“Decent Work – Decent Lives: Line of Decency and the Fair Work Act” United Voice Submission to the Fair Work Act Review Panel, on the Fair Work Act 2009 Authorised by Louise Tarrant, National Secretary, United Voice 303 Cleveland Street Redfern NSW 2016 Phone: 8024 3000 Email: unitedvoice@unitedvoice.org.au Executive Summary In making our submission we direct the Review Panel’s attention to a report given by the DirectorGeneral of the International Labour Organisation (ILO) on decent work: The goal of decent work is best expressed through the eyes of the people. It is about your job and future prospects; about your working conditions; about balancing work and family life... It is about gender equality, equal recognition… [it is about] receiving a fair share of the wealth that you have to create and not being discriminated against; it is about having a voice in your workplace and community… And everywhere, and for everybody, decent work is about securing human dignity… [Decent work deficit] is the absence of sufficient employment opportunities, inadequate social protection, the denial of rights and work and shortcomings in social dialogue. It is a measure of the gap between the world we work in and the hopes that people have for a better life1. The regulation of work through our industrial relations machinery is fundamentally about “decent work” – from the determination of a living wage, to occupational health and safety, to job security, to equal pay for work of equal value, and to paid leave arrangements. The goal of decent work should be achievable by all workers in Australia – including workers that are considered vulnerable. The provision of “decent work” as envisaged by the ILO should form an explicit part of this review, as the basis of the Fair Work Act is fairness. The reason we raise the issue of decent work is that vulnerable workers, many of whom are our members, are disadvantaged by the Fair Work Act 2009. They are unable to achieve the goal of decent work and share in Australia’s economic prosperity. We will be providing evidence of how the Act affects our members in this way, as well as providing broader submissions about the Act. The Act covers a majority of workers employed in Australia. Given this level of coverage, United Voice believes that the system of employment regulation needs to be reframed to include the obligation of decent work.That is, the employment relationship needs to viewed as a social relation, as human labour is fundamentally unique and different from the commodities used to create goods and services. The employment relationship needs to be redefined in terms of providing decent work, and retaining the implied social contract of equity and fairness. It is from the foundation of fairness that productivity and flexibility arise. Recommendations: 1. To this end, United Voice recommends that Fair Work Australia investigate, develop and implement a suite of rights for vulnerable workers, recognising the power differentials and difficulties that exist to gain better conditions at work. In undertaking this work, consultation will be undertaken with registered organisations of employees (including United Voice), community organisations, and other related organisations, with the prime 1 Somavia, Juan (2001) Report of the Director-General: Reducing the decent work deficit – the global challenge, http://www.ilo.org/public/english/standards/relm/ilc/ilc89/rep-i-a.htm Page 2 of 31 focus on increasing fairness, and increasing the capacity to organise and bargain in the workplace, and across the industry of these workers. Safety Net and Individual Flexibility Agreements (IFAs) 2. That the FWA Minimum Wage Panel receive ongoing funding to maintain a range of relevant, regular, and consistent primary data in relation to the needs of the low paid to inform the Panel in its determination for the minimum wage and safety net adjustment. That this information be available to the public. 3. That the Minimum Wage Panel, as part of its decision, includes a consideration of the special needs of part-time and casual workers. 4. That the National Employment Standards include provisions for conversion of casuals to permanent ongoing employment, and increase the range of situations in which an employee can request flexible work. 5. That FWA have a role overseeing and regulating IFAs, ensuring that the obligation for employees not to be left worse off can be better enforced. Unfair Dismissal 6. Scheduling of unfair dismissal conferences and hearings should take into account the availability of all parties. To ensure ‘a fair go all round’, FWA must extend procedural fairness to all parties in scheduling conferences and hearings, extensions and adjournments. Procedural fairness needs to take place and be part of these decisions. 7. That the employer should be required to file Form 3 at least seven days prior to an unfair dismissal conference. 8. That the time limit for unfair dismissal applications be increased to at least 21 days. 9. In order to clarify what constitutes a genuine redundancy in relation to unfair dismissal proceedings, that the provisions make clear that the primary test for “meaning of genuine redundancy” (clause 389) will be used. Migrant Workers 10. That there be the introduction of an immigration inspectorate into the Office of the Fair Work Ombudsman to investigate breaches of the Fair Work Act pertaining to businesses employing foreign workers. The immigration inspectorate should be able to operate independently to investigate, prosecute and sanction an employer with a criminal or civil penalty. 11. That there be ‘whistleblower’ protections for foreign workers in acknowledgement that without such protections the power imbalance between employers and workers will render workers silent even if the immigration inspectorate is created. 12. That there be adequate enforcement of employer breaches to promote community confidence in the immigration inspectorate. 13. That there be improved access for unions to workplaces to work with foreign workers to prevent the breach of visa conditions. This would include allowing the Minister to appoint Page 3 of 31 the National Secretary (or equivalent) of a registered trade union as an inspector for the purposes of the Act. General Protections 14. That unfair dismissal and general protections applications are able to be taken out concurrently and dealt with by the appropriate tribunal at the same time. 15. That a less costly avenue for general protections claims be considered and acted on to ensure that vulnerable workers are able to seek relief on matters as a result of contraventions of the general protections without an unfair financial burden to pursue the matter. 16. That employees are able to invoke the general protection provisions to challenge their termination without a time limit on making an application. Sham Contracting and Change of Contract 17. That the Act includes a definition of sham contracting. As part of the remedies for cases successfully prosecuted, that the worker may be converted to ongoing full time or part time employment. 18. That the transmission of business provisions provide for change of contract. Union Rights and representation 19. That the model dispute resolution procedures and/or dictionary contain a definition for ‘representative’ that reflects the right of an employee to be represented by a registered organisation of employees. And that clause 387 (d) includes the term ‘representative’. 20. That the Act recognises the role of delegates in the workplace. Enterprise Bargaining and Vulnerable Workers, and Industrial Action 21. That FWA develop and implement Industry Councils in specific industries and sectors where there is a history of low pay and low engagement in enterprise bargaining. 22. That clause 471 (5) in defining the industrial action period apply to, in each instance, the total duration of industrial action within that day. 23. That there be no time limit in which to take protected industrial action after a ballot has been declared in favour of taking specific forms of industrial action. 