Conciliations Secretariat CONCILIATIONS HANDBOOK 5th EDITION September 2003 DV\500487EN.doc EN EN FOREWORD We welcome this fifth, updated edition of the Conciliations Handbook, prepared by the Secretariat. It is published following the entry into force of the Treaty of Nice on 1 February 2003 and the conclusion of the work of the Convention which we are confident will lead to generalisation of the codecision procedure in EU legislation. The handbook explains in clear language the different stages in the conciliation procedure which has reached maturity after four years of application of the Amsterdam Treaty. It provides the background material that members need to prepare their work in the Parliament delegations that meet the Council in trialogue negotiations or in the Conciliation Committee. We would recommend it to all those who are involved or take an interest in the Parliament's work as a co-legislator. Giorgos DIMITRAKOPOULOS Charlotte CEDERSCHIÖLD Vice-Presidents responsible for conciliation DV\500487EN.doc 2 Renzo IMBENI CONCILIATIONS HANDBOOK Contents: 1. Definitions: Codecision, Conciliation and the Conciliation Committee .................... 4 2. Brief description of the codecision procedure ............................................................ 6 3. The delegation of the EP in the Conciliation Committee........................................... 8 - How is it composed? When is it composed? Linguistic regime of the delegation Where and when does the delegation meet? Assistance 4. Our counterparts: Who is the EP delegation dealing with?...................................... 10 5. The Conciliation procedure step by step .................................................................. 11 - Second reading of the Parliament Appointment of the delegation Constituent meeting of the delegation Trialogues Meetings of the EP delegation The Conciliation Committee After the Conciliation Committee: third reading 6. Documentation for Members and the public ............................................................ 16 7. Services of the Conciliations Secretariat .................................................................. 17 8. Further information .................................................................................................. 19 Annexes: A. B. C. D. E. Art. 251 of the Treaty............................................................................................... 20 Joint Declaration ...................................................................................................... 21 Rules of Procedure ................................................................................................... 23 Legal bases covered by Codecision ......................................................................... 25 Presentation of the Codecision procedure ............................................................... 26 DV\500487EN.doc 3 1. DEFINITIONS: CODECISION, CONCILIATION AND THE CONCILIATION COMMITTEE Codecision Conciliation The codecision procedure is the most important of the legislative procedures of the European Union. It is provided for in Article 251 of the EC Treaty. According to the codecision procedure, the Council of Ministers, representing the governments of the Member States, and the European Parliament (EP), directly elected and representing the peoples of the European Union, adopt EU legislation jointly and on an equal footing, with equal rights and obligations. Conciliation, which is normally followed by final adoption of the proposal (third reading), is the final stage of the codecision procedure. The basic provisions are in Article 251(3 - 7) of the Treaty. The conciliation procedure always applies if the Council does not approve all the amendments of the EP adopted at its second reading. In addition to Treaty Articles, basic rules for the conciliation procedure can be found in the Joint Declaration of the EP, the Council and the Commission laying down practical arrangements for the codecision procedure and for conciliation (adopted in May 1999, see Annex B) and in the Rules of Procedure of the EP (Rules 81-83, Annex C). Rule 82 (7) provides for the Conference of Political group Presidents to lay down further procedural guidelines for the work of the EP delegation, if necessary. The codecision procedure: applies at present to 43 areas or types of Community action, spread over 36 Treaty articles (see Annex D). In the future codecision may also be extended to five additional areas amongst so-called third pillar matters (asylum, refugees and displaced persons, visas, measures relating to clandestine immigration, checks on persons at external borders as well as some social provisions); is generally applied when the Council decides by qualified majority (with three exceptions indicated in Annex D where unanimity is required); is the normal procedure for all EC legislation, except agriculture, fisheries, taxation, trade policies (including external trade, state aids, industrial policies, competition etc.) and EMU; Within these provisions the procedure is "selfregulatory". The three Vice-Presidents in charge of conciliation, on behalf of the President of Parliament, carry overall responsibility for the procedure and report regularly to the Conference of Presidents. The Conciliation Committee The Conciliation Committee is an interinstitutional body made up of representatives of the EP and the Council. Article 251 (4) of the Treaty lays down the provisions for its composition and it is constituted separately for each legislative proposal requiring conciliation. has three stages: first reading, second reading and conciliation followed by third reading. The procedure can be concluded at each stage, if the two branches of the legislative authority have reached an agreement DV\500487EN.doc 4 Its task is to reach an agreement on a joint text. In fulfilling this task, it is required to address the common position on the basis of the EP amendments. The Conciliation Committee has two delegations: the Council delegation composed of the members of the Council (Ministers) or their representatives and the EP delegation composed of an equal number of MEPs (currently 15). The Commission takes part in the proceedings with a view to reconciling the positions of the Parliament and the Council. DV\500487EN.doc 5 2. BRIEF DESCRIPTION OF THE CODECISION PROCEDURE First reading reading phase in both branches of the legislative authority. The European Commission submits its legislative proposal to the EP and to the Council at the same time. The EP delivers its first reading on the Commission proposal with or without amendments. If the Council approves all the amendments of the EP, or if the EP does not propose any, it may adopt the act. Conciliation and subsequent third reading The Conciliation Committee has to be convened within six or, if extended, eight weeks after the Council has officially notified the Parliament that it is not in a position to accept all amendments from its second reading. If the Council can not fully agree with the legislative text as adopted by the EP, it establishes a common position. The time after the EP second reading, and especially the period between the Council second reading and the