Grants to Voluntary Environmental, Sustainability and Heritage Organisations Guidelines 2013-14 Information about the GVESHO Program is available at: Website www.environment.gov.au/about/programs/gvesho/ For further information about this program contact: GVESHO Program Team Department of Sustainability, Environment, Water, Population & Communities email gvesho@environment.gov.au telephone 1800 003 562 If you require the assistance of an interpreter, please call TIS National on 131 450, and ask to speak with the GVESHO program Team on 1800 003 562. © Commonwealth of Australia 2013 This work is copyright. Apart from any use as permitted under the Copyright Act 1968, no part may be reproduced by any process without prior written permission from the Commonwealth. Requests and enquiries concerning reproduction and rights should be addressed to Department of Sustainability, Environment, Water, Population and Communities, Public Affairs, GPO Box 787 Canberra ACT 2601 or email public.affairs@environment.gov.au While reasonable efforts have been made to ensure that the contents of this publication are factually correct, the Commonwealth does not accept responsibility for the accuracy or completeness of the contents, and shall not be liable for any loss or damage that may be occasioned directly or indirectly through the use of, or reliance on, the contents of this publication. 1 Department of Sustainability, Environment, Water, Population and Communities The Guidelines: GVESHO 2013-14 FOREWORD............................................................................................................................................................... 3 READ THIS IMPORTANT INFORMATION FIRST ............................................................................................ 4 PART 1 - INTRODUCTION...................................................................................................................................... 5 1.1 Purpose of Funding ..................................................................................................................................... 7 PART 2 - ELIGIBILITY ............................................................................................................................................ 8 2.1 Program Priorities ........................................................................................................................................ 9 2.2 Ineligibility Criteria ...................................................................................................................................... 10 1. Ineligible Organisations ............................................................................................................................. 10 2. Recipient run processes .............................................................................................................................. 10 2.3 Geographic Categories and Funding Priorities ..................................................................................... 11 1. National Organisations ............................................................................................................................... 11 2. State or Territory Organisations ................................................................................................................. 12 3. Regional Organisations .............................................................................................................................. 12 4. Local Organisations ................................................................................................................................... 13 PART 3 - APPLYING FOR GVESHO FUNDING ................................................................................................ 14 3.1 Application Form ........................................................................................................................................ 14 3.2 Submitting your Application ..................................................................................................................... 15 3.3 Extension of the Application Period ........................................................................................................ 16 PART 4 - ASSESSING APPLICATIONS .............................................................................................................. 17 4.1 Assessment Process ................................................................................................................................. 17 4.2 Eligibility of the Organisation .................................................................................................................... 17 4.3 Merit Assessment ...................................................................................................................................... 18 1. Significant Outcomes Against the Program Priorities ................................................................................ 18 2. Organisational Capacity to Undertake Activities Associated with the Program Priorities......................... 18 3. Funding Priority for the Relevant Geographic Category and Community Involvement ............................ 19 4. Value for Money ........................................................................................................................................ 19 5. Grants and Other Funding .......................................................................................................................... 19 6. Need for Funding and Benefit to Program Priorities .................................................................................. 20 4.4 Selection and Notification ......................................................................................................................... 20 PART 5 - CONDITIONS OF FUNDING ................................................................................................................ 21 5.1 Funding Agreement ................................................................................................................................... 21 5.2 Payment of Funding .................................................................................................................................. 21 5.3 Monitoring, Evaluation and Reporting ..................................................................................................... 22 5.4 ABN, GST Registration and Tax Withholding ........................................................................................ 22 5.5 Conflict of Interest ...................................................................................................................................... 