24. That the obligations to give notice of taking protected industrial action be the same for employees and employers. Page 4 of 31 About United Voice United Voice is a union of 120,000 workers organising to win better jobs, stronger communities, a fairer society and a sustainable future. The majority of United Voice members are women, and members are generally employed on a casual or part-time basis. United Voice members come from culturally and linguistically diverse backgrounds, and work in industries including aged care, health care, early childhood education and care, school education, cleaning, security, hospitality, and manufacturing. United Voice members are united by their belief in the dignity of workers, the right to fair and just treatment in the workplace, and fair and just access to wealth, security and a voice in our community. Introduction and an historical overview of the Fair Work Act 2009 United Voice welcomes the Minister for Employment and Workplace Relations undertaking the postimplementation review of the effectiveness and efficacy of the Fair Work Act 2009 (the Act). We welcome the opportunity to submit written comments on how the Act has fared for members of United Voice, noting our members work largely in sectors that receive award/slightly above award payments, and largely work part-time or casual: our members are vulnerable workers. United Voice strongly supports the principles that workplace relations should ensure the dignity of workers, the right to fair and just treatment in the workplace, and fair and just access to wealth, security and a voice in our workplaces and community. These principles will underpin the feedback that United Voice makes on the effectiveness and efficacy of the Act as it pertains to our members. The objects of the Act can be defined around the poles of fairness, productivity and flexibility. According to the Act2: Fairness includes: minimum enforceable safety net; statutory individual employment arrangements do not undermine the safety net; balancing work and family; freedom of association; free from discrimination; clear procedures to resolve grievances and disputes; and sharing in Australia’s economic prosperity. Productivity includes: increasing workplace productivity; and use of enterprise bargaining. Flexibility includes: business flexibility; and employee flexibility. The objects of the Act recognise the importance of work at an individual level, and within the broader sphere of Australia’s society and the economy, to promote social inclusion and economic prosperity and ultimately recognise the importance of fairness. The legislation may have fairness as its intent however it is the enactment where there is a rupture for our members. This Review is focussed on the Act and its impact in the workplace, and society. It is also helpful to remember that fairness has largely been fundamental to development of industrial relations in Australia. In the Harvester3 decision Higgins understood “fair” as a social relation, and as determined 2 Clause 3, http://www.fwa.gov.au/documents/legislation/fw_act/FW_Act.htm#P63_3089 Ex parte HV McKay (1907) 2 CAR 1, full text also found: http://www.aph.gov.au/library/intguide/law/harvester.pdf 3 Page 5 of 31 by the mode in which an agreement has been obtained. The issue of decency is in the determination of “fair and reasonable” wages, and implied in “The Excise Tariff Standard for Time-Work” as a process trying to provide a more secure form of employment for workers overall, including those who did not fit within the classifiable systems of work that existed at the time. Further, to Higgins’ decision, human labour requires an employment standard “appropriate to the normal needs of the average employee, regarded as a human being …”4 Higgins’ explicitly situates human labour as having a unique place in industry, and in the employment relation, as the determination of wages (and we would also argue conditions) should not solely and ultimately be left up to the “higgling of the market”5. These foundations of Australian industrial relations framework have for the most part been reinforced through the different iterations of federal and state workplace legislation. The ideological underpinnings of Australian industrial relations legislation as discussed through the Harvester decision resonates within the International Labour Organisation (ILO) Declaration on Fundamental Principles and Rights at Work6, and the ILO’s decent work agenda. Australia ratified 7 of the ILO fundamental conventions, and has incorporated aspects of these fundamental conventions in the Act. The opening statement of the Declaration on Fundamental Principles and Rights at Work indicate that social progress and economic growth are viewed as complementary. Further, “the guarantee of fundamental principles and rights at work is of particular significance in that it enables the persons concerned, to claim freely and on the basis of equality of opportunity, their fair share of the wealth which they have helped to generate, and to achieve fully their human potential”7. These principles need to be afforded to all workers in Australia, including vulnerable workers. In this way, the efficacy of these fundamental principles and rights that are given legislative effect in the Act also need to be measured against their implementation at work and broader society. The use of the section 51(XX), the corporations power, was used to implement close to a unitary system of industrial law in Australia 8 9. This does not mean that labour has lost its unique and different place in the process of formal industry. United Voice contends that the employment contract, a social contract, under the Act maintains that human labour is not a commodity in the way electricity, tomatoes, stationery, and other production inputs are conceived. There have been massive changes to federal industrial relations legislation since the introduction of enterprise bargaining in 1991. With the deleterious effects of the WorkChoices amendments to the Workplace Relations Act 1996 on workers’ rights, United Voice is pleased to see the removal of key planks of that legislation. However we do not believe that the Fair Work Act goes far enough to recognise the importance of vulnerable workers, and the specific needs of our members in ensuring 4 Ex parte HV McKay (1907) 2 CAR 1, pg 3, full text also found: http://www.aph.gov.au/library/intguide/law/harvester.pdf 5 Ex parte HV McKay (1907) 2 CAR 1, pg 3, full text also found: http://www.aph.gov.au/library/intguide/law/harvester.pdf 6 http://www.ilo.org/declaration/thedeclaration/textdeclaration/lang--en/index.htm 7 Text for the Declaration is found here: http://www.ilo.org/declaration/thedeclaration/textdeclaration/lang-en/index.htm 8 In particular clause 51 ( XX) http://www.austlii.edu.au/au/legis/cth/consol_act/coaca430/s51.html 9 We recognize that the external affairs, and the conciliation and arbitration powers were also used. Page 6 of 31 that decent work and workplace rights, with all that entails, coexist such that the economic prosperity of Australia is able to be better shared. Given the foundation of fairness within the Act, United Voice makes its submission and recommendations from the basis of fairness. In the workplace fairness for workers is determined by the capacity to organise and the capacity to bargain. Further, United Voice recognises that the capacity to organise and capacity to bargain are different, especially in the case of vulnerable workers. Vulnerable Workers and the Segmented Labour Market United Voice recognises in the construction of the Act that there is an implicit acknowledgement of the relative power differentials that exist between and within industries/sectors, employers, and workers and their representative organisations. This phenomenon of the relative power differentials can be broadly described as the segmentation of the labour market, whether these differentials have traditionally existed or are recent trends. Segmented labour markets recognise that there is a different ability to bargain depending on the perception of value and reward for work performed. Utilising a dual labour market segmentation theory, this recognises that there are jobs and occupations that are socially and economically valued, and rewarded differently10 than other types of occupations and industries – a “primary” segment for more socially desirable, valued and rewarded jobs and occupations, and a “secondary” segment considered the periphery of the labour market with less socially desirable, valued and rewarded jobs and occupations. Given the difference in value and reward for different occupations and industries, the resultant power differentials affect the wages and conditions of workers. There are greater difficulties to improving the conditions that currently exist in what is notionally called “secondary” labour markets. United Voice represents members who would work in what is notionally called the secondary segment of the labour market, despite our members having similar education and training requirements, and broadly similar work requirements in terms of level of supervision; task level; and, judgement, independence and problem solving11 to workers in the notional primary segment; and we would also argue they perform jobs of both economic and social significance. The jobs that our members work in can be broadly characterised by: Low wages (wages that are largely at the minimum wage/modern award wage level; where enterprise bargaining exists it is about 2-5% above the minimum wage/modern award level) Internal labour markets are not well developed to provide a clear career/promotion pathway that recognises improved skill and education with commensurate rises in pay Job allocation and hiring/firing decisions are largely management controlled Working conditions largely reflect the industry modern award conditions 10 This segmentation can be due to historical reasons or recent events. This is evidenced by the linking of our Childcare Award classification structure with the Metals C10 classification. The case found that there is comparability. The case can be found print number 4316. 