convening of the Conciliation Committee is used to prepare the Committee meetings through informal discussions and negotiations between the institutions (trialogues). The EP delegation and the Council, normally COREPER I, give mandates to their representatives and when appropriate, approve the results of these negotiations. COREPER II deals with codecision files in a limited number of fields including development cooperation (Article 179), transparency (Article 255) and measures concerning the self-employed (Article 47 of the Treaty). There is no time limit set in the Treaty for the first reading for the Parliament or for the Council. Second reading Within three months from the receipt of the Council common position, the Parliament may approve, reject or amend the Council's common position at its second reading. In case of approval, or failure to take a decision (=vote) within the deadline, the act is adopted on that basis. In case of rejection, voted by an absolute majority of members, i.e. a minimum of 314 votes, the procedure lapses. When the Conciliation Committee is convened for its first meeting, it has six weeks in which to draw up a 'joint text'. Between the meetings, negotiations are often pursued in the form of trialogues or other informal meetings between representatives of the Institutions. If the Parliament amends the common position, the Council has to decide whether or not to approve all the EP amendments. The time limit for the Council's second reading starts to run from the official receipt of the position of the EP in the second reading. If the Council approves all the amendments, the act is adopted. In cases where the Council is unable to do so, the codecision procedure provides for the convening of the Conciliation Committee. After the agreement between the delegations of the Parliament and Council delegations has been reached, the co-chairs submit the joint text, again within a period of six or, if extended, eight weeks, to the full Parliament and Council. They have to vote on the text as it stands without any possibility of amending it. The Treaty provides for a deadline of three months, four if extended, for the second DV\500487EN.doc 6 After the completion of this third reading in both institutions, the Presidents of the Parliament and the Council sign the joint text which has been adopted. At the first signing, on 23 March 1994, it was agreed to designate such legislative texts 'LEX'. This denomination also applies to codecision texts approved in first and second reading. If on the other hand the Conciliation Committee does not reach an agreement or if the Parliament or the Council does not approve the ‘joint text’, the act is deemed not to have been adopted. In this case the codecision procedure can only start again on the basis of a new legislative proposal from the Commission. DV\500487EN.doc 7 3. THE DELEGATION OF THE EUROPEAN PARLIAMENT IN THE CONCILIATION COMMITTEE How is it composed? The EP delegation is appointed separately for each conciliation procedure, in other words for each legislative proposal requiring conciliation. The groups also appoint substitute members, who can take an active part in the proceedings of the delegation. When is it composed? The basic provision for the appointment of the delegation is Rule 82 of the Rules of Procedure of the Parliament (See Annex C). When the Parliament has adopted amendments to the common position at its second reading, and if, on the basis of the indications given by the Commission (presented in the plenary) and the unofficial information received from the Council, it seems probable that conciliation will be required, the Conciliations Secretariat of the Parliament invites the political groups to appoint the members of the delegation. At the beginning of each legislature, or if major changes in the overall composition of the Parliament occur, the Conference of Presidents determines the political make-up of the delegation in conformity with the relative political strength of the political groups. At present the distribution is as follows: 6 EPP-ED, 5 PES, 1 ELDR, 1 GUE/NGL, 1 Green/EFA, and 1 place rotating between the UEN and EDD groups. In normal cases this is done during the first few weeks following the second reading votes. In exceptional cases, if the timetable and the importance of the dossier so require, the delegation can be constituted earlier. The delegation has three Vice-Presidents of the Parliament as permanent members, one of them acting as the Chair of the delegation. The permanent members are included in the quota of the political groups. The first constituent meeting of the delegation is traditionally held during the next plenary session following the adoption of the second reading amendments, even if the Council has not formally concluded its second reading. However, to take account of the wish to limit the number of meetings, the constituent meeting can take place later, when first indications of the Council’s reaction are known and there is a need for an exchange of views on the substance. For this procedural reason, or if the Chair of the delegation decides to start negotiations with the Council before a meeting can be held, the delegation can be constituted by written procedure. The rapporteur and the chair of the parliamentary committee responsible, also included in the quota of his/her political group, are appointed ex officio as members of the delegation. The remaining 10 members are appointed by the political groups according to their internal practices. Most of the other members appointed are from the committee responsible or from the committees which have given an opinion to the competent committee. DV\500487EN.doc 8 Linguistic regime of the delegation The delegation operates in the languages of the members of the delegation. However, the basic documents used during the conciliation procedure (Commission proposal, EP amendments from the first reading, the amended Commission proposal, the Council's common position, EP amendments from the second reading as well as the Commission opinion) are available in all 11 languages at the constituent meeting of the delegation and on the Conciliation internet site.. Interpretation at the meetings as well as notes to members, working documents in four columns used in conciliation and compromise texts, which are under discussion during the preparatory phase, are available in the languages of those in the delegation. At the meetings of the Conciliation Committee interpretation as well as the joint four-column working documents or draft joint texts are available in all 11 languages. Where and when does the Delegation meet The meetings are normally held in Strasbourg during the plenary sessions. Meetings in Brussels are held in connection with the minisessions or the relevant committee meeting. Assistance The delegation of the Parliament is assisted by the Conciliations Secretariat, which works in cooperation with the secretariat(s) of the competent parliamentary committee(s) and the Legal Service of the Parliament. Close cooperation is also required with the translation services (DG VII), the juristlinguists and the sessional services (DG I), the interpretation services (DG VI) and the Parliament's Press