Running head: MULTI-TIERED SYSTEM OF SUPPORT INVESTIGATION 1 Determining the Impact of Implementing a Multi-tiered System of Support Structure on Academic Achievement Elizabeth F. Murray East Carolina University MULTI-TIERED SYSTEM OF SUPPORT INVESTIGATION 2 Problem of Practice An affluent school district in southeastern North Carolina consistently posts student achievement scores above the state average, averages of surrounding district, and averages of comparably sized districts across the state on state end-of-year standardized assessments. As Table 1 illustrates in regards to overall student achievement in grades three through eight, the scores in Southeastern District (a fictitious name that will be used subsequently to refer to the school district that is the focus of this study) rival those of the largest public school district in the state (North Carolina Department of Public Instruction, 2015). Table 1 Overall Career and College Readiness Rates on State Standardized End-of-Year Tests District 2010-2011 2011-2012 2012-2013 2013-2014 Comparably-sized 58.3% 59.7% 27.0% 39.6% Largest 73.0% 74.2% 43.8% 56.9% Southeastern 71.8% 72.9% 40.3% 54.0% State 67.0% 67.5% 32.0% 45.8% Surrounding 72.0% 69.7% 29.3% 44.4% The exception to this praiseworthy performance in Southeastern District is the difference in the achievement performance of black students when compared to their peers in other districts and at the state level. Comparing end-of-year standardized reading achievement test results of all students tested in grades three through eight to black students tested, state level data show an average difference of just under 20 percentage points while in this particular district the difference is more than 25 percentage points. Table 2 outlines historical reading proficiency data for all students tested in third through MULTI-TIERED SYSTEM OF SUPPORT INVESTIGATION 3 eighth grade compared to black students tested at the same grade levels at the state and district level for four consecutive years (Public Schools of North Carolina, 2015). Table 2 Reading Proficiency Rates on State Standardized End of Year Tests 2010-2011 2011-2012 2012-2013 2013-2014 State 70.7% 71.2% 43.9% 44.7% Southeastern 75.0% 76.1% 50.9% 51.6% State 54.2% 55.3% 25.6% 26.3% Southeastern 49.3% 51.1% 21.6% 22.0% All Students Black Students While the standard by which reading proficiency is determined has changed twice in the past three years, the results have not. The data in Table 2 show that the achievement gap in reading between all students tested and black students tested has continued to widen in Southeastern District. Within Southeastern District over past ten years the school district has shifted from school attendance zone policies that tended to balance the schools both racially and in terms of the percent of students considered economically disadvantaged to policies that favor a neighborhood schools approach. A direct result of this decision by the board of education is pockets of schools that are disproportionately filled with economically disadvantaged, minority students that are centrally located in the downtown area of the largest city in the district. These schools have experienced a decline in student achievement as well as an increase in teacher and administrative turnover. Table 3 outlines representative schools of Southeastern District in terms of total enrollment, percentage of black students enrolled and reading proficiency of each group. MULTI-TIERED SYSTEM OF SUPPORT INVESTIGATION 4 Table 3 Enrollment, Demographics, Achievement, and Gap Number Tested Percent Black Achievement All Students Achievement Black Students Gap 11,569 21.6% 51.6% 22.0% 29.6 Downtown Elem 156 84.6% 17.3% 15.9% 1.4 Largest Elem 359 16.4% 49.3% 35.6% 13.7 Similar Demographics Elem 166 23.5% 30.7% 12.8% 17.9 Highest Performing Elem 294 3.1% 79.3% 44.4% 34.9 Perimeter Elem 167 2.3% 74.3% 0% 74.3 Southeastern Southeastern District has a rich history in its efforts to implement a model that addresses increasing academic achievement and simultaneously decreasing the number of students admitted into the special education program. Sparked by the reauthorization of the Individuals with Disabilities Education Act (IDEA, 2004), approaches that entail the use of data collection and early academic interventions prior to special education identification began to evolve. These approaches were known collectively as Response to Intervention (RtI) and were considered to be just one component of the larger problemsolving model (PSM). Canter (2004) defined the PSM as a cycle of identifying areas of weakness, identifying and implementing evidence-based interventions, and collecting data on student progress as a result of the intervention to assess the effectiveness of the intervention. The premise of RtI is to provide academic, social, and emotional assistance to all students as soon as they demonstrate a need rather than waiting until a student fails and is at-risk of never catching up to peers (Buffum, Mattos, & Weber, 2010; Samuels, 2011; Sawchuk, 2011; Trotter, 2013). MULTI-TIERED SYSTEM OF SUPPORT INVESTIGATION 5 As a result of the emphasis on the PSM, Southeastern District