Supplementary Materials Resistive switching of a TaOx/TaON double layer via ionic control of carrier tunneling Heeyoung Jeon,1 Jingyu Park,1 Woochool Jang,2 Hyunjung Kim,1 Chunho Kang,2,3 Hyoseok Song,2 Hyungtak Seo,4,a) and Hyeongtag Jeon1,2,b) 1Department 2Division 3FAB of Nano-scale Semiconductor Engineering, Hanyang University, Seoul, 133-791, Korea of Materials Science and Engineering, Hanyang University, Seoul, 133-791, Korea Manufacturing Division, SK Hynix Inc., 2091, Gyeongchung-daero, Bubal-eub, Icheon-si, Gyeonggi-do, 167-701, Korea 4Department of Materials Science and Engineering and Energy Systems Research, Ajou University, Suwon, 443-739, Korea 1. Current-Voltage (I-V) Characteristics of a Pt/TaON/TaOx/Pt stack The interface state is a significant factor in the proposed valence model for one of the resistive switching mechanisms. To confirm the roles of the upper interface and lower interface, TaON was inserted into each interface position separately. Self-compliant resistive switching was also observed in the Pt/TaON/TaOx/Pt stack (i.e., TaON insertion at the upper interface). In contrast to the TaON insertion at the lower interface, the reliability was less than that without TaON insertion. The Pt/TaON/TaOx/Pt device was subject to breakdown within 10 repeated switching cycles. This is due to the lower barrier height between TaOx and the bottom Pt electrode. That is, without TaON at the lower interface, higher energy electrons are injected from the bottom Pt to the channel TaOx oxide due to the lower barrier height. 2. Rutherford Back Scattering and Auger electron spectroscopy RBS measurements were carried out to confirm the chemical composition of the 50-nm-thick TaOx films deposited on the Si substrate. Only Ar gas was used to sputter the Ta2O5 ceramic target and the chemical composition of the deposited TaOx film was Ta2O3.6, as shown in Fig. S2(a). AES depth profile measurements were performed for the Pt/TaOx/TaON/Pt device to identify the stack structure. The atomic sensitivity factor (ASF) of Ta was calibrated by RBS data. Nitrogen was observed at the interface between the TaOx layer and the Pt bottom electrode, as shown in Fig. S2(b). 3. Angle-Resolved X-ray Photoelectron Spectroscopy Angle-resolved X-ray photoelectron spectroscopy (ARXPS) was utilized to analyze the binding energy shift of TaOx, TaOx/TaON, and TaON layers at various tilt angles. Figure S3 shows X-ray photoelectron spectra of Ta 4f peaks in TaOx, TaOx/TaON, and TaON layers. The binding energy (BE) of Ta4f in the TaOx layer was 26 eV, which indicates that the oxidation state of Ta is +5. As the TaON was inserted, the binding energy was negatively shifted at all tilt angles. This charge transfer also affects the valence band edge state. At all tilt angles corresponding to both the surface and interface, a lower BE is noted in the presence of TaON compared to TaOx alone, implying a nitrogen effect. 4. Poole-Frenkel emission model fitting Figure S4(a) shows the fitting results for ln(I/V) versus V1/2 in HRS of the Pt/TaOx/Pt under a positive bias at different temperature. Figure S4(b) shows ln(I/V) versus 1/kT for different biases and the activation energy (Ea) was extracted from the slope of Figure 6b. After that, Ea was plotted as a function of V1/2 as shown in Fig. S4(c). Extrapolating the curve of Fig. S4(c) to the zero bias, the trap energy (Et) was extracted to be about 0.154 eV and the dielectric constant for TaOx was extracted to be about 17.4 from the slope of Fig. S4(c). This extracted dielectric constant is similar value with known value for TaOx. Therefore, P-F model is reasonable for Pt/TaOx/Pt single layer geometry. However, the extracted value of Et is not consistent with obtained by SE (Fig. 4(c)) and this implies that there can be additional defect associated charge transport mechanism; that is most probably trap-assisted tunneling (TAT). By combining I-V, chemical, and electronic structure analyses, the final transport mechanism is suggested, as shown in Fig. S4(d), (e), and (f). Based on SE and XPS analyses, schematic band alignment of TaOx and TaOx/TaON with top and bottom Pt electrodes are indicated in Fig. S4(d), (e), and (f). In the Pt/TaOx/Pt, P-F emission concurrently occurred with TAT as shown in Fig. S4(d). However, carrier transport mechanism change is led by TaON insertion, which improves resistive switching characteristic by P-F mixed with TAT (TaOx single layer). In the low bias regime, the electron transport mainly occurs by DT in TaON due to lack of localized defects and P-F mixed with TAT to the TaOx level from the Pt 6s state, as proposed in Fig. S4(e). However, in the high bias regime, the electron transport occurs by DT in TaON and hot carrier phonon scattering at conduction band TaOx. This process affects the value of Ea as a function of voltage (Fig. S4). After that, P-F mixed with TAT occurs in TaOx, as proposed in Fig. S4(f). In this supplementary information, the I-V characteristics of the Pt/TaON/TaOx/Pt stack, physical properties of Pt/TaOx/Pt and Pt/TaOx/TaON/Pt stack, raw Ta 4f XPS spectra of TaOx, TaON/TaOx, and TaON layers, and Poole-Frenkel emission model fitting results for Pt/TaOx/Pt and Pt/TaOx/TaON/Pt are provided. Fig. S1. I-V characteristics of Pt/TaON/TaOx/Pt stack. (a) Schematic diagram of Pt/TaON/TaOx/Pt stack. (b) Conventional I-V characteristics. Fig. S2. (a) RBS spectra of 50-nm-thick TaOx films deposited on the Si substrate. (b) A ES depth profile of Pt/TaOx/TaON/Pt stack. Fig. S3. Ta 4f XPS spectra and binding energy shift as a function of tilt angle of TaOx, TaOx/TaON, and TaON layers. Ta 4f XPS spectra at various tilt angles for TaOx, TaOx/TaON, and TaON. The 22.5° and 77.5° correspond to near interface (i.e., deep X-ray injection) and surface, respectively. Fig. S4. Poole-Frenkel emission model fitting results for Pt/TaOx/Pt: (a) ln(I/V) vs. sqrt(V) for electron injection from bottom Pt under a positive bias. (b) ln(I/V) vs. 1/kT to extract the activation energy (Ea). (c) Extrapolating Ea to zero bias, the trap energy is extracted from the intersection on the y-axis. Schematic band diagram and carrier transport mechanisms for (d) Pt/TaOx/Pt. (e) Pt/TaOx/TaON/Pt at low bias regime. (f) Pt/TaOx/TaON/Pt at high bias regime. Fig. S5. Poole-Frenkel emission model fitting results for Pt/TaOx/TaON/Pt: (a) ln(I/V) vs. sqrt(V) for electron injection from bottom Pt under a positive bias. (b) ln(I/V) vs. 1/kT to extract the activation energy (Ea). (c) Extrapolating Ea to zero bias, the trap energy is extracted from the intersection on the y-axis.