service (DG III). The advisers of the political groups also provide assistance for their members in the delegation. DV\500487EN.doc 9 4. OUR COUNTERPARTS: WHO IS THE EP DELEGATION DEALING WITH? The Council The Commission The delegation of the Council is composed of the representatives of the Member States: normally they are the deputy permanent representatives (COREPER I) of each Member State. At the meetings of the Conciliation Committee a Minister or a Secretary of State represents the Member State holding the Presidency. That person cochairs the committee with the Vice-President of the Parliament, who chairs that particular delegation. The representatives of the Commission are normally invited to take part in all meetings of the EP delegation as well as the meetings of COREPER. They also participate in the trialogue meetings and are present at the meetings of the Conciliation Committee. The responsible Member of the Commission takes part in the formal sittings of the Conciliation Committee and in the trialogue and delegation meetings which are held just before or on the fringe of the Conciliation Committee meetings. The Commission plays an important role in conciliation which is different from the one it plays in first and second readings. The Commission participates in the work of the Conciliation Committee with a view to reconciling the positions of the co-legislators (Council and Parliament). Initiatives to this end may include draft compromise texts. The Presidency-in-Office of the Council represents the Council in all contacts with the Parliament. In practice the main actors are the President-in-Office of COREPER I and the chair of the relevant Council working group. Team I (legislative procedures in codecision) of the Legal Service in the Secretariat General of the Council assists the Council delegation. It is responsible for coordination of Council's relations with the Parliament regarding codecision files and for conciliation procedures in particular. At the preparatory trialogue meetings or at the other meetings of the EP delegation, the Commission is represented by the responsible DG (Director General or his/her representative), assisted by the Secretariat General of the Commission including its Codecision Unit and its Legal Service. DV\500487EN.doc 10 5. THE CONCILIATION PROCEDURE STEP BY STEP Second reading of the Parliament At its second reading, the Parliament can adopt amendments to the common position of the Council by an absolute majority of its members, in other words at least 314 votes in favour of each amendment. The amendments can be adopted on the basis of the report of the responsible parliamentary committee or on the basis of amendments tabled in the plenary. communicated in writing to the Conciliations Secretariat. During the plenary, the Commission gives an indication as to whether it can include the EP amendments in its opinion (modified proposal) or not. Constituent meeting of the delegation A political group can, if it can not appoint all its substitute members at the beginning of the procedure, add their names at later stages of the procedure. The Group communicates any modification to the membership of the delegation in writing to the secretariat. The EP delegation usually holds its constituent meeting in Strasbourg during the plenary session following the adoption of the amendments at second reading. The results of the votes are transmitted to the Council and the Commission is required to give an opinion (modified proposal). The Council has three (four, if extended) months to decide whether it can adopt all the EP amendments or not. The purpose of the meeting is to give a mandate to the Parliament's negotiation team (Vice-President in chair, Chair of the competent committee and the rapporteur) to start informal negotiations with the Council in a “trialogue” (see below) and to establish the position of the Parliament's delegation, especially when the initial negotiation position or at least the first reactions of the Council to the second reading amendments are known. At constituent meetings, there is also often a short exchange of views with representatives of the Commission. Appointment of the delegation Unless it is probable that the Council can accept all the EP amendments, the Conciliations Secretariat starts preparations for the appointment of the EP delegation. In the first few weeks after the vote in plenary, it sends a note to the political groups inviting them to appoint the members according to the Rules of Procedure, indicating also the committee(s) responsible for the dossier. For procedural reasons, if for instance the Chair of the Delegation considers that the negotiations with the Council need to start urgently, or the opinion of the Council is not available, the constituent meeting can be replaced by a letter by the Chair of the Delegation to the members appointed. The three Vice-Presidents of the Parliament who are permanent full members of every EP delegation decide among themselves who should chair each delegation. The members are appointed according to the internal practices of each political group and DV\500487EN.doc 11 Trialogues When the Council is ready to present its position on the EP amendments, whether it has formally concluded its second reading or not, an informal meeting between the Parliament, the Council and the Commission, a “trialogue”, is arranged. No special time frame is fixed for these meetings in advance. The Commission is often invited to produce compromise texts to be discussed in the respective delegations or at the next trialogue meeting. The trialogues can ask that more technical preparations or drafting work be done in a working party at a political level (for instance the EP rapporteur meeting the Council working group chair) or at the level of civil servants. Due to the growing number of meetings required and the strict time limits stipulated by the Treaty, these informal meetings in various compositions are becoming more common. The negotiation team mandated by the delegation represents the Parliament in the negotiations, whereas the deputy permanent representative (Chair of COREPER I) of the Member State holding the Presidency represents the Council. The DirectorateGeneral in question participates in the meeting on the European Commission's behalf. The number of people attending is limited to a strict minimum (normally no more than 10 persons from each institution) to ensure the effectiveness of these meetings. If need be, the Chairman of the Parliament's delegation ensures that this limit is respected. The results of the trialogues are discussed and possibly approved at the meetings of the respective delegations and further trialogues or informal meetings arranged, where necessary. After each trialogue and in advance of the forthcoming delegation meeting, members of the delegation are informed that the trialogue took place, which members attended, and whether there was any major concrete development. They also receive, where appropriate, a revised version of the joint four-column working document and any compromise texts presented at the trialogue. All members of the delegation receive for their information advance details of each trialogue (timing, participants