11 Page 7 of 31 High labour turnover of the workforce United Voice is working with members through our industry campaigns to create decent jobs. However in doing this the Act needs to better assist workers legitimate aspirations and activities toward creating fair, sustainable and decent jobs in the industries in which our members work, and ensuring that the economic prosperity of Australia is shared by all. Recommendation: 1. To this end, United Voice recommends that Fair Work Australia investigate, develop and implement a suite of rights for vulnerable workers, recognising the power differentials and difficulties that exist to gain better conditions at work. In undertaking this work, consultation will be undertaken with registered organisations of employees (including United Voice), community organisations, and other related organisations, with the prime focus on increasing fairness, and increasing the capacity to organise and bargain in the workplace, and across the industry of these workers. The United Voice submission will focus on the following themes: Fairness o Safety Net o Individual Flexibility Agreements o Unfair Dismissal o Migrant Workers o General Protections o Sham Contracting Capacity to organise, and be represented and heard in the workplace, industry and society o Union rights and representation o Right to representation at work, the industry, and the economy Capacity to bargain and share in the economic and social prosperity of Australia o International Obligations and Collective Bargaining o Enterprise Bargaining and Vulnerable Workers o Issues in Enterprise Bargaining o Industrial Action o FWA’s dispute settling powers Page 8 of 31 Fairness Safety Net Low wages and Award Dependency According to the most recent Australian Bureau of Statistics report into Employee Earnings and Hours12, 15.2% of employees have their pay set by the modern award. This group of employees is highly represented within United Voice’s membership. For us, the minimum wage decision and safety net adjustments form a component of sharing in the economic prosperity of Australia. As part of the 2011 Minimum Wage decision, Fair Work Australia undertook research into how to measure the needs of the low paid, and released its report “Measuring the needs of the Low Paid” 13. United Voice agrees with a multidimensional approach to the issue of low pay – “the Panel should have regard to a range of relevant data in relation to the needs of the low paid, all of which needs to be considered and weighed up, with the exercise of appropriate judgement. These include the relative position of low-paid individuals and households in the distribution of earnings, of income and expenditure, and levels of financial stress and deprivation…”14. United Voice agrees with the view presented, “[t]here is a widespread view that more regular and consistent primary data as to the needs of the low paid is required and, if available, would better inform the Panel”15. With the decline of centralised wage fixing, and the rise of industrial relations legislation that prioritises decentralised wage fixing and conditions negotiations, in particular enterprise bargaining, this has meant that the idea of a living wage has disappeared and been replaced with market wage rates. The situation is such that we now have a system with guaranteed legislated minimum award wages, however to improve conditions beyond the award, an agreement at the firm/enterprise level needs to be bargained. The practicalities of wide spread bargaining in the notional secondary segment of the labour market would be incredibly difficult without the necessary economic wherewithal to be successful for employees. The practicalities are further exacerbated by employers who do not see the value of enterprise bargaining. Thus the importance of the minimum wage and safety net adjustments for our members. The minimum wage increases are necessary. However it is incredibly difficult for a worker to live on the minimum/modern award wage and have any sort of life that reflects what is needed to participate meaningfully in the economic, social, cultural, and political life of our nation16. The 12 ABS (2010) Employee Earnings and Hours cat no 6306 Measuring the needs of the low paid: report to the Minimum Wage Panel (2011), SDP Watson, Prof Watson, http://www.fwa.gov.au/sites/wagereview2012/low_paid/S290_Report.htm 14 Measuring the needs of the low paid: report to the Minimum Wage Panel (2011), SDP Watson, Prof Watson, http://www.fwa.gov.au/sites/wagereview2012/low_paid/S290_Report.htm 15 Measuring the needs of the low paid: report to the Minimum Wage Panel (2011), SDP Watson, Prof Watson, http://www.fwa.gov.au/sites/wagereview2012/low_paid/S290_Report.htm 16 The difficulties of living on the modern award wage can be heard by: United Voice Cleaning members here, http://australianpoliticstv.org/2012/02/08/united-voice-clean-start-insecure-work-inquiry-submission/ ; and our Early Childhood Education and Care members in “Big Steps in Childcare: The Childcare Workforce Crisis” (http://bigsteps.org.au/files/crisispaperfinalversion.pdf ) 13 Page 9 of 31 pressures of living at the low wage end of the labour market is further exacerbated, when taking into account the number of United Voice members who are also working part-time and casually (and do not accumulate leave). Recommendations: 2. That the FWA Minimum Wage Panel receive ongoing funding to maintain a range of relevant, regular, and consistent primary data in relation to the needs of the low paid to inform the Panel in its determination for the minimum wage and safety net adjustment. That this this information be available to the public. 3. That the Minimum Wage Panel, as part of its decision, includes a consideration of the special needs of part-time and casual workers. Modern Awards The introduction of the modern awards has on the whole simplified the safety net system, yet simpler does not mean that it is easier to read and apply than previous arrangements. Many modern awards are now silent on matters that were once dealt with in pre-Fair Work Awards. This creates grey areas where employees and employers are unaware of their rights and obligations, and this also causes issues in the transition to modern awards. The transition to the modern award system has been problematic in some areas. An overly complicated transitional system has significantly increased the number of underpayment and entitlement queries that United Voice receives. The ability to refer complaints to the Fair Work Ombudsman has alleviated some of the workload that this creates. In practice, we have found that many smaller employers find the transitional system too difficult and instead choose to pay a flat over-award wage rate in lieu of penalties, loadings and allowances. This results in both an erosion of penalties, loadings and allowances and a risk of underpayment where the employer has not properly calculated the over-award rate or has not understood its contractual obligations regarding those other payments. Other major work that has resulting from the introduction of the modern awards has been retaining pre-modern award conditions that were more beneficial than the modern awards. The limitation to content in the modern awards, and the phasing out of certain conditions, has meant there are difficulties in preserving separate, ongoing contractual entitlements for our members. United Voice is concerned about the ability of members to maintain these conditions given the emphasis within the Act on enterprise bargaining and limitations on what matters can be included in modern awards. United Voice will be discussing the issues of enterprise bargaining later in this submission. United Voice is an advocate for industry based awards. Problems are created when occupations that are performed across different industries are not appropriately recognised within the industry award. Page 10 of 31 For example, a security guard employed by a Hospitality Industry employer is covered by the Hospitality Industry General Award (HIGA). An enterprise agreement that is created would be Better Off Overall Test (BOOT) tested against the HIGA. If the security work is then outsourced to a contract security company, the enterprise agreement transfers automatically for existing employees and, on application, can be extend to cover non-transferring employees. The transferrable instrument is not required to meet a BOOT test against the otherwise applicable Security Industry Award 2010. This can result in the Security Industry Award 2010 (for example) being undercut. Given that there is to be a review of the modern awards, United Voice is noting these particular anomalies, and is not seeking in this submission to make recommendations for changes. The National Employment Standards (NES) On the whole the NES are easy to read (with the exception of the parental leave provisions) and is an improvement on the Workplace Relations Act 1996 after the WorkChoices amendments. We see two main outstanding areas for improvement: casual employment and flexible work provisions. Casual employment We would like to see legislative provisions aimed at addressing casualisation of the workforce. For example, provisions requiring casuals to be given the option of converting to permanent employment after 12 