‫הפקולטה למשפטים ע"ש בוכמן‬
4101-4102 – ‫תשע"ד‬
:‫ פלילים‬,‫ מנהלים‬,‫ תאגידים‬:‫סמינריון‬-‫פרו‬
‫ הגנות ודרכי תגובה‬,‫אחריות‬
‫פרופ' אלי לדרמן‬
‫נושאי הדיון‬
‫אחריות תאגידים ומנהלי‬
‫ לחוק העונשין‬32 ‫סעיף‬
.263 )4( ‫ פ"ד מה‬,‫ מודיעים נ' מדינת ישראל‬2337203 ‫ע"פ‬
32-2 ,23-4 ,4 )3( ‫ פ"ד מט‬,‫ מדינת ישראל נ' בנק לאומי להשקעות בע"מ‬3724202 ‫ע"פ‬
‫ לפסק‬66-63 ‫ סעיפים‬,304 )2(‫ פ"ד ס‬,‫ ערד השקעות ופיתוח תעשייה בע"מ נ' מדינת ישראל‬2002234 ‫ע"פ‬
)3333( ‫דינו של השופט ריבלין‬
.)340-320 ‫ (הש' לוין פסקאות‬332 )3( ‫ פ"ד נ‬,‫ יפת נ' מדינת ישראל‬3023204 ‫ע"פ‬
.02 )2( ‫ פ"ד כח‬,‫ מדינת ישראל נ' פז‬230273 ‫ע"פ‬
227270 ‫גלנט נ' מדינת ישראל ע"פ‬.746 )2( ‫פ"ד לה‬
.233 )3( ‫ פ"ד נב‬,‫ נחושתן תעשיות מעליות בע"מ נ' מדינת ישראל‬7200203 ‫ע"פ‬
.333 )3( ‫ פ"ד לב‬,‫ לב נ' מדינת ישראל‬223277 ‫ע"פ‬
U.S. v. Bank of New England, 821 F.2d 844 (1987)
Attorney General’s Reference (No. 20 of 1999) (2000) 3 All. E.R. 182.
?‫ אחריות תאגידים – האמנם גם אשם ללא אשמים? או האם השלם גדול מסך חלקיו‬.1
Amy J. Sepinwall, Guilty by Proxy: Expanding the Boundaries of Responsibility in the
Face of Corporate Crime, 63 HASTINGS L.J. 411 (2012).
James G. Stewart, A Pragmatic Critique of Corporate Criminal Theory: Lessons from the
Extremity, 16 NEW CRIM. L. R. 261 (2013)
Symposium on Corporate Personhood and Criminal Liability, 16 NEW CRIM. L. R. (2013)
Symposium, Corporate Criminal Liability, 41 STETSON L. REV. 1 (2011).
Lucian E. Dervan, Reevaluating Corporate Criminal Liability: The DOJ's Internal MoralCulpability Standard for Corporate Criminal Liability, 41 STETSON L. REV. 7 (2011).
Sandra F. Sperino, A Modern Theory of Direct Corporate Liability for Title VII, 61 ALA. L.
REV. 773, 797 (2010)
Ian B. Lee, Corporate Criminal Responsibility as Team Member Responsibility, 31
OXFORD J. LEG. STUD. 755(2011)
1
Barry J. Pollack, Time to Stop Living Vicariously: A Better Approach to Corporate
Criminal Liability, 46 AM. CRIM. L. REV. 1393 (2009)
Carlos Gomez-Jara Diez, Corporate Culpability as a Limit to the Overcriminalization of
Corporate Criminal Liability: The Interplay between Self-Regulation, Corporate
Compliance, and Corporate Citizenship, 14 NEW CRIM. L. REV. 78 (2011)
Andrew E. Taslitz, Expressive Fourth Amendment: Rethinking the Good Faith Exception
to the Exclusionary Rule, 76 MISS. L.J. 483 (2006)
Patricia S. Abril & Ann Morales Olazabal, The Locus of Corporate Scienter, 2006 COLUM.
BUS. L. REV. 81 (2006)
WILLIAM S. LAUFER, CORPORATE BODIES
AND
GUILTY MINDS: THE FAILURE
OF
CORPORATE CRIMINAL LIABILITY (Uni. of Chicago Pr., 2006).
Samuel W. Buell, The Blaming Function of Entity Criminal Liability, 81 IND. L.J. 473
(2006)
Eli Lederman, Models for Imposing Corporate Criminal Liability: From Adaptation and
Imitation Toward Aggregation and the Search for Self-Identity, 4 BUFF. CRIM. L. REV. 641
(2000)
John Hasnas, The Centenary of a Mistake: One Hundred Years of Corporate Criminal
Liability, 46 AM. CRIM. L. REV. 1329 (2009)
Miriam Hechler Baer, Insuring Corporate Crime, 83 IND. L.J. 1035 (2008)
Claire Belcher, Imagining how a company thinks: What is corporate culture? 11 Deakin L.
