2011 Muthanna Capacity Building (MCB) Saad Al-Kadhimi UNDP-Iraq CO 4/9/2011 Project Title: Muthanna Capacity Building Project Budget: US $2,083,994.00 Area of Operations: Muthanna Governorate Period of Implementation: December 2008 – May 2010 Financing: Government of Japan (GOJ) 1 Table of Contents I. INTRODUCTION..................................................................................... 3 Context ......................................................................................................................... 3 Programme Objectives ................................................................................................. 3 Geographical Coverage ................................................................................................ 4 Beneficiaries ..................................................................................................................5 Implementation Mechanisms ........................................................................................5 Management Arrangements......................................................................................... 6 Strategy ....................................................................................................................... 6 II. ACHIEVMENTS ..................................................................................... 7 Provision of Re-Construction and Capacity Building ...................................................... 7 Civil Defense ................................................................................................................ 8 Agriculture and irrigation ............................................................................................ 10 Education ………………………………………………………………………………..…………........12 III. IMPACT Of MCB’s INTERVENTIONS .................................................... 14 Local Capacity............................................................................................................. 15 Socio Economic .......................................................................................................... 16 IV. FINANCIAL STATUS ........................................................................... 16 V. ISSUES and LESSONS LEARNED ......................................................... 16 VI. CONCLUSION .................................................................................... 17 VII. ANNEXES ......................................................................................... 18 2 I. INTRODUCTION Context The crisis that stormed Iraq throughout past period isolated severe deterioration in the infrastructure that have affected Iraq in general and Al-Muthanna governorate in particular as it is considered as one of the poorest governorates in Iraq with a dramatic increasing rates of poverty and unemployment. Poor infrastructure and weak delivery of basic services such as water, electricity and sanitation as well as damaged housing that contributed to the deteriorating living conditions of Muthanna inhabitants. These factors necessitated rapid assessment to promote the current worsening situation to start with mainly alleviation of the capacity of manpower to be able to carry on working on the reconstruction of the infrastructure. In order to upgrade the technical and designing manpower, training gap should be identified and located prior to physical activities. Thus UNDP in collaboration with local authorities in Al-Muthanna Governorate initiated to conduct a project for Training Needs Assessment (TNA). Through the outcome of this activity, a potential strategy was drawn and priorities were highlighted for near future endeavors. The main target of this TNA was to categorize and identify locations that were indicated in the outcome and based on this UNDP with local authorities designed several initiatives in line with the findings of the TNA assessment report. By which and through GOJ financial resources, training gap was supposed to be minimized and capacity of the public midlevel management was to be aimed with those trainings. The program was planned to be completed within one year. However continuous changes in the political environment in the country at large and at the local Muthana governorate level have lead to several delays in the course of implementation of the program. This obliged UNDP to request a six months extension for the programme implementation. This period was foreseen as sufficient to carry on with the project activities and outputs. But unfortunately, the delay in the formation of the new government beyond the elections of 7 March 2010 had caused further delays to the implementation process. Nevertheless, local authorities commitment and sustained project management drive has realized the completion of the project activities as designed and delivered the planned outputs by the end of year 2010. Programme Objectives The combination of wars, sanctions and deliberate vandalism has severely affected the provision of basic services in Iraq. Despite the reconstruction efforts made after the recent war, the Iraqi people are not properly equipped to sustain achievements nor to further develop and