months of continuous, regular and systematic employment. Provisions addressing casualisation would go to the objects of the Act regarding a fair and relevant safety net, and promote economic prosperity and social inclusion for all Australians. Flexible work provisions We are concerned that the right to request flexible work is limited to parents of young children. We would like to see this right extended to support other needs for flexible work, such as care for elderly relatives or adult children with disabilities or workers returning to work after an extended period of illness or injury or seeking to combine study and work. Such an extension of this right would go to the object of the Act to enable employees to balance work and family and to provide a fair and relevant safety net. Recommendation: 4. That the National Employment Standards include provisions for conversion of casuals to permanent ongoing employment, and increasing the range of situations in which an employee can request flexible work. Individual Flexibility Arrangements United Voice has found that individual flexibility arrangements (IFAs) are not used to create individually tailored modern award conditions to meet genuine personal needs of employers and employees. We have seen a significant number of IFAs that have been drafted by the employer for use at worksites. The majority of these IFAs are pro-forma. The content of the IFAs has for the most part been motivated by employers trying to undermine or circumvent modern award or agreement Page 11 of 31 conditions. We have on file a number of IFAs that we would be willing to share with the Review Panel. We have not seen an IFA that was drafted at the request of an employee. Further, it is our view that employees are not using IFAs as they do not have the industrial power to negotiate deviations from normal work arrangements for their benefit. Additionally employers are unwilling to actually change an employee’s conditions of employment in such a way that is more beneficial if they are required to put it in writing. Given the IFAs on file, United Voice believes that all but one of the IFAs would not meet the requirements of the Act, and would result in the employee being worse off. However, because the IFAs are not required to be registered or pass BOOT we cannot see that without oversight how obligations to ensure the employee is not left worse off will be regulated without costly and timely litigation. We have one case at the moment where we are contesting a series of IFAs being pursued by Spotless. So far the case has taken 9 months to get up to the mediation stage in the Federal Court. The processes of the courts appears open to employers delaying the resolution of these types of matters. We believe if FWA had oversight and regulatory roles in IFAs that this matter would have been resolved earlier. Recommendation: 5. That FWA have a role overseeing and regulating IFAs, ensuring that the obligation for employees to not be left worse off can be better enforced. Unfair dismissal It is United Voice’s view that an employee is still placed at a disadvantage to employers. This is in part due to the profile of our membership and the power differentials that exist for our members in the industries in which they work. One way to remedy this imbalance is to remove any qualifying period to make an application for unfair dismissal. No employer genuinely requires 6-12 months to determine if someone is a suitable employee. This time period of 6-12 months is more than sufficient time to undertake performance management or disciplinary process and fairly terminate an underperforming employee. In terms of the specific unfair dismissal provisions contained in the Act, we submit the following: Unfair dismissal matters are generally dealt with in a timely fashion. However we have experienced issues with how directions and procedural applications are dealt with by FWA. This includes: Refusing to reschedule matters when there are issues with availability due to multiple and concurrent listings. Refusing to extend time by one week to lodge witness statements when seeking medical reports from a doctor that could not be obtained previously as the doctor was overseas. Page 12 of 31 Different treatment of Unions compared to non-legally represented employers. In one particular case an employer was granted multiple adjournment requests without United Voice being consulted yet an adjournment request by United Voice officials was denied. There being no specific timeframe as to when the employer should file their Form 3. We often do not receive it until immediately before the conference17. Refusal to schedule a directions hearing when requested by a Union after the employer failed to provide witness statements as directed by FWA. The non-transparency of procedural applications, including applications not being served on the other side. The refusal to determine jurisdictional objections before the substantive matter is set down for hearing. For example, FWA has been listing the jurisdictional objection on the same day as the substantive hearing, with the jurisdictional objection to be dealt with first. What this means is that the substantive case must be prepared by both parties, yet United Voice officials have found that the substantive case has not been prepared by the employer. In scheduling the hearing this way, the time of the parties has been wasted. Setting out what the practical differences are between a conference and a hearing during the arbitration of matters. Recommendations: 6. Scheduling of unfair dismissal conferences and hearings should take into account the availability of all parties. To ensure ‘a fair go all round’ , FWA must extend procedural fairness to all parties in scheduling conferences and hearings, extensions and adjournments procedural fairness needs to take place and be part of these decisions. 7. That the employer should be required to file Form 3 at least seven days prior to an unfair dismissal conference. The 14-day time limit on unfair dismissal applications is problematic. It is not uncommon for members to make their initial enquiry just before the due date (when there is insufficient time to take proper instructions) or after their application is out of time. The effectiveness of these protections is therefore severely limited by this unrealistic timeframe, particularly for members where English is not a first language. Recommendation: 8. That the time limit for unfair dismissal applications be increased to at least 21 days. In relation to the process of telephone conciliation, United Voice is of the view that this should only occur when both parties agree or a compelling reason that one side cannot attend in person. In person conferences give the parties an opportunity to discuss a matter in more detail, and ensure that there is not a misunderstanding or miscommunication. It is often the case that telephone conferences can be hard to follow because the parties are unable to see the documentation that is 17 For example, in United Voice’s WA Branch, a 27 page Form 3 was sent 2 hours before the conference. Page 13 of 31 being discussed by one side, evidence that is relevant may not be exchanged, and often employers fail to lodge Form 3 or they are not served before the conference. In relation to the removal of genuine operational reasons defence to unfair dismissal, the outcome has been that a large number of employers are now genuinely protected from unfair dismissal. However in relation to the issue of whether a dismissal is a genuine redundancy, clarity is needed around which criteria are used by the unfair dismissal provisions to determine whether this is the case. We mention the case of Di Masi v Coastal Fisheries P/L [2010] FWA 6280 (WA), where FWA held that an employer who did not satisfy the consultation provisions of the relevant industrial relations instrument did not unfairly dismiss an employee because the employer genuinely did not require the job to be performed by another person. The tribunal found this satisfied the “any other matters FWA considers relevant” indicia of the unfair dismissal provisions. Clause 389, “Meaning of genuine redundancy”, in the Act does not appear to have been a consideration in this case. In the case of whether an unfair dismissal is a genuine redundancy, United Voice’s view is that clause 389 should be the primary test for whether a genuine redundancy has occurred in unfair dismissal proceedings. Recommendation: 9. That to clarify what constitutes a genuine redundancy in relation to unfair dismissal proceedings that the provisions make clear that the primary test for “meaning of genuine redundancy” (clause 389) will be used. Lastly in relation to unfair dismissal remedies, United Voice indicates that the remedies also need to be sufficient such as to act as a deterrent for employers to unfairly dismiss workers. There should be increasing penalties for an employer who breaches the Act, especially where there is a pattern of behaviour. It is our view, as part of this, that there should be compensation for non-economic loss suffered as the Act does not place an employee in this position but for their unfair dismissal. In