Observed Magnitude Frequency Distributions K. R. Felzer Seismicity averaged over the state of California or over any large region therein has been found to robustly follow the Gutenberg-Richter magnitude frequency distribution (Gutenberg and Richter, 1944) with b=1.0 (Felzer, 2006; Hutton, 2010). Assuming this magnitude-frequency distribution and assuming that it ends abruptly at some maximum magnitude Mmax, we calculate average annual seismicity rates for the time periods 1850-9/30/2011 (full duration of useable catalog) and 1984/1/1 – 9/30/2011 (modern instrumental catalog), for the entire UCERF3 study area and for the northern and southern portions. For catalog completeness estimates we use the thresholds calculated by Felzer (2008) for the state as a whole, with the exception that we dropped the completeness threshold from 1850-1865 from 8.0 to 7.4, based on re-assessment that an M >7.4 earthquake would probably have been felt over a sufficiently wide area of the state to have been noted, despite the sparse contemporary population (Table 1). We calculate both magnitudeaveraged rates, which use the assumption of a Gutenberg-Richter distribution, b value, and Mmax, and direct count rates, which do not use any of these assumptions. These rate calculations are explained in detail below: Calculation of magnitude-averaged rates: The catalog was corrected for magnitude rounding and magnitude errors using the methods given in Felzer, 2008. The number of earthquakes ≥ the completeness magnitude, Mc, was counted for each completeness era. Each count was converted into a rate of 5≤M≤Mmax earthquakes/year by using the Gutenberg-Richter distribution with b=1. The 5≤M≤Mmax rates for each era were averaged together with each era weighted linearly by its duration. This contrasts with the Weichert (1980) method used in National Seismic Hazard Maps in which each era is weighted by the number of earthquakes it contains. If the underlying rate is the same in each era the Weichert (1980) method produces a more accurate result; however if the seismicity rate might change with time, which is plausible, then the Weichert (1980) method produces an inaccurate result that is heavily skewed towards the instrumental era. Calculation of direct count rates: The largest magnitude completeness threshold is chosen for each data set. For example, if we are looking at a particular region from 1850-2011, and that region was only complete to M 6.5 before 1880, then M 6.5 will be chosen as the completeness threshold for the entire data set. The total number of earthquakes occurring in each half magnitude unit above the data set’s completeness threshold are counted. No magnitude rounding or error corrections are performed, as these require assumptions about the magnitude-frequency distribution. Likewise the counts given here are incremental only, not cumulative, so a value of Mmax does not need to be assumed. The stationary Poissonian function is used to calculate uncertainties for both sets of rates. For the direct count rates this calculation is straightforward; for the magnitude-averaged rates separate uncertainties are calculated for each completeness era, producing a lowest and highest possible rate (at 95% confidence, two-tailed) for each time period. These lowest and highest rates are then averaged together with weighting by the length of the time period that each represents, in the same way that the rates from each completeness era are averaged together. The resulting confidence intervals represent the range of true underlying seismicity rates for each catalog that is being analyzed. For example, let’s say we were looking at a single year and we observed 20 earthquakes during that year; the Poissonian function tells us that a true underlying rate of 12.5 to 30 earthquakes/year during could have produced our observation (at 95% confidence). The confidence intervals that we calculate do not constrain what may occur in other time periods, as the time scales over which seismicity rates in California may show systematic variations is not known. As a test we looked at decadal time periods in southern California and the full state from 1932-2011, and found that more from decade to decade than would be expected from a pure stationary Poissonian. Finally for the calculation of the magnitude-averaged rates we need a value for Mmax. The maximum magnitude for the state can be estimated given a seismicity rate at small magnitudes and average long term seismic moment release rate. We estimated a minimum seismicity rate for 1850-2011 by assuming infinite maximum magnitude; this gives 8 M≥5 earthquakes/year; and then used the estimates of Ward (1998) for statewide seismic moment rate. Given the uncertainty on the moment rate we recovered a maximum magnitude between 8.0 – 8.25, which is in agreement with the estimate of Bird and Kagan (2004) that continental transform boundaries have a corner magnitude of 8.01 -0.21 +0.47. The larger magnitude is in better agreement with the grand inversion, which has possible magnitudes of 8.5 or larger. Therefore the preferred rates below use Mmax = 8.25 but the uncertainties include uncertainties calculated with Mmax = 8.0. Note 