23 1. The Australian Government’s rights .......................................................................................................... 24 2. Disclaimer .................................................................................................................................................. 24 3. Confidentiality and Privacy ........................................................................................................................ 25 PART 6 - ENQUIRIES, FEEDBACK AND COMPLAINTS................................................................................ 26 PART 7 - NEED MORE HELP? ............................................................................................................................. 27 APPENDIX A: GRANT APPLICATION PROCESS FLOWCHART ................................................................ 28 Grants for Voluntary, Environmental, Sustainability and Heritage Organisation Program 2 Foreword The 2013-14 financial year marks a momentous milestone for the Australian Government’s Grants to Voluntary Environment, Sustainability and Heritage Organisations (GVESHO) program. The program has been providing funding to volunteer groups for an incredible 40 years. The program’s humble beginnings in 1973 saw 17 voluntary conservations organisations provided total funding of $323,000. The number of groups supported by the program over the years has steadily increased with the introduction of funding for heritage groups in 1999 and sustainability groups in 2011. I strongly support the philosophy of those early days when the importance of volunteer community groups was recognised by the government and through the program. Although GVESHO is 40 years old, it continues to evolve as Australia looks to the future, a future in which our environment, ecological sustainability and cultural heritage remains a principle focus. I am pleased to introduce the new look GVESHO Program and Guidelines, which include significant changes to the program priorities in order to align with the objects of the Environmental Protection and Biodiversity Conservation Act 1999. I have also reinstated multiyear funding under the program in order to recognise the ongoing budgetary constraints experienced by organisations. The program’s purpose remains unchanged and will continue to assist with salaries, rental office accommodation, office supplies, some capital equipment, utilities and communications charges, staff and volunteer training, insurance, printing and travel. These Guidelines contain helpful information about grant processes including clear instruction on eligibility requirements, how to apply for funding through the new on-line application form, and clear guidance on what types of organisations are funded under the program. GVESHO is only one of a number of funding programs available through the Department of Sustainability, Environment, Water, Population and Communities that support community based environment, sustainability and heritage organisations (see www.environment.gov.au/about/programs). It is with great pleasure that I announce the opening of the 2013-14 funding round of the Grants to Voluntary Australian Government’s GVESHO program. I strongly encourage all eligible organisations to apply for administrative funding assistance under the program. Tony Burke Minister for Sustainability, Environment, Water, Population and Communities 3 Department of Sustainability, Environment, Water, Population and Communities Read This Important Information First These guidelines and the application form are cross-referenced and should be read together. You can access the Grants to Voluntary Environment, Sustainability and Heritage Organisations guidelines and application form at www.environment.gov.au/gvesho. Your on-line application must be submitted by 5.00pm AEST on Thursday 20th June 2013. Electronic applications are preferred. If you are unable to submit your application online, you can request a hard copy application by calling 1800 003 562. Completion of the declaration section and signature of authorised representative authorises the application for submission. All hard copy applications must be post marked by Thursday 20th June 2013. If you are using a courier, your application must be delivered by no later than 5.00pm (AEST) on Thursday 20th June 2013 and must include a courier slip dated Thursday 20th June 2013. Late Applications may not be accepted. Applications may not be accepted if they are: received after the closing date; received only as a photocopy or email; or incomplete. If you require further information, please visit the GVESHO website at www.environment.gov.au/gvesho or contact the GVESHO hotline on 1800 003 562. Grants for Voluntary, Environmental, Sustainability and Heritage Organisation Program 4 Part 1 - Introduction The Australian Government’s Grants for Voluntary, Environmental, Sustainability and Heritage Organisation (GVESHO) Program is administered by the Department of Sustainability, Environment, Water, Population and Communities (the department) and provides funds to help community-based, not-for-profit organisations to value, conserve and protect the natural environment and historic heritage, and promote a sustainable future for generations to come. National, state or territory, regional and local organisations that meet the eligibility requirements of the program can apply for funds to assist with administration costs. Funds of up to $1.3 million (GST exclusive) are available under the GVESHO 2013-14 funding round. The assessment of applications will be based on the relative merits of an organisation’s contribution to the achievement of criteria of the Environment Protection and Biodiversity Conservation Act 1999 (EPBC Act) including the principles of ecologically sustainable development. Assessment of eligibility will be based on an applicant’s competitive claims against the eligibility criteria. Using the eligibility and assessment criteria, eligible organisations will be ranked and funding offered to those with the highest ranking. As funds under GVESHO are limited and the program is highly competitive, it is likely that not all applicants will receive a grant or the full amount requested in their application. For example, in 2012-13, 284 applicants sought $11.45 million and of these 200 organisations received grants ranging from $1,445 to $77,000 (GST exclusive). Table 1 indicates the range of funding provided under each geographical category under GVESHO in 2012-13. Table 1: 2012-13 funding for each geographic category Geographic Category Estimated Funding Range Local $2,000 to $4,000 Regional $2,000 to $30,000 State $3,000 to $77,000 National $3,000 to $30,000 Note: Estimated funding is approximate. 