and venue), even when not invited themselves. The trialogue meetings are also included in the list of daily meetings in the Parliament as well as on the internet site of the Conciliation Committee. Normally a short trialogue meeting is held right before the meeting of the Conciliation Committee and sometimes even when the Conciliation Committee meeting is interrupted for negotiations in trialogue to clarify the situation, to find mutually acceptable compromises and to avoid misunderstandings between the delegations. At the first trialogue, the Presidency representing the Council gives the Council's position on the EP amendments, accepting perhaps some of them, rejecting some and proposing compromise texts on others. A joint four-column working document indicating the positions of the two institutions is used in the trialogues. Positions are discussed and further compromise texts can be drafted, subject to subsequent approval in the respective delegations. DV\500487EN.doc 12 Meetings of the EP delegation delegation also takes procedural decisions, for instance if another trialogue meeting should be arranged or whether the Conciliation Committee can be convened and if so, when. The Conciliations Secretariat draws up a summary record of each delegation meeting. Delegation meetings are usually organised shortly after the trialogue meetings or whenever the development of the conciliation procedure so requires. Like trialogues, a delegation meeting always precedes the meeting of the Conciliation Committee and is also organised if the Conciliation Committee meeting is interrupted for negotiations. At the end of the conciliation procedure, the delegation formally approves or rejects the agreement reached. The delegation aims to act by consensus. However, if a vote is needed, an absolute majority of members (8) is required. After the first trialogue or other informal contacts, the Chair convenes the delegation to discuss the results of the negotiations. Normally these meetings are held during a plenary session or in conjunction with a parliamentary committee meeting. In accordance with Rule 82 (7), which recognises the distinctive character of conciliation (as compared with first and second readings in the Parliament) the deliberations of the Parliament's delegations to Conciliation Committees are open to all those working inside the Parliament, but not open to the public. The political groups, the relevant services of the Parliament and the European Commission are formally invited to attend the meetings. At this meeting the negotiation team of the EP delegation informs the other members of the results of the trialogue meeting and the delegation receives the position of the Council in the form of a joint four-column working document. The delegation also considers compromise texts discussed at or drafted after the trialogue. The Conciliation Committee The Conciliation Committee is convened by the President of the Council with the agreement of the President of the Parliament. The Committee can be convened whenever the positions of the Parliament and the Council are close enough that the outstanding questions could be solved. In any case, the Committee has to be convened at the latest six weeks, eight if extended, after the Council second reading. The Commission representatives can present compromise texts or draft statements. They may also be able to give some details on the meeting of COREPER where the Council has discussed the results of the first trialogue or simply to provide more detailed technical information. The Conciliation Committee meetings are normally held in Brussels, alternately on the premises of the Parliament and the Council. In the nine years since 1994, a conciliation meeting has been held only once in Strasbourg and twice in Luxembourg. The aim of the delegation meeting is to adopt a strategy vis-à-vis the Council's position at every stage of the procedure as well as to discuss any compromise texts. Agreement concerning certain amendments or compromise proposals is given, if appropriate, subject to overall agreement. If outstanding questions remain, the delegation gives instructions to the negotiation team to pursue negotiations with the Council. The Parliament In the calendars of the Parliament for 2003 and 2004, certain dates are reserved for these meetings by marking them with a circle. Any other date is possible if the two institutions agree. A short trialogue and meetings of the delegations normally precede a full Conciliation Committee meeting. DV\500487EN.doc 13 The Vice-President of the Parliament chairing the EP delegation and the Minister or Secretary of State holding the Presidency-inOffice of the Council co-chair the Conciliation Committee meetings. The meeting is opened by the co-chair from the host institution. The responsible Commissioner represents the European Commission. normally scheduled to start in the late afternoon or evening and can last - if necessary - several hours, even until the small hours of the night. The co-chairs of the Committee may also decide to establish the ending time of the meeting in advance. If it seems to be clear that no agreement will be found at the first meeting, any number of further meetings can be convened within the six week (eight, if extended) deadline for reaching an agreement At a single meeting of the Conciliation Committee, several dossiers can be on the agenda: as "A point(s)", either to open the conciliation procedure (maximum 8-week time frame) or to formally mark the agreement on those legislative proposals, where the delegations have reached an overall agreement already during informal negotiations and subsequent meetings of the delegations. There is no discussion in the Conciliation Committee on these items. the principal theme of discussion is the dossier where full agreement has not yet been reached, the so-called "B point". The Parliament delegation taking part in the meeting is the delegation constituted and responsible for this particular dossier. After a successful conciliation, the Parliament and the Council often hold a joint press conference and, when appropriate, issue joint press statements to mark the agreement reached and to present the results to the media. The joint text resulting from conciliation is also posted in a provisional version in one language (subject to legal and linguistic revision) on the Parliament's internet site as soon as possible after the end of negotiations, thus enabling the general public as well as the representatives of the institutions to assess the outcome. The link to the draft joint text is http://www.europarl.eu.int/code/default_en.ht m After each Conciliation Committee meeting the members of the delegation receive a note resuming the results of the Committee. The dossier under discussion is handled by using a joint four-column working document prepared by the EP and the Council conciliation services. It is divided in two parts: "Part A: Amendments on which agreement has been reached (subject to overall agreement)", and "Part B: Amendments on which agreement has still to be found". The discussion is normally limited to these outstanding issues. The Commission can be invited to propose compromise texts to facilitate