developed its own process for identifying areas of academic weaknesses and providing and monitoring interventions which they, too, called the Problem Solving Model. While the school district referred to its process as PSM, it was essentially RtI. One distinction the district saw as making its model more effective was that instead of using nationally normed screening tools to identify areas of weakness, the district created its own universal screening tools and normed the results at the district level. The reasoning for this was the thinking that because students as a whole in this particular district were outperforming students at the state and nation levels, the tools used to identify areas of weakness and the corresponding norms for determining which students should be assessed further to investigate the potential need for special education should reflect the local population. Although a well-intentioned process, the PSM soon lost credibility and was even challenged legally both because of the “home grown” probes and norms, and because the process for identifying students potentially in need of special education services was taking well over the mandated 90 day time limit. Daves and Walker (2012) discuss the confusion between using RtI solely to identify specific learning disabilities (SLD) and the requirements of IDEA stating, “To insist that RtI be used only for SLD identification would significantly alter services rendered in a timely manner, as is required of school districts” (p. 70). From the discredited PSM process, the district then moved to a more state supported model of RtI using nationally recognized probes for identifying reading weakness, but continued to norm the results locally still insisting that the norms should reflect the data from the population locally as this was the student group that would be impacted. MULTI-TIERED SYSTEM OF SUPPORT INVESTIGATION 6 The most recent iteration of implementing an intervention model came on the heels of the district’s hiring of a new director of special education which coincided with the State’s most recent revision of the RtI process, a model known as the Multi-tiered System of Support (MTSS). The State’s definition of MTSS is “a framework which supports school improvement through engaging, research-based academic and behavioral practices. NC MTSS employs a systems approach using data driven-problem solving to maximize growth for all” (North Carolina Department of Public Instruction, 2014). Other authors, (e.g. Berhardt & Hebert, 2011: Ehren, Lipson, & Wixson, 2013; O’Connor & Freeman, 2012) who refer to RtI as a framework for continuous school improvement, note the importance of district level leadership as a critical issue in implementing and sustaining a process such as RtI. The district views the MTSS model as a general education process. Southeastern District has one position dedicated to the implementation of MTSS. The MTSS Coordinator position is currently housed in the Instructional Services Division, but funded by special education dollars from the Student Support Services Division. A problem of practice is defined by the Carnegie Project on the Education Doctorate (CPED) as “a persistent, contextualized, and specific issue embedded in the work of a professional practitioner, the addressing of which has the potential to result in improved understanding, experience, and outcomes” (CPED, 2014). The problem in Southeastern district is that black students are not performing at acceptable rates of academic achievement regardless of the demographic make-up and location of the schools they attend. The impact of student failure in school is far-reaching. Students who are not successful are at an increased risk of dropping out of school, poor health, MULTI-TIERED SYSTEM OF SUPPORT INVESTIGATION 7 unemployment, poverty and incarceration (Buffum, Mattos, & Weber, 2010; Fuchs, Fuchs, & Compton, 2012). With schools filled with children who are at significant risk of academic failure, the academic achievement problem must be addressed. Purpose Southeastern District is in the first of a three year plan for implementation of the MTSS model. District leadership believes that the MTSS model addresses the following three academic improvement goals: “1) Decrease the gap in proficiency between the lowest and highest performing schools, 2) Bridge the academic achievement gap evidenced by data in Black/White student academic performance and 3) Increase awareness of personalized learning systems that maximize student achievement including data rich learning profiles, customized learning paths, and proficiency-based progress” (NHCS District Implementation Plan, 2014). This project will evaluate the effectiveness of Years 1 and 2 of the implementation of MTSS model in terms of closing the achievement gap between its lowest and highest performing schools and the white/black achievement gap. The study will focus primarily on Downtown Elementary School which is the lowest performing school in Southeastern District, however there is no black/white achievement gap due to the school’s population which is 85% minority. Improvement Goal The percentage of black students at DES in grades three through five scoring at the standard for proficiency on end-of-year state reading tests declined from 21.2% in 2012-2013 to 15.9% in 2013-2014. Even with the implementation of a new 5 level achievement system in 2013-2014 with levels three through five being considered proficient only 31.8% of the black students were deemed proficient in reading. The MULTI-TIERED SYSTEM OF SUPPORT INVESTIGATION 8 difference in these two measures for the 2013-2014 school year indicates that of the 31.8% of students considered to be proficient, half were only minimally proficient. DES has set an improvement goal of increasing the reading proficiency measure at levels four and five for black students by 16 percentage points each year over the next two years. This would bring the reading proficiency percentage up to the expected federal proficiency rate of 47.8% for black students by the end of the 2015-2016 school year. Table 4 outlines the projected results needed to attain this goal. The projections are based on current enrollment figures. There is no anticipated change in the school attendance zone boundaries. Table 4 Projected Achievement Data Number Proficient at Levels 4-5 Number Tested Percent Proficient at Levels 4-5 2013-2014 (actual) 2014-2015 (projected) 2015-2016 (projected) 21 47 80 132 149 168 15.9% 31.9% 47.9% Questions and Tasks The evaluation of the effectiveness of the MTTS implementation will seek to answer the following questions by implementing the tasks associated with each question. How do teachers define the core instructional program? Beginning with the 1994 reauthorization of the Elementary and Secondary Education Act (ESEA) and continuing with the No Child Left Behind (NCLB) legislation in 2001, a standards driven approach to instruction in which all students, including most students with disabilities, are taught and assessed on a uniform set of rigorous standards. MULTI-TIERED SYSTEM OF SUPPORT INVESTIGATION 9 The results from these assessments are used to set state, district, and school level basis for academic accountability. The standards-based approach is intended to decrease the achievement gap between enfranchised groups and disenfranchised groups of students. The rationale is that with the right general education strategies and support in place, the high incidence of disabilities will decrease (Fuchs, Fuchs, & Stecker, 2010). The question then becomes what is the right general education setting with the necessary programs, supports, and strategies that meet the needs of the majority of the population? Does this core instructional program vary from school to school? How do teachers and school staff define the core instructional program? To answer these questions I will conduct interviews with a representative group of stakeholders from the district. This group will include the assistant superintendent of instruction and academic accountability, the district MTSS coordinator, the school level MTSS coordinator, the school instructional coach, the school administrators, and a group of 5-8 teachers. The results will be shared with the interview participants and the MTSS leadership team to raise awareness of possible inconsistencies in the understanding and implementation of the core instructional program. The intention is that this formative feedback will be used to adjust plans for the second year of implementation and lead the MTSS team to strengthen its foundational understanding. What universal screening tools are used? How does the use of local norms impact the placement of students into tiers of support? How is fidelity of implementation monitored? One aspect of a tiered system of support is that students’ needs are identified early through the use of reliable screening tools (Mellard, McKnight, & Jordan, 2010). As MULTI-TIERED SYSTEM OF SUPPORT INVESTIGATION 10 stated earlier, in the evolution of MTSS the district moved away from “home-grown” screeners to nationally normed universal screening tools but continues to use norms developed by the school district to monitor student progress from the beginning of the year (BOY), through the middle of the year (MOY), and to the end of the year (EOY). An issue that arises from the use of local norms is the potential negative impact on certain populations of students. It is already exemplified by historical test data that students in this particular district outperform students at the state level. So too, data has shown that black students in this district are achieving at a difference of just under 30 percentage points when compared with their peers in the district. Does the use of local norms place the black students at DES at a disadvantage when trying to meet BOY, MOY, and EOY benchmarks? To examine the potential unintended consequences of using local norms to monitor student progress, a list of universal screening tools will be compiled along with the local norms benchmarks as well as the national norms benchmarks. Data collected from the three benchmarking periods for DES will be analyzed to highlight differences in tier placements based on local norms versus national norms. Findings will be presented to district level stakeholders with recommendations for possible policy changes. Why are Study Plan The study plan will span two years and evaluate Southeastern District’s ability to address academic achievement issues concerning the black/white achievement gap and the gap that exists between the lowest and highest achieving schools through the successful implementation of the MTSS model. Years 1 and 2 of the implementation will MULTI-TIERED SYSTEM OF SUPPORT INVESTIGATION 11 be evaluated. Formative findings and recommendations will be made periodically throughout both years with summative findings and recommendations made after the second year of implementation. The intention is that the summative findings and recommendations will guide the third year of implementation. Activities to be completed during year one include gathering baseline data, attending MTSS professional development and implementation team meetings, establishing a positive working relationship with stakeholders, and reviewing appropriate state, district, and school level MTSS documents. Examples of baseline data include state end-of-year assessment scores in reading, benchmark data collected from universal screeners in reading, and demographic data. Throughout the first implementation year a series of meetings and professional development for district and school level implementation teams will be carried out. I will attend the meetings and professional development activities as a means to gain understanding of the MTSS process and to establish relationships with stakeholders. Also during year one implementation documents created at the state, district, and school level will be examined. Documents include the district implementation plan, readiness surveys, MTSS meeting protocols, and monitoring tools. Year two will include data analysis coupled with periodic formative feedback evaluations. Data that might be examined include the percentage of students moving between intervention tiers, numbers of students involved in specific research-based interventions, and the fidelity with which MTSS meeting protocols are followed. The study plan will continue to develop and evolve during the implementation timeframe based on input from stakeholders. MULTI-TIERED SYSTEM OF SUPPORT INVESTIGATION 12 References Bernhardt, V. L., & Hebert, C. L. (2011). Response to intervention and continuous school improvement: Using data, vision, and leadership to design, implement, and evaluate a schoolwide prevention system. Kentucky: Routlegde. Buffum, A., Mattos, M., & Weber, C. (2010). The why behind RTI. Interventions that Work, 28(2), 10-16. Canter, A. (2004). A problem-solving model for improving student achievement. Principal Leadership: High School Edition, 5(4), 11-15. Conaway, E. (2014). Assessing results of years one, two, and three implementation of response to intervention. (D.Ed., University of Delaware). ProQuest Dissertations and Theses, Retrieved from http://search.proquest.com.jproxy.lib.ecu.edu/docview/1622927661?accountid=10 639. Daves, D. P., & Walker, D. W. (2012). RTI: Court and case law--confusion by design. Learning Disability Quarterly, 35(2), 68-71. Ehren, B. J. (2013). Expanding pockets of excellence in RTI. Reading Teacher, 66(6), 449-453. Fuchs, D., Fuchs, L. S., & Stecker, P. M. (2010). The "blurring" of special education in a new continuum of general education placements and services. Exceptional Children, 76(3), 301-323. Mellard, D., McKnight, M., & Jordan, J. (2010). RTI tier structures and instructional intensity. Learning Disabilities Research & Practice, 25(4), 217-225. MULTI-TIERED SYSTEM OF SUPPORT INVESTIGATION 13 Moates, C. (2014) NHCS district implementation plan for multi-tiered system of support 3 year plan. Unpublished internal document. North Carolina Department of Public Instruction. (2014). Multi-tiered system of support factsheet. Retrieved from: http://mtss.ncdpi.wikispaces.net/file/view/NC%20MTSS%20Factsheetpost.pdf/53 5849612/NC%20MTSS%20Factsheetpost.pdf. North Carolina Department of Public Instruction. (2014). Reports of disaggregated state, school system (LEA) and school performance data. Retrieved from: http://www.ncpublicschools.org/accountability/reporting/leaperformancearchive. O'Connor, E. P., & Freeman, E. W. (2012). District-level considerations in supporting and sustaining RtI implementation. Psychology in the Schools, 49(3), 297-310. One Hundred Third Congress of the United States of America. (1994). Improving America’s school act of 1994. Retrieved from: http://www2.ed.gov/legislation/ESEA/index.html. Sawchuk, S. (2011). RTI makes few inroads into the nation's education schools. Education Week, 30(22), 10-11. Trotter, G. (2013, March 26). Subtle changes ahead for special education in District 36. Chicago Tribune. Retrieved from http://articles.chicagotribune.com/2013-0326/news/ct-tl-ns-0328-winnetka-special-ed-20130327_1_special-educationschool-districts-rti. U.S. Department of Education. (2004). Individuals with disabilities education act. Retrieved from: http://idea.ed.gov/explore/home. MULTI-TIERED SYSTEM OF SUPPORT INVESTIGATION 14 U.S. Department of Education. (2001). No child left behind act of 2001. Retrieved from: https://www2.ed.gov/nclb/overview/intro/execsumm.pdf.