5 Department of Sustainability, Environment, Water, Population and Communities Applicants may seek funding for either a single year or for up to a three year funding period. It should be noted that not all successful applicants will receive multiyear funding. In the case of multiyear grants, funding will be provided in 2013-14, 2014-15 and 2015-16. It is anticipated that grant funds will be made available to successful applicants according to the following timetable subject to grant requirements being met: August 2013: Payment one (2013-14) made available July 2014: Payment two (2014-15) made available July 2015: Payment three (2015-16) made available Funding provided through GVESHO is not intended to be on a recurrent basis and previous funding to an organisation through the program will not be considered in determining the relative merits of its application. Guidelines may be varied from time to time by the Australian Government as the needs of the program dictate. Amended guidelines will be published on the department’s website. These program guidelines have been developed giving consideration to the Commonwealth Grant Guidelines. Grants for Voluntary, Environmental, Sustainability and Heritage Organisation Program 6 1.1 Purpose of Funding The purpose of funding under the GVESHO program is to assist eligible organisations by contributing to their administrative costs. Administrative costs may include: salaries and salary on-costs for executive, administrative, campaign or other staff; office accommodation (rental only); utility charges (e.g. electricity, water and gas); office supplies; communications (phone, fax, internet charges); insurance; staff and volunteer training; photocopying and printing; travel; and office and non-office capital items necessary for the ongoing operation of the organisation (not a specific project of the organisation) where there is significant and long-term public benefit in the purchase of such items. The items could, for example, include: computer, laptop, photocopier, scanner, printer, fax machine, mobile telephone and GPS equipment. Funding will not be provided for program, project or campaign costs or large capital item costs. For example: actual on-ground project costs; fundraising expenses; donations to other organisations;. vehicles and/or boats; mortgage payments on premises being purchased by the organisation or to meet any charges for maintaining premises owned by the organisation; and renovations. 7 Department of Sustainability, Environment, Water, Population and Communities Part 2 - Eligibility If your organisation does not meet the requirements set out below, please do not submit an application for a GVESHO grant. The program provides funds to organisations who can demonstrate that they are contributing towards the achievement of the objects of the EPBC Act. To be eligible, an organisation must throughout the funding period: 1. be an incorporated legal entity such as: a. an incorporated association; b. a company; c. an Indigenous corporation; or d. a corporate trustee of a duly constituted trust (Trustee). 2. be a community based, non-government and not-for-profit organisation and produce financial statements that have been independently audited by a certified accountant; and 3. have: a. in the case of organisations comprised in the majority by individuals, a minimum voting and financial membership of 50 individuals or more; b. in the case of organisations comprised of affiliate bodies, a minimum of five affiliated bodies with an aggregate membership of 200 individuals or more; or c. in the case of a Trustee, strong community support for the organisation’s activities and operations. Written evidence provided to demonstrate this must include information about the nature and extent of volunteer involvement in the organisation. Organisations will need to provide supporting documentation to substantiate a principle objective. Supporting documentation could include, but is not limited to, the organisation’s constitution, trust deed or other supporting evidence of the organisation’s activities and achievements. Grants for Voluntary, Environmental, Sustainability and Heritage Organisation Program 8 2.1 Program Priorities Your organisation must also be able to demonstrate in writing that the principle objective of the organisation as a whole is consistent with and seeks to achieve one or more of the following objectives of the EPBC Act (set out in section 3 of the EPBC Act). GVESHO Program Priorities align with the EPBC Act objectives. That is: a. provides for the protection of the environment, especially those aspects of the environment that are matters of national environmental significance; b. promotes ecologically sustainable development through the conservation and ecologically sustainable use of natural resources, where the principles of ecologically sustainable development include; i. decision-making processes that effectively integrate both long-term and shortterm economic, environmental, social and equitable considerations; ii. if there are threats of serious or irreversible environmental damage, lack of full scientific certainty should not be used as a reason for postponing measures to prevent environmental degradation; iii. the principle of inter-generational equity-that the present generation should ensure that the health, diversity and productivity of the environment is maintained or enhanced for the benefit of future generations; iv. the conservation of biological diversity and ecological integrity should be a fundamental consideration in decision-making; and v. improved valuation, pricing and incentive mechanisms should be promoted c. promotes the conservation of biodiversity; d. provides for the protection and conservation of heritage; e. promotes a co-operative approach to the protection and management of the environment involving governments, the community, land-holders and indigenous peoples; f. assists in the co-operative implementation of Australia’s international environment responsibilities; g. recognises the role of Indigenous people in the conservation and ecologically sustainable use of Australia’s biodiversity; and h. promotes the use of Indigenous peoples’ knowledge of biodiversity with the involvement of, and in co-operation with, the owners of the knowledge. Your organisation must be able to demonstrate: a. a track record of achievement of outcomes consistent with the objects of the EPBC Act; and b. a track record of community involvement. 