] 77 Other staff [ ............. ] 7.3. Of all staff category listed in Section7.1; 7.2; 7.3; how many belong to the following groups: Professor and associate: ............. ] PhD ............. ] Post-graduate ............. ] Specialized level II ............. ] Specialized level II ............. ] [ [ [ [ [ (Note: List the highest qualification of each staff. For example: If an officer has both Doctor and Medical specialty level I, only list him as Doctor not calculate him as Medical specialty item) 78 II. Performance indicators 8. Total health visits in 2005 : [… …………...... ] 9. Total hospitalization visits 2005: [….…………...... ] 10. Total days of inpatient treatment 2005 [….…………...... ] 11. Total inpatients in 2005 [….…………...... ] ………………, date……..month………year 2006 Informant (sign and name) Date , month, checking:…………………………………………… year of Supervisor:.............................................. ....................................... Signature:............................................... ................................................... 79 FORM 1.2 BASIC INFORMATION OF image diagnosis department 1. Name of hospital: …………………………………………........ 2. Name of Department: ................................................................................ 3. Full name Informant:……………… 4. Phone: ..CQ................................. mail:................................. D§..............................E- 5. Position:……………………………………………….. I. No SITUATION OF staffing Fulname Position (Describe Qualification tasks of current job) Duration working with CT/US Speciality trained University Post Short graduated training courses 1 2 3 4 5 6 7 8 9 10 80 II. Situation of medical equipment of the depT. (including medical equipment invested by socialized method). Questions for all availabe medical equipment, including useless ones No 1 Situation of medical equipment Digital doppler ultrasound machine, Doppler + color printer or grey printer (If not have doppler ultrasound m/c, please ask about grey ultrasound m/c) CT scanner Quantity of machine M/c 1 M/c 2 M/c 3 M/c 4 M/c 5 M/c 1 M/c 2 M/c 3 M/c 4 M/c 5 M/c 6 (Please indicate exact name of machine as called by staff) 2 Tine of purchase (month, year) 3 Original (VN§) 4 Date of start using (month/year) Condition of machine 1. Good 2. Repaired but in use 5 price 81 No 6 7 Situation of medical equipment CT scanner 3. Broken Number of staff and - §¹i häc:............ qualification of - Cao ®¼ng:.......... technicians who - Trung häc:............ operate the m/c (Note: ask all health staff within the team using the m/c incl. medical doctor (reading the results) and technician Total of average cases within one month in 2005 (Information can be added by collect list of synthesized and inventoried medical equipment at the end of every year at dept of medical material Digital doppler ultrasound machine, Doppler + color printer or grey printer (If not have doppler ultrasound m/c, please ask about grey ultrasound m/c) - §¹i häc:............ - Cao ®¼ng:.......... - Trung häc:............ 82 No 8 Situation of medical equipment CT scanner Digital doppler ultrasound machine, Doppler + color printer or grey printer (If not have doppler ultrasound m/c, please ask about grey ultrasound m/c) and equipment of the hospital) Utilization capacity of machine 1=Overloaded 2=Used up capacity 3=Rarely used 83 10. Health prices service and Provided by the Price hospital (Please service mark X if service provided) of Covered by Price of health requesed insurance service CT scanner CT Other (specify) Ultrasound Grey ultrasound Color ultrasound Doppler ultrasound (heart/blood vessel) 3D-4D color untrasound Ultrasound_+ measure eyeball axle Colour Ultrasound Doppler heart/vein through esophagus Ultrasound of heart with Endeavour Colour Ultrasound Doppler of heart+ sound resistance Ultrasound endoscope Other ultrasound (specify) 84 ………………, Date month year of checking:……………………… date……..month………year 2006 Informant Supervisor:........................................................ (sign and name) Signature:.......................................................................... 85 FORM 1.3 BASIC INFORMATION OF digestive endoscope 1. Name of hospital: …………………………………………........ 2. Name of Department: ................................................................................ 3. Full name Informant:………………… Phone: ________________e-mail_____ Position:……………………………………………….. I. No SITUATION OF staffing Fulname Position (Describe Qualification tasks of current job) Duration working with endoscope m/c 1 2 3 4 5 6 7 8 9 10 86 Speciality trained University Post Short graduated training courses III. Situation of medical equipment of the depT. (including medical equipment invested by socialized method). Questions for all availabe medical equipment, including useless ones No SITUATION OF equipment Kit of Kit of Kit of Kit of Notes endoscope endoscope stomach, endoscope for for large duodenum for rectum abdomen intestine soft tube with video soft tube system 1 Quantity M/c M/c M/c M/c M/c M/c M/c M/c M/c M/c 1 2 1 2 1 2 1 2 1 2 (Please indicate exact name of machine as called by staff) 2 3 4 5 6 Date of buying m/c (month/year) Price of purchase (VN§) Date of start using (month/year) Condition of machine 1. Good 2. Repaired but in use 3. Broken Number of staff and qualification of technicians who operate the m/c (Note: ask all health staff within the team University :..... College:.. ...... Secondaryn d:.... University :..... College:.. ...... Secondaryn d:.... 87 University :..... College:.. ...... Secondaryn d:.... University :..... College:.. ...... Secondaryn d:.... University :..... College:.. ...... Secondaryn d:.... No 7 SITUATION OF equipment Kit of endoscope for abdomen with video system Kit of endoscope for large intestine soft tube Kit of stomach, duodenum soft tube Kit of endoscope for rectum Notes using the m/c incl. medical doctor (reading the results) and technician Number of endoscope cases/month (Please refer to record books) 8 Utilization capacity of machine 1=Overloaded 2=Used up capacity 3=Rarely used 10. Health service and Provided by the Price prices hospital service (Please mark X if service provided) Digestive endoscope Endoscope abdomen +/biopsy Endoscope stomach +/88 of Covered health insurance by Price requesed service of 10. Health service and Provided by the Price prices hospital service (Please mark X if service provided) biopsy Endoscope larege intestine +/- biopsy Endoscope rectum +/biopsy Endoscope esophagus +/- biopsy Endoscope esophagus to take worm out Endoscope stomach+ injection or clip to stop the bleeding Endoscope small intestine Endoscope small intestine+ injection/clip stop bleeding/cut polup Endoscope large intestine + injection/clip to stop bleeding Endoscope rectum + 89 of Covered health insurance by Price requesed service of 10. Health service and Provided by the Price prices hospital service (Please mark X if service provided) of Covered health insurance by Price requesed service of injection/tie haemorrhoids Endoscope major bile duct Endoscope of ureter Endoscope upstream bile duct to take worm or foreign bodies out Others (specify) Additional space if there are more than 2 machines No 1 SITUATION OF equipment Kit of endoscope for abdomen with video system Kit of endoscope for large intestine soft tube Kit of stomach, duodenum soft tube Kit of endoscope for rectum Notes Quantity M/c 1 M/c 2 M/c 1 M/c 2 (Please indicate exact name of machine as called by staff) 90 M/c 1 M/c 2 M/c 1 M/c 2 M/c 1 M/c 2 No 1 2 3 4 5 SITUATION OF equipment Kit of endoscope for abdomen with video system Kit of endoscope for large intestine soft tube Kit of stomach, duodenum soft tube Kit of endoscope for rectum Notes Quantity Date of buying m/c (month/year) Price of purchase (VN§) Date of start using (month/year) Condition of machine 1. Good 2. Repaired but in use 3. Broken ………………, Date month year of checking:……………………… date……..month………year 2006 Informant Supervisor:........................................................ (sign and name) Signature:.......................................................................... 91 form 2.1 information of CT Scanner (This questions given to departments and technicians who working with CT scanner) -Name of hospital:............................................... .................................... -Name of Department:............................................. ............................................. -Name of machine:................................................ .......................................... -Full name Informant:.............................................. .. -Phone: ……………………………………………………. -E-mail:…………………………………………………………… Position:............................................... ........................................... Introduce purposes of the interview: 1. Profile/initial status of machine.(Add information from department head and department of equipment and supplies or long time working experience personnel in the department) 1.1 Brand, country of production.............................................. ......................... 1.2 Time of purchase: ................... month...............year Time put the machine into month................year................ operation: 1.3 Initial price:.................................... VND In which, ......... % purchase Source from Gov budget Source grants ......... % 92 Source from hospital ..........% Others (specify) ...........% 1.4 If the source is mobilized through socialization, how was the agreement on utilization of the fund reached? ……………………………………………………………………………………… ……………………………………………………………………………………… ……………………………………………………………………………………… ………………………………………………………………… 1.5 Compare to the profile, is the machine overloaded? Yes No - Appointment for use (technically): CT scanner which part ........................................................ ........................................................ ........................................................ ........................................................ ........................................................ ........................................................ ................................. ……………………………………………………………………………………… …………………………………………………………………………… 1.6 Information of changes procurement of this machine in Number of trained staff (incl. fresh and old ones) staffing related Place of Total training training (pls expéditeurs indicate) Clinical Doctor Technician Image Doctor diagnosis 2. Current situation 2.1 Machine performance - Machine performance from the beginning up to now Uninterrupted working 93 to Interrupted working Damaged and repaired - Reason of damage : Unstable electricity Mistake of health staff Bad quality Others specify…………………………………….) (pls - In comparison with m/c design, how often have the m/c used for diagnosis and curative activities? Diagnosis:.............................................. ..................................................... ........................................................ ........................................................ ...... Treatment:.............................................. .................................................. ........................................................ ........................................................ ...... Average service provided/day:........................................... .... Average service provided/month:......................................... ..... 2.2 Machine operator How many person operate m/c:............................................. this In which: Number of medical doctor: .......... Number of assistant doctor : .......... Number of medical technician: Others : ........... ............ - Operation capacity of health worker: Number of proficient staff : Number of apprentice: ............ 3. Manage, maintain and repair/c 94 ............ 3.1 Management The machine is by:........................................ managed Qualification:..................................... ................................ - Have this observe) Yes machine had recording book? (Ask and No - This recording book is recording regular or not? (Ask and observe) Yes No 3.2 Maintain - Time: Every day Every week Every month Every quarter Every year - Place of maintenance Maintained at site (at the dept.) Maintenance at store (inside hospital) Maintainance at service center (outside hospital) Others indicate....................) (pls - Date of latest maintainance (day/month/year): - Kind of maintainance: Partly Fully - Who is the person conducting maintainance? Engineer of hospital Others indicate…………………………………) Total expenditures 2005:…………………………VND for 95 (pls maintainance within 3.3 Repair - How many time have machine had beginning up to now:................ repair from the in which, repairing with replacement............................................. .......... The last maintenance in.................................... conducted Maintenance expenditure for the last time:.................................................. - Total of expenditure for repair in last year including repair and spareparts:....................................VND - Evaluate repair Good working working situation of m/c after the last Fair good working Fair working Bad working - Person conducting repair service Engineer of hospital Outside 4. Recommendation 4.1 Comments on effectiveness of machine utilization in the dept. ........................................................ ........................................................ ........................................................ ........................................................ ........................................................ ........................................................ ................................ 4.2 Difficulties in using m/c ........................................................ ........................................................ ........................................................ ........................................................ ........................................................ ........................................................ ................................. 96 4.3 Comments utilization to improve effectiveness of machine ........................................................ ........................................................ ........................................................ ........................................................ ........................................................ ........................................................ ................................. ………………, date........... 2006 Provided by (Name and signature) Date of checking:…………………………… Supervisor:…………………………………… Signature:……………………………………. 97 FORM 2.1b Retrospective information of CT scanner From department of equipment of the hospital -Name of hospital:............................................ ....................................... -Name of machine:............................................. ............................................. -Full name Informant:........................................... ..... -Phone:……………………………………………………. -E-mail:………………………………………………………….. Position:............................................ .............................................. Introduce purposes of the interview: 1. Profile/initial status of machine 1.1 Brand, country of production.............................................. ......................... - Is the equipment complete? Yes No - Is the equipment installed in complete form purchased separate item of machine for installation? Complete installation or Buy separate items 1.1a When purchasing, is the machine brand-new? New Second Hand machine - If secondhand, before placing in the hospital how many years were it used (year /month) :............................................... ................................... as design, how many for?....................... 1.2 Time of purchase: ................... years is it designed month...............year 98 Time of placing machine into month................year................ operation: 1.3 Initial price:.................................... VND In which, ......... % purchase Source from Gov budget Source grants ......... % Source from hospital ..........% Others (specify) ...........% 1.3a Values of other work that the hospital has to invest in when purchasing the machine (for example: Build new room, or renovate room, purchase airconditioners, adaptors.....) Newly room:.....................................VND built - Decorate room……………………….. VND Purchase adaptor……………………………VND air-conditioners, - Other equipment: (Specify name of equipment………….............)……………VND - Supplies supporting machine operations (Specify ………………)........................................VND 1.4 technical specifications (as design) - Design capacity: Operation .............hours/day, or Examination .............patients/day Scan Others .............film/day ………. Maximum capacity machine :............................ of Minimum capacity of machine :............................................... ..... 99 Average capacity of machine :............................................... ..... 1.5a Warranty period (and conditions .....................................year of warranty) ........................................................ ........................................................ ..... 1.5b Problems during the warranty time No problem, running good Normal operation, with minor repair Replace some parts (Specify…………………………………………………………………) 1.6 Information of changes procurement of this machine Number of trained staff (incl. fresh and old ones) in staffing Place training (pls indicate) related to of Total training expéditeurs Engineer for maintenance and repair a. Number of staff and qualification of engineers for maintenance and repair of CT scanner: - University: ………….. - College: ………….. - Secondary: …………… ………………, date……..month………year 2006 Informant (sign and name) Date month year of checking:……………………………………… Supervisor:............................................. ........................................... Signature:.............................................. ........................................................ ....... FORM 2.2 Information of colour ultrasound machines (3D-4D) 100 (Ask in the department and operators) -Name of hospital:............................................ ....................................... -Name of Department:.......................................... ................................................ -Name of machine:............................................. ............................................. -Full name Informant:........................................... ..... -Phone: ……………………………………………………. -E-mail:…………………………………………………………… Position:............................................ .............................................. Introduce the purpose of the interview: 1. Profile/initial status of machine.(Add information from department head and department of equipment and supplies or long time working experience personnel in the department) 1.1 Brand, country of production.............................................. ......................... 1.2 Time of purchase: ................... month...............year Time put the machine into month................year................ operation: 1.3 Initial price:.................................... VND In which, ......... % purchase Source from Gov budget Source grants ......... % Source from hospital ..........% Others (specify) ...........% 101 1.4 If the source is mobilized through socialization, how was the agreement on utilization of the fund reached? ……………………………………………………………………………………… ……………………………………………………………………………………… ……………………………………………………………………………………… ………………………………………………………………… 1.5 Compare to the profile, is the machine overloaded? Yes No - Appointment for use of machine (technically): Ultrasound which part ........................................................ ........................................................ ........................................................ ........................................................ ........................................................ ........................................................ ................................. ……………………………………………………………………………………… …………………………………………………………………………… 1.6 Information of changes procurement of this machine in Number of trained staff (incl. fresh and old ones) staffing related to Place of Total training training (pls expéditeurs indicate) Clinical Doctor Technician Image Doctor diagnosis 2. Current situation 2.1 Machine performance - Machine performance from the beginning up to now Uninterrupted working Interrupted working Damaged and repaired - Reason of damage : 102 Unstable electricity Mistake of health staff Bad quality Others specify…………………………………….) (pls - In comparison with m/c design, how often have the m/c used for diagnostic and curative activities? Diagnosis:.............................................. ..................................................... ........................................................ ........................................................ ...... Treatment:.............................................. .................................................. ........................................................ ........................................................ ...... Average service provided/day:........................................... .... Average service provided/month:......................................... ..... 2.2 Machine operator How many person operate m/c:............................................. this In which: Number of medical doctor: .......... Number of assistant doctor : .......... Number of medical technician: Others : ........... ............ - Operation capacity of health worker: Number of proficient staff : ............ Number of apprentice: ............ 3. Manage, maintain and repair/c 3.1 Management The machine is by:........................................ managed 103 Qualification:..................................... ................................ - Have this observe) Yes machine had recording book? (Ask and No - This recording book is recording regular or not? (Ask and observe) Yes No 3.2 Maintain - Time: Every day Every week Every month Every quarter Every year - Place of maintenance Maintained at site (at the dept.) Maintenance at store (inside hospital) Maintainance at service center (outside hospital) Others indicate....................) (pls - Date of latest maintainance (day/month/year): - Kind of maintainance: Partly Fully - Who is the person conducting maintainance? Engineer of hospital Others indicate…………………………………) Total expenditures 2005:…………………………VND for (pls maintainance within 3.3 Repair - How many time have machine had beginning up to now:................ repair from the 104 in which, repairing with replacement............................................. .......... The last maintenance in.................................... conducted Maintenance expenditure for the last time:.................................................. - Total of expenditure for repair in last year including repair and spareparts:....................................VND - Evaluate repair working Good working situation of m/c after the last Fair good working Fair working Bad working - Person conducting repair service Engineer of hospital Outside 4. Recommendation 4.1 Comments on effectiveness of machine utilization in the dept. ........................................................ ........................................................ ........................................................ ........................................................ ........................................................ ........................................................ ................................ 4.2 Difficulties in using m/c ........................................................ ........................................................ ........................................................ ........................................................ ........................................................ ........................................................ ................................. 4.3 Comments utilization to improve effectiveness of machine 105 ........................................................ ........................................................ ........................................................ ........................................................ ........................................................ ........................................................ ................................. ………………, date........... 2006 Provided by (Name and signature) Date month year of checking:……………………………………… Supervisor:……………………………………………………… Signature:………………………………………………………………………. 106 FORM 2.2b Retrospect information of colour ultrasound machines (3D-4D) In equipment room of the hospital -Name of hospital:............................................ ....................................... -Name of machine:............................................. ............................................. -Full name Informant:........................................... ..... -Phone:……………………………………………………. -E-mail:………………………………………………………….. Position:............................................ .............................................. Introduce purposes of the interview: 1. Profile/initial status of machine 1.1 Brand, country of production.............................................. ......................... - Is the equipment complete? Yes No - Is the equipment installed in complete form purchased separate item of machine for installation? Complete installation or Buy separate items 1.1a When purchasing, is the machine brand-new? New Second Hand machine - If secondhand, before placing in the hospital how many years were it used (year /month) :............................................... ................................... as design, how many for?....................... 1.2 Time of purchase: ................... 107 years is it designed month...............year Time of placing machine into month................year................ operation: 1.3 Initial price:.................................... VND In which, ......... % purchase Source from Gov budget Source grants ......... % Source from hospital ..........% Others (specify) ...........% 1.3a Values of other work that the hospital has to invest in when purchasing the machine (for example: Build new room, or renovate room, purchase airconditioners, adaptors.....) Newly room:.....................................VND built - Decorate room……………………….. VND Purchase adaptor……………………………VND air-conditioners, - Other equipment: (Specify name of equipment………….............)……………VND - Supplies supporting machine operations (Specify ………………)........................................VND 1.4 technical specifications (as design) - Design capacity: Operation .............hours/day, or Examination .............patients/day Scan .............film/day Others ………. Maximum capacity machine :............................ of Minimum capacity of machine :............................................... ..... 108 Average capacity of machine :............................................... ..... 1.5a Warranty period (and conditions .....................................year of warranty) ........................................................ ........................................................ ..... 1.5b Problems during the warranty time No problem, running good Normal operation, with minor repair Replace some parts (Specify…………………………………………………………………) 1.6 Information of changes procurement of this machine Number of trained staff (incl. fresh and old ones) in staffing Place training (pls indicate) related to of Total training expéditeurs Engineer for maintenance and repair b. Number of staff and qualification of engineers for maintenance and repair of CT scanner: - University: ………….. - College: ………….. - Secondary: …………… ………………, date……..month………year 2006 Informant (sign and name) Date month year of checking:……………………………………… Supervisor:............................................. ........................................... Signature:.............................................. ........................................................ ....... FORM 2.3 Information of digestive endoscope 109 (Ask in the department and direct operators) -Name of hospital:............................................ ....................................... -Name of Department:.......................................... ................................................ -Name of machine:............................................. ............................................. -Full name Informant:........................................... ..... -Phone: ……………………………………………………. -E-mail:…………………………………………………………… Position:............................................ .............................................. Introduce the purpose of the interview: 1. Profile/initial status of machine.(Add information from department head and department of equipment and supplies or long time working experience personnel in the department) 1.1 Brand, country of production.............................................. ......................... 1.2 Time of purchase: ................... month...............year Time put the machine into month................year................ operation: 1.3 Initial price:.................................... VND In which, ......... % purchase Source from Gov budget Source grants % Source from hospital ..........% 110 ......... Others (specify) ...........% 1.4 If the source is mobilized through socialization, how was the agreement on utilization of the fund reached? ……………………………………………………………………………………… ……………………………………………………………………………………… ……………………………………………………………………………………… ………………………………………………………………… 1.5 Compare to the profile, is the machine overloaded? Yes No - Appointment for use of machine (technically): Endoscope which part ........................................................ ........................................................ ........................................................ ........................................................ ........................................................ ........................................................ ................................. ……………………………………………………………………………………… …………………………………………………………………………… 1.6 Information of changes procurement of this machine in Number of trained staff (incl. fresh and old ones) staffing related Place of Total training training (pls expéditeurs indicate) Clinical Doctor Technician Image Doctor diagnosis 2. Current situation 2.1 Machine performance - Machine performance from the beginning up to now Uninterrupted working Interrupted working Damaged and repaired 111 to - Reason of damage : Unstable electricity Mistake of health staff Bad quality Others specify…………………………………….) (pls - In comparison with m/c design, how often have the m/c used for diagnostic and curative activities? Diagnosis:.............................................. ..................................................... ........................................................ ........................................................ ...... Treatment:.............................................. .................................................. ........................................................ ........................................................ ...... Average service provided/day:........................................... .... Average service provided/month:......................................... ..... 2.2 Machine operator How many person operate m/c:............................................. this In which: Number of medical doctor: .......... Number of assistant doctor : .......... Number of medical technician: Others : ........... ............ - Operation capacity of health worker: Number of proficient staff : Number of apprentice: ............ 3. Manage, maintain and repair/c 3.1 Management 112 ............ The machine is by:........................................ managed Qualification:..................................... ................................ - Have this observe) Yes machine had recording book? (Ask and No - This recording book is recording regular or not? (Ask and observe) Yes No 3.2 Maintain - Time: Every day Every week Every month Every quarter Every year - Place of maintenance Maintained at site (at the dept.) Maintenance at store (inside hospital) Maintainance at service center (outside hospital) Others indicate....................) (pls - Date of latest maintainance (day/month/year): - Kind of maintainance: Partly Fully - Who is the person conducting maintainance? Engineer of hospital Others indicate…………………………………) Total expenditures 2005:…………………………VND for 3.3 Repair 113 (pls maintainance within - How many time have machine had beginning up to now:................ repair from the in which, repairing with replacement............................................. .......... The last maintenance in.................................... conducted Maintenance expenditure for the last time:.................................................. - Total of expenditure for repair in last year including repair and spareparts:....................................VND - Evaluate repair Good working working situation of m/c after the last Fair good working Fair working Bad working - Person conducting repair service Engineer of hospital Outside 4. Recommendation 4.1 Comments on effectiveness of machine utilization in the dept. ........................................................ ........................................................ ........................................................ ........................................................ ........................................................ ........................................................ ................................ 4.2 Difficulties in using m/c ........................................................ ........................................................ ........................................................ ........................................................ ........................................................ ........................................................ ................................. 114 4.3 Comments utilization to improve effectiveness of machine ........................................................ ........................................................ ........................................................ ........................................................ ........................................................ ........................................................ ................................. ………………, date........... 2006 Provided by (Name and signature) Date month year of checking:……………………………………… Supervisor:……………………………………………………… Signature:………………………………………………………………………. 115 FORM 2.3b Retrospect information of digestive endoscope In equipment room of the hospital -Name of hospital:............................................ ....................................... -Name of machine:............................................. ............................................. -Full name Informant:........................................... ..... -Phone:……………………………………………………. -E-mail:………………………………………………………….. Position:............................................ .............................................. Introduce purposes of the interview: 1. Profile/initial status of machine 1.1 Brand, country of production.............................................. ......................... - Is the equipment complete? Yes No - Is the equipment installed in complete form purchased separate item of machine for installation? Complete installation or Buy separate items 1.1a When purchasing, is the machine brand-new? New Second Hand machine - If secondhand, before placing in the hospital how many years were it used (year /month) :............................................... ................................... as design, how many for?....................... 1.2 Time of purchase: ................... 116 years is it designed month...............year Time of placing machine into month................year................ operation: 1.3 Initial price:.................................... VND In which, ......... % purchase Source from Gov budget Source grants ......... % Source from hospital ..........% Others (specify) ...........% 1.3a Values of other work that the hospital has to invest in when purchasing the machine (for example: Build new room, or renovate room, purchase airconditioners, adaptors.....) Newly room:.....................................VND built - Decorate room……………………….. VND Purchase adaptor……………………………VND air-conditioners, - Other equipment: (Specify name of equipment………….............)……………VND - Supplies supporting machine operations (Specify ………………)........................................VND 1.4 technical specifications (as design) - Design capacity: Operation .............hours/day, or Examination .............patients/day Scan .............film/day Others ………. Maximum capacity machine :............................ of Minimum capacity of machine :............................................... ..... 117 Average capacity of machine :............................................... ..... 1.5a Warranty period (and conditions .....................................year of warranty) ........................................................ ........................................................ ..... 1.5b Problems during the warranty time No problem, running good Normal operation, with minor repair Replace some parts (Specify…………………………………………………………………) 1.6 Information of changes procurement of this machine Number of trained staff (incl. fresh and old ones) in staffing Place training (pls indicate) related of Total training expéditeurs Engineer for maintenance and repair a. Number of staff and qualification of maintenance staff for digestive endoscope: University College Endoscope of abdomen with video system Large intestine soft tube Stomach, duodenum soft tube Rectum Others (specify) ………………, date……..month………year 2006 Informant (sign and name) 118 to Secondary Date month year of checking:……………………………………… Supervisor:............................................. ........................................... Signature:.............................................. ........................................................ ....... 119 Guidelines for in-depth interview FORM 3.1: for staff of planning staff in charge of procurement of equipment -Name of hospital:.............................................. ............................................ -Full name of respondent:............................................ ............... Position:.............................................. ..................................................... -Phone:…………………………………………………………………. -E-mail:…………………………………………………………………………. -Time of interview :............................................ .................................... Introduce the purpose of the interview : 1. Comments on disease patterns among patients who admitted to this hospital for examination and treatment recently. In which, what kind of disease that needs CT, ultrasound, endoscope in diagnosis and treatment. 2. When did you start to purchase machines of CT, Ultrasound, endoscope. When did you first purchase endoscope, first ultrasound machine, first CT. Which machine was bought first, why? 3. How was the plan for procurement of these machines made? Describe the process of investing in the equipment/technology in hospital (since the identification of needs to installation)? Role/functions of the general planning division in the above process. What kind of machine to buy, why? How did you buy the machine (old, new...) ? How many machine did you buy, why? Where did you buy the machine, why? 120 Source of funding, form of investment? - Reason for investment: Needs needs for improved quality of care treatment? of in the patients, diagnosis and - Difficulties in initial investment: As compare to machine capacity, whether the hospital face a lack of patients? How long did it take from investment to the time when the hospital have sufficient patients (until the machine used up its capacity) (specific to endoscope) each kind of machine: CT, Ultrasound, - What did the hospital do to improve the capacity of using effectively the machine? For example: Did you attract patients from other hospitals that do not have this test? Or study a larger scope of using these machines, or use the machine at necessary level?... 4. Comment on the situation of high tech medical equipment (CT, ultrasound, endoscope) of hospital. - Is the procedures for investment/technology rational? Why? What needs to be supplemented or amended? - Investment (rational, sufficient as compared to its demand or insufficient) - What kind of equipment is insufficient? why? - The hospital had to send patients to other places as they lack equipment or the machine is broken ? (specifically what kind of high-tech equipment done outside the hospital. Can estimate the proportion of these services performed outside the hospital according 3 above-mentioned techniques). - Situation of using (Used up capacity, is the operator fully trained in using it?) specifically for each type of machine. - If not used up capacity, then explain why: lack patient (lack patients to use this test or patients have no money to pay for this test), lack staff, broken machine or other reasons….(For example no stable electricity) - (Specifically for 3 types of techniques above). 121 - Efficiency in terms of financing in investment of this machine - Efficacy in diagnosis and treatment 5. Changes related to the investment in new machine: specially more investment in supportive equipment and human resources. How is funding for this machine allocated? Expenditures for electricity, disposal materials and supplies, spare parts, and others that need for operations of the machine… Estimate total spending per year? IN training for human resources? When purchasing equipment, could they operate it properly or you had to send them for training? Mechanism related to salary, bonus for staff in the hospital and other direct operators of these high-tech equipment has been improved or not (compare between before and after investment). 