Rev. 1 (2006). (http://deakin.edu.au/buslaw/law/dlr/vol11-iss2.php)
U.S. v. Bank of New England, 821 F.2d 844 (1987).
Attorney General’s Reference (No. 20 of 1999) (2000) 3 All. E.R. 182.
EUROPEAN DEVELOPMENTS
IN
CORPORATE CRIMINAL LIABILITY (James Gobert & Ana-
Maria Pascal eds., Routledge, 2011)
Michael J. Kelly, Grafting the Command Responsibility Doctrine onto Corporate Criminal
Liability for Atrocities, 24 EMORY INT'L L. REV. 671 (2010)
‫ ראש ארגון‬,‫ מפקד‬,‫ מנהל‬,‫ מעביד‬- ‫ אחריות תפקודית‬.2
Peter J. Henning, Making Sure "The Buck Stops Here": Barring Executives for Corporate
Violations, 2012 U. CHI. LEGAL F. 91 (2012)
Monique C. Lillard, Their Servants' Keepers: Examining Employer Liability for the Crimes
and Bad Acts of Employees, 43 IDAHO L. REV. 709 (2007)
2
Lawrence A. Cunningham, A New Legal Theory to Test Executive Pay: Contractual
Unconscionability, 96 IOWA L REV 1177 (2011).
Martin Petrin, Circumscribing the "Prosecutor's Ticket to Tag the Elite" - A Critique of the
Responsible Corporate Officer Doctrine, 84 TEMP. L. REV. 283 (2012)
Andrew C. Baird, Comment: The New Park Doctrine: Missing the Mark, 91 N.C. L. REV.
949 (2013)
Nancy Mullikin, Holding the "Responsible Corporate Officer" Responsible: Addressing
the Need for Expansion of Criminal Liability for Corporate Environmental Violators, 3
GOLDEN GATE U. ENVTL. L.J. 395 (2010).
Todd S. Aagaard, A Fresh Look at the Responsible Relation Doctrine, 96 J. CRIM. L. &
CRIMINOLOGY 1245 (2006)
F. B. Wright, Criminal Liability of Directors and Senior Managers for Deaths at Work,
[2007] CRIM LR 949
GUÉNAËL METTRAUX, THE LAW OF COMMAND RESPONSIBILITY (Oxford Uni. Pr., 2009).
Melissa Epstein Mills, Brass-Collar Crime: A Corporate Model for Command
Responsibility, 47 WILLIAMETTE L. REV. 25 (2010)
Victor Hansen, What's Good for the Goose is Good for the Gander: Lessons From Abu
Ghraib: Time For the United States To Adopt a Standard of Command Responsibility
Toward Its Own, 42 GONZ. L. REV. 335 (2007).
A.M. Danner and J.S. Martinez, Guilty Associations: Joint Criminal Enterprise, Command
Responsibility, and the Development of International Criminal Law, 93 CAL. L. REV. 75
(2005)
,‫ שימוש בבני אדם לביצוע עבירות והנהגת ארגוני פשיעה (עם עובד והקריה האקדמית אונו‬- ‫ כלי אדם‬,‫שחר אלדר‬
)9002
.1 )‫ פלילים ה (תשנ"ו‬,‫משרה בכירים אחרים בתאגיד‬-‫ אחריות פלילית של אורגנים ושל נושאי‬,‫אלי לדרמן‬
‫ הגנות‬.3
Gregory M. Gilchrist, Condemnation without Basis: An Expressive Failure of Corporate
Prosecutions, 64 Hastings L.J. 1121 (2013)
Marcia Narine, Whistleblowers and Rogues: An Urgent Call for an Affirmative Defense to
Corporate Criminal Liability, 62 CATH. U.L. REV. 41 (2012)
Pamela H. Bucy, Corporate Criminal Liability: When Does It Make Sense? 46 AM. CRIM.
L. REV. 1437 (2009)
3
Ellen S. Podgor, A New Corporate World Mandates a "Good Faith" Affirmative Defense,
44 AM. CRIM. L. REV. 1537 (2007)
Andrew Weissman, A New Approach to Corporate Criminal Liability, 44 AM. CRIM. L.