1: All confidence limits given in the tables below are two-tailed 95% confidence estimates. Note 2: Earthquake rates represent where earthquakes nucleated, not where they are propagating. The 1857 Ft. Tejon earthquake, for example, is recorded as a northern California event because its epicenter in the source catalog is just north of the northern/southern California boundary. This increases the pre-instrumental seismicity rate in Northern California. Table 1: Completeness magnitudes for the entire UCERF3 catalog* Starting year Catalog completeness threshold 1850 7.4 1870 7.2 1885 7.1 1910 6.9 1932 6.0 1942 5.6 1957 5.1 1997 4.0 *Completeness thresholds may not apply in the immediate aftermath of large earthquakes Table 2: Magnitude averaged seismicity rates, Entire UCERF3 region, 18509.30.2011. Rates are given in earthquakes/year Magnitude M≥4 M≥4.5 M≥5 M≥5.5 M≥6.0 M≥6.5 M≥7 M≥7.5 Preferred rate 85.4 27.0 8.5 2.7 0.85 0.27 0.085 0.027 Lower bound 29.7 9.4 3.0 0.94 0.30 0.09 0.03 0.009 Upper bound 321.6 101.7 32.16 10.17 3.22 1.02 0.32 0.10 Table 3: Magnitude averaged seismicity rates, Entire UCERF3 region, 19849.30.2011. Rates are given in earthquakes/year Magnitude M≥4 M≥4.5 M≥5 M≥5.5 M≥6.0 M≥6.5 M≥7 M≥7.5 Preferred rate 75.4 23.9 7.5 2.4 0.75 0.24 0.075 0.024 Lower bound 62.7 19.8 6.3 2.0 0.63 0.20 0.06 0.02 Upper bound 88 27.8 8.8 2.8 0.88 0.28 0.09 0.028 Table 4: Magnitude averaged seismicity rates, Southern California, 1850-9.30.2011. Rates are given in earthquakes/year Magnitude M≥4 M≥4.5 M≥5 M≥5.5 M≥6.0 M≥6.5 M≥7 M≥7.5 Preferred rate 41.5 13.1 4.15 1.31 0.415 0.131 0.0415 0.0131 Lower bound 14.0 4.4 1.4 0.44 0.14 0.04 0.014 0.004 Upper bound 168 53.1 16.8 5.3 1.68 0.53 0.168 0.053 Table 4: Magnitude averaged seismicity rates, Southern California, 1984-9.30.2011. Rates are given in earthquakes/year Magnitude M≥4 M≥4.5 M≥5 M≥5.5 M≥6.0 M≥6.5 M≥7 M≥7.5 Preferred rate 49.2 15.6 4.92 1.55 0.492 0.156 0.049 0.015 Lower bound 39.5 12.5 3.95 1.25 0.40 0.12 0.04 0.013 Upper bound 60.9 19.3 6.1 1.93 0.61 0.19 0.06 0.02 Table 5: Magnitude averaged seismicity rates, Northern California, 1850-9.30.2011. Rates are given in earthquakes/year Magnitude M≥4 M≥4.5 M≥5 M≥5.5 M≥6.0 M≥6.5 M≥7 M≥7.5 Preferred rate 43.9 13.9 4.4 1.4 0.44 0.139 0.044 0.014 Lower bound 10.6 3.4 1.1 0.34 0.11 0.03 0.01 0.0034 Upper bound 214 67.7 21.4 6.8 2.1 0.7 0.21 0.07 Table 6: Magnitude averaged seismicity rates, Northern California, 1984-9.30.2011. Rates are given in earthquakes/year Magnitude M≥4 M≥4.5 M≥5 Preferred rate 26.4 8.35 2.64 Lower bound 19.6 6.2 1.96 Upper bound 36.0 11.4 3.6 M≥5.5 M≥6.0 M≥6.5 M≥7 M≥7.5 0.84 0.27 0.084 0.026 0.0083 0.62 0.20 0.06 0.02 0.006 1.1 0.36 0.11 0.04 0.011 Table 7: Direct count earthquake rates, whole state, 1850-9.30.2011. Rates are incremental and are given in earthquakes/year. Magnitude M 7.5--8 Preferred rate 0.0247 Lower bound 0.0074 Upper bound 0.0618 Table 8: Direct count earthquake rates, whole state, 1984-9.30.2011. Rates are incremental and are given in earthquakes/year. Magnitude M 5.5—6.0 M 6.0—6.5 M 6.5—7.0 M 7.0—7.5 Preferred rate 1.37 0.40 0.25 0.144 Lower bound 1.10 0.20 0.13 0.043 Upper bound 1.78 0.67 0.51 0.360 Table 9: Direct count earthquake rates, southern California, 1850-9.30.2011. Rates are incremental and are given in earthquakes/year. Magnitude M 7.5—8.0 Preferred rate 0.0124 Lower bound 0.0025 Upper bound 0.0445 Table 10: Direct count earthquake rates, southern California, 1984-9.30.2011. Rates are incremental and are given in earthquakes/year. Magnitude M 5.5—6.0 M 6.0—6.5 M 6.5—7.0 M 7.0—7.5 Preferred rate 0.94 0.25 0.07 0.1081 Lower bound 0.66 0.13 0.014 0.032 Upper bound 1.3 0.50 0.26 0.32 Table 11: Direct count earthquake rates, northern California, 1850-9.30.2011. Rates are incremental and are given in earthquakes/year. Magnitude M 7.5—8.0 Preferred rate 0.0124 Lower bound 0.0025 Upper bound 0.0445 Table 12: Direct count earthquake rates, northern California, 1984-9.30.2011. Rates are incremental and are given in earthquakes/year. Magnitude M 5.5—6.0 M 6.0—6.5 M 6.5—7.0 M 7.0—7.5 Preferred rate 0.43 0.14 0.18 0.036 Lower bound 0.26 0.04 0.07 0.004 Upper bound 0.74 0.36 0.42 0.20 References Bird, P. and Y. Y. Kagan (2004), Plate-tectonic analysis of shallow seismicity: apparent boundary width, beta, corner magnitude, coupled lithosphere thickness, and coupling in seven tectonic settings, Bull. Seis. Soc. Am., 94, 2380-2399. Felzer, Karen R. (2006), Calculating the Gutenberg-Richter b value, Eos Trans. AGU 87(52), Fall Meet. Suppl., Abstract S42C-08. Felzer, Karen R. (2008), Calculating California seismicity rates, Appendix I, the Uniform California Earthquake Rupture Forecast (UCERF 2), U. S. Geological Survey Open File Report 2007-1437I. Gutenberg, B. and Charles F. Richter (1944), Frequency of earthquakes in California, Bull. Seis. Soc. Am, 4, 185-188. Hutton, K. L. and J. Woessner and E. Hauksson (2010), Earthquake monitoring in southern California for seventy-seven years, Bull. Seis. Soc. Am, 100, 423-446. Weichert, D. H. (1980). Estimation of the earthquake recurrence parameters for unequal observation periods for different magnitudes. Bull. Seis. Soc. Am. 70, 1337–1346.