9 Department of Sustainability, Environment, Water, Population and Communities 2.2 Ineligibility Criteria 1. Ineligible Organisations The following organisations are ineligible for funding: 1. government organisations/agencies; 2. organisations which are established under legislation and have an object or purpose prescribed under that legislation; 3. organisations whose principal purpose and/or activity is political advocacy; 4. organisations whose principle objective is not consistent with and does not seek to achieve the Program Priorities but who have established committees or elements of their organisation whose principle objective is consistent with and does seek to achieve the Program Priorities. 5. organisations which had revenue exceeding $5 million for the last completed financial year; 6. organisations who have previously received GVESHO grants, and at the closing date for applications, have not acquitted those grants as per the terms of the funding agreement; 7. organisations that do not produce independently audited financial statements; and/or 8. organisations that are not incorporated. 2. Recipient run processes Activities involving an applicant applying for funds to be distributed amongst, or to be used on behalf of, other organisations, are not eligible for funding. Grants for Voluntary, Environmental, Sustainability and Heritage Organisation Program 10 2.3 Geographic Categories and Funding Priorities Applicants must apply for funding in one of the following four geographic categories: 1. National organisations with objectives and scope of works which cover most or all of Australia; 2. State or territory organisations with objectives and scope of works which covers most or all of the relevant State or Territory; 3. Regional organisations with objectives and scope of works which covers or exceeds an area the size of a Statistical Division as defined by the Australian Bureau of Statistics (Maps of Statistical Divisions by State or Territory are available at: www.abs.gov.au/AUSSTATS/abs@.nsf/DetailsPage/1216.0Jul%202007?OpenDocument 4. Local organisations with objectives and scope of works which cover an Australian local government or statistical area as listed in the Local Government Areas and Statistical Local Areas – Alphabetic Data Cube available at the Australian Bureau of Statistics website: www.abs.gov.au/AUSSTATS/abs@.nsf/DetailsPage/1216.0Jul%202007?OpenDocument 1. National Organisations Eligible national organisations will receive priority for funding where they have: a large membership (whether direct or through affiliates); broad coverage of a wide range of issues relating to any of those identified as Program Priorities; an acknowledged leadership role; the capacity to provide effective support and policy development or to undertake or coordinate, as relates to the Program Priorities, on-ground improvement and/or conservation activities; and education, research or training activities at a national level. Specific-interest organisations will be accorded a lower priority, with relative funding determined by: 11 the level of community participation; the significance of outcomes consistent with the Program Priorities; demonstrated effectiveness; and the relationship between the Program Priorities and the organisation’s activities. Department of Sustainability, Environment, Water, Population and Communities 2. State or Territory Organisations Eligible state or territory organisations which are acknowledged as umbrella or peak bodies will receive priority for funding where they: have a broad focus covering a number of issues across the state/territory; are representative of a broad range of groups from across the state/territory; are a resource centre for community action across the state/territory; demonstrate effectiveness in relation to the organisation’s objectives; and have a high level of community support and participation. Funding priority will otherwise be based on organisations that: have the capacity to provide policy development and/or a public information/advisory service; undertake or coordinate on-ground activities; undertake or coordinate education, research and/or training activities; and actively contribute to the Program Priorities at a state/territory level. Specific-interest organisations will be accorded a lower priority, with relative funding determined by: the level of community participation; the significance of outcomes consistent with the Program Priorities; demonstrated effectiveness to achieve outcomes; and the relationship between the Program Priorities and the organisation’s activities. 3. Regional Organisations Eligible regional organisations which are acknowledged as an umbrella or peak bodies will be given highest priority for funding where they: have a broad focus covering a number of issues across the region; are representative of a broad range of groups from across the region; acknowledged as a resource centre for community action across the region; demonstrate a high level of community participation; and have demonstrated effectiveness in relation to the organisation’s objectives. Grants for Voluntary, Environmental, Sustainability and Heritage Organisation Program 12 Funding priority will otherwise be based on organisations that: have the capacity to provide policy development and/or a public information/advisory service; undertake or coordinate on-ground improvement and/or conservation activities as relates to Program Priorities; undertake or coordinate education, research and/or training activities; and actively contribute to priorities at a regional level. Specific-interest organisations will be accorded a lower priority, with relative funding determined by: level of community participation; the significance of outcomes consistent with the Program Priorities; demonstrated effectiveness; and the relationship between the Program Priorities and the organisation’s activities. 