order to utilise the unfair dismissal provisions members are often required to borrow money, cancel holidays and personal events, and suffer immense emotional stress. The cap on the unfair dismissal remedy for loss of wages should be removed. Migrant Workers In our submission to the Strategic Review of the Student Visa Program in 2011, we argued that workers must be empowered to refuse cash in hand hours at reduced wages by providing adequate information to them on labour rights prior to entry and an amnesty for them to report noncompliance to the Department of Immigration and Citizenship (DIAC), union or the Fair Work Ombudsman (FWO). We have now developed this position to argue that a dedicated immigration inspectorate is required in the Office of the Fair Work Ombudsman. One of our biggest concerns as a union with members that include foreign workers is that they have very little real ability to access Fair Work or other government bodies where they have been treated Page 14 of 31 poorly at work, underpaid or other work conditions have been breached. In our meetings with the Fair Work Ombudsman (FWO) it was made clear that FWO cannot offer any protection for international students who speak up and lodge a complaint against their employer. Unless the student is ready to accept the very real risk of having their visa cancelled and deported without completing their studies there is all the incentive to remain silent. One of the most common scenarios we see in the cleaning industry is where a contractor will push an international student to work over their 20 hour limit or risk losing their job or hours. Once they have done so, the contractor can use the threat of reporting students to DIAC if they do not accept the conditions of employment the contractor sets. There needs to be strong cross-agency cooperation, particularly in enforcement activities of employers who facilitate breaches in visa conditions in order to undermine migrant workers employment conditions. Government policy should recognise and address the concern that one agency’s desire to enforce visa breaches may inhibit another agency’s ability to prosecute under another jurisdiction. This tension means that vulnerable migrants end up bearing a disproportionate amount of sanctions. We acknowledge and support the recommendations made in the recent review of the Employer Sanctions Act. With the anticipated increase in the number of foreign workers expected in Australia and the widening of programs including Regional Migration Agreements and the Pacific Seasonal Worker Scheme, a dedicated immigration inspectorate within the Office of the Fair Work Ombudsman is necessary. The role of unions and collective bargaining rights are crucial in empowering workers to make choices and have a better work experience in Australia. To do this, unions need better access to workplaces to allow us to work with workers who may be in breach of their visa conditions without the threat of deportation to allow them to create the conditions needed to work legitimately. Recommendations: 10. That there be the introduction of an immigration inspectorate into the Office of the Fair Work Ombudsman to investigate breaches of the Fair Work Act pertaining to businesses employing foreign workers. The immigration inspectorate should be able to operate independently to investigate, prosecute and sanction an employer with a criminal or civil penalty. 11. That there be ‘whistleblower’ protections for foreign workers in acknowledgement that without such protections the power imbalance between employers and workers will render workers silent even if the immigration inspectorate is created. 12. That there be adequate enforcement of employer breaches to promote community confidence in the immigration inspectorate. Page 15 of 31 13. That there be improved access for unions to workplaces to work with foreign workers to prevent the breach of visa conditions. This would include allowing the Minister to appoint the National Secretary (or equivalent) of a registered trade union as an inspector for the purposes of the Act. General Protections It is our view that there is insufficient evidence regarding effective relief given the small number of matters that have been taken to the Federal Magistrates Court of Australia or the Federal Court of Australia. What can be said is that the requirement to choose between whether an employee wishes to pursue an unfair dismissal matter or a general protection matter relating to dismissal can act as a deterrent for someone who may have a potential general protection claim. For example, it can often be easier to demonstrate that an employee has an unfair dismissal matter and there is therefore less risk in pursuing such an avenue. Similarly, an unfair dismissal matter is dealt with in a faster period of time than a general protections matter relating to dismissal and with lower costs. It would be much better if applications could be taken out concurrently and dealt with at the same time by either Fair Work Australia or the Federal Magistrates Court of Australia or the Federal Court. Recommendation: 14. That unfair dismissal and general protections applications are able to be taken out concurrently and dealt with by the appropriate tribunal at the same time. The other deterrent to taking out general protections claims not involving dismissal is the costs associated with lodging a claim in the Federal Magistrates Court of Australia or the Federal Court of Australia. While an application concerning unfair dismissal is $66.00, the cost of lodging a general protections matter not involving dismissal in the general claims division of the Federal Magistrates Court of Australia is between $600.00 to $1,500.00 when listing fees are taking into account. This is particularly problematic when the potential damages from a claim are unclear and may not cover the cost of lodgement. This particularly discourages low paid employees who can expect a lower amount of compensation. Recommendation: 15. That a less costly avenue for general protections claims be considered and acted on to ensure that vulnerable workers are able to seek relief on matters as a result of contraventions of the general protections without an unfair financial burden to pursue the matter. In relation to employees being able to invoke a general protection provision to challenge their termination, we believe this should be the case, as: Page 16 of 31 It is often unclear to an employee that their employer has breached a general protection as they are not properly aware of their rights at a workplace or the real reasons for their termination Information can come to light during unfair dismissal proceedings that may otherwise open the path to a general protections matter A former employee may come across information after the 60 day period that would support a general protection application Recommendation: 16. That employees are able to invoke the general protection provisions to challenge their termination without a time limit on making an application. Sham Contracting United Voice believes there needs to be greater restrictions on the use of contracting, as in some of the industries in which our members work have been subjected to shame contracting. In particular, we would like to see the Act contain a definition of what constitutes sham contracting. This would provide better guidance for employers and employees in understanding their rights and responsibilities. In having a definition this would enable the development of clear and consistent indicia for prosecuting sham contracting. Currently in the case law there are a variety of tests for sham contracting, and in the interests of consistent application that there be a clear set of indicia. Lastly, given the focus of the Act on fairness and social inclusion we strongly recommend that where a worker has been misclassified, then as a remedy available that the worker has the right to conversion to ongoing employment and maintain their employment. , increased remedies for people that are ‘misclassified’ including conversion to ongoing employment Recommendation: 17. That the Act include a definition of sham contracting. As part of the remedies for cases successfully prosecuted that the worker can be converted to ongoing full time or part time employment. Change of Contract Employees in contracting industries need better protection upon change of contract, especially where they have been employed long-term at a specific site. Changes of contract occur in circumstances where employees have been working at the same workplace for many years, performing the same role but their current employer loses the contract. Employees who are terminated by the outgoing contractor due to loss of contract and engaged by the incoming contractor should have similar arrangements apply to them such as apply during transfer of employment situations for other workers. The disadvantage experienced by employees of sub-contracting companies means that where there is a change of contract, and the employee is engaged by the new contractor, the employee does not have the same level of protection in preserving entitlements to redundancy, continuity of