agreement. Sometimes declarations by one or more of the institutions are also used as a tool to reach an agreement. After the Conciliation Committee: third reading When the Conciliation Committee has reached an agreement, a draft joint text (PECONS) is prepared on the basis of the joint working document and any modifications made during the meeting(s). It is first established in one language and subsequently translated into the other ten official languages. The draft joint text in the original language is transmitted to the Members of the Delegation. Once the Conciliations Secretariats and the jurist-linguists of the Parliament and the If agreement seems to be within reach, the Conciliation Committee meetings are DV\500487EN.doc 14 Council have finalised the joint text, the copresidents of the Committee send it along with a transmission letter to the President of the Parliament and the President-in-office of the Council. Any declarations by the institutions are annexed to this letter, which also serves as minutes of the conciliation procedure. In cases where no agreement has been reached in the Conciliation Committee, the Chair of the Delegation makes a statement in the Plenary, followed by a debate. So far under the Amsterdam provisions there has been no case of such a failure to agree. From the signature of the transmission letter approving the joint text, the two institutions have six weeks (eight, if extended) to adopt the act, without any possibility to amend it. During this period, the members of the EP delegation receive in their own language the final joint text for information and comment along with a report which outlines the results of the conciliation procedure. The report includes the record of the vote by the delegation on the conclusion of the conciliation procedure. The final joint text, the report prepared by the rapporteur under the authority of the chair of the delegation and the transmission letter including any declarations of the institutions adopted by the Conciliation Committee are then submitted to the sessional services of the European Parliament (DG I). At this point the different language versions of the text of the agreement are all published on the internet site of the European Parliament. The chair of the delegation or any other member of the delegation (normally the rapporteur) shall make a statement on the joint text. This statement is usually followed by a debate. The Parliament then votes on the joint text which requires a majority of the votes cast to be approved. After the adoption of the act in the Parliament and in the Council, the definitive legislative text, known as LEX, is signed by the Presidents of the Parliament and the Council, and published in the Official Journal with the relevant declarations. DV\500487EN.doc 15 6. DOCUMENTATION FOR MEMBERS AND THE PUBLIC Generally all necessary information and all documentation is transmitted, whenever possible, in advance in the original language to the members of the delegation, political groups and the relevant EP services by e-mail. The members will find in their files several standard documents: at the first meeting, basic documents relevant to the conciliation procedure in question: Commission proposal, EP amendments from the first reading, the amended Commission proposal, Council's Common Position, EP amendments from the second reading, and the opinion of the Commission, if available. This document is provided in all 11 languages. At subsequent meetings it is available on request. for each meeting the Conciliations Secretariat draws up a note for members, summarising the aims of the meeting, the situation concerning the amendments, the stage of negotiations with the Council and the procedural aspects. This note is available in the languages of the delegation and distributed at the meeting. at the delegation meetings the members receive a working document in four columns, so called "tables". The first two columns present the original positions of the Council (common position) and of the Parliament (amendments from the second reading). In the third column is inserted the Council's reaction to these EP amendments. The position of the Parliament's delegation to the conciliation committee is placed in the fourth column. These two columns may be modified several times during the procedure. The public can reach the documents related to dossiers in conciliation through the Parliament's Register of documents. These documents include monthly reports on conciliation procedures, joint texts approved by the Conciliation Committee and reports for third reading. The joint four-column working documents produced in the context of the conciliation procedure by Parliament and Council, with each institution indicating its response to the position of the other as the conciliation procedure evolves, are in principle directly available to the public, as laid down in the provisions of the register, as soon as the conciliation process has come to an end. However, the documents may be made available on request earlier, during the conciliation procedure, provided both institutions agree. The EP Internet site of the Conciliation Committee available in English and French, http://www.europarl.eu.int/code/default_en.ht m also contains information on conciliation procedures as well as documents in all official languages related to dossiers in conciliation. In addition to this standard documentation, other relevant documentation, such as letters to the Chair or the rapporteur, may be distributed to the members with the agreement of the delegation chair. DV\500487EN.doc 16 7. SERVICES OF THE CONCILIATIONS SECRETARIAT The tasks of the secretariat are: to prepare and organise the meetings of the European Parliament delegations to conciliations as well as those with the Council (technical meetings, trialogues and the Conciliation Committee); to provide assistance to the three VicePresidents, permanent members of the conciliation delegation, in the running of the conciliation procedure and in preparing background notes for the delegation; to support, in cooperation with the secretariats of the committees and the Legal Service, the Chair of the competent committee and the rapporteur, notably drafting compromise texts and reports for the plenary outlining the results of the procedure; to maintain and develop contacts with the relevant officials in the Council and the Commission responsible for the conciliation procedure; DV\500487EN.doc 17 to respond to requests for procedural and strategic advice on "horizontal" issues arising in the context of the codecision procedure; to provide up-to-date information concerning the progress of codecision procedures, within the Parliament and in response to queries from the public, e.g. by publishing a monthly newsletter; to organise a regular codecision workshop at the administrative level with a view to improving awareness of and encouraging a broad exchange of views on current issues at stake in the legislative procedure; to liaise with Parliament's jurist linguists to ensure the legal-linguistic verification of texts throughout the codecision procedure up to their signature by the President of the Parliament and publication in the Official Journal. The