6. Plan (intentions) for investment in 3 types of high-tech equipment (3 types of equipment) of hospital in 5 years to come. Notes: Collect information for 2 sections: Equipment supported by the hospital, and equipment supported by socialization. 122 Guidelines for in-depth interview FORM 3.2: For staff of equipment section -Name of hospital:.............................................. ............................................ -Full name of respondent:............................................ ............... Position:.............................................. ..................................................... -Phone:…………………………………………………………………. -E-mail:…………………………………………………………………………. -Time of interview :............................................ .................................... Introduce the purpose of the interview : 1. Roles/functions of equipment department in the process of purchasing equipment/technology in the hospital? How is the management of high-tech equipment (CT, Colour ultrasound, endoscope) done. What responsibilities that the equipment department have to take? How is separate function of between equipment and professional department made? (For example: responsibilities for installation, operations? Responsibilities for maintenance and repair? 2. In organization, and centralized management? What are advantages and disadvantages? For socialization, how is it ? 3. Comments to qualification of staff in the department. How is their ability meet the needs of work? Sufficient staff, insufficient staff (In terms of quantity and quality)? Needs for training? 4. Comment on the situation of high tech medical equipment (CT, ultrasound, endoscope) of hospital. - Is the procedures for investment/technology rational? Why? What needs to be supplemented or amended? - Investment (rational, sufficient as compared to its demand or insufficient) - What kind of equipment is insufficient? why? - The hospital had to send patients to other places as they lack equipment or the machine is broken ? (specifically what kind of high-tech equipment done outside the hospital. Can estimate the proportion of 123 these services performed outside the hospital according 3 above-mentioned techniques). - Situation of using (Used up capacity, is the operator fully trained in using it?) specifically for each type of machine. - If not used up capacity, then explain why: lack patient (lack patients to use this test or patients have no money to pay for this test), lack staff, broken machine or other reasons….(For example no stable electricity) - (Specifically for 3 types of techniques above). - Efficiency in terms of financing in investment of this machine Operating costs,e.g., electricity, disposal materials and supplies, spare parts estimates total expenditure per year? Guidelines for in-depth interview FORM 3.3: For image diagnosis doctors -Name of hospital:.............................................. ............................................ -Full name of respondent:............................................ ............... Position:.............................................. ..................................................... -Phone:…………………………………………………………………. -E-mail:…………………………………………………………………………. -Time of interview :............................................ .................................... Introduce the purpose of the interview: 1. Is all equipment invested and used in this hospital sufficient and meet the professional requirements (diagnosis of disease)? 2. Comments on professional skills of doctors of CT, Colour ultrasound? Capacity of the current staff ? What is needed and needs training? 124 3. Assessment of the use of high-tech medical equipment (ask for each type of CT and colour ultrasound). Is the investment machine and human) complete or not (in terms of Assessment of capacity of using machine is made by what way? (by number of patients or by hours/day or times of using services... ?) What is the capacity of machine? At present, the machine in the room is overloaded? If yes/no, why? Is the machine good enough to Colour ultrasound) 4. assessment of effectiveness supporting the diagnosis and Assessment of appointment rational or abused... ? diagnose exactly? (CT, of these machine in treatment of disease? of clinical doctors: 5. Changes of income for staff since the presence of these CT machine? Since presence of ultrasound (doppler, 3D, 4D?)… 6. High use of these machines amongst patients -Who are users of these machines ? patients with HI cards, without HI card, rich or poor patients… Is there any difference between appointment for use of CT between patients with or without HI ? rich or poor? -Patients using colour ultrasound hold what kind of insurance? Patients with HI or without HI, rich or poor patients… Is there any difference between appointment for use of CT between patients with or without HI? rich or poor? - How did they pay for the costs (for ultrasound) according to the hospital regulations? CT, - How many percent of patients who can pay or refuse to undertake the test as they can not afford the test? Is the price for these services rational? Is that too high or too low? Follow the price schedule of Circular 14 and Circular 03 ? - In case, the patient is appointed to undergo hightech test but they are unable to pay for, how can the 125 problem be solved? Can it replaced with other diagnosis techniques? Is the price for these services rational? Is that too high or too low? Follow the price schedule of Circular 14 and Circular 03 ? 7. How is management, maintenance and repair of these machines decentralized between professional departments equipment department ? is this management form rational? 8. Recommendations for better use of these high-tech medical equipment (investment in staffing, complete equipment and possibility of co-payment....) 126 Guidelines for in-depth interview FORM 3.4: for doctor in endoscope -Name of hospital:.............................................. ............................................ -Full name of respondent:............................................ ............... Position:.............................................. ..................................................... -Phone:…………………………………………………………………. -E-mail:…………………………………………………………………………. -Time of interview :............................................ .................................... Introduce the purpose of the interview: 4. Is all endoscope equipment invested and used in this hospital sufficient and meet the professional requirements (diagnosis of disease)? 5. Comments on professional skills of doctors of endoscope? Capacity of the current staff ? What is needed and needs training? 