improve basic and social services delivery. Certain capacity shortcomings were identified in planning, design and technical execution. Needs are tremendous in the various sectors in Iraq in general and in Muthanna governorate in particular as it is considered as one of the poorest 3 governorates in Iraq. The project will promote ownership, synergy and sustainability of the various ongoing and completed ODA projects in Muthanna and will capitalize on success stories and lessons learned. Special attention will be made to the active participation of the central and local governments and special consultation and coordination mechanism will be established to respond to the various capacity building needs. The project will pay special attention to local authorities and technical departments’ capacity as well as to some extent to civil society organizations with a view to self-govern further improvements in basic services provision. The main goal of this project is to enhance the institutional and human resources capacities to provide efficiently social and basic services to the people of Muthanna. The project’s electricity and WATSAN components have been operationally completed (under the same award, but a differing project number). Geographical Coverage As a result of mutual agreement between the (GOJ and UNDP) and as was stated in the project proposal submitted to GOJ that, MCB shall concentrate its activities in one of the Iraqi southern Governorate: Al-Muthanna. Figure 1: Map shows lower and upper south of Al-Muthanna 4 The southern region of Iraq including Muthanna continued to have high unemployment rates and suffering from lack of adequate basic and social infrastructure. The situation for rural households, particularly in the south was alarming. The unemployment rates continued to pose a problem in the south as seen particularly in Muthanna. Figure 2: Unemployment rates across Iraq Beneficiaries Direct beneficiaries of the programme are the Technical Departments in Muthanna through the improved capacities of the midlevel management who will be targeted in the activities of this program 5 Implementation Mechanisms Due to the worsening security situation and the absence of the UN agencies/personnel from Iraq, the UNDP redesigned and explored workable implementation mechanisms to continue delivering services to the Iraqi people. One of these modalities was the use of local consulting firms that have experience in working with UNDP programmes. A consultancy firm that was based in Basrah was selected by UNDP/ MCB as the Iraqi MCB Implementation Team (IIT). The main responsibility of the firm was to support the UNDP/ MCB team in following up the implementation activities in the field, as UNDP personnel were not present on the ground throughout the project implementation period due to security reasons. It is worth mentioning that the consultancy firm undertook activities, such as assessment of the situation, networking and supporting to local authorities/departments in the planning process, implementation and monitoring of some small scale projects. Moreover, the firm was recruited to make sure that MCB vision and strategy in terms of focusing on building the capacities of midlevel management. The capacity of the firm was also built in course of time, as it continued to work with the UNDP/MCB team throughout the project implementation period. Management Arrangements Due to the absence of UNDP staff from Iraq, an international programme manager and an administrative assistant were recruited and based in Amman - Jordan to support the MCB Implementation Team (IIT) hired as a local consulting firm with a sub office to run the activities in Muthanna Governorate (1 sub office manager, 2 engineers and 2 monitors). Coordination was made at various levels to ensure smooth and effective implementation; MCB team leader coordinated with the programme manager either through telephone call, emails and/or exchange of visits. Moreover, MCB team ensured the involvement of the local authorities/institutions and local communities in the planning, selection of workers, implementation and monitoring of the various projects’ activities. This was done through establishing the Project Advisory Committee (PAC) headed by a member from Provincial Council that included amongst its members people from technical departments, local councils and representatives of local NGOs. Strategy MCB strategy was based on the fact to enhance the institutional and human resources capacities to provide efficiently social and basic services to the people of Muthanna. In line with this, MCB developed a flexible strategy to address and respond efficiently to this situation. MCB working team engaged some of its activities in enhancing the capacities of local authorities/municipalities through active participation of personnel from those institutions in the identification of priorities, the selection and monitoring of workers as well as empower local municipality technical staff and women in vocational training such as carpentry, plumbing, welding, sewing and computer and internet skills etc. An added value to the programme was the actual in kind contribution of the local