service, conditions of employment and unfair dismissal protection. Page 17 of 31 The notion of ‘customary turnover of labour’ needs to be codified so that it does not apply to employees engaged by contractors on a long term basis. United Voice believes that the expression ‘ordinary and customary turnover of labour’ was never intended to refer to losses of contract. It was intended to apply to the distinguishing between job losses caused by the job disappearing and the usual turnover of employees resigning their employment. Incoming contractors should recognise all the employees’ service with outgoing contractors and waive the qualifying period, as for the employee there has been no material change to their place of work, and the type of work being performed. Employees of contractors should be entitled to redundancy pay from the outgoing contractor if their service is not recognised by the incoming contractor. Industrial instruments applicable to the outgoing contractor should apply to the incoming contractor in similar circumstances as might apply in other employment arrangements. Recommendation: 18. That the transmission of business provisions provide for change of contract. Capacity to organise and be represented and heard in the workplace, industry and society United Voice is proud of its heritage for fighting for the rights of vulnerable workers, and the industry campaigning being undertaken to create decent jobs for lower paid workers18. In spite of the difficulties that the previous industrial relations legislation caused in workers organising their workplaces and industries, United Voice believes that there needs to further changes to current legislation to ensure that vulnerable workers can confidently utilise their workplace rights. Union Rights and Representation We have found that there are improved working relationships in workplaces where there enterprise agreements contain clauses on union activities and delegates’ rights. There is a reduction of workplace disputes as matters can be resolved easily and with the assistance of Union Voice representatives and that the processes of the enterprise agreement are followed with the principles of natural justice and due process in mind. Further there is a positive impact on employees’ representative capacity in the workplace, with workers more confident about speaking out about health and safety, and other workplace issues, and improving workplace processes. United Voice has had difficulties in providing representation to members due to some employers indicating that we can only act as a support person. This confusion is further exacerbated by the term ‘support person’ in clause 387 (d) of the unfair dismissal provisions. We believe that this can be cleared up through specifying that the term ‘representative’ includes an agent of a registered 18 Our industry campaigns include: Big Steps in Early Childhood Education and Care; Fair Share for Aged Care; and, Clean Start for our cleaning members Page 18 of 31 organisation of employees in the model dispute resolution procedures and/or dictionary, and including the term ‘representative’ in that sentence. Recommendation: 19. That the model dispute resolution procedures and/or dictionary contain a definition for ‘representative’ that reflects the right of an employee to be represented by a registered organisation of employees. And that clause 387 (d) includes the term ‘representative’. Right of Entry The linking of the right of a union to represent the industrial interests of an employee rather than coverage by type of instrument is a positive improvement. We have found that right of entry to investigate a contravention of an award or enterprise agreement is necessary especially in workplaces that are not well organised. United Voice believes that the right of entry provisions do not correctly balance the right of unions to enter workplaces and the right of employers. In particular, the provisions regarding the conduct of interviews in a particular room are heavily weighted in favour of employers. Employers have the ability to choose a room that is often designed to intimidate employees or to discourage them from speaking to the Union. In particular where our members’ workplace is in public (e.g. shopping centre), the allocated space to meet with members on site is often a crib room or similar room where managers and workers congregate. Unfortunately, proving such matters to Fair Work Australia is difficult and often the same employees that are intimidated from speaking to the Union are also unwilling to give evidence at any hearing conducted by Fair Work Australia. Further, the right of entry provisions lack in their ability to allow a Union to enter a premises to investigate a suspected contravention of an Award or enterprise agreement for a former employee. We have been approached by former employees to investigate underpayments however because of the wording of the Act we are unable to obtain time and wages records from the employer without an order from the appropriate tribunal. What this means is that we have to lodge an underpayment based on an estimate of what we believe the underpayment to be, even if this amount could be completely incorrect when tested against the actual time and wages records. Further, we have also had issues with the requirement that the employee ‘perform work on the premises’ when the company is a particularly large company or the employee does not perform work at one site. Often, time and wage records are kept not at the premises where work is performed but at a central office. There needs to be the ability to access these records. Union Delegates The Act should also recognise the role of delegates and provide appropriate rights and protections, including the capacity for workplace delegates to undertake union work during work-time. Recommendation: 20. That the Act recognises the role of delegates in the workplace. Page 19 of 31 Bargaining representatives The ability for employees to nominate bargaining representatives is not necessarily acted upon in the spirit in which it was intended. It is not uncommon for us to find ourselves with a senior manager ostensibly bargaining for workers, despite the regulation that representatives must be “free from control by the employee’s employer or another bargaining representative; and free from improper influence from the employee’s employer or another bargaining representative”. Whilst this situation can be addressed via an order it is a complicating factor in bargaining and costly in terms of resources. Right to representation at work, the industry and the economy As we have explained earlier, our members work in what is notionally called the secondary segment of the labour market, and are vulnerable. The capacity for employee representation, to organise and exercise workplace rights is difficult, especially given the conditions that exist in this notional segment of the labour market. The Act’s objects are specific in promoting economic prosperity and social inclusion, however there are difficulties for these to be realised in United Voice member’s workplaces. The industry campaigns we mount to ensure that decent jobs exist in all sectors and industries of the economy are challenging given structural difficulties of sub-contracting, government funded services, and small workplaces. In order to address the issues of fairness, social inclusion and economic prosperity for vulnerable workers, United Voice advocates facilitated collective bargaining for vulnerable workers. United Voice reiterates its initial recommendation for the development and implementation of a suite of rights for vulnerable workers to facilitate collective bargaining. Capacity to Bargain and share in the economic and social prosperity of Australia Arising out of the capacity for workers to organise their workplace, is the capacity to bargain and to share in the wealth that has been created by their own labour. Untied Voice advocates for mechanisms that will increase the share of the wealth that our members receive for the important work that is performed. This addresses the issues of economic prosperity and social inclusion that the Act specifies are its key objects. International Obligations and Collective Bargaining United Voice reaffirms the International Labour Organisation (ILO) Conventions 87 and 98, especially in relation to the rights of workers to join unions, organise their workplaces (however defined), and to bargain collectively for better wages and conditions. These conventions recognise the inherent imbalance of bargaining power that generally exists between employers and employees. The Act refers in its objects to Australia’s international labour obligations specifically, but does not name particular ILO conventions. However by prioritising and emphasising enterprise bargaining as the preferred method of collective bargaining the Act limits the capacity of workers to exercise their freedom of association and right to organise and bargain to improve employment conditions. Page 20 of 31 The Conventions do not specify enterprise bargaining as the best form of collective bargaining; thus the Act gives an unnecessary limitation for