Smoothed seismicity model K. R. Felzer The smoothed seismicity model is based on the method of Helmstetter et al. (2007) (updated in Werner et al. (2011)) which performed well in the RELM California earthquake forecasting experiment (Schorlemmer et al., 2010). As in the smoothed seismicity model used for UCERF2 and the 2007 National Hazard Maps (Frankel, 1995), observed seismicity is smoothed using a Gaussian kernel. Instead of using a fixed smoothing constant of 50 km, however, we use a variable smoothing constant, which is set equal to the distance to the nth closest earthquake. Werner et al. (2011) found that n=6 produced optimal forecasts for California in retrospective testing in which one part of the catalog was used to forecast subsequent years. So we use n=6 here. Other differences from the UCERF2 approach are that rather using the post1850 ≥M4 catalog we use the post-1984 M≥2.5 earthquakes based on the findings of Werner et al. (2011) that using smaller and more recent earthquakes produces the best forecasts. This was determined by Werner et al. (2011) again under retrospective testing, in which the most recent part of the catalog was removed and then forecast by earlier parts. The resulting map has a much finer structure than the smoothed map produced for UCERF2. A finer scale map may be more accurate as the UCERF2 map was inconsistent with the locations of lines of long standing precarious rocks in Southern California (Lisa Grant, personal communication). In particular Purvance et al., (2008) demonstrated inconsistency between the precariously balanced rock locations and seismic shaking forecasts given by the 2002 USGS National Seismic Hazard Maps, which used the same background seismicity smoothing methodology as UCERF2. The seismic catalog was declustered before smoothing using the Gardner and Knopoff (1974) routine, which has been traditionally used for the National Hazard Maps. It has not been investigated, however, whether this declustering routine is optimal for earthquake forecasting. If time permits we hope to perform some optimization on the declustering. Part of the Helmstetter et al. (2007) routine includes correcting for catalog incompleteness at points that are not adequately covered by network stations. The Helmstetter et al. (2007) routine for finding the completeness at each point, however, produces results with so much variance over short distances that it is strongly suggested that random variations in the data, rather than simply real changes in completeness, are significantly influencing the result, and the authors smooth their values before application. The entire procedure is somewhat complex, and so we wrote our own completeness routine, described below, which produces more stable results. Like the Helmstetter et al. (2007) routine our completeness routine does assume a Gutenberg-Richter magnitude frequency distribution at each point. We also assume that the b value for this distribution = 1.0 (see the Observed Magnitude Frequency Distributions Appendix for calculation of the b value). Completeness routine: 1) Select catalog earthquakes (M≥2.5) in a 25 km radius around each grid point. 2) If there are fewer than 10 earthquakes selected, increase the size of the radius until there are at least 10 earthquakes or the radius is 50 km, whichever comes first. 3) Measure the Spearman correlation coefficient between earthquake distance from the grid point and magnitude. If there is a significant correlation this indicates that the degree of catalog completeness is changing within the radius selected. If this is seen we repeat the steps of removing the most distant earthquake from the data set and re-measuring the correlation until the correlation becomes insignificant or there are fewer than 10 earthquakes left. The goal is for the earthquakes within the radius to represent a single completeness threshold, which equals the completeness threshold at the grid point as closely as possible. 4) We remove the largest earthquake from the remaining data set to account for outliers, and then take the mean of the remaining magnitudes. If the mean is consistent with the mean expected for a completeness magnitude of 2.5 (at 95% confidence) then a completeness of 2.5 is assigned to the point. If the mean is too high then we find the completeness magnitude that the mean is consistent with. Maps of the completeness magnitudes solved for and the smoothed seismicity are given below in Figures 1 and 2 respectively, and as attached ascii files. Catalog incompleteness is corrected for by estimating the missing seismicity rate above M 2.5. For example if we solve for a completeness of M 2.8 we multiply the seismicity rate at the grid point by 10(2.8-2.5). For comparison the smoothed seismicity map used for UCERF2 is given in Figure 3. It can be observed that the new map is much more detailed and has sharper delineations of currently active fault zones. It is of particular note that the new map shows a low risk area between the Elsinore and San Jacinto faults in Southern California, where a band of precariously balanced rocks has been documented (Brune et al., 2006). The UCERF 2 map forecasted high risk in this area. References Brune, J. N. and A. Anooshehpoor and M. D. Purvance and R. J. Brune (2006). Band of precariously balanced rocks between the Elsinore and San Jacinto, California, fault zones: Constraints on ground motion for large earthquakes, Geology, 34, 137-140, doi: 10.1130/G22127.1 Frankel, A. (1995). Mapping seismic hazard in the Central and Eastern United States, Seis. Res. Lett., 66, 8-21. Helmstetter, Agnes and Yan Y. Kagan and David D. Jackson (2007). High-resolution time-indepent grid-based forecast for M≥5 earthquakes in California, Seis. Res. Lett.., 78, 78-86. Purvance, Matthew D., James N. Brune, Norman A. Abrahamson, and John G. Anderson, Consistency of precariously balanced rocks with probabilistic seismic hazard estimates in southern California (2008). Bull. Seis. Soc. Am., 6, 26292640, doi: 10.1785/0120080169. Schorlemmer, Danjiel, J. Douglas Zechar, Maximilian J. Werner, Edward H. Field, David D. Jackson, Thomas H. Jordan and The RELM Working Group (2010). First results of the regional earthquake likelihood models experiment, Pure and Appl. Geophys., 167, 859-876. Werner, Maximillian J., Agnes Helmstetter, David D. Jackson and Yan Y. Kagan (2011). High-resolution long-term and short-term earthquake forecasts for California, Bull. Seis. Soc. Am., 101, 1630-1648. Figure 1. Estimated catalog completeness for the 1984--9/30/2011 catalog. Dark blue areas are outside of the UCERF3 zone or did not have enough data todetermined completeness. Completeness magnitudes below M 2.5 were not tested. Figure 2. Smoothed seismicity map. The color scale gives log10 of normalized earthquake nucleation intensities. Figure 3. Smoothed seismicity map used for UCERF2, courtesy of Chuck Mueller.