technical department in the projects. This helped in developing the sense of ownership of the project 6 within the department and thus helped in the sustainability of the projects. II. ACHIEVMENTS Provision of re-construction and capacity building Under the Reconstruction and capacity building Programme, funded by the Government of Japan (GOJ), UNDP-MCB undertook a number of priority rehabilitation activities that provided enhancement to the institutional and human resources capacities for further provisioning of efficient social and basic services to the people of Muthanna. These activities are grouped in the following main areas: i. Civil Defence ii. Agriculture and irrigation iii. Education Since December 2008, (10) projects for reconstruction and rehabilitation were implemented in Muthanna in addition to (10) capacity building training courses exclusively for Muthanna conducted in Amman. The total number of workers recruited under these projects reached (1,106) generating (21,065) workdays. The average number of workdays per beneficiary worker was (19). Workdays Generated Per Sector 36% 40% Education Workers Recuited Per Sector 45% 31% Agriculture Agriculture 24% Civil Defence Education 24% Civil Defence 7 MCB Expenditure Per Sector 6% Education 24% Agriculture 70% Civil Defence i. Civil Defence a. As a result of decades of imposed constraints and rigid governance policies, civil society organizations were forbidden to evolve, capacity building and empowerment programmes were not in place, and women were basically marginalized. When MCB program initiated, UNDP prioritized utilization of its experience in linking all the sub-projects activities funded by GOJ to overcome some of the constraints mentioned above. The enhancement of civil servants capabilities in setting priorities, identifying, implementing and monitoring of projects, and recruiting vulnerable unemployed workers in the target region was a primary objective of the various interventions under this project. During those processes MCB engaged all concerned personnel through on the job training and is capitalizing on this for future interventions. b. One of MCB program endeavors was to be up to date with the international current crisis and dangerous situations. The most dangerous epidemic diseases that rapidly spread among the world are HINI and AVIAN FLU, which seem to be difficult to control by the ordinary and preliminary methods. In Iraq most of the people including civil defense personnel are suffering from lack of essential health awareness particularly in those two potential diseases as well as principles of first aid and paramedic which both are their main task, they used, while occurring of accidents, to depend totally on health department. In order to develop and promote the knowledge of civil defense in those categories, an initiation raised to hold a preventive training course with collaboration of health department to set forth professional methods and ways to confront such crisis in case of occurrence. c. This was achieved through (1) project exclusively for Civil Defense Department personnel with procurement of special materials and devices for utilization in first aid or emergency cases and involving (500 CD staff + 6 specialized doctors from MOH) generating (7590) working days and invested $28,850 and the inkind contribution amounted to $975.00. This project directly benefitted (506) 8 meanwhile the actual indirect beneficiaries are the citizens of Al-Muthanna Governorate in addition to adjacent governorates ii. MCB program continued carrying out conducting training courses based on outcomes of the campaign of distributing questionnaire forms among various departments and local councils all over Al-Muthanna Governorate to identify the Training Needs Assessment. Accordingly, MCB program and by the fund of GOJ, conducted number of courses in Amman – Jordan in the following subjects: 1. Leadership and Strategic Planning: number of personnel delegated on this subject are (69) from various departments in addition to number of Provincial Council members. (23) out of this number were female. 2. Environmental Management: number of personnel delegated on this subject is (39) and same as above. 3. Engineering Management in Construction and Infrastructure Projects: number of engineers delegated to this course was (18) engineers selected from their departments. 4. Income Generating Workshop: number of delegated is (16) consisting of selection from NGO's. 5. Training on the skills of public awareness: this course specialized for Civil Defense staff, number of delegated was (20). 6. Training course in special agriculture exclusively for Agriculture Department with number of PC member leading agricultural committee in PC. Number delegated was (37). 7. Strategic Planning Course for personnel working on Planning sections in their department. Number of delegated was (20). 