REV. 1319 (2007)
Philip A. Wellner, Effective Compliance Programs and Corporate Criminal Prosecutions,
27 CARDOZO L. REV. 497 (2005)
Charles J. Walsh & Alissa Pyrich, Corporate Compliance Programs as a Defense to
Criminal Liability: Can a Corporation Save Its Soul?, 47 RUTGERS L. REV. 605 (1995)
Richard S. Gruner & Louis M. Brown, Organizational Justice: Recognizing and
Rewarding the Good Citizen Corporation, 21 J. CORP. L. 731, 749-65 (1996)
Kevin B. Huff, Note, The Role of Corporate Compliance Programs in Determining
Corporate Criminal Liability: A Suggested Approach, 96 COLUM. L. REV. 1252 (1996)
William S. Laufer, Corporate Liability, Risk Shifting, and the Paradox of Compliance, 52
VAND. L. REV. 1343 (1999)
‫ ענישה ודרכי תגובה‬.4
‫ תאגידים‬,‫ על האתגרים העומדים לפתחו של הרגולטור הישראלי‬:‫ תכניות אכיפה פנימית‬,‫איתי משיח וצבי גבאי‬
9019 ,1 )3(‫ט‬
Gabriel Markoff, Arthur Andersen and the Myth of the Corporate Death Penalty:
Corporate Criminal Convictions in the Twenty-First Century, 15 U. PA. J. BUS. L. 797
(2013)
Albert W. Alschuler, Two Ways to Think About the Punishment of Corporations, 46 AM.
CRIM. L. REV. 1359 (2009)
Albert W. Alschuler, Ancient Law and the Punishment of Corporations: Of Frankpledge
and Deodand, 71 B.U. L. REV. 307 (1991).
Christopher Kennedy, Criminal Sentences for Corporations: Alternative Fining
Mechanisms, 73 CALIF. L. REV. 443 (1985)
Developments in the Law--Corporate Crime: Regulating Corporate Behavior Through
Criminal Sanctions, 92 HARV. L. REV. 1227 (1979)
0202 Federal Sentencing Guidelines Manual,
http://www.ussc.gov/Guidelines/2010_guidelines/Manual_HTML/Chapter_8.htm
Jennifer Arlen, The Failure of the Organizational Sentencing Guidelines 66 U. MIAMI L.
REV. 321 (2012)
4
Kyle Noonan, The Case for a Federal Corporate Charter Revocation Penalty, 80 GEO.
WASH. L. REV. 602 (2012)
Lindsay K. Eastman, Revising the Organizational Sentencing Guidelines to Eliminate the
Focus on Compliance Programs and Cooperation in Determining Corporate Sentence
Mitigation, 94 MINN. L. REV. 1620 (2012)
Regina A. Robson, Crime and Punishment: Rehabilitating Retribution as a Justification
for Organizational Criminal Liability, 47 AM. BUS. L.J. 109 (2010)
Abigail H. Lipman, Corporate Criminal Liability, 46 AM. CRIM. L. REV. 359 (2009).
Lawrence Friedman, In Defense of Corporate Criminal Liability, 23 HARV. J.L. & PUB.
POL'Y 833 (2000)
Wilson Meeks, Comment, Corporate and White-Collar Crime Enforcement: Should
Regulation and Rehabilitation Spell an End to Corporate Criminal Liability?, 40 COLUM.
J.L. & SOC. PROBS. 77 (2006).
Mary Kreiner Ramirez, The Science Fiction of Corporate Criminal Liability: Containing
the Machine Through the Corporate Death Penalty, 47 ARIZ. L. REV. 933 (2005)
Leonard Orland & Charles Cachera, Corporate Crime and Punishment in France:
Criminal Responsibility of Legal Entities (Personnes Morales) Under the New French
Criminal Code (Nouveau Code Pénal), 11 CONN. J. INT’L L. 111 (1995).
Steven Walt & William S. Laufer, Corporate Criminal Liability and the Comparative Mix
of Sanctions, in WHITE COLLAR CRIME RECONSIDERED, 309 (Kip Schlegel & David
Weisburd eds., Northeastern Uni. Pr. 1992).
Steven Walt & William S. Laufer, Why Personhood Doesn't Matter: Corporate Criminal
Liability and Sanctions, 18 AM. J. CRIM. L. 263 (1991)
BRENT FISSE & JOHN BRAITHWAITE, THE IMPACT
OF
PUBLICITY
ON
CORPORATE
OFFENDERS, (State Uni. N.Y. Press, 1983)
JAMES T. O'REILLY, JAMES PATRICK HANLON, RALPH F. HALL, STEVEN L. JACKSON & ERIN
LEWIS, PUNISHING CORPORATE CRIME, LEGAL PENALTIES FOR CRIMINAL AND REGULATORY
VIOLATIONS PUNISHING CORPORATE CRIME, LEGAL PENALTIES
REGULATORY VIOLATIONS, (Oxford, 2009)
5
FOR
CRIMINAL
AND