Training
1
Training
Banking
Basel II
QMS including Six Sigma
ISMS
2
Banking
Objective

To provide basic understanding of Banking practices
and operations
Coverage

Introduction to Banking Theory – Law & Practice

Banking Overview – various types of Banks and
operations

Fundamentals of Accounting – Journal, Leger, Trial
Balance, GL, Balance Sheet
3
Banking


Introduction to different divisions in Banks

Retail and Corporate Banking

Payment Systems

Trade Finance

Treasury

Delivery Channels – ATMs, Credit/ Debit cards, POS, etc.

Merchant Banking – Demat, Mutual Funds, Investment Banking

Compliance – AML, ALM, Basel II, etc.
Target Audience

General Bankers, technology groups
Back
4
Basel II

General


Basel II – an awareness program
Specific

Market Risk

Credit Risk

Operational Risk
5
Basel II

The Nature of risks and regulations in banking

Evolution of risk management and regulations in
banks

Techniques in management - simple, intermediate
and advanced

Fundamentals of Market and Treasury Risk
Management

Fundamentals of Credit and Operational Risk
Management

Supervision and Regulation
6
Basel II

Credit Risk

The development of risk based supervision in banks

Approaches for measurement and management

Standardized approach of measurement and
management

Internal Ratings based approaches

Mechanics & Parameters

FIRB & AIRB

Calibration & validation

Usage tests
7
Basel II

Market Risk

Measurement and regulation

Standardized approach of measurement and
management

Internal Models approach of measurement and
management

Nature of Treasury Risk

Interest rate re-pricing in the banking book

Methods of measuring and managing liquidity

Capital Management and Treasury risk
8
Basel II

Operational Risk

Basic Indication approach to measuring Operational
Risk Capital

Standardized approach to measuring Operational Risk
Capital

Advanced measurement approach

Managing Operational Risk
 Different frameworks and approaches
 Techniques used to mitigate operational risk

Monitoring and reporting
9
Basel II


Supervisory Review and its importance

Internal Capital assessment process

The four key principles and Specific issues

Supervisory review of securitization, accountability
and actions
Role of National Supervisors

Implementation issues

Relationship between external/ internal auditors and
supervisors
10
Basel II


Supervision of Operational Risks and other risks

Supervision of operational risks and electronic
banking

UK and US Supervision of operational risk

Pillar 2 and other risks
Bank Disclosure requirements

Nature of disclosure, Basel II and disclosure

Pillar 3 requirements, Scope of disclosure

Risk exposure and assessment
11
Basel II

Banking Technology

Core Banking – is it the end?

Payment systems across the globe

Convergence of Banking and technology

Risk Management and Regulatory Compliance
12
Basel II

Target Audience

CxO level – high level or overview and importance

Senior Management – Credit, Market, Operations and
Top Management

Compliance Officers, Auditors, functional department
officials

Banking Technology Team
Back
13
Quality Management System
Objective

To create the awareness amongst the associates/
employees

To train identified associates/ employees on Quality
Standard requirements

To train on the Internal Audit – planning,
conducting and follow-up
14
Quality Management System
Coverage

Introduction to

Quality Management

Different Quality Standards like ISO 9001:2000, CMMi
different levels

Process/ Product Quality concepts

Different important Quality processes
15
Quality Management System
Coverage

Detailed training on QMS – Standard requirements
separately for each standard

Standard requirements

Mapping the existing practices to standard

Gap Analysis

Processes – definition, revision, implementation
strategies

Monitoring

Metrics
16
Quality Management System
Coverage

Internal Audit

Objectives

Code of ethics

Audit Program/ Audit calendar

Checklist development

Audit techniques & Report preparation

Follow-up methodology
17
Training – Quality Management System
Target Audience

All associates – for awareness session

Quality team & Identified associates when
organization is going in for fresh certification – for
the detailed programs

Internal Auditors/ associates identified for
conducting audit internally – for Internal audit
training program
Back
18
Information Security Management System
Coverage

To create the awareness amongst the associates/
employees

To train identified associates/ employees on ISO
27001 requirements

To train on the Internal Audit – planning,
conducting and follow-up
19
Information Security Management System
Coverage

Introduction to

Information Security






Information classification
Risk Management
Mitigation Controls
Vulnerabilities and threats
Information Security Management System (ISO
27001)
Information Security policies like Password, Access
Control etc
20
Information Security Management System
Coverage

Detailed training on ISMS – ISO 27001 Standard
requirements

Standard requirements

Mapping the existing practices to standard

Gap Analysis

Processes – definition, revision, implementation
strategies

Monitoring

Metrics
21
Information Security Management System
Coverage

Internal Audit

Objectives

Code of ethics

Audit Program/ Audit calendar

Checklist development

Audit techniques & Report preparation

Follow-up methodology
22
Information Security Management System
Target Audience

All associates – for awareness session

Information Security team & Identified associates
when organization is going in for fresh certification
– for the detailed programs

Internal Auditors/ associates identified for
conducting audit internally – for Internal audit
training program
23