Protocol #: Version : Taipei Medical University-Wan Fang Hospital TITLE: Examples Mechanisms of Resistance to Targeted Therapy with Imatinib in Patients with Leukemia or Breast Cancer Tissue and Clinical Data Repository for Identifying Molecular Markers of Clinical Outcome Principal Investigator: Name Address or Institution Telephone Co-Investigators: Name Address or Institution Telephone Statistician: (if applicable) Name Address or Institution Telephone Data Manager/: Study Coordinator Name Address or Institution Telephone Initial Protocol Date: month/day/year Protocol Revision Dates: month/day/year 1 Protocol #: Version : TABLE OF CONTENTS 1. OBJECTIVES 2. BACKGROUND Study Disease Rationale 3. PATIENT or TISSUE SAMPLE SELECTION Eligibility Criteria 4. METHODS Source and Retention of Samples Clinical Data Collection Minimization of Risk and Protection of Confidentiality 5. LABORATORY PROCEDURES 6. STATISTICAL CONSIDERATIONS Sample Size and Power Methods 7. ETHICAL AND REGULATORY REQUIREMENTS Protocol Review Informed Consent OHSU Cancer Institute Data and Safety Monitoring Plan Inclusion of Women, Minorities and Children 8. REFERENCES APPENDIX A Data Collection Forms APPENDIX B Informed Consent Form 2 Protocol #: Version : 1. OBJECTIVES Insert primary protocol objectives. Insert secondary protocol objectives, if pertinent. For example: 1.1 To evaluate various tyrosine kinases for evidence of genomic and biochemical activation. 1.2 To test the effect of small molecule kinase inhibitors on the activation of wildtype and mutant tyrosine kinases. 1.3 To correlate tumor genotype and signaling abnormalities with clinical response to kinase inhibitors 1.4 Analysis of laboratory findings in relationship to patient demographics and clinical course. 2. BACKGROUND Study Disease Provide background information on the study disease. Rationale Provide the background and rationale for evaluating this tissue in this way. For example: Tyrosine kinases are expressed by many human cancers.1,2 These enzymes are attractive targets for the development of anticancer drugs because they can be inhibited by small molecule compounds that have excellent potency and selectivity.3 The utility of this approach has been highlighted by the success of Imatinib mesylate (Gleevec) in the treatment of Chronic Myelogenous Leukemia and Gastrointestinal stromal tumors (GISTs).4-7 Expression of tyrosine kinases is ubiquitous in both cancers and normal tissues. Therefore, the efficacy of a kinase inhibitor is dependent on two critical factors: 1) the degree to which the target kinase is activated in a particular cancer, and 2) the degree to which the growth and survival of the cancer cells is dependent on the activated target kinase.1,2 Gastrointestinal stromal tumors provide an excellent example of this principle. KIT tyrosine kinase is detectable by immunohistochemistry in a wide variety of cancers and normal tissues, but mutations of the KIT gene that yield constitutively active KIT kinase are found in only a small subset of tumors (Heinrich & Corless, unpublished results).8More than 85% of GISTs harbor such activating mutations4,8-10 and, correspondingly, phosphorylation of KIT kinase (a marker of activation) was recently demonstrated in 100% of fresh-frozen GIST specimens analyzed.11 Such phosphorylation of KIT is rarely observed in other cancer specimens (J. Fletcher, unpublished results). Recent success in the treatment of advanced malignant GISTs with Imatinib mesylate is thought to reflect an important role of KIT 3 Protocol #: Version : activation in the growth and/or survival of GIST tumor cells.4,7 The observation that treatment results with Imatinib mesylate are significantly better in tumors with evidence of mutational activation of KIT than tumors with no KIT mutation further supports this view.8 Thus, in the case of GISTs, testing of clinical specimens for genomic mutations resulting in tyrosine kinase activation will be useful in determining which patients are most likely to respond to a tyrosine kinase inhibitor. 