4. Local Organisations Eligible local organisations will be funded based on their capacity to: provide policy development and/or a public information/advisory service; undertake or coordinate on-ground improvement and/or conservation activities as relates to Program Priorities; undertake or coordinate education, research and/or training activities; and actively contribute to priorities at a local level. Otherwise funding will be determined by: 13 level of community participation; the significance of outcomes consistent with the Program Priorities; and demonstrated effectiveness. Department of Sustainability, Environment, Water, Population and Communities Part 3 - Applying for GVESHO Funding 3.1 Application Form Under the program a limited pool of funds is available and is to be provided to national, state/territory, regional and local organisations. Funds will be allocated on a competitive basis with consideration being given to the quality of an organisation’s proposed activities over the funding period to contribute to the Program Priorities as identified under the EPBC Act. It is in the organisation’s interests to ensure that sufficient information is supplied addressing applicant details; the organisation’s profile; the organisation’s geographic scope; funding profile; activity profile and volunteer profile. The department will not contact applicants for missing information and/or attachments. Only submissions made on the GVESHO 2013-14 electronic smart form application or on the hard copy application form will be accepted. Electronic applications are preferred. To request a hard copy application pack call 1800 003 562. Hard copy applications can be submitted by post or delivered by courier. Applicants are encouraged to read the application carefully before submission to ensure that all relevant sections have been completed and the information provided is complete and correct. No changes are permitted to the application once the application has been submitted. If an applicant discovers that a submitted application contains incorrect or misleading information, they must immediately bring it to the attention of the department by emailing gvesho@environment.gov.au or calling 1800 003 562. If you need to alter your application after it has been submitted, but before the application period closes, you must contact the department. Applications cannot be altered after the closing date. Refer to ‘GVESHO—How to Complete the Application form’ for detailed information about completing the application form. This and the online application form are available at the GVESHO website: www.environment.gov.au/gvesho. Grants for Voluntary, Environmental, Sustainability and Heritage Organisation Program 14 3.2 Submitting your Application Applicants must complete and submit their application and all attachments to the department by the closing date. Electronic Applications Completion of the declaration section in the application form authorises the application and allows for on-line submission. On-line applications and attachments must be submitted by 5.00pm (AEST) on Thursday 20th June 2013. Please note that staff will only be available to provide assistance or answer technical submission enquiries until 5.00pm AEST on the closing date. It is highly recommended that you submit your application before this time. Applications submitted after 5.00pm (AEST) on Thursday 20th June 2013 may not be considered for assessment. Please do not send hard copies of applications that were submitted electronically. If you are unable to use the on-line application form attachment tool, you may post hard copies of attachments to the address below. Please mark all hard copy attachments with the application identification number automatically generated when you submit your application on-line. Note that the submission of these attachments must follow the same process and deadlines for hard copy application form submissions. Hard Copy Applications and/or Attachments Completion of the declaration section and signature of authorised representative authorises the application for submission. All hard copy applications must be post marked by Thursday 20th June 2013. If you are using a courier, your application must be delivered to the address below by no later than 5pm (AEST) on Thursday 20th June 2013. Post your completed application to: or if you are using a courier, address to: GVESHO program (Grant Services) Department of Sustainability, Environment, Water, Population and Communities GPO Box 787 CANBERRA ACT 2601 GVESHO program (Grant Services) Department of Sustainability, Environment, Water, Population and Communities Lovett Tower 13 Keltie Street WODEN ACT 2606 Telephone: 1800 003 562 15 Department of Sustainability, Environment, Water, Population and Communities Once submitted, applications become the property of the department and the department will not return applications to applicants. The department will acknowledge receipt of your application in writing via email as soon as possible after the closing date. 3.3 Extension of the Application Period The department may at its sole discretion extend the application period. The department may consider the submission of applications after the closing date in extenuating circumstances, such as natural disasters, which impact directly on the applicant’s ability to complete and submit an application within the timeframe. Applicants must provide a request for an extension of time in writing (by sending an email to gvesho@environment.gov.au) which must be approved by the department prior to the closing date. Grants for Voluntary, Environmental, Sustainability and Heritage Organisation Program 16 Part 4 - Assessing Applications The Australian Government is committed to ensuring that the process for funding organisations under the program is fair and in accordance with the current Commonwealth Grant Guidelines. 4.1 Assessment Process The Minister for Sustainability, Environment, Water, Population and Communities is responsible for making grants under the GVESHO program. The role of the department is to assess the grant applications and provide the Minister with advice on the application’s respective merits. Applications will be assessed by the department against eligibility criteria that must be met in order for a proposal to be considered further. Merit assessments and assessment moderations will be undertaken by the department. Under the GVESHO program, a limited pool of funds is available and will be provided to eligible national, state/territory, regional and local organisations. Funds will be allocated on a competitive basis with consideration being given to the merit of an eligible organisation’s application, including its proposed activities over the funding period and the extent to which these contribute to the Program Priorities. Your application will be scored and ranked against all other applications received. Applications that best align with the assessment criteria will have a greater likelihood of being funded. Information you provide in your application will be used to assess your proposal. You are entirely responsible for the accuracy of all information submitted. If you knowingly provide inadequate, false or misleading information your proposal may be ruled ineligible. Applicants should be aware that the giving of false or misleading information is a serious offence under the Criminal Code Act 1995 (Cth). 