H. TENDER FORM FOR A SUPPLY CONTRACT Publication reference: ____________________ Title of contract: CONTRACT FOR THE SUPPLY, MAINTENANCE OF LiDAR DELIVERY, INSTALLATION AND Bangalore, Dated________ A: Center for Study of Science, Technology and Policy (CSTEP), 18, 10th Cross, Mayura Street, Papanna Layout, Nagashettyhalli, RMV II Stage, Bangalore 560094, Karnataka, India. One signed form must be supplied (for each lot), together with the number of copies specified in the Instruction to Tenderers. The form must include a signed declaration using the annexed format from each legal entity making the application. Applications being submitted by a consortium (i.e. either a permanent, legally-established grouping or a grouping which has been constituted informally for a specific tender procedure) must follow the instructions applicable to the consortium leader and its members. The attachments to this submission form (i.e. declarations, statements, proofs) may be in original or copy. If copies are submitted, the originals must be produced to CSTEP upon request. An economic operator may, where appropriate and for a particular contract, rely on the capacities of other entities, regardless of the legal nature of the links that it has with them. It must in that case prove to CSTEP that it will have at its disposal the resources necessary for performance of the contract. Such entities, for instance the parent company of the economic operator, must respect the same rules of eligibility and notably that of nationality, as the economic operator. 2015 March Page 1 of 17 1 SUBMITTED BY Name(s) of tenderer(s) Nationality1 Leader2 Member Etc … 2 CONTACT PERSON (for this tender) Name Address Telephone Fax E-mail 1 Country in which the legal entity is registered. 2 add/delete additional lines for members as appropriate. Note that a subcontractor is not considered to be a member for the purposes of this tender procedure. Subsequently, the data of the subcontractor must not appear in the data related to the economic, financial and professional capacity. If this tender is being submitted by an individual tenderer, the name of the tenderer should be entered as ‘leader’ (and all other lines should be deleted). 2015 March Page 2 of 17 3 ECONOMIC AND FINANCIAL CAPACITY3 Please complete the following table of financial data4 based on your annual accounts and your latest projections. If annual accounts are not yet available for this year or last year, please provide your latest estimates, clearly identifying estimated figures in italics. Figures in all columns must be on the same basis to allow a direct, year-on-year comparison to be made (or, if the basis has changed, an explanation of the change must be provided as a footnote to the table). Any clarification or explanation which is judged necessary may also be provided. Financial data 2 years before last year5 Year before last year € € Last year Averag e6 This year € € € Annual turnover7 , excluding this contract 3 Natural persons have to prove their capacity in accordance with the selection criteria and by the appropriate means. 4 If this application is being submitted by a consortium, the data in the table above must be the sum of the data in the corresponding tables in the declarations provided by the consortium members — see point 7 of this tender form for a supply contract.. 5 Last year=last accounting year for entity. 6 Amounts entered in the ‘Average’ column must be the mathematical average of the amounts entered in the three preceding columns of the same row. 7 The gross inflow of economic benefits (cash, receivables, other assets) arising from the ordinary operating activities of the enterprise (such as sales of goods, sales of services, interest, royalties, and dividends) during the year. 2015 March Page 3 of 17 4 STAFF RESOURCES Please provide the following personnel statistics for the current year and the two previous years.8 Average manpower Year before last Overall Last year Total for fields related to this contract 9 Overall This year Total for fields related to this contract Overall 11 Total for fields related to this contract 11 Permanent staff 10 Other staff 11 Total Permanent staff as a proportion of total staff (%) % % % % % % 8 If this tender is being submitted by a consortium, the data in the table above must be the sum of the data in the corresponding tables in the declarations provided by the consortium members — see point 7 of this tender form for a supply contract. 9 Corresponding to the relevant specialisms identified in point 5 below. 10 Staff directly employed by the Tenderer on a permanent basis (i.e. under indefinite contracts). 11 Other staff not directly employed by the Tenderer on a permanent basis (i.e. under fixed-term contracts). 