9 iii. Agriculture and irrigation MCB program has carried out 3 significant projects in this sector, recruiting some 267 unemployed workers and generating 4,875 working days. Those projects were of $109,036.00 worth with an in kind contribution from the government departments of $98,400.00 worth representing 41% of the total budget. Departments In-Kind Contribution 70% 60% 50% 40% 30% 20% 10% 0% Education Agriculture Civil Defence Average The first project was aiming to establish fruits and vegetables nursery in Al-Warkaa rural subdistrict that implied decrease in velocity and require a rapid renaissance and to upgrade the reality amidst this sector. 10 The second project scheduled for establishing new agricultural plastic houses, as it is a new developed scientific system for improving the agricultural products in terms of quantity and quality. And the third workshop was for training courses for women farmers involving 174 women framers from rural areas to acquire developed knowledge in modern agriculture. 11 iv. Education Within the priorities based on the results of the TNA conducted in Al-Muthanna Governorate for the capacity building program that include provisioning of needed assessments and professional training. MCB program implemented 1 workshop in vocational and professional training; This workshop was for training around 28 women and 180 men, through separate workshops, They were trained in different trades to acquire new skills in welding, carpentry, molding, masonry building, domestic electricity and computer and internet skills that was exclusively for women. 12 The program initiates performance on both simultaneously. The start was with Education Department by rehabilitating schools that required to be. Therefore an agreement approached with Education Department to set an appraisal for the urgent requirements of different stages schools in the governorate. To set forth such an appraisal, UNDP, through their monitoring team assessed the urgent need for constructing (2) additional class rooms in (4) different stages schools, in addition to rehabilitating (4000) school desks. This was achieved through (6) sub projects that involved (333) workers and generated (8600) working days and invested $333,151.00 in those projects, while there was an in kind contribution of $136,020.00. Those projects directly helped (3330) citizens being supported by the workers from the targeted areas while other (11,900) being represents families of the pupils studying and sitting on the class desks in those schools who have indirectly benefited from those sub projects. 13 III. IMPACT OF MCB’s INTERVENTIONS The main impact of MCB was the improved capacities of local authorities in the areas of weaknesses identified through the training needs assessment as well as the directions received from the local authorities in Muthanna (Governor and PC Chairman). MCB implemented projects responded to the direct needs of urban and rural communities in terms of rehabilitation and development of school desks whereby students beforehand have had to sit on the ground while studying, rehabilitation of schools by constructing (2) additional class rooms in (4) different stages schools and empowerment of civil servants, women and youth and developed their capacities. It was envisaged that there was transfer of skills from the trained people to other community members, and local authorities gained confidence in handling their recovery activities. Despite the complicated political and security situations in Iraq, the impact of MCB – both direct and indirect - had been considerable at different levels: 14 Working days Generated Per Sector and Per $1000 Expenditure 0.6 0.5 0.4 0.3 0.2 0.1 0 Education Agriculture Civil Defence Workers Employed Per Sector and Per $1000 Expenditure 0.6 0.5 0.4 0.3 0.2 0.1 0 Education Agriculture Civil Defence Local Capacity Building The objective of MCB is to enhance the capacities of civil servants and local communities to assume greater responsibilities in the rebuilding of Iraq. Towards that end, MCB program engaged all concerned civil servants from the various municipalities and local authorities in identification, design, prioritization, and implementation of the various sub-projects funded by GOJ. This process formed an umbrella of on-the-job training for at least (219) civil servants who acquired the skills and knowledge of project management. Moreover, MCB program designed (2) vocational training projects targeting both women and men. Total of (382) persons of both genders were trained in different skills under these projects. One project of 15 interest was the Professional training Courses for Unskilled workers where (180) unskilled workers followed a training workshop to develop their technical skills. Graduates were offered a certificate from the Technical Institute to certify the skills they have gained. These acquired skills opened opportunities for the trained men and women to diversify their sources of income for livelihood. Within the achievements of MCB program a strong partnership with the various institutions and stakeholders in Muthanna has been created and extended to some sort of synergies and coordination mechanisms between local communities and local authorities/municipalities. This process lead to establish a Project Advisory Committee (PAC) which was headed by a member of Provincial Council and membership of representatives of municipalities, local councils and governorate offices. The