Conciliations Secretariat forms a part of Directorate B of the Directorate General for Committees and Delegations, for which Mr Ezio PERILLO is Director. It is made up as follows: Brussels ext Room Strasbourg ext Room Michael SHACKLETON 42732 ATR 08K081 72404 SDM G01049 Brenda JAMES 42734 ATR 08K083 72405 SDM G01049 Klaus BAIER 44873 ATR 08K011 74369 SDM G01002 Alison DAVIES 43967 ATR 08K076 72268 SDM G01047 Pekka HAKALA 46273 ATR 08K089 72085 SDM G01048 Nikos TZIORKAS 42341 ATR 08K086 74357 SDM G01001 Elsa COSTA 40626 ATR 08K087 72058 SDM G01048 Leena LUOMA 43638 ATR 08K087 74614 SDM G01047 Carla LYON 42706 ATR 08K013 72545 SDM G01002 Kirsti PAAKKOLA 46274 ATR 08K085 72085 SDM G01048 Maria Angeles MARTINEZVALLS 42007 ATR 08K080 72560 SDM G01050 Chantal LEFORT 43807 ATR 08K078 77097 SDM G01050 Pantelis KARAGOUNIS 43492 ATR 08K082 72544 SDM G01001 46336 ATR 08K072 74387 SDM G01038 42962 ATR 08K076 72554 SDM G01039 Head of division/Secretary Administrators / Secretaries Assistance / Secretaries Fax Brussels: Fax Strasbourg: + 32 2 284 91 77 +33 3 88 17 90 75 Director / Secretary Ezio PERILLO Concepción NAVARRETE RAMIREZ Fax Brussels: Fax Strasbourg: + 32 2 284 69 05 +33 3 88 36 92 14 DV\500487EN.doc 18 8. FURTHER INFORMATION The following are available from the conciliation website: 1. European Parliament, delegations to Conciliation Committee: Activity Report 1 August 2002 – 31 July 2003 Presented by Vice-Presidents Giorgos DIMITRAKOPOULOS, Charlotte CEDERSCHIÖLD and Renzo IMBENI 2. European Parliament, delegations to Conciliation Committee: Activity Report 1 August 2001 – 31 July 2002 Presented by Vice-Presidents Giorgos DIMITRAKOPOULOS, Charlotte CEDERSCHIÖLD and Renzo IMBENI 3. European Parliament, delegations to Conciliation Committee: Activity Report 1 August 2000 – 31 July 2001 Presented by Vice-Presidents Renzo IMBENI, James PROVAN and Ingo FRIEDRICH 4. European Parliament, delegations to Conciliation Committee: Activity Report 1 May 1999 – 31 July 2000 Presented by Vice-Presidents Renzo IMBENI, James PROVAN and Ingo FRIEDRICH 5. European Parliament, Delegations to the Conciliations Committee: Activity Report 1 November 1993 - 30 April 1999. Presented by Vice-Presidents Nicole FONTAINE, Renzo IMBENI and Josep VERDE I ALDEA. DV\500487EN.doc 19 ANNEXES A. Article 251 of the EC Treaty 1. Where reference is made in this Treaty to this Article for the adoption of an act, the following procedure shall apply. 2. The Commission shall submit a proposal to the European Parliament and the Council. The Council, acting by a qualified majority after obtaining the opinion of the European Parliament, - if it approves all the amendments contained in the European Parliament's opinion, may adopt the proposed act thus amended; if the European Parliament does not propose any amendments, may adopt the proposed act; it shall otherwise adopt a common position and communicate it to the European Parliament. The Council shall inform the European Parliament fully of the reasons which led it to adopt its common position. The Commission shall inform the European Parliament fully of its position. If, within three months of such communication, the European Parliament: (a) (b) (c) approves the common position or has not taken a decision, the act in question shall be deemed to have been adopted in accordance with that common position; rejects, by an absolute majority of its component members, the common position, the proposed act shall be deemed not to have been adopted; proposes amendments to the common position by an absolute majority of its component members, the amended text shall be forwarded to the Council and to the Commission, which shall deliver an opinion on those amendments. 3. If, within three months of the matter being referred to it, the Council, acting by a qualified majority, approves all the amendments of the European Parliament, the act in question shall be deemed to have been adopted in the form of the common position thus amended; however, the Council shall act unanimously on the amendments on which the Commission has delivered a negative opinion. If the Council does not approve all the amendments, the President of the Council, in agreement with the President of the European Parliament, shall within six weeks convene a meeting of the Conciliation Committee. 4. The Conciliation Committee, which shall be composed of the members of the Council or their representatives and an equal number of representatives of the European Parliament, shall have the task of reaching agreement on a joint text, by a qualified majority of the members of the Council or their representatives and by a majority of the representatives of the European Parliament. The Commission shall take part in the Conciliation Committee's proceedings and shall take all the necessary initiatives with a view to reconciling the positions of the European Parliament and the Council. In fulfilling this task, the Conciliation Committee shall address the common position on the basis of the amendments proposed by the European Parliament. 5. If, within six weeks of its being convened, the Conciliation Committee approves a joint text, the European Parliament, acting by an absolute majority of votes cast, and the Council, acting by a qualified majority, shall each have a period of six weeks from that approval in which to adopt the act in question in accordance with the joint text. If either of the two institutions fails to approve the proposed act within that period, it shall be deemed not to have been adopted. 6. Where the Conciliation Committee does not approve a joint text, the proposed act shall be deemed not to have been adopted. 7. The periods of three months and six weeks referred to in this Article shall be extended by a maximum of one month and two weeks respectively at the initiative of the European Parliament or the Council. DV\500487EN.doc 20 B. Joint declaration on practical arrangements for the new codecision procedure (Article 251 of the EC Treaty) Preamble The European Parliament, the Council and the Commission, hereinafter referred to as "the institutions", note that the present practice of contacts between the Council Presidency, the Commission and the chairmen of the relevant committees and/or rapporteurs of Parliament and between the co-chairmen of the Conciliation Committee has proved its worth. The institutions confirm that this practice should be extended to cover all stages of the codecision procedure. The institutions undertake to examine their working methods with a view to making effective use of all the possibilities afforded by the new codecision procedure. The institutions shall do what is necessary, in accordance with their rules of procedure, to promote reciprocal information about codecision proceedings. I. First reading 1. The institutions shall cooperate in good faith with a view to reconciling their positions as far as possible so that wherever possible acts can be adopted at first reading. 2. The institutions shall ensure that their respective calendars of work are coordinated as far as possible in order to facilitate the conduct of proceedings at first reading in a coherent and convergent manner in the European Parliament and the Council. They shall establish appropriate contacts to monitor the progress of the work and analyse the degree of convergence. 