4.2 Eligibility of the Organisation Applications will initially be assessed against a set of eligibility criteria drawn from the considerations outlined in the section titled Program Priorities (eligibility criteria). All eligibility criteria must be met in order for the application to be considered eligible and progress to the merit assessment phase. 17 Department of Sustainability, Environment, Water, Population and Communities 4.3 Merit Assessment Once an application is assessed as satisfying the eligibility criteria, it is progressed to the merit assessment phase. This is the competitive assessment phase that ranks applications against each other, producing a list of applicants running from high priority to lower priority or not recommended for funding. Merit assessment criteria are not weighted equally. Criteria are numbered from those with the highest weighting graduating to a lesser weighting. 1. Significant Outcomes against the Program Priorities Applicants will be assessed on the extent to which the application meets the objectives of the Program Priorities. This encompasses the significance and breadth of previous, current and planned activities undertaken by the applicant and the outcomes of these projects and activities as they relate to the Program Priorities. Organisations will be rated based on: The number of Program Priorities identified in the application; The extent to which the projects or activities past, present and planned are undertaken; Projects and activities that will commence in the funding period; and What outcomes are expected in relation to the Program Priorities. 2. Organisational Capacity to Undertake Activities Associated with the Program Priorities The extent to which the application has demonstrated their capacity to manage effective implementation of the activities proposed and the extent to which the applicant has demonstrated that their organisation is committed to ongoing management of it primary objectives. Assessors will assess the capacity of the organisation to undertake and achieve outcomes or engage in activities against the number of years the organisation has been in operation and the level of outcomes or activities achieved to date. Grants for Voluntary, Environmental, Sustainability and Heritage Organisation Program 18 3. Funding Priority for the Relevant Geographic Category and Community Involvement The organisation’s relative funding priority according to the geographic categories and the level of community involvement: National organisations with objectives and scope of works which cover most or all of Australia; State or territory organisations with objectives and scope of works which covers most or all of the relevant state or territory; Regional organisations with objectives and scope of works which covers or exceeds an area the size of a statistical division as defined by the Australian Bureau of Statistics. Local organisations with objectives and scope of works which cover an Australian local government or statistical area. Community Involvement The applicant is assessed on the degree of community involvement as evidenced by membership numbers, volunteer support base and the membership numbers of affiliated bodies. 4. Value for Money The extent to which the application meets the objectives of the program for the funding requested. Applications will be assessed on the value for money when considering the management and expenditure of the organisation’s budget, how the applicant has demonstrated a significant commitment to management or promotional activities as they relate to the organisation’s objectives and on-ground projects, and the extent to which education, research and/or training activities undertaken or coordinated by the applicant are effective and innovative. Also considered are activities coordinated by the organisation and how the application demonstrates a high level of community and/or volunteer involvement. How the organisation’s work program outcomes as they relate to the Program Priorities are promoted will also be assessed against this criterion. 5. Grants and Other Funding The number of grants and other funding received through the Australian Government, state and other funding sources, excluding any GVESHO program funding. Other funding may be in the form of membership fees, sponsorship and public donations including bequests. 19 Department of Sustainability, Environment, Water, Population and Communities 6. Need for Funding and Benefit to Program Priorities The need for funding and benefit to Program Priorities will be considered to the extent to which: there is a need for an even spread of funds across similar organisations; there are state/territory, regional and local needs and interests; and the funding would deliver the maximum benefit for the Program Priorities. 4.4 Selection and Notification Funding provided through the GVESHO program is not intended to be allocated on a recurrent basis and previous funding to an organisation through the program will not be considered in determining the relative merits of the organisation’s application to the 2013-2014 funding round. Grants will be decided by the Minister for Sustainability, Environment, Water, Population and Communities, and the Minister’s assessment of recommendations may take into account any other priorities determined by the Minister. After the Minister for Sustainability, Environment, Population and Communities has approved proposals for funding, all applicants will be informed in writing via mail whether or not their application has been successful. All decisions made by the Minister about successful applications are final and there is no right of appeal. However, the department may, at its discretion, revisit funding recommendation processes in exceptional circumstances. Successful proposals will be published on the department’s website once a formal announcement is made and successful applicants will be sent a funding agreement for execution shortly following the announcement of successful funding recipients. Grants for Voluntary, Environmental, Sustainability and Heritage Organisation Program 20 Part 5 - Conditions of Funding 5.1 Funding Agreement Successful applicants must enter into a legally binding funding agreement with the Australian Government within the timeframe specified in the letter of offer provided to approved applicants. The funding agreement sets out the general reporting, promotional and auditing terms under which funding is provided and will apply uniformly to all successful applications. The grant funds must be spent only for the purposes allowed under the GVESHO program to contribute to an organisation’s administrative costs as set out in the purpose of funding section of these Guidelines and the grant request section of the GVESHO application. The organisation acknowledges that previous grantees that are offered a grant through this process must have acquitted previous GVESHO grants as per the terms of the funding agreement before payment will be made. The ownership of any equipment (capital) purchased through the GVESHO program will vest in the applicants unless otherwise agreed with the department. 