3. PATIENT or TISSUE SAMPLE SELECTION Eligibility Criteria For example 3.1 Patients must have histologically or cytologically confirmed… 3.2 Patients must have been treated with… 3.3 Tumor samples previously collected by… 3.4 De-identified tissue samples from… 3.5 Signed consent 4. METHODS Source and Retention of Samples Example Study samples will be collected at the time of each scheduled blood draw and bone marrow procedure for usual medical care. After adequate amounts have been obtained for clinical care, an additional one to two teaspoon of blood and one teaspoon of bone marrow will be collected for this study. The subject will be reminded that prior to or during each procedure they may decide not to have the additional sample amount taken. Or De-identified tissue samples will be obtained from the research repository……… A specimen log will be maintained for all specimens received. Information documented on the specimen log will include: all pertinent unique specimen identifier numbers, specimen type, source, date received, date tested and date of final disposition. Add study specific information as needed. Clinical Data Collection Example The subject’s medical record will be reviewed for demographics, past history and course of disease including clinical laboratory test results. Information will be stored in a passwordprotected database. Only the investigators, study coordinator and research assistant are given the password. The Mechanisms of Imatinib Resistance database is stored on a network drive with password protection and firewalls. Subject’s clinical laboratory results, research laboratory results and clinical information will be entered into the database either manually or via electronic 4 Protocol #: Version : data feeds from the laboratory information systems which are password-protected and secure. The database will include the subject’s name and medical record number in order to both allow subsequent “accuracy checks” of the data and add future results from the same patient to the appropriate database record. When a data set from the database is used for analysis or publication, the data set will be locked and de-identified. Or Staging, treatment and clinical outcome data will be collected from Tumor Registries. Or Clinical information will be obtained through patient interview and questionnaire. Needs specific detail. Minimization of Risk and Protection of Confidentiality Samples are provided in a way that does not link them to an individual. Or The subject’s de-identified data may be linked back to the name and medical record number by a single master list accessible by the investigator. 5. LABORATORY PROCEDURES Example: Analysis of tissues will include identification of bio-markers by Western blotting techniques. Control and extraction procedures include… Tissue samples will be analyzed for specific gene expression by DNA microarray analysis… 6. STATISTICAL CONSIDERATIONS This section should be developed in coordination with the biostatistician at …. Sample Size and Power Methods Examples: Descriptive, Kaplan Meier survival estimates and Cox multivariate analysis. 7. ETHICAL AND REGULATORY REQUIREMENTS Protocol Review The protocol must be reviewed and approved in writing by the Institutional Review Board (IRB) prior to any patient being registered or tissue being collected on this study. Informed Consent Written informed consent will be obtained from all patients, or the legally authorized representative of the patient, participating in this trial, as stated in the Informed Consent section of the case of DoH Regulations. If a patient’s signature cannot be obtained, and for all patient’s under the age of 20, the investigator must ensure that the informed consent is signed by the patient’s legally authorized representative. Documentation of the consent process and a copy of the signed consent shall be maintained in the research record and patient’s medical record. 5 Protocol #: Version : Or This protocol meets the criteria for waiver of informed consent and waiver of authorization. Changes to Protocol Any modification of this protocol must be documented in the form of a protocol revision or amendment signed by the principal investigator and approved by the WFCRC and IRB, before the revision or amendment may be implemented. Maintenance of Records Regulatory records and subject or tissue logs must be kept. If the investigator relocates or for any reason withdraws from the study, the study records must be transferred to an agreed upon designee, such as another institution, another investigator, or to the WF Clinical Research Management. Data and Safety Monitoring Plan Who is responsible for conducting Quality Assurance audits on CI approved protocols. Please provide the data and safety monitoring plan. 8. REFERENCES Provide the citations for all publications referenced in the text. APPENDIX A Data Collection Forms APPENDIX B Informed Consent Form 6