employees and employers to determine at what level collective bargaining occurs. Enterprise bargaining is but a species of collective bargaining. There is no basis for limiting collective bargaining rights to enterprises. The right to bargain collectively is a human right and employees must have the right to choose how the right should be exercised. Enterprise Bargaining and Vulnerable Workers The safety net as outlined in the Act is important. However the operation of the safety net acts in such a way as to restrict improvements in wages and conditions at work for those in the notional secondary segment of the labour market above the award. Employers in contracting industries are particularly reluctant to bargain for an enterprise agreement due to concerns of increases in costs, thereby creating a class of workers who are stuck on the modern award. For example a major cleaning firm sent this notice out to United Voice members about bargaining and why there were not willing to engage with enterprise bargaining: “[X] believes in fair treatment, pay and conditions for all our staff. X supports the Modern Award, part of the Government’s recent industrial relations changes, as it is the fairest way to make sure all cleaners receive regular pay increases, shift rates, weekend and public holiday rates, casual allowances and improved superannuation. The Modern Award is adjusted every July with wage increases mandated by the Australian Government [sic]”19. The Act’s focus on the “enterprise” is misguided, especially in the industries and sectors that United Voice members work. The focus on the enterprise has an implicit assumption that the economic decision makers of the firm/company and United Voice members are present at and are part of negotiations that determine wages and conditions for employees. In the sectors and industries in which United Voice members work, this situation is not representative of our members’ experience. Instead in some sectors, the services our members provide have already had a price given to their work, without a presence around the bargaining table. In industries in which United Voice members’ work, the enterprise that employs a person does not necessarily have the full discretion to determine wages and conditions because other bodies, 3rd parties, effectively determine what the employer can pay to employees. This is the case in industries and sectors like cleaning, security, aged care, and early childhood education and care. In correspondence between a major cleaning contractor and United Voice, the contractor wrote: “Further considerations and discussions relating to the Retail Clean Start proposal cannot proceed without the support of the Retail Owners at this time.” In undertaking enterprise bargaining United Voice is unable to bargain, or bring to the table 3rd parties who make and affect decisions that impact on our members’ wages and conditions. The focus on the enterprise fails to recognise the complicated nature of corporate arrangements and the networked diffusion of power and influence that exist in this situation. The focus on enterprise 19 Notice to staff from a major cleaning contractor; the employer indicated that it was the Australian Government and not FWA that sets the minimum wage. Page 21 of 31 bargaining to determine wages and conditions above the award safety net means that bargains at the enterprise level do not increase by much the wages and conditions that already exist in the awards, if they do at all. For example, in one Aged Care enterprise agreement20 the wage rates specified are: “5.5 WAGE RATES 5.5.1 Wage rates under this Agreement will be in line with minimum rates of pay provided under the relevant Awards. 5.5.2 National Wage Increases will be applied from the first full pay period on or after 1 July each year of this Agreement. 5.5.3 No further wage increases will be sought before the date prescribed in clause 2.3. 5.5.4 There will be no wages paid below the minimum wage amounts as determined by any relevant modern award.” Further in the cleaning sector, major employers have been adamant in their representations against enterprise bargaining, indicating that enterprise bargaining creates an unfair contracting situation between themselves and other cleaning operators. The award is the preferred instrument for the determination of wages and conditions by these cleaning employers, as it provides a wages floor that all contractors are required to adhere. Given United Voice’s industry campaign to provide decent jobs in the cleaning industry, enterprise bargaining is currently the only collective bargaining mechanism through which we are able to work with our members to improve their wages and conditions. For example, in one notice to staff: “[X] pays cleaning employees under the Cleaning Service Modern Award and we believe this is the only level playing field in the Australian Cleaning industry. We do not support Clean Start Retail because there is a real danger it will give unethical operators more opportunities to undercut responsible organisations [emphasis in original]. Ultimately it’s cleaners who would be disadvantaged.”21 These notices highlight another aspect of wages and conditions determination under a system that mandates enterprise bargaining for employers and employees, regardless of the situation in an industry/sector. The reluctance to enterprise bargain by employers indicates that they want to take wages out of the equation for tenders; with modern award wages becoming a floor and a price signal for the firm/enterprise wanting to tender for particular contracts. Thus the issue of how to construct fairness comes to the fore, especially in the economic situation where workers bear a disproportionate impact of economic decisions that are not made in consultation or with them. Further, there are statements from employers that indicate that they are not willing to consider an alternative to the modern award. We make the Panel aware of the Code of Conduct for Fair Service Provision in Shopping Centres, and append it to this submission. In particular we draw the Panel’s 20 21 United Voice is not a party to this award Notice to staff from a major cleaning contractor Page 22 of 31 attention to clauses 2 and 8. The Shopping Centre Council of Australia recognises the right to organise, however in supporting award rates of pay only, they are explicitly rejecting bargaining to improve the wages and conditions above the modern award. Therefore, they are restricting the capacity of workers to bargain collectively to improve their wages and conditions. Thus the modern award is by default being used as an enterprise agreement, to determine the local conditions of wages and employment. However unlike enterprise agreements wage increases do not increase more than the safety net adjustments, any increases in productivity do not increase wages, and conditions of employment are uniform regardless of location or specificities of the site. Given the limitations on content in modern award, employees are unable to enjoy improvements and other conditions of employment in addition to the legislated safety net of the NES and modern award. In this way the Act, specifically its favouring of enterprise level agreements, does not enable employees to bargain with those that make decisions that control their working lives. United Voice recommends that the Act accommodate the situation of the industries and sectors in which our members’ work through the introduction of Industry Councils for particular industries that are low paid and have not traditionally engaged in enterprise bargaining. An Industry Council would be a body that includes employers/employer associations, union representatives, where applicable 3rd party decision makers, member/s of FWA. The introduction of Industry Council fits within the objects of the Act, and provides a mechanism for a different type of bargaining in industries/sectors especially where enterprise bargaining is negligible and does not provide pay rises much above the minimum in the award or safety net. In terms of FWA and the development and implementation of Industry Councils: FWA would encourage and facilitate the establishment and effective operation of industry councils for particular industries Participants discuss employment conditions and wages, development of measures to improve efficiency and competitiveness, and address barriers to workplace reform Member of FWA may be involved in the running of the meetings The Industry Councils would have the ability to amend Modern Awards matters that go beyond current limitations in content for Modern Awards. These matters can be discussed and put to FWA outside of the current timeframe of 4 years. Decisions can be made in the public interest by FWA. The Industry Councils would also support a mechanism for facilitated collective bargaining for vulnerable workers. Recommendation: 21. That FWA develop and implement Industry Councils in specific industries and sectors where there is a history of low pay and low engagement in enterprise bargaining. That the Industry Councils be organised as per the details above. The reason we raise this is due to our application for