5.2 Payment of Funding Once any additional documentation requested by the department and signed acceptance of grant agreements are received and signed by the department’s delegate, the 2013-14 payment for single year grants, and the first and subsequent payments for multiyear grants, will be made within 30 days. A copy of the completed funding agreement will be returned to you for your records. 21 Department of Sustainability, Environment, Water, Population and Communities 5.3 Monitoring, Evaluation and Reporting In line with Australian Government audit and evaluation requirements, all funded organisations will be subject to financial and performance monitoring and evaluation to ensure that they are able to acquit the grant meeting specified milestones and performance indicators as detailed in the associated funding agreement. Please note that milestone reporting is not required under the GVESHO program. The organisation’s audited financial statements for its total operations covering the period for which the grant is receipted is required to be provided to the department within 3 months of the end of the organisation’s financial year. In the case of multiyear grants received under GVESHO, separate audited financial statements are required for each year that funding is received. The grant and the grant amount must be clearly identified as a separate line item in the organisation’s annual audited financial statement as income from the GVESHO program. If funding has been previously received under the former Grants to Voluntary Environment and Heritage Organisations (GVEHO) Program, the grant will be clearly identified as a separate line item under that program name. In any reporting of the organisation’s funding, due acknowledgment will be made to the “Australian Government and the Grants to Voluntary Environment, Sustainability and Heritage Organisations Program”. If the organisation is successful in obtaining a grant, any significant changes to the organisation, or planned activities during the funding period, will need to be communicated to, and reviewed by the department to ensure that the organisation continues to meet the eligibility criteria. This may result in the department requesting that the organisation reimburse the grant amount, in part of full, to the department. 5.4 ABN, GST Registration and Tax Withholding The Goods and Services Tax (GST) is generally applicable to funding agreements where the applicant is registered, or is required to be registered, for GST and the payment is considered subject to GST. If you’re unsure of the GST status of your organisation and any associated implications, please contact the Australian Taxation Office on 13 28 69 or seek independent advice. You must also provide an Australian Business Number (ABN). This must be for the applicant entity which would receive the funding and enter into the funding agreement. If you are applying, and don’t provide an ABN and are not GST registered, you will need to provide the department with the Australian Taxation Office form called ‘Statement by Supplier: (Reason for not quoting an ABN)’. If you do not provide this statement, a withholding tax will apply to payments. The ‘Statement by Supplier’ is available on the internet at www.ato.gov.au or at your local post office. Grants for Voluntary, Environmental, Sustainability and Heritage Organisation Program 22 5.5 Conflict of Interest Applicants Applicants are required to declare as part of their application, existing or perceived conflicts of interest that would, or may impact on, or prevent the applicant proceeding or any funding agreement it may enter into with the Australian Government. Where an applicant subsequently identifies that an actual, apparent, or potential conflict of interest exists or might arise in relation to their application for funding, the applicant must inform the department in writing immediately. A conflict of interest may exist, for example, if the applicant or any of its personnel: has a relationship (whether professional, commercial or personal) with a party who is able to influence the application assessment process, such as a departmental staff member; has a relationship with, or interest in, an organisation, which is likely to interfere with or restrict the applicant in carrying out the proposed activities fairly and independently; and/or has a relationship with, or interest in, an organisation from which they will receive personal gain as a result of the granting of funding under the program. Departmental Assessors A conflict of interest may arise where an officer in the department's assessment team has a current, prospective or perceived personal interest in a funding proposal. This can include but is not limited to, family ties to staff or directors in an applicant organisation, current or previous employment with an applicant organisation or financial interests in an applicant organisation. All assessors involved in the GVESHO program are required to: 23 sign, and keep up to date, conflict of interest declarations, which will ensure the appropriate identification and management of any conflicts of interest; and comply and abide by the Australian Public Service Code of Conduct. Department of Sustainability, Environment, Water, Population and Communities 5.6 Environment Protection and Biodiversity Conservation Act 1999 (EPBC Act) Under the EPBC Act, the applicant (you or your organisation) is responsible for referring projects conducted by your organisation to the Australian Government Minister if it is likely to have a significant impact on a matter of National Environment Significance, which includes heritage matters. Further information on the EPBC Act can be found at www.environment.gov.au/epbc/index.html. 5.7 Other Laws and Approvals All successful applicants must comply with relevant Australian, state, territory and local authority environmental, heritage and planning laws, including the National Code of Practice for the Construction Industry. This requirement is specified in the funding agreement, and action may be taken to retrieve grant funds where such laws have not been complied with. 5.8 Rights and Responsibilities 1. The Australian Government’s rights The Australian Government reserves the right to amend these guidelines in its absolute discretion and will, where possible, provide reasonable notice of these amendments. The Australian Government also reserves the right to vary, suspend or terminate the assessment process at any time and in its absolute discretion. 