6. Assessment of the use of endoscope. Is the investment machine and human) complete or not (in terms of Assessment of capacity of using machine is made by what way? (by number of patients or by hours/day or times of using services... ?) What is the capacity of machine? Is the machine good enough to diagnose exactly? (CT, Colour ultrasound) 4. Assessment of effectiveness of these machine in supporting the diagnosis and treatment of disease? Assessment of appointment of clinical doctors: rational or abused... ? 5. Users of these machines amongst patients -Who are users of these machines ? patients with HI cards, without HI card, rich or poor patients… 127 Is there any difference between appointment for use of endoscope between patients with or without HI ? rich or poor? -Patients using endoscope hold what kind of insurance? Patients with HI or without HI, rich or poor patients… Is there any difference between appointment for use of endoscope between patients with or without HI ? rich or poor? - How did they pay for the costs (for endoscope) according to the hospital regulations? - How many percent of patients who can pay or refuse to undertake the test as they can not afford the test? In case, the patient is appointed to undergo hightech test but they are unable to pay for, how can the problem be solved? Can it replaced with other diagnosis techniques? 6. Changes of income for staff since the presence of these endoscope machine? Is the price for these services rational? Is that too high or too low? Follow the price schedule of Circular 14 and Circular 03 ? 7. How is management, maintenance and repair of these machines decentralized between professional departments equipment department ? is this management form rational? 8. Recommendations for better use of these high-tech medical equipment (investment in staffing, complete equipment and possibility of co-payment....) 128 Guidelines for in-depth interview FORM 3.5: For hospital leaders. (Director or deputy Director of hospital) -Name of hospital:.............................................. ............................................ -Full name of respondent:............................................ ............... Position:.............................................. ..................................................... -Phone:…………………………………………………………………. -E-mail:…………………………………………………………………………. -Time of interview :............................................ .................................... Introduce the purpose of the interview: 1. Why did the hospital decide to invest in high-tech medical equipment in general, specially (CT, Colour ultrasound, digestive endoscope)? At present, is there any form of investment in equipment for the hospital? Advantages and disadvantages of each form of investment? 2. When deciding to invest in any equipment/technology (CT, Colour ultrasound, digestive endoscope)? Did the Directorate identify the needs for strengthening physical infrastructure for the equipment (including operating costs for operations and maintenance of machine, etc…) ? 3. advantages and disadvantages of the hospitals in investment in these machines. (CT, Colour ultrasound, digestive endoscope)?) (Finance and human) 4. Effectiveness of diagnosis and treatment since investment in these machines (CT, Colour ultrasound, digestive endoscope)? (is the disease pattern changed or not? How about number of patients?….). Solutions to improve the effectiveness. 5. In terms of efficiency in investing in these machines (CT, Colour ultrasound, digestive 129 endoscope)? (Source of revenue of these hospitals, salary for hospital staff….). Solutions to improve these effectiveness. 6. Advantages, disadvantages from the view of patients using these high-tech equipment (CT, Colour ultrasound, digestive endoscope)? Is there any difference between patients groups, rich vs. poor, patients with and without HI cards? 7. Orientation for investment and utilization of 3 types of equipment (CT, Colour ultrasound, digestive endoscope)? of the hospitals. Notes: Before conducting in-depth interviews of hospital leaders, the study group should combine results from assessment of high-tech equipment (specifically 3 techniques of CT, ultrasound and colour digestive endoscope) of the hospital to inform and agree upon with the hospitals. On that foundation, will exchange and supplement results with hospital leaders plus any suggestion as mentioned above. 130 FORM 4 Guidelines for group discussion Group discussion among clinical doctors of one department requiring using high-tech equipment (CT, ultrasound, endoscope) Participants: 5-8 clinical doctors State clearly the objectives and requirements of group discussion: 1. Changes in diagnosis and treatment since the presence of high-tech equipment (CT, colour ultrasound, digestive endoscope) (specifically for diseases that could not be diagnosed but with hightech equipment, these diseases can be detected and treated,…..) 2. What kind of diseases that usually use 3 types of high-tech equipment. (CT, colour ultrasound, digestive endoscope). Clinical doctors have to be trained in appointment and use of high-tech equipment in diagnosis and use of the results or not…) 3. What kind of patients who are usually appointed to use 3 types of high-tech equipment (CT, colour ultrasound, digestive endoscope) - (insured, no insurance, rich, poor patients….) In case the patients are unable to afford, how would the hospital solve the problem? 4. How are the procedures for whole consultation to appoint using such expensive technique? Did you take assessment of medical records to use these technology as a necessary? Did you detect any case that rarely use or use too much services of these equipment? 5. Are high-tech equipment of hospital (CT, colour ultrasound, digestive endoscope) meet the needs? Or is that too abundant or insufficient. Why? 6. How is the use of high-tech equipment (CT, colour ultrasound, digestive endoscope) in the hospital? effective. Yes? No? Why? Measures to improve the use of these machine? 7. The coordination between clinical doctors and doctors who operate CT, colour ultrasound, digestive endoscope? 131 132 Notes for the study team: - It is noted that study team members should place themselves into the role of learners of experiences from surveyed hospitals that have intended equipment (CT, colour ultrasound, digestive endoscope). Therefore positive and negative aspects of the investment should also be taken into full account. - During the process of probing information, it is advised to explore disadvantages and ineffectiveness of these investment. The purpose is not to assess but to withdraw experiences for other health facilities to follow from which measures for improvement will be made in order to improve the effectiveness of investment. - While interviewing, they business card of the respondent. should try to have - When interviewing, they should introduce the purpose of the interview, ask for permisison of recording the interview and report that this study aims to collect information of hospital, and might be presented in detailed in the study report. 133 1 MoH, 2006, Health Statistical Yearbook, 2005. Hanoi: Health Statistics and Informatics, Planning and Finance Department. 2 Department of Medical Equipment and Civil work, MoH, 2006, Health Sector Conference Report, 2005. 134