a low paid bargaining stream in aged care. Page 23 of 31 Low Paid Bargaining Stream (LPBS) in Aged Care United Voice utilised the low-paid bargaining provisions (Part 2-4, Division 10, s241 – 246 of the Act) in aged care in 2011. United Voice sought to allow low paid aged care employees the option to bargain on an industry level with the major funder, the Federal Government, and their employers. In making its determination, Fair Work Australia found that aged employees were low paid, even when an enterprise agreement had been negotiated in the workplace. But the Full Bench excluded from its Low Paid Authorisation a significant number of employers because their enterprise had an operating enterprise agreement. Section 241 of the FW Act sets out the Objects of the Low Paid Division: The objects of this division are: (a) to assist and encourage low-paid employees and their employer, who have not historically had the benefits of collective bargaining, to make an enterprise agreement that meets their needs, and (b) to assist low-paid employees and their employers to identify improvement to productivity and service delivery through bargaining for an enterprise agreement that covers 2 or more employers, while taking into account the specific needs of individual enterprises, and (c) to address constraints on the ability of low-paid employees and their employer to bargain at the enterprise level, including constraints relating to a lack of skills, resources, bargaining strength or previous bargaining experience, and (d) to enable FWA to provide assistance to low-paid employees and their employer to facilitate bargaining for enterprise agreements. [emphasis added] Our concern with the Full Bench application of the low paid provision of the Act is that the effect was to exclude from the bargaining stream a significant part of the industry. Many aged care enterprises are indeed covered by existing enterprise agreement, but an objective analysis of their content fails to establish that employees have received any "benefits" from the enterprise bargaining process. That is to say, their "previous bargaining experience" has produced meagre results. In many of the enterprises excluded, existing enterprise agreement wage rates were in fact at or only slightly above the Modern Award rate. There are no discernible "benefits" from enterprise bargaining in these enterprises. The result is that the bargaining group now subject to the low paid authorisation is not representative of the industry, and is in fact a rump. The relevant employers are substantially reliant on Commonwealth Government funding in determining wage rates for employee. This small group has to date been reluctant to consider pace-setting action - desperately needed to sustain decent employment in the aged care industry - in circumstances where the majority of the industry (including a majority of their competitors) are shielded from the low paid bargaining stream. United Voice’s members working in Aged Care have regularly stated that while they love the important work that they do, their wage rates make it increasingly difficult to maintain their Page 24 of 31 employment in Aged Care. As the costs of living rise, safety net adjustments do not enable them to keep up with living expenses. As part of the solution, United Voice refers the Review Panel to our submissions concerning the creation of Industry Councils to facilitate industry rather than enterprise solutions to the low paid crisis in industries (such as aged care) that are constrained in wages policy by third party influence and/or control. Issues in Enterprise Bargaining Agreement content The loosening of restrictions on agreement content is welcome but needs to go further. In particular, we do not believe that there should be any restrictions on agreement reached between an employer and a union regarding a union’s rights to access a worksite, rosters, staff lists and employee inductions. Further, even with the loosening of restrictions, many employers are fearful of putting any provisions regarding union rights in agreements despite our assurances that the clauses are in accordance with the Act. Industrial Action United Voice believes that taking protected action is a legitimate means of pressuring an employer to bargain. The process to apply for protected industrial action is simpler than the process under the Workplace Relations Act 1996 after the WorkChoices amendments, however the process could be simpler and easier to navigate. The ballot process is lengthy, especially when a postal ballot is used. In the case of our members, a postal ballot is problematic as our members: can be part of a transient workforce, English is not necessarily a first language, and first name/surname that the employer has can differ from the name/s in our membership records. Often it would be easier to conduct ballots on-site where these issues are able to be better overcome. Further exacerbating the lengthy process for taking protected industrial action is that between the lodging of the application to taking the action, is 6-8 weeks has generally passed. Any leverage that workers may have been able to use to balance the power differentials in bargaining by withdrawing their labour is lost. In terms of the questions that can be put to ballot, we do not agree with limits on the types of actions that can be taken. Further the process can be fraught by issues on the wording of ballot questions. It would be simpler if FWA could allow a union to make an undertaking or amend the application, so long as the substantive nature of the questions is not changed. Once a ballot has been declared in favour of protected industrial action, the requirement to take action within 30 days of the ballot limits unfairly the type of pressure workers can apply to the employer. It is the view of United Voice, that there be no specific time period in which to take action, and that all forms of protected industrial action remain ‘live’ until an agreement is reached or unless otherwise determined. Page 25 of 31 In terms of the types of action that workers can engage, we have found that the application of the docking of pay for undertaking industrial action is not consistent. In particular we refer to the inconsistency between clauses 471 (4), 471 (5), and the taking of bans as our members have been docked for a full days’ pay despite taking a 1 hour ban. Recommendations: 22. That clause 471 (5) in defining the industrial action period apply to, in each instance, the total duration of industrial action within that day. 23. That there be no time limit in which to take protected industrial action after a ballot has been declared in favour of taking specific forms of industrial action. United Voice views the notice requirements to take protected industrial action unfairly biased towards the employer. There is no equity in notice periods, with unions having to give 3 clear days, and the employer not subject to any notice period. Recommendation: 24. That the obligations to give notice of taking protected industrial action be the same for employees and employers. Lastly we have found that the ability to take industrial action in pursuit of bargaining has been affected by a lack of understanding by the employer around processes of employer response action and their communications with employees. United Voice has found that the notices that employers use do not necessarily meet the requirements of the Act, and effectively deter employees from taking protected industrial action to support their bargaining claims. Given the 30 days requirement to take any of the agreed forms of industrial action and the pursuit of the breach by the employer concurrently, there is no fast mechanism in which to seek conciliation through FWA to clarify the situation and/or seek orders. FWA’s dispute settling powers We would like to see FWA’s dispute settling powers broadened. Compulsory conciliation should be available to assist parties to resolve disputes regarding industrial matters. Page 26 of 31 Conclusion United Voice understands that the Act, through its objects, has tried to: 1. Provide a more level playing field for employees to bargain with their employers, and undertaking this bargaining with an established set of base employment standards that cannot be undercut; 2. Through collective organisation ensure that there is greater joint determination of employment conditions between employers and employees; 3. Reducing employment insecurity; and, 4. Provide an avenue for workers to share in increased prosperity. The reality however for many United Voice members is that too many operational and technical obstacles frustrate their capacity to organise and bargain effectively. We reiterate our initial recommendation for the investigation, development, and implementation of a suite of rights for vulnerable workers, to ensure that the objects of social inclusion and economic prosperity can be better shared by all workers in Australia, regardless of the industry/sector, and occupation in which a worker is engaged. Page 27 of 31 Appendix 1: Shopping Centre Council of Australia Code of Conduct Page 28 of 31 Page 29 of 31 Page 30 of 31 Page 31 of 31