2. Disclaimer The Australian Government, including the department and its officers, employees, agents and advisors: are not, and will not be, responsible or liable for the accuracy or completeness of any information in or provided in connection with these guidelines; make no express or implied representation or warranty that any statement as to future matters will prove correct; disclaim any and all liability arising from any information provided to an applicant, including errors in, or omissions contained in that information; except in so far as liability under any statute cannot be excluded, accept no responsibility arising in any way from errors or omissions contained in these guidelines; and accept no liability for any loss or damage suffered by any person as a result of that person, or any other person, placing reliance on the contents of these guidelines or any other information provided by the Australian Government in respect of the GVESHO program. Grants for Voluntary, Environmental, Sustainability and Heritage Organisation Program 24 3. Confidentiality and Privacy Applicants must identify any information contained within their application which they consider should be treated as confidential and provide reasons for the request. The department will only consider a request for confidentiality where: the information to be protected is identified in specific rather than global terms; the information is by its nature confidential; and disclosure would cause detriment to the parties concerned. The department is subject to the legislative and administrative accountability and transparency requirements of the Australian Government, including disclosures to the Parliament and its Committees. Not with standing any obligations of confidentiality, the department may disclose, or allow at any time the disclosure of, any information contained in or relating to any application: to their advisers, employees or internal management for purposes related to the application and assessment processes, including to evaluate or otherwise assess applications and manage any resultant funding agreement; to the responsible Minister; in response to a request by a House or a Committee of the Parliament of the Commonwealth of Australia; within the department, or with another agency, where this serves the Australian Government’s legitimate interests; where the information is authorised or required by law to be disclosed, noting that information submitted to the Australian Government is subject to the Freedom of Information Act 1982 (Cth) and its requirements; and where the information is already in the public domain otherwise than due to a breach of any relevant confidentiality obligation by the Australian Government. In submitting an application, applicants consent to the department using the information contained in their application for the above mentioned purposes, for administering the program and any other incidental or related purpose. The department will store and use the personal information collected by it in compliance with its obligations under the Privacy Act 1988 (Cth). 25 Department of Sustainability, Environment, Water, Population and Communities Applicants should be aware that if their application is successful, Commonwealth policy requires the department to publish information on their websites about the applicant including, but not limited to: the name of the legal entity receiving the funding; the objectives of the organisation; the amount of funding received; the terms of the funding; and the funded location. By submitting applications for funding under the GVESHO program, applicants consent to publication of the above information by the department if they are awarded funding. Applicants may access or correct personal information by either emailing the department at gvesho@environment.gov.au or sending a letter to the department’s postal address: GVESHO program (Grant Services) Department of Sustainability, Environment, Water, Population and Communities GPO Box 787 CANBERRA ACT 2601 Part 6 - Enquiries, feedback and complaints Feedback is important to the GVESHO program. Incorporated into the administration of the GVESHO program, is an ongoing business review and improvement cycle. This process looks at the program’s design and utilises methods such as stakeholder feedback, assessor forums and other consultative processes. This continual improvement approach helps to refine the GVESHO program over time and may inform changes to the program as a whole. If you have identified a problem or complaint, please contact the GVESHO Program Team on 1800 003 562 in the first instance. All unsuccessful applicants will have the opportunity to request feedback on their application once the outcomes of the 2013-14 GVESHO funding round have been announced. All enquiries and complaints will be handled consistent with the department’s Service Charter 2011-14, available from the department’s website: www.environment.gov.au/about/publications/pubs/dsewpac_service_charter_2011-14.pdf . Grants for Voluntary, Environmental, Sustainability and Heritage Organisation Program 26 Part 7 - Need More Help? If after reading these guidelines you have any questions, please contact the department: email gvesho@environment.gov.au telephone 1800 003 562 If you require the assistance of an interpreter, please call TIS National on 131 450, and ask to speak with the GVESHO Program Team on 1800 003 562. Please note that staff will only be available to provide assistance or answer submission enquiries in relation to GVESHO applications until 5.00pm AEST Thursday 20th June 2013. 27 Department of Sustainability, Environment, Water, Population and Communities APPENDIX A: GRANT APPLICATION PROCESS FLOWCHART APPLICATION Applicant submits an application. Department acknowledges receipt ASSESSMENT Application is assessed against eligibility and merit criteria ADVICE TO APPROVER Advice is provided to the Approver on the merits of each application against the program guideline APPROVAL The Approver makes a decision on the application and the applicant is advised of the outcome. Successful applications are published on the Department website and/or announced in the media. ACQUITTAL Applicants complete financial acquittal. Department accepts financial acquittal Grants for Voluntary, Environmental, Sustainability and Heritage Organisation Program 28 www.environment.gov.au/gvesho GVESHO Program Team: 1 email: gvesho@environment.gov.au telephone: 1800 003 562 Department of Sustainability, Environment, Water, Population and Communities