3. The Commission shall ensure that such contacts are facilitated and shall exercise its right of initiative in a constructive manner with a view to making it easier to reconcile the positions of the European Parliament and the Council with due regard for the balance between the institutions and the role conferred on that institution by the Treaty. II. Second reading 1. In its statement of reasons the Council shall explain as clearly as possible the reasons that have led it to adopt its common position. During its second reading, the European Parliament shall take the greatest possible account of those reasons and of the Commission's opinion. 2. Appropriate contacts may be established with a view to achieving a better understanding of the respective positions and thus to bringing the legislative procedure to a conclusion as quickly as possible. 3. The Commission shall ensure that such contacts are facilitated and shall give its opinion with a view to reconciling the positions of the Council and the European Parliament, with due regard for the balance between the institutions and the role conferred on that institution by the Treaty. III. Conciliation 1. The Conciliation Committee shall be convened by the President of the Council, with the agreement of the President of the European Parliament and with due regard to the provisions of the Treaty. 2. The Commission shall take part in the conciliation proceedings and shall take all the necessary initiatives with a view to reconciling the positions of the European Parliament and the Council. Such initiatives may include, inter alia, draft compromise texts reflecting the positions of the Council and of the European Parliament, with due regard being had to the role conferred upon the Commission by the Treaty. 3. The committee shall be chaired jointly by the President of the European Parliament and the President of the Council. Committee meetings shall be chaired alternately by each co-chairman. DV\500487EN.doc 21 The dates and the agenda for the Committee's meetings shall be set jointly by the co-chairmen. The Commission shall be consulted on the dates envisaged. The European Parliament and the Council shall set aside, for guidance, appropriate dates for conciliation proceedings and shall notify the Commission thereof. While respecting the Treaty provisions regarding time limits, the European Parliament and the Council shall, as far as possible, take account of scheduling requirements, in particular those resulting from breaks in the institutions' activities and from European Parliament elections. In any case, the interruption of activities shall be as short as possible. The Committee shall meet alternately at the premises of the European Parliament and those of the Council. 4. The Committee shall have available to it the Commission proposal, the Council's common position, the amendments proposed by the European Parliament, the Commission's opinion thereon and a joint working document by the European Parliament and Council delegations. The Commission shall, as a general rule, submit its opinion within two weeks of official receipt of the outcome of Parliament's vote and at the latest by the commencement of conciliation proceedings. 5. The co-chairmen may submit texts for the Committee's approval. 6. The detailed outcome of votes and, where appropriate, explanations of vote, taken within each delegation to the Conciliation Committee, shall be forwarded to the Committee. 7. Agreement on a joint text shall be established at a meeting of the Conciliation Committee or, subsequently, by an exchange of letters between the co-chairmen. Copies of such letters shall be forwarded to the Commission. 8. If the committee reaches agreement on a joint text, it shall, after legal/linguistic finalisation, be submitted to the cochairmen for approval. 9. The co-chairmen shall forward the approved joint text to the Presidents of the European Parliament and of the Council by means of a jointly signed letter. Where the Conciliation Committee is unable to agree on a joint text, the co-chairmen shall notify the Presidents of the European Parliament and of the Council thereof in a jointly signed letter. Such letters shall serve as minutes. Copies of such letters shall be forwarded to the Commission for information. 10. The General Secretariats of the Council and of the European Parliament shall act jointly as the Committee's secretariat, in association with the General Secretariat of the Commission. IV. General provisions 1. Should the European Parliament or the Council deem it essential to extend the time limits referred to in Article 251 of the EC Treaty, they shall notify the President of the other institution and the Commission thereof. 2. Texts shall be finalised by the legal/linguistic experts of the Parliament and of the Council acting in close cooperation and by mutual agreement. 3. Following the adoption of a legislative act under the codecision procedure by the European Parliament and the Council, the text shall be submitted, for signature, to the President of the European Parliament and the President of the Council and to the Secretaries-General of the two institutions. The jointly signed text shall be forwarded to the Official Journal for publication if possible within at most one month, and in any case as soon as possible. 4. If one of the institutions finds a clerical error in a text (or in one of the language versions), it shall immediately notify the other institutions. If the error is found in an act that has not yet been adopted, the legal/linguistic services of the European Parliament and of the Council shall prepare the necessary corrigendum in close cooperation. Where the error is found in an act that has already been adopted or published, the European Parliament and the Council shall adopt, by mutual agreement, a corrigendum drawn up under their respective procedures. DV\500487EN.doc 22 C. Rules of Procedure of the European Parliament - Rules 81 - 83 Third reading - conciliation Rule 81 Convening of Conciliation Committee Where the Council informs the Parliament that it is unable to approve all Parliament's amendments to the common position, the President shall, together with the Council, agree to a time and place for a first meeting of the Conciliation Committee. The six-week or, if extended, eight-week deadline provided for in Article 251(5) of the EC Treaty shall run from the time at which the Committee first meets. Rule 82 Delegation to Conciliation Committee 1. Parliament's delegation to the Conciliation Committee shall consist of a number of members equal to the number of members of the Council delegation. 2. The political composition of the delegation shall correspond to the composition of Parliament by political groups. The Conference of Presidents shall fix the exact number of Members from each political group. 3. The members of the delegation shall be appointed by the political groups for each particular conciliation case, preferably from among the members of the committees concerned, except for three members who shall be appointed as permanent members of successive delegations for a period of twelve months. The three permanent members shall be appointed by the political groups from among the Vice-Presidents and shall represent at least two different political groups. The chairman and the rapporteur of the committee responsible in each particular case shall be members of the delegation. 