2015 March Page 4 of 17 5 EXPERIENCE Please complete a table using the format below to summarise the major relevant supplies carried out in the course of the past 3 years 12 by the legal entity or entities making this tender. The number of references to be provided must not exceed 15 for the entire tender 12 In the case of framework contracts (without contractual value), only specific contracts corresponding to assignments implemented under such framework contracts will be considered. Page 5 of 17 Ref # (maximum 15) Project title Name of legal entity … Country … Overall supply value (EUR)13 … … Proportion supplied by legal entity (%) … No of staff provided … Name of client … Origin of funding … Detailed description of supply … 13 Page 6 of 17 … Name of members if any … Related services provided … Amounts actually paid, without the effect of inflation. Dates 6 TENDERER’S DECLARATION(S) As part of their tender, each legal entity identified under point 1 of this form, including every consortium member, must submit a signed declaration using this format. The declaration may be in original or in copy. If copies are submitted the originals must be dispatched to the Contracting Authority upon request. In response to your tender / request for quotation no. ________, for the above contract, we, the undersigned, hereby declare that: 6.1 We have examined and accept in full the content of the dossier for invitation to tender reference no. CSTEP/LIDAR/2014-15 of < date >. We hereby accept its provisions in their entirety, without reservation or restriction. 6.2 We offer to deliver, in accordance with the terms of the tender dossier and the conditions and time limits laid down, without reserve or restriction: Lot 1: Supply and delivery of Qty 1 No of a LIDAR at CSTEP as per the specifications placed at section E of the RFQ, including installation, commissioning, testing and 2.5 years on-site comprehensive warranty of the LIDAR; Model Name / Number: _______________________ (1) Technical Specification LiDAR Condition New or Used in good operating condition and not more than 4 yrs old. It is requested that suppliers submit separate financials for both the options (New and Used) where applicable LiDAR Documentation Documentation should be provided including Description of LiDAR operation Trouble shooting and maintenance and service schedule Communications system used and its details User-definable operational inputs Definition of all variables provided in highfrequency data files and files of 10-minute averaged data Data storage capacity in terms of MB and days/months of high-frequency and 10-minute averaged data Operating temperature - Sea: -5°C ... +40°C - Air: -20°C ... +50°C Page 7 of 17 (1) Technical Specification Precipitation Electronics should be sealed against water ingress. The device should be able to withstand all expected precipitation events. The device should include heaters, wipers or other methods as appropriate to remove precipitation from the optical or acoustic path. Precipitation should not affect the measurement data. Other conditions external The measurement system shall survive expected extreme events on site, such as high winds, rain, hail, air and water born salt and corrosion, high or low temperatures, high dust levels, fog and mist, minor earthquakes and fuel or acid spill. System availability The system availability as applied to the LiDAR device is defined by a percentage of the maximum possible number of ten-minute periods within one month. This should be applied to all heights measured. System availability should be greater than or equal to 95% LiDAR frequency sampling Frequency of measurement of independent wind speed samples, at each height, should be less than or equal to 1/10 Hz Measurement heights The LiDAR system should be capable of being configured to record wind speed measurements at 10 discrete heights between 40 and 200 m from mean sea level. Additional measurements Devices are to be used for wind resource assessments and must be instrumented with supplementary devices to record data that might assist in understanding device performance and predicting AEP. These data could include, but are not limited to: - Air pressure - Wind speed and direction - Temperature - Humidity - Presence of precipitation - Tilt Page 8 of 17 (1) Technical Specification These devices are to be mounted on the body of the device or nearby. Data collected by the instrumentation to be recorded in the device data stream. Cloud/precipitation detection The use of algorithms to correct for the presence of cloud, fog or precipitation should be recorded in the LiDAR data. This should be recorded either as a specific quality code or as a true / false flag, but should be distinguishable from other quality control measures. Software The latest available software version must be mentioned with the proposal and that version or a higher version must be made available with equipment. Any further changes or fixes made after the installation of device(s) software must be recorded in the device log. Algorithms should be given a version number and documented in such a way that it is possible to track developments in signal processing methods that may influence the data from the device. Time synchronisation The device should be equipped with a means of synchronising its clock with an external time reference and the correct function or malfunction of the synchronization mechanism should be clearly indicated in the device data. Communication The device shall allow remote access to the device via cellphone modem, satellite phone modem, radio, Ethernet, or other technology. Remote access should include the following capabilities: - Ability to check and adjust device configuration and operation - Ability to retrieve high frequency and timeaveraged wind vector data. This information should be available for transfer but also stored locally for a significant amount of time so that it could be retrieved. The high frequency data should be transferred on to a hard disk, data card or other device. Furthermore, the remote access should provide: Page 9 of 17 (1) Technical Specification - Ability to