main function of the PAC was to ensure an efficient mechanism of prioritization of project proposals, identified by the local authorities. The involvement of the communities in the various processes of IREP, identification of priority interventions and implementation, had enthused their sense of ownership. Socio – economic Since MCB program under this funding had employed around (1325) workers and employees and had implemented around (10) projects. Those projects generated (21065) workdays. Not only were salaries paid to the direct beneficiaries but also to local suppliers of materials and tools, who were indirect beneficiaries. Thus contributed to the economic impact of the program. Funds for the procurement of materials amounted to ($313,727) was invested for purchasing tools and the rental of specialized or heavy equipments (dump trucks, buses for transport of workers, tractors, welding equipment, etc..) were then spent locally, thus having a further multiplier effect on the local economy. IV. FINANCIAL STATUS As per the agreement signed between GOJ and UNDP, the total GOJ contribution to MCB Program reached an amount of $2,083,994.00 including the implementation support services. V. ISSUES AND LESSONS LEARNED MCB Program was the successor of IREP in the Muthanna Governorate, it was considered as an expansion of the work started by that program and so have to follow the same steps in tackling and mitigating major issues and constraints that might emerged or anticipated within project achievements and lessons were learned in a number of areas such as in the implementation modalities of the actual sub-projects, ownership, wages and cost of material, the security situation and measures taken to mitigate them, and the need for capacity and institutional building with local counterparts. All of these factors prevented from hindering the implementation of MCB activities. The use of local institutions in improving the capacities of local staff was one of the best practices learnt from MCB. The Muthanna Technical Institute as well as the use of the professors from nearby Universities in leading some training activities for government employees was another lesson learned. The simple and well-established procedures and implementation mechanisms including the 16 remote management of MCB program manager had allowed UNDP to react with flexibility and thus provided a rapid response to the rehabilitation of social and physical infrastructure priorities expressed by MCB team, local communities, and authorities. The synergies, coordination and partnership established with local authorities/ municipalities, the governors’ offices and local communities represented an attractive and "implementationFriendly" platform for donors. In order to promote peace, confidence and trust amongst the various stakeholders/beneficiaries, such community-based felt-needs interventions are of great importance, and should be initiated by the international communities. VI. CONCLUSION Through the GOJ project implementation, it was understood that MCB programme policies and implementation modalities were proven to be the perfect remote management mechanisms for the programme implementation in the prevailing situation of Iraq. After the success in partnering MCB program with local authorities, civil society organizations and donors, UNDP is looking forward to capitalize on progress made and to extend support by the donor community to sustain this initiative, to meet the urgent needs of Iraqis. As the unemployment is rampant in the region, there is a great need to engage youth in advancement of their skills through vocational training as well as micro-enterprise development. Moreover, empowerment of women will be first on list. 17 VII. ANNEXES Annex 1: List of UNDP/ MCB Projects implemented in the Muthanna through GOJ Funds Project No. MU-318 MU-319 MU-320 MU-321 Sector Education Education Education Education Town/ Village Project Name Workers Women Work Days WorkersDays Value Cofund Samawa Rehabilitation of 4000 School desks in Muthanna 13 0 40 520 96400 66000 Khudhir Constructing two class rooms in Asmaa Intermediate School 28 0 40 1120 48642 4505 Rumaitha Constructing two class rooms in Al Imam Al Sajad Primary School 28 0 40 1120 48642 4505 Khudhir Constructing two class rooms in Aqaba Primary School 28 0 40 1120 48642 4505 28 0 40 1120 48642 4505 MU-322 Education Al Swair Constructing two class rooms in Al Mawada Primary School MU- 325 Agriculture Rumaitha Training Course for Women Farmers 0 174 20 3480 27049 3250 Warkaa Establishing Fruits and Vegetables Nursery in Al Warkaa 41 0 15 615 34520 3825 Warkaa Establishing New Agricultural Plastic Houses in Al-Warkaa 52 0 15 780 47467 91325 Samawa Professional training course for unskilled workers 180 28 20 3600 42183 52000 506 0 15 7590 28850 975 1106 202 285 21065 471037 235395 MU- 326 MU- 327 MU- 328 MU- 329 Agriculture Agriculture Education Civil Defence Samawa Total First Aid and Epidemic Disease Training Course 18 Sector Workers per sector % Workdays % Expenditure % Education 333 31% 5000 24% 290968 15% Agriculture 267 24% 1395 7% 81987 18% Civil Defence 506 45% 7590 36% 28850 7% Total 1106 21065 471037 19