4. The political groups represented on the delegation shall appoint substitutes. 5. Political groups and Non-attached Members not represented on the delegation may each send one representative to any internal preparatory meeting of the delegation. 6. The delegation shall be led by the President or by one of the three permanent members. 7. The delegation shall decide by a majority of its members. Its deliberations shall not be public. The Conference of Presidents shall lay down further procedural guidelines for the work of the delegation to the Conciliation Committee. 8. The results of the conciliation shall be reported by the delegation to Parliament. DV\500487EN.doc 23 Third reading - plenary stage Rule 83 Joint text 1. Where agreement on a joint text is reached within the Conciliation Committee, the matter shall be placed on the agenda of a sitting of Parliament to be held within six or, if extended, eight weeks of the date of approval of the joint text by the Conciliation Committee. 2. The chairman or another designated member of Parliament's delegation to the Conciliation Committee shall make a statement on the joint text, which shall be accompanied by a report. 3. No amendments may be tabled to the joint text. 4. The joint text as a whole shall be the subject of a single vote. The joint text shall be approved if it secures a majority of the votes cast. 5. Where no agreement is reached on a joint text within the Conciliation Committee, the chairman or another designated member of Parliament's delegation to the Conciliation Committee shall make a statement. This statement shall be followed by a debate. DV\500487EN.doc 24 D. Legal bases covered by Codecision Codecision applies at present to 43 areas or types of Community action, spread over 36 Treaty articles as follows: Article 12 Article 13(2) new Article 18 Article 40 Article 42 ** Article 44 Article 46 Article 47(1) Article 47(2) Article 55 Article 65 Article 71(1) ** Article 80(2) Article 95(1) Article 129 Article 135 Article 137 (1-2) Article 141 Article 148 Article 149(4) Article 150 Article 151(5) Article 152(4) ** Article 153(4) Article 156 Article 157(3) Article 159, 3rd paragraph Article 162 Article 166 Article 172 Article 175(1), (3) Article 179 Article 191 Article 255 Article 280 Article 285 Article 286 ** prohibition of any discrimination on grounds of nationality, anti-discrimination measures, citizenship: right of citizens to move and reside freely within the territory of the Member States , freedom of movement for workers, freedom of movement for workers: social security of migrant workers in the Community, right of establishment, right of establishment: special treatment for foreign nationals, taking up and pursuing activities as self-employed persons, training and conditions of access to professions: mutual recognition of diplomas, measures concerning the self-employed: amendment of national legislation, right of establishment: services, judicial cooperation in civil matters (except family law), transport: common rules applicable to international transport, conditions under which non-resident carriers may operate transport services within a Member State, measures to improve transport safety, sea and air transport, harmonisation of the internal market, employment: incentive measures, customs cooperation, social policy: workers' health and safety, working conditions, information and consultation of workers, equality between men and women, measures to encourage cooperation in fight against social exclusion, social policy: equal opportunities and pay, Social Fund: implementing decisions, education: incentive measures, vocational training: measures to contribute to the achievement of objectives, incentive measures in respect of culture, public health: minimum standards of quality and safety of organs and substances of human origin, blood and blood derivatives, measures in the veterinary and phytosanitary fields designed to protect public health, action to improve public health, consumer protection, trans-European networks: establishment, funding, specific support measures in the industrial sphere, specific actions for economic and social cohesion outside the Structural Funds, European Regional Development Fund (implementing decisions), framework programme for research and technical development, research: adoption of programmes, environment: measures, adoption and implementation of programmes development cooperation, regulations governing political parties at European level and the rules regarding their funding, transparency: general principles and limits on access to documents, measures to counter fraud, statistics, protection of data: establishment of an independent supervisory body. Unanimity in the Council . DV\500487EN.doc 25 Codecision may also be extended to the following five areas at a later date: Article 63(1) Article 63(2) Article 63(3) Article 62(3) Article 137(1) d, f and g Asylum measures (subject to the definition of common rules and basic principles) Refugees and displaced persons (subject to the definition of common rules and basic principles) Illegal immigration (subject to Council decision to be taken as of 1 May 2004) Freedom to travel for nationals of third countries (subject to Council decision to be taken as of 1 May 2004) Social provisions (subject to unanimous decision of Council) DV\500487EN.doc 26 E. Presentation of the codecision procedure Proposal from the Commission to the EP and Council Parliament first reading: no EP amendments Parliament first reading: EP amendments Commission opinion on EP amendments (amended Commission proposal) Council first reading: the Council does not modify the text The act is adopted Council first reading: The Council does not approve the outcome of the EP first reading and adopts a common position Commission opinion on the common position Council first reading: the Council approves all amendments The act is adopted Parliament second reading: (deadline 3 + 1 months) Parliament approves the common position or does not take a decision within the deadline The act is adopted Parliament adopts amendments to the common position by an absolute majority of its Members Commission opinion on EP amendments Parliament rejects the common position by an absolute majority of its Members The act is not adopted Council second reading (deadline 3 + 1 months) The Council approves all Parliament’s amendments The act is adopted The Council does not approve all Parliament’s amendments Conciliation Committee is convened within a period of 6 + 2 weeks, and has a further 6 + 2 weeks to reach agreement Successful conclusion to conciliation The EP and Council are unable to adopt the joint text within the period of 6 + 2 weeks The act is not adopted Third reading: Within a period of 6 + 2 weeks, approval of the joint text by the EP (majority of votes cast) and by the Council (QMV) The act is adopted DV\500487EN.doc 27 Unsuccessful conclusion to conciliation The act is not adopted