start and restart the device remotely Ability to resynchronize the device internal clock. Note: If data cannot be transmitted from site, the measured data should be recovered through routine site visits during which the device security and performance checks may be combined. Sensitivity to ambient The supplier should document the methods used for conditions correction of data arising from prevailing ambient conditions like due to clouds, precipitation or fog. The algorithms should be demonstrated against reference meteorological towers, showing measurements with and without cloud detection algorithms (where applicable) compared to high-quality cup anemometers. Power supply For these manufacturers’ tests, the cloud presence and height should be documented using a ceilometer. The power supply should have a dedicated, independent reporting system that can be remotely or locally interrogated to view or control system status. The reporting system should also report system warnings, for example low temperature faults, failure to start, low voltage, low fuel, or low battery levels. Compliance statement (2) Testing Program The LiDAR should be tested near-shore, offshore and again post deployment. Verify LiDAR against IEC-quality tower anemometry near-shore before use offshore in a manner similar to that of Annex L in the latest draft of IEC 61400-121. Details of the test site and reference met mast must be provided to establish the test site and met mast conditions. All equipment used in the testing must be detailed. It must be shown that the instruments on the met mast are within calibration and that the mast is Page 10 of 17 Compliance statement (2) Testing compliant with IEC standards. The test setup should include a ceilometer for the measurement of cloud height to allow separation of measured data for cloudy and clear sky conditions. 3rd verification party For all tests, an independent recognised third party must be involved from the beginning of the test. Period of testing All tests should continue in wind speeds from cut-in wind speed up to cut-out speed in all the valid sectors as defined in IEC 61400-12-1. Data validation and All comparisons are to be based on 10-minute management average values returned from MEASNET calibrated cup anemometers installed on the test reference mast located adjacent to the test instrument within a few meters apart. A minimum number of 600 points from the valid wind sector to be set before performing analysis. Evidence for the selection of valid measurement sectors must be provided with explanation. Data filtering No filtering should be applied to the valid LiDAR data prior to analysis other than for valid wind sectors and for precipitation periods. All data should be examined with a view to finding unreferenced filter levels for standalone use offshore. The filters and relevant levels should be derived from the LiDAR returned output. Data availability at Definition: Number of valid data points returned as all heights compared to maximum number of possible points that can be acquired, at all heights. > 85% Page 11 of 17 Compliance statement (2) Testing Absolute error Definition: Difference in reported wind speed between the reference and test instrument based on 10-minute averages. < 0.5 m/s (not more than 10% of data to exceed this value in all valid data sectors) for near-shore measurements < 0.8 m/s (not more than 10% of data to exceed this value in all valid data sectors) for offshore measurements Linear slope regression Definition: Single variant regression y=mx+b, b=0 and additional tolerance on slope values returned at all reference heights, as well as sub-divided into two wind speed ranges. Between 0.98 and 1.01:< 0.015 variation in slope at all heights in sub ranges 4-8 m/s and 8-12 m/s for near-shore measurements Between 0.975 and 1.015: < 0.020 variation in slope at all heights in sub ranges 4-8 m/s and 8-12 m/s for offshore measurements In addition to the two wind speed ranges 4-8 m/s and 8-12 m/s, regressions should be performed for a wider wind speed range, i.e. between 4 and 16 m/s. Linear regression R- Definition: Quality of fit value returned from the squared analysis performed to assess the linear regression gradient value. A tolerance associated with variation in R squared both with height and wind speed range should be imposed. > 0.98 at all heights in sub ranges 4-8 m/s and 8-12 m/s for near-shore measurements > 0.94 at all heights in sub ranges 4-8 m/s and 8-12 Page 12 of 17 Compliance statement (2) Testing m/s for offshore measurements We will deliver the LiDAR on or before 30th August 2015. Lot 2: Operation and maintenance for 2.5 operational years from the date of installation and calibration. Yes we will provide all operation and maintenance support for 2.5 operational years from the date of installation and calibration, including all services, spares and supplies as and when required 6.3 The price of our tender is: Lot 1: [……………………………………………..] Lot 2: [……………………………………………..] 6.4 This tender is valid for a period of 120 days from the final date for submission of tenders. 6.5 If our tender is accepted, we undertake to provide a performance guarantee as stated in clause 2.2 of the Request for Quotations. 6.6 Our firm/company [and our subcontractors] has/have the following nationality: <……………………………………………………………………> 6.7 We are making this tender in our own right [as member in the consortium led by< name of the leader / ourselves > ]*. We confirm that we are not tendering for the same contract in any other form. [We confirm, as a member in the consortium, that all members are jointly and severally liable by law for the execution of the contract, that the lead member is authorised to bind, and receive instructions for and on behalf of, each member, that the execution of the contract, including payments, is the responsibility of the lead member, and that all members in the joint venture/consortium are bound to remain in the joint venture/consortium for the entire period of the contract’s execution]. 6.8 We are not in any of the situations excluding us from participating in contracts which are listed in section 2.3.3 of the Practical Guide which can be found at http://ec.europa.eu/europeaid/prag/document.do?chapterId=2.3.3.&id=221. In the event that our tender is successful, we undertake, if required, to provide the proof usual under the law of the country in which we are established that we do not fall Page 13 of 17 into these exclusion situations. The date on the evidence or documents provided will be no earlier than 1 year before the date of submission of the tender and, in addition, we will provide a statement that our situation has not altered in the period which has elapsed since the evidence in question was drawn up. We also undertake, if required, to provide any additional evidence of financial and economic standing and technical and professional capacity according to the selection criteria for this call for tender specified in the contract template. The documentary proofs required are listed in Section 2.4.11 of the Practical Guide which can be found at http://ec.europa.eu/europeaid/prag/document.do?chapterId=2.4.11.1.2.&id=221&i d=221&http://ec.europa.eu/europeaid/prag/document.do?chapterId=2.4.11.1.3.&id =221&id=221 We also understand that if we fail to provide the proof/evidence required, within 15 calendar days after receiving the notification of award, or if the information provided is proved false, the award may be considered null and void. 6.9 We agree to abide by the ethics clauses in Clause 8.6.f of the Contract Template of the instructions to tenderers and, in particular, have no conflict of interests or any equivalent relation in that respect with other tenderers or other parties in the tender procedure at the time of the submission of this application. 6.10 We will inform the Contracting Authority immediately if there is any change in the above circumstances at any stage during the implementation of the tasks. We also fully recognise and accept that any inaccurate or incomplete information deliberately provided in this application may result in our exclusion from this and other contracts funded by the EU/EDF. 6.11 We note that the Contracting Authority is not bound to proceed with this invitation to tender and that it reserves the right to award only part of the contract. It will incur no liability towards us should it do so. 6.12 We fully recognise and accept that we may be excluded from tender procedures and contracts, in accordance with Section 2.3.4 (which can be found at http://ec.europa.eu/europeaid/prag/document.do?chapterId=2.3.4.&id=221) of the Practical Guide, for a maximum period of 5 years from the date on which the infringement is established and up to 10 years in the event of a repeat offence within the 5 years of the above-mentioned date. Furthermore, we acknowledge that, should we make false declarations or commit substantial errors, irregularities or fraud, we will also be subject to financial penalties representing 2 % to 10 % of the total estimated value of the contract being awarded. This rate may be increased to 4 % to 20 % in the event of a repeat offence within 5 years of the first infringement. Page 14 of 17 6.13 We are aware that, for the purposes of safe guarding the financial interests of the Communities, our personal data may be transferred to internal audit services, to the European Court of Auditors, to the Financial Irregularities Panel or to the European Anti-Fraud Office. [* Delete as applicable] Page 15 of 17 If this declaration is being completed by a consortium member: The following table contains our financial data as included in the consortium’s tender form. These data are based on our annual audited accounts and our latest projections. Estimated figures (i.e. those not included in annual audited accounts) are given in italics. Figures in all columns have been provided on the same basis to allow a direct, year-on-year comparison to be made <except as explained in the footnote to the table>. Financial data 2 years before last5 EUR Year before last year Last year Average6 EUR This year EUR EUR EUR Annual turnover 7, excluding this contract Current Assets8 Current Liabilities9 Page 16 of 17 The following table contains our personnel statistics as included in the consortium’s tender form: Average manpower Previous year Overall Last year Total for fields related to this contract Overall This year Total for fields related to this contract 11 11 Permanent staff 12 Other staff 13 Yours faithfully Name and first name: <[…………………………………………………………………> Duly authorised to sign this tender on behalf of: <…………………………………………………………………………………… …> Place and date: <…………………………………………………………….………….>] Stamp of the firm/company: This tender includes the following annexes: [Numbered